COF - Capital One Financial Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	16	21	-0	-0	-1	-5	0	0	-2
S	%wins				76	52	70	80			70

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m
11/14/24 17:06	11/12/24	COF	Financ	NtBnk	National Commercial Banks	Zamsky Michael	VA	O	Chief Cr	S	-2,005	190.26	0	-11	-28	26	D
11/13/24 16:29	11/8/24	COF	Financ	NtBnk	National Commercial Banks	Young Andrew M	VA	O	CFO	S	-1,083	183.51	0	-6	-17	29	D
11/12/24 17:07	11/7/24	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief En	S	-133	184.73	0	-1	-5	13	D
11/12/24 17:07	11/7/24	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-3,105	187.12	0	-17	-22	57	D
11/7/24 17:23	11/5/24	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-324	162.37	0	-2	-9	20	D
11/7/24 17:21	11/5/24	COF	Financ	NtBnk	National Commercial Banks	Raghu Ravi	VA	O	P,Softwa	S	-4,090	165.00	0	-25	-48	27	D
10/21/24 16:17	10/17/24	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S	-2,520	160.00	0	-16	-26	46	D
8/8/24 17:38	8/6/24	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S.d	-8,175	132.86	0	-62	-60	41	D
7/19/24 16:23	7/17/24	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S.d	-4,611	150.00	0	-31	-29	74	D
5/9/24 16:05	5/8/24	COF	Financ	NtBnk	National Commercial Banks	Karam Celia	VA	O	P,Retail	S	-2,417	142.88	0	-17	-26	47	D
5/3/24 16:31	5/1/24	COF	Financ	NtBnk	National Commercial Banks	Dean Lia	VA	O	P,Bankin	S	-2,214	143.00	0	-15	-22	54	D
5/3/24 16:21	5/2/24	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief En	S	-172	141.87	0	-1	-8	14	D
5/2/24 16:15	4/30/24	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-1,247	144.04	0	-9	-46	10	D
12/18/23 17:09	12/14/23	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-5,169	130.00	0	-40	-47	44	D
12/18/23 17:07	12/14/23	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S	-780	130.00	0	-6	-10	55	M
12/18/23 17:06	12/14/23	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-1,040	130.00	0	-8	-11	67	D
12/14/23 17:44	12/12/23	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S.m	-731	121.67	0	-6	-9	61	M
12/14/23 17:43	12/12/23	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.m	-3,862	123.73	0	-31	-36	56	D
11/17/23 16:55	11/15/23	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S	-852	106.47	0	-8	-11	67	D
11/9/23 16:51	11/8/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-820	105.38	0	-8	0	3,848	D
11/7/23 16:32	11/3/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-1,233	105.60	0	-12	0	3,848	D
11/3/23 16:22	11/1/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-792	101.83	0	-8	0	3,848	D
11/1/23 18:52	10/30/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-776	99.75	0	-8	0	3,848	D
8/15/23 16:38	8/14/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.d	-426	109.48	0	-4	0	3,848	D
8/11/23 17:31	8/9/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-1,310	112.24	0	-12	0	3,848	D
8/8/23 19:24	8/4/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-1,319	113.00	0	-12	0	3,848	D
8/4/23 16:45	8/2/23	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-434	114.74	0	-4	-5	75	D
8/3/23 19:00	8/1/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-1,338	114.58	0	-12	0	3,848	D
8/1/23 17:14	7/28/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-900	115.68	0	-8	0	3,848	D
7/28/23 15:48	7/26/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-896	115.09	0	-8	0	3,848	D
7/28/23 15:45	7/26/23	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief Au	S	-272	115.06	0	-2	-18	10	D
7/27/23 16:34	7/25/23	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S	-1,145	116.99	0	-10	-13	66	D
7/26/23 20:40	7/24/23	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-906	116.44	0	-8	0	3,848	D
7/20/23 16:36	7/18/23	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-104	115.00	0	-1	-6	15	D
6/6/23 16:09	6/2/23	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-52	110.00	0	0	-3	16	D
2/16/23 16:10	2/14/23	COF	Financ	NtBnk	National Commercial Banks	Blinde Neal	VA	O	P,Commer	S	-921	115.16	0	-8	-6	121	D
1/30/23 16:48	5/25/22	COF	Financ	NtBnk	National Commercial Banks	Blinde Neal	VA	O	P,Commer	S	-4	118.94	0	0	0	143	D
11/16/22 16:06	11/14/22	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief Au	S	-69	114.63	0	-1	-7	8	D
11/15/22 16:09	11/11/22	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-904	115.00	0	-8	-11	61	D
11/15/22 16:06	11/10/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-4,247	112.92	0	-38	-1	3,757	D
11/10/22 16:07	11/8/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,608	104.02	0	-25	-1	3,757	D
11/8/22 16:11	11/4/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,559	102.04	0	-25	-1	3,757	D
11/4/22 16:06	11/2/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,586	103.11	0	-25	-1	3,757	D
11/2/22 16:07	10/31/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,676	106.71	0	-25	-1	3,757	D
11/1/22 16:16	10/28/22	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-99	105.00	0	-1	-8	11	D
9/19/22 16:09	9/15/22	COF	Financ	NtBnk	National Commercial Banks	Mouadeb Mark Daniel	VA	O	P,U.S. C	S	-61	100.94	0	-1	-5	12	D
8/31/22 16:08	8/29/22	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-35	108.85	0	0	-3	11	D
8/12/22 16:27	8/10/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-4,290	114.06	0	-38	-1	3,757	D
8/10/22 16:06	8/8/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,699	107.63	0	-25	-1	3,757	D
8/8/22 16:11	8/4/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,671	106.53	0	-25	-1	3,759	D
8/4/22 16:10	8/2/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,715	108.26	0	-25	-1	3,759	D
8/2/22 16:08	7/29/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,705	107.88	0	-25	-1	3,759	D
8/2/22 16:08	7/29/22	COF	Financ	NtBnk	National Commercial Banks	West Kara	VA	O	Chief Au	S	-305	109.67	0	-3	-25	8	D
7/29/22 16:11	7/27/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,709	108.02	0	-25	-1	3,759	D
7/27/22 16:10	7/25/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.dm	-2,736	109.10	0	-25	-1	3,759	D
5/31/22 16:17	5/26/22	COF	Financ	NtBnk	National Commercial Banks	Hall Sheldon	VA	O	Chief Ri	S	-2,325	125.00	0	-19	-21	68	M
5/17/22 17:20	5/13/22	COF	Financ	NtBnk	National Commercial Banks	Blinde Neal	VA	O	P,Commer	S	-3	117.38	0	0	0	143	D
5/17/22 16:33	5/13/22	COF	Financ	NtBnk	National Commercial Banks	Haggerty Kaitlin	VA	O	CHRO	S	-145	115.67	0	-1	-25	4	D
3/11/22 16:16	3/16/21	COF	Financ	NtBnk	National Commercial Banks	Williams Craig A.	VA	D		S.m	-2	135.23	0	0	-1	2	D
3/2/22 16:09	2/28/22	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-568	148.98	0	-4	-25	12	D
2/2/22 16:11	1/31/22	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S	0	142.62	0	0	0	71	I
1/31/22 16:14	1/27/22	COF	Financ	NtBnk	National Commercial Banks	Cooper Matthew W	VA	O	GC	S	-994	146.82	0	-7	-25	20	D
1/31/22 16:13	1/27/22	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO	S.d	-8	146.82	0	0	0	3,759	D
11/3/21 16:12	11/1/21	COF	Financ	NtBnk	National Commercial Banks	Raskind Peter E	VA	D		S.d	-414	152.33	0	-3	-9	26	D
9/29/21 16:57	9/27/21	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S	-77	170.00	0	0	-1	56	D
9/27/21 16:06	9/23/21	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-3,307	165.37	0	-20	-30	47	D
9/7/21 16:05	9/2/21	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S	-1,881	161.24	0	-12	-20	45	D
9/1/21 16:07	8/30/21	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S	-915	171.14	0	-5	-9	57	D
8/30/21 16:19	8/26/21	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-2,137	174.23	0	-12	-19	52	D
7/29/21 16:20	7/27/21	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.d	-35,435	161.81	0	-219	-6	3,759	D
7/29/21 16:19	7/27/21	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S.d	-8,707	161.80	0	-54	-49	57	D
6/9/21 16:45	6/7/21	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-4,017	164.41	0	-24	-30	58	D
6/3/21 16:19	6/1/21	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S.d	-6,298	164.73	0	-38	-37	64	D
6/3/21 16:18	6/1/21	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-5,341	164.73	0	-32	-36	57	D
6/3/21 16:18	6/1/21	COF	Financ	NtBnk	National Commercial Banks	Shattuck Mayo A III	VA	D		S.d	-1,270	164.74	0	-8	-12	59	D
5/17/21 16:12	5/13/21	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,Card	S	-2,773	156.27	0	-18	-16	92	I
5/6/21 16:18	5/4/21	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S.d	-942	148.19	0	-6	-10	57	D
5/4/21 16:16	4/30/21	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-376	149.00	0	-3	-17	13	D
5/4/21 16:15	4/30/21	COF	Financ	NtBnk	National Commercial Banks	Cooper Matthew W	VA	O	GC	S	-1,337	148.56	0	-9	-25	27	D
5/3/21 16:34	4/29/21	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S	-2,465	146.93	0	-17	-26	47	D
4/15/21 16:35	4/14/21	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-4,308	135.02	0	-32	-36	57	D
4/15/21 16:34	4/14/21	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S.d	-4,547	135.00	0	-34	-35	62	D
3/10/21 17:11	3/8/21	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-5,888	129.34	0	-46	-44	58	I
3/10/21 17:09	3/8/21	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S.d	-6,174	130.03	0	-47	-43	64	D
3/9/21 16:24	3/5/21	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-5,221	127.39	0	-41	-43	54	D
3/8/21 17:09	3/4/21	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-4,981	124.81	0	-40	-45	50	D
3/8/21 17:07	3/4/21	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S.d	-9,105	124.29	0	-73	-52	67	D
3/5/21 16:32	3/3/21	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S	-1,800	125.00	0	-14	-15	83	D
3/3/21 16:30	3/1/21	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S	-3,037	123.20	0	-25	-20	97	D
2/10/21 16:10	2/8/21	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S	-2,303	115.23	0	-20	-28	51	D
1/7/21 16:12	1/5/21	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S.dm	-4,064	103.11	0	-39	-33	82	D
1/4/21 16:20	12/30/20	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-550	97.02	0	-6	-6	91	D
12/22/20 16:10	12/21/20	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-3,097	95.00	0	-33	-38	52	D
12/22/20 16:07	12/21/20	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-786	96.00	0	-8	-8	96	D
12/16/20 16:09	12/14/20	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S	-3,628	91.94	0	-39	-43	52	D
12/16/20 16:09	12/14/20	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-517	93.46	0	-6	-5	104	D
12/14/20 16:18	12/10/20	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-6,437	94.76	0	-68	-54	58	D
12/10/20 16:28	12/9/20	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S	-187	95.00	0	-2	-2	95	D
11/16/20 16:10	11/12/20	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.dm	-5,245	84.26	0	-62	-2	3,622	D
11/12/20 16:18	11/9/20	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.dm	-7,999	87.09	0	-92	-2	3,603	D
11/12/20 16:17	11/9/20	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S.d	-4,388	87.75	0	-50	-31	110	D
11/9/20 16:10	11/5/20	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.dm	-5,014	78.14	0	-64	-2	3,573	D
11/5/20 16:24	11/3/20	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.dm	-4,966	76.93	0	-65	-2	3,556	D
11/3/20 16:05	10/30/20	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.dm	-4,851	73.56	0	-66	-2	3,550	D
10/30/20 16:37	10/28/20	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.dm	-4,801	72.28	0	-66	-2	3,535	D
10/28/20 16:38	10/26/20	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.dm	-4,887	74.71	0	-65	-2	3,520	D
10/7/20 16:19	10/5/20	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S.d	-1,075	78.00	0	-14	-12	97	D
8/18/20 16:12	8/14/20	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-396	69.11	0	-6	-43	8	D
6/9/20 16:26	6/5/20	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S.d	-715	85.00	0	-8	-17	42	D
5/18/20 16:14	5/14/20	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-192	57.63	0	-3	-20	13	D
3/23/20 16:48	3/19/20	COF	Financ	NtBnk	National Commercial Banks	Santos Kleber	VA	O	P,Retail	S	-97	43.08	0	-2	-9	22	D
3/3/20 16:14	2/28/20	COF	Financ	NtBnk	National Commercial Banks	Cooper Matthew W	VA	O	GC	S	-1,311	86.06	0	-15	-37	26	D
2/25/20 16:56	2/21/20	COF	Financ	NtBnk	National Commercial Banks	Blackley Richard Scott	VA	O	CFO	S	-1,519	102.51	0	-15	-27	40	D
2/24/20 16:11	2/20/20	COF	Financ	NtBnk	National Commercial Banks	Santos Kleber	VA	O	P,Retail	S	-223	101.25	0	-2	-9	22	D
1/24/20 16:11	1/22/20	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S	-1,490	107.01	0	-14	-13	97	D
12/23/19 18:46	12/20/19	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S.d	-847	104.36	0	-8	-17	40	D
12/18/19 16:14	12/16/19	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S.d	-6,050	105.00	0	-58	-34	111	D
12/10/19 16:16	12/6/19	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S	-2,106	101.06	0	-21	-30	49	D
12/4/19 16:05	12/2/19	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-4,272	99.89	0	-43	-43	58	D
12/3/19 16:10	11/29/19	COF	Financ	NtBnk	National Commercial Banks	Newkirk Christopher T	VA	O	P,Intl,S	S	-597	99.85	0	-6	-17	29	D
12/3/19 16:07	11/29/19	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S.d	-7,863	99.92	0	-79	-66	41	D
11/26/19 16:08	11/22/19	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-354	98.02	0	-4	-4	92	D
11/20/19 16:18	11/18/19	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-701	97.16	0	-7	-7	95	D
11/13/19 16:07	11/8/19	COF	Financ	NtBnk	National Commercial Banks	Shattuck Mayo A III	VA	D		S.d	-683	96.57	0	-7	-13	48	D
11/12/19 16:08	11/7/19	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-1,063	98.23	0	-11	-10	103	D
11/6/19 16:07	11/4/19	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S.dm	-5,490	96.42	0	-57	-33	113	D
11/1/19 16:08	10/30/19	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-209	94.50	0	-2	-13	15	D
10/3/19 16:08	10/1/19	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S.d	-346	91.68	0	-4	-9	40	D
7/24/19 21:49	7/24/19	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S	-780	95.03	0	-8	-9	85	D
7/9/19 16:05	7/5/19	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S	-868	93.00	0	-9	-12	66	D
7/9/19 16:05	7/5/19	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S	-399	93.00	0	-4	-4	93	D
7/3/19 16:06	7/1/19	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S	-1,330	91.74	0	-15	-27	40	D
6/21/19 16:10	6/19/19	COF	Financ	NtBnk	National Commercial Banks	Newkirk Christopher T	VA	O	P,Intl,S	S	-526	92.00	0	-6	-14	35	D
6/7/19 16:12	6/5/19	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S	-1,205	90.00	0	-13	-15	76	D
6/5/19 16:54	6/3/19	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S.d	-344	85.98	0	-4	-7	54	D
3/20/19 16:50	3/18/19	COF	Financ	NtBnk	National Commercial Banks	Santos Kleber	VA	O	P,Retail	S	-248	84.54	0	-3	-13	19	D
2/25/19 16:10	2/21/19	COF	Financ	NtBnk	National Commercial Banks	Santos Kleber	VA	O	P,Retail	S	-294	82.49	0	-4	-16	19	D
8/6/18 16:33	8/2/18	COF	Financ	NtBnk	National Commercial Banks	Golden Timothy P	VA	O	Controll	S	-390	95.85	0	-4	-22	15	D
7/25/18 17:23	7/24/18	COF	Financ	NtBnk	National Commercial Banks	Hay Lewis III	VA	D		S.d	-1,645	100.00	0	-16	-26	47	D
7/25/18 17:23	7/24/18	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S	-228	100.00	0	-2	-3	82	D
7/25/18 17:22	7/24/18	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.d	-24,047	99.33	0	-242	-8	2,769	D
7/25/18 17:22	7/24/18	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S.d	-1,912	100.00	0	-19	-31	43	D
7/3/18 16:59	7/2/18	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S.d	-391	92.55	0	-4	-8	52	D
6/18/18 16:30	6/14/18	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S	-175	98.00	0	-2	-2	84	D
6/11/18 16:54	6/7/18	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S	-213	96.90	0	-2	-3	86	D
6/11/18 16:53	6/7/18	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S	-1,836	97.09	0	-19	-21	72	D
5/16/18 16:18	5/15/18	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S	-462	95.00	0	-5	-10	43	D
5/10/18 18:51	5/8/18	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S	-1,100	95.00	0	-12	-19	48	D
5/10/18 18:50	5/8/18	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.d	-49	95.00	0	-1	0	2,769	D
4/30/18 17:04	4/26/18	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Senior A	S	-1,133	92.80	0	-12	-17	60	D
4/27/18 17:00	4/25/18	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	CB,CEO,P	S.d	-22,594	93.13	0	-243	-8	2,769	D
4/4/18 16:11	4/2/18	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S.d	-285	95.05	0	-3	-6	50	D
3/26/18 17:10	3/22/18	COF	Financ	NtBnk	National Commercial Banks	Santos Kleber	VA	O	P,Retail	S	-166	97.00	0	-2	-10	16	D
3/20/18 16:03	3/16/18	COF	Financ	NtBnk	National Commercial Banks	Blackley Richard Scott	VA	O	CFO	S	-215	98.19	0	-2	-5	39	D
3/5/18 17:47	3/1/18	COF	Financ	NtBnk	National Commercial Banks	Blackley Richard Scott	VA	O	CFO	S	-981	98.12	0	-10	-21	39	D
2/26/18 16:29	2/22/18	COF	Financ	NtBnk	National Commercial Banks	Santos Kleber	VA	O	P,Retail	S	-548	97.74	0	-6	-26	16	D
1/31/18 16:25	1/29/18	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S	-7,131	105.03	0	-68	-41	97	I
1/26/18 17:52	1/24/18	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	Chair,CE	S.dm	-50,990	105.09	0	-485	-15	2,678	D
1/17/18 16:10	1/12/18	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S.d	-2,921	105.00	0	-28	-38	46	D
1/17/18 16:07	1/12/18	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S	-1,059	105.00	0	-10	-12	71	D
1/8/18 16:10	1/4/18	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S.d	-649	102.00	0	-6	-9	63	D
1/4/18 17:18	1/2/18	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S.d	-298	99.46	0	-3	-6	50	D
1/4/18 17:17	1/2/18	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-4,736	99.23	0	-48	-22	164	D
12/27/17 16:10	12/22/17	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S.d	-2,641	100.00	0	-26	-37	46	D
12/27/17 16:10	12/22/17	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S.d	-15,628	100.00	0	-156	-66	81	D
12/20/17 16:20	12/18/17	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S.d	-686	98.00	0	-7	-10	63	D
12/19/17 16:23	12/15/17	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-650	96.74	0	-7	-9	70	D
12/18/17 16:35	12/14/17	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-7,889	95.00	0	-83	-63	49	D
12/6/17 20:26	12/4/17	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-6,318	95.02	0	-66	-46	78	D
12/6/17 20:26	12/4/17	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S.d	-665	95.00	0	-7	-10	63	D
12/6/17 20:25	12/4/17	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S	-617	95.00	0	-6	-4	156	I
12/6/17 20:25	12/4/17	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S	-764	95.00	0	-8	-15	46	D
12/6/17 20:25	12/4/17	COF	Financ	NtBnk	National Commercial Banks	Warner Bradford H	VA	D		S.d	-665	94.94	0	-7	-12	50	D
12/6/17 20:24	12/4/17	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S.d	-2,912	95.00	0	-31	-15	177	D
12/5/17 17:05	12/1/17	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S.dm	-7,702	94.68	0	-81	-51	77	D
11/7/17 16:16	11/3/17	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S	-763	91.99	0	-8	-13	54	D
10/31/17 16:46	10/27/17	COF	Financ	NtBnk	National Commercial Banks	Shattuck Mayo A III	VA	D		S.d	-2,241	92.71	0	-24	-35	44	D
10/27/17 16:24	10/25/17	COF	Financ	NtBnk	National Commercial Banks	Hackett Ann F	VA	D		S.d	-1,008	91.18	0	-11	-15	63	D
7/27/17 18:00	7/25/17	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	Chair,CE	S.dm	-31,973	87.02	0	-367	-12	2,681	D
5/8/17 16:25	5/5/17	COF	Financ	NtBnk	National Commercial Banks	Slocum Michael	VA	O	P,Commer	S	-516	82.16	33	-6	-9	62	D	4	22	14	-6	-2	-1	-1	0	0	-3
4/5/17 16:16	4/3/17	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S	-64	86.88	33	-1	-1	80	D	11	27	19	-4	-8	-5	2	-2	0	-1	-2
3/20/17 16:06	3/16/17	COF	Financ	NtBnk	National Commercial Banks	Newkirk Christopher T	VA	O	P,Intl.,	S	-474	90.46	33	-5	-17	26	D	13	30	26	0	1	-6	-5	-4	-4	-3	-6
3/15/17 17:31	3/13/17	COF	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-5,853	92.08	33	-64	-38	106	D	20	34	28	2	5	-1	-2	0	0	-7	-8
3/8/17 17:48	3/6/17	COF	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S	-882	93.49	33	-9	-6	154	I	23	36	31	8	5	3	0	-2	0	-1	-9
3/6/17 16:07	3/2/17	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S.d	-2,019	95.35	33	-21	-21	78	D	25	38	33	12	8	6	1	0	0	-1	-8
3/6/17 16:06	3/2/17	COF	Financ	NtBnk	National Commercial Banks	Alexander Robert M.	VA	O	CIO	S	-1,377	95.34	33	-14	-14	89	D	25	38	33	12	8	6	1	0	0	-1	-8
3/3/17 16:06	3/1/17	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S.d	-950	95.02	33	-10	-6	161	D	24	39	35	15	9	7	2	1	-1	-2	-8
3/3/17 16:05	3/1/17	COF	Financ	NtBnk	National Commercial Banks	Blackley Richard Scott	VA	O	CFO	S	-333	95.00	33	-4	-8	43	D	24	39	35	15	9	7	2	1	-1	-2	-8
2/16/17 16:29	2/14/17	COF	Financ	NtBnk	National Commercial Banks	Eder Noelle K	VA	O	Chief Ca	S.d	-2,780	89.70	33	-31	-43	41	D	19	43	34	9	1	2	4	3	1	3	-3
2/14/17 16:58	2/10/17	COF	Financ	NtBnk	National Commercial Banks	Gross Patrick W	VA	D		S.d	-3,634	88.50	33	-41	-46	48	D	17	45	32	13	3	1	4	2	1	3	0
2/9/17 16:41	2/7/17	COF	Financ	NtBnk	National Commercial Banks	Shattuck Mayo A III	VA	D		S.d	-298	87.25	33	-3	-8	42	D	19	44	30	18	-2	1	-1	0	0	3	4	-8
2/3/17 16:40	2/1/17	COF	Financ	NtBnk	National Commercial Banks	Wassmer Michael J	VA	O	P,U.S. C	S.d	-771	88.10	33	-9	-12	67	D	19	40	31	19	-5	-2	-3	-3	0	1	6	-6
2/3/17 16:40	2/1/17	COF	Financ	NtBnk	National Commercial Banks	Borgmann Kevin S.	VA	O	Chief Ri	S.d	-3,466	88.20	33	-39	-46	46	D	19	40	31	19	-5	-2	-3	-3	0	1	6	-6
2/1/17 16:25	1/30/17	COF	Financ	NtBnk	National Commercial Banks	Leroy Pierre E	VA	D		S.d	-793	88.09	33	-9	-19	39	D	25	38	32	18	-3	-2	0	-3	-1	1	8	-5
2/1/17 16:25	1/30/17	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	Chair,CE	S.d	-12,877	88.21	33	-146	-5	2,593	D	25	38	32	18	-3	-2	0	-3	-1	1	8	-5
1/30/17 16:41	1/26/17	COF	Financ	NtBnk	National Commercial Banks	Fairbank Richard D	VA	DO	Chair,CE	S.dm	-53,469	89.12	33	-600	-19	2,593	D	25	45	34	19	0	1	2	0	-2	-1	6	-9
1/5/17 16:33	1/3/17	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-10,080	88.78	33	-114	-68	52	D	17	33	49	25	9	1	1	4	0	1	-1	-4
12/19/16 16:53	12/14/16	COF	Financ	NtBnk	National Commercial Banks	Laprade,iii Frank G.	VA	O	Chief En	S.d	-1,777	88.84	33	-20	-18	89	D	18	23	41	27	23	8	0	0	1	0	-4	-7
12/14/16 17:02	12/12/16	COF	Financ	NtBnk	National Commercial Banks	Hay Lewis III	VA	D		S.d	-1,132	90.43	33	-13	-23	43	D	16	25	40	27	23	8	4	-1	2	2	0	2
12/14/16 17:01	12/12/16	COF	Financ	NtBnk	National Commercial Banks	Sanjiv Yajnik	VA	O	P,Financ	S.d	-2,129	90.37	33	-24	-13	152	D	16	25	40	27	23	8	4	-1	2	2	0	2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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