Berson Jory A - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	26	0	1	4	5	0	17	5
S	%wins				62	42	23	28	43	13	35

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/9/21 16:45	6/7/21	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	1,840	86.34	0	21	58	58	D
6/9/21 16:45	6/7/21	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-4,017	164.41	0	-24	-30	58	D
3/9/21 16:24	3/5/21	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	2,271	74.96	0	30	128	54	D
3/9/21 16:24	3/5/21	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-5,221	127.39	0	-41	-43	54	D
2/17/21 16:41	2/15/21	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	0	2	3	65	D
12/14/20 16:18	12/10/20	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	3,806	67.38	0	56	999%	58	D
12/14/20 16:18	12/10/20	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-6,437	94.76	0	-68	-54	58	D
2/19/20 19:27	2/15/20	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	0	4	7	63	D
12/4/19 16:05	12/2/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	1,921	56.32	0	34	145	58	D
12/4/19 16:05	12/2/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-4,272	99.89	0	-43	-43	58	D
7/9/19 16:05	7/5/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S	-868	93.00	0	-9	-12	66	D
6/7/19 16:12	6/5/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S	-1,205	90.00	0	-13	-15	76	D
2/20/19 16:50	2/15/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	0	7	10	80	D
6/11/18 16:53	6/7/18	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S	-1,836	97.09	0	-19	-21	72	D
2/20/18 18:29	2/15/18	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	0	17	24	84	D
12/6/17 20:26	12/4/17	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	1,723	45.75	0	38	94	78	D
12/6/17 20:26	12/4/17	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-6,318	95.02	0	-66	-46	78	D
3/15/17 17:31	3/13/17	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	2,774	48.28	33	57	119	106	D	20	34	28	2	5	-1	-2	0	0	-7	-8
3/15/17 17:31	3/13/17	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-5,853	92.08	33	-64	-38	106	D	20	34	28	2	5	-1	-2	0	0	-7	-8
2/17/17 19:10	2/15/17	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	21	25	104	D	19	40	34	11	3	2	3	2	1	1	-6
11/28/16 17:40	11/23/16	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	6,764	62.75	33	108		98	D	7	10	16	23	19	16	3	2	-1	3	8	13
11/28/16 17:40	11/23/16	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-9,715	84.00	33	-116	-54	98	D	7	10	16	23	19	16	3	2	-1	3	8	13
11/15/16 18:30	11/11/16	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S	-567	80.00	33	-7	-6	106	D	7	11	23	23	16	12	16	10	-2	1	8	11
2/17/16 17:20	2/15/16	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	16	19	102	D	-8	-17	-20	-16	-9	7	1	4	1	1	7	7	7	42
2/12/16 17:47	2/10/16	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	4	4	106	D	-12	-21	-25	-24	-17	-1	-4	-1	3	5	12	12	10	46
3/12/15 18:04	3/10/15	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	28	45	90	D	47	7	-3	-6	5	-1	-1	-1	-2	0	-1	8	-6	-14
2/18/15 16:30	2/15/15	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	13	21	76	D	49	12	2	-2	0	5	6	3	0	1	3	7	4	-16
2/12/15 16:50	2/10/15	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	12	18	78	D	41	10	-2	-7	-7	2	4	1	-1	0	1	6	3	-23
6/11/14 17:14	6/9/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	4,203	56.83	33	74		69	D	65	33	13	10	12	8	4	2	0	0	4	1	4	9
6/11/14 17:14	6/9/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-6,064	82.00	33	-74	-52	69	D	65	33	13	10	12	8	4	2	0	0	4	1	4	9
6/3/14 16:32	5/30/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	2,662	48.95	33	54	388	68	D	55	31	11	9	5	1	3	0	1	4	5	5	6	8
6/3/14 16:32	5/30/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-5,028	79.00	33	-64	-48	68	D	55	31	11	9	5	1	3	0	1	4	5	5	6	8
3/12/14 19:33	3/10/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	14	21	77	D	56	38	13	3	5	5	1	-1	-2	-1	3	11	11	7
3/10/14 16:59	3/6/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S	-412	75.00	33	-5	-7	70	D	55	40	15	4	7	4	5	2	-1	-4	1	8	11	8
2/12/14 19:16	2/10/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	12	19	76	D	51	28	5	3	-6	-1	1	2	1	-1	2	9	12	10
1/28/14 16:52	1/26/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	7	12	67	D	58	26	3	-1	-2	-9	-9	-4	-1	-3	1	3	16	10
12/16/13 17:45	12/15/13	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	11	19	70	D	61	25	16	6	3	3	-1	-2	-1	4	7	2	13	12
12/2/13 16:54	11/29/13	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	482	18.28	33	26	61	70	D	74	25	17	11	0	3	3	2	-1	1	6	3	10	16
12/2/13 16:54	11/29/13	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-1,899	72.00	33	-26	-27	70	D	74	25	17	11	0	3	3	2	-1	1	6	3	10	16
11/26/13 21:11	11/25/13	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	457	18.28	33	25	56	70	D	76	22	15	10	-1	1	0	2	1	1	7	3	12	19
11/26/13 21:11	11/25/13	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-2,450	70.00	33	-35	-33	70	D	76	22	15	10	-1	1	0	2	1	1	7	3	12	19
9/19/13 16:14	9/17/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S	-380	69.00	33	-6	-6	80	D	62	18	30	13	2	8	4	3	0	0	4	4	8	23
8/28/13 16:23	8/26/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	677	56.28	33	12	16	85	D	49	17	26	5	-3	-5	-4	-4	1	2	8	10	14	30
8/28/13 16:23	8/26/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-1,116	66.54	33	-17	-16	85	D	49	17	26	5	-3	-5	-4	-4	1	2	8	10	14	30
7/9/13 16:32	7/5/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	457	18.28	33	25	39	90	D	25	20	6	19	7	6	6	2	-1	2	6	8	18	29
7/9/13 16:32	7/5/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-2,805	65.00	33	-43	-32	90	D	25	20	6	19	7	6	6	2	-1	2	6	8	18	29
2/12/13 19:17	2/10/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	8	8	107	D	11	17	0	-3	-1	1	0	-2	-1	-5	-2	6	23	30
1/29/13 17:26	1/26/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	7	9	92	D	17	23	2	-7	-3	-11	-9	0	2	1	-7	3	24	29
12/18/12 17:13	12/15/12	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	14	16	97	D	41	31	8	-2	-4	1	1	-1	-2	-2	3	-10	4	22
10/23/12 16:59	10/19/12	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	788	31.44	33	25	35	97	D	55	39	11	9	6	3	2	3	-1	0	-2	-6	-5	19
10/23/12 16:59	10/19/12	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-2,575	60.00	33	-43	-31	97	D	55	39	11	9	6	3	2	3	-1	0	-2	-6	-5	19
8/29/12 16:35	8/27/12	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	183	18.28	33	10	10	115	D	52	25	12	11	3	0	0	2	-1	-1	1	3	-6	16
8/29/12 16:35	8/27/12	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-1,155	56.64	33	-20	-15	115	D	52	25	12	11	3	0	0	2	-1	-1	1	3	-6	16
2/2/12 17:19	1/31/12	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	31	34	123	D	26	-6	4	2	12	-2	1	1	5	3	6	20	19	21
1/30/12 19:59	1/26/12	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	7	10	83	D	27	-4	-3	3	4	2	-6	2	2	10	12	25	28	26
12/19/11 17:03	12/15/11	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	16	19	102	D	14	8	-12	2	-6	4	-6	-3	0	4	17	31	31	40
4/25/11 16:33	4/21/11	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	986	31.73	33	31	49	94	D	218	14	36	8	7	2	3	8	0	1	-1	-9	-26	0
4/25/11 16:33	4/21/11	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-2,654	53.00	33	-50	-35	94	D	218	14	36	8	7	2	3	8	0	1	-1	-9	-26	0
3/2/11 18:41	2/28/11	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	594	18.28	33	33	40	113	D	383	28	28	28	1	-6	-7	-5	2	3	9	13	-5	6
3/2/11 18:41	2/28/11	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-3,291	50.25	33	-66	-37	113	D	383	28	28	28	1	-6	-7	-5	2	3	9	13	-5	6
1/28/11 17:14	1/26/11	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	37	28	169	D	147	32	14	28	17	7	1	0	0	2	3	14	-1	-4
1/4/11 19:32	12/31/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	0	0.00	33	11	11	111	D	36	12	11	13	16	3	3	3	4	4	13	19	22	1
4/15/10 19:03	4/14/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	482	18.28	33	26	31	111	D	4	172	21	10	22	12	7	5	-4	-1	0	-1	-10	15
4/15/10 19:03	4/14/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-1,213	46.00	33	-26	-19	111	D	4	172	21	10	22	12	7	5	-4	-1	0	-1	-10	15
4/7/10 18:41	4/5/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	446	18.28	33	24	28	111	D	-11	215	31	11	17	7	3	4	2	4	3	-8	-10	21
4/7/10 18:41	4/5/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-1,049	43.00	33	-24	-18	111	D	-11	215	31	11	17	7	3	4	2	4	3	-8	-10	21
4/1/10 16:28	3/30/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	11	18.28	33	1	1	111	D	-18	241	18	8	11	4	2	-1	4	6	4	-3	-6	26
4/1/10 16:28	3/30/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-26	43.00	33	-1	-1	111	D	-18	241	18	8	11	4	2	-1	4	6	4	-3	-6	26
3/15/10 16:21	3/12/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	M.d	457	18.28	33	25	29	111	D	-11	202	5	3	8	4	6	3	1	-1	12	1	-2	25
3/15/10 16:21	3/12/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S.d	-1,317	39.90	33	-33	-23	111	D	-11	202	5	3	8	4	6	3	1	-1	12	1	-2	25
2/23/10 16:51	2/22/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S	-304	38.00	33	-8	-6	122	D	-15	285	10	-5	-10	4	8	4	2	1	10	13	2	42
2/4/10 16:43	2/3/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S	-184	36.77	33	-5	-4	132	D	-26	152	16	-4	-7	-13	1	-1	1	2	8	26	19	40
2/2/10 16:30	1/29/10	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S	-125	37.63	33	-3	-2	137	D	-28	140	20	-6	-5	-12	-14	1	-2	-8	1	24	15	30
8/3/09 16:05	7/30/09	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S	-578	30.40	33	-19	-13	127										0	9	19	25	18	38
7/29/09 17:58	7/27/09	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	CHRO	S	-953	30.16	33	-32	-17	157										2	6	23	33	23	41
9/22/08 20:44	9/18/08	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	P,Financ	S.dm	-2,181	59.23	33	-37	-39	58	D	-23	-17	5	38	29	27	23	14	-1	0	-25	-44	-72	-30
9/22/08 20:44	9/19/08	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	P,Financ	M.d	1,428	56.46	33	25	77	58	D	-23	-17	5	38	29	27	23	14	-1	0	-25	-44	-72	-30
2/22/07 18:33	2/20/07	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	P,US Car	M.d	503	49.78	33	10	37	37	D	6	-6	11	9	7	2	0	0	-2	-6	-6	-4	-17	-42
2/22/07 18:33	2/20/07	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	P,US Car	S.d	-1,450	81.82	33	-18	-32	37	D	6	-6	11	9	7	2	0	0	-2	-6	-6	-4	-17	-42
1/24/07 17:02	1/22/07	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Berson Jory A	VA	O	P,US Car	M.d	121	54.63	33	2	5	45	D	2	-6	3	-2	5	4	5	6	-2	0	3	-10	-6	-45

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y