Rogers James E - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	2	1	-2	2	24	30	40	16
P	%wins				100	50	50	100	100	100	83
S	%ret	3	1	6	1	0	-1	5	4	-4	1
S	%wins				33	67	33	17	33	33	36

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/14/13 17:29	8/12/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	D		M.d	20,029	56.92	33	352	50	1,051	D	48	9	4	-1	5	0	-1	-1	-2	-3	-6	5	5	7
5/17/13 16:05	5/15/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	P,CEO	M.d	26,873	47.24	33	569	126	1,019	D	37	16	19	6	0	-4	-2	0	0	-3	-6	-4	1	4
2/27/13 21:04	2/25/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	P,CEO	M.d	7,737	69.11	33	112	14	921	D	43	16	8	16	8	2	2	1	-1	0	2	-2	-4	6
12/7/12 21:30	6/22/11	AMAT	Applied Materials Inc /de	DC	Tech	Semicn	Semiconductors & Related Devi	Rogers James E	CA	D		P.m	22	11.54	33	2	2	116	D	-12	2	4	-6	2	7	5	2	1	1	5	24	43	58
12/4/12 20:25	11/30/12	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	CT	D		M.d	0	0.00	33	1	4	29	D	37	18	22	14	4	2	0	0	1	2	5	15	28	66
9/5/12 18:34	8/31/12	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	CT	D		M.d	0	0.00	33	1	5	27	D	35	2	5	5	10	4	3	1	1	2	7	14	31	78
6/4/12 18:06	5/31/12	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	CT	D		M.d	0	0.00	33	2	7	25	D	23	-14	-4	-4	-11	-6	-2	-6	2	5	1	7	22	55
3/2/12 18:45	2/29/12	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	CT	D		M.d	0	0.00	33	2	12	22	D	29	5	-5	6	-4	2	-2	0	1	0	11	-1	2	34
2/29/12 16:46	2/27/12	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	5,067	21.07	33	240	10	2,541	D	42	23	16	7	0	-1	0	1	0	0	0	6	7	16
12/2/11 16:15	11/30/11	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	CT	D		M.d	0	0.00	33	3	20	19	D	31	14	-12	-6	-1	1	3	4	1	-2	0	3	-1	20
11/14/11 17:09	11/10/11	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.dm	11,279	16.59	33	680	41	2,353	D	44	23	12	14	7	3	3	1	-1	-2	1	4	7	3
11/14/11 17:09	11/10/11	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	S.dm	-14,078	20.70	33	-680	-22	2,353	D	44	23	12	14	7	3	3	1	-1	-2	1	4	7	3
11/10/11 16:28	11/8/11	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.dm	26,471	16.28	33	1,626	223	2,353	D	40	20	10	14	2	2	1	0	1	-1	2	5	7	3
11/10/11 16:28	11/8/11	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	S.dm	-33,821	20.81	33	-1,626	-41	2,353	D	40	20	10	14	2	2	1	0	1	-1	2	5	7	3
9/2/11 17:19	8/31/11	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	CT	D		M.d	0	0.00	33	1	6	16	D	56	40	5	-7	-12	5	5	0	-1	-4	-11	-3	-1	2
6/2/11 18:59	5/31/11	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	PA	D		M.d	0	0.00	33	1	7	15	D	110	46	34	16	13	3	0	1	0	-3	3	-6	-16	-12
3/2/11 20:02	2/28/11	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	PA	D		M.d	0	0.00	33	1	10	9	D	200	22	31	13	2	-2	-4	1	3	2	3	18	9	4
2/23/11 16:36	2/21/11	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	3,302	17.94	33	184	9	2,241	D	45	16	8	4	4	1	1	2	0	0	0	6	5	23
12/2/10 18:42	11/30/10	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	PA	D		M.d	0	0.00	33	1	9	8	D	242	15	9	13	8	4	1	5	-1	-4	-4	15	30	16
9/2/10 21:02	8/31/10	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	PA	D		M.d	0	0.00	33	1	11	8	D	-19	17	-1	-4	7	0	3	3	2	4	9	15	32	41
6/2/10 19:30	5/28/10	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	PA	D		M.d	0	0.00	33	1	11	7	D	-19	42	1	-4	-6	-1	1	1	3	0	-8	-6	10	49
3/2/10 19:39	2/26/10	CI	Cigna Corp	DE	Insur	MdIns	Hospital & Medical Service Pl	Rogers James E	PA	D		M.d	0	0.00	33	1		0	D	-25	120	13	4	-6	5	4	2	1	1	6	-3	-5	22
2/24/10 18:12	2/22/10	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	2,477	16.43	33	151	8	2,056	D	1	25	8	3	-2	-1	1	0	0	0	-1	-2	7	16
1/5/10 15:12	12/31/09	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	445	17.21	33	26	2	1,745	D	-4	17	20	12	5	-5	-2	-2	-2	0	-2	-1	-2	11
10/2/09 16:27	9/30/09	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	407	15.74	33	26	2	1,730	D	-9	-7	14	10	1	1	-1	-2	1	1	3	13	10	22
7/2/09 13:51	6/30/09	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	370	14.32	33	26	2	1,715	D	-11	-9	2	6	11	3	1	3	-3	-4	4	8	21	14
5/18/09 21:16	5/14/09	AMAT	Applied Materials Inc /de	DC	Tech	Semicn	Semiconductors & Related Devi	Rogers James E	CA	D		P	304	11.25	33	27	65	69	D	-42	-44	9	13	-9	-7	-15	-7	0	-4	-2	23	17	21
4/7/09 18:33	4/3/09	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	0	0.00	33	258	18	1,700	D	-25	-19	-17	-9	-2	4	-3	-1	2	0	2	6	16	26
4/2/09 16:56	3/31/09	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	370	14.32	33	26	2	1,372	D	-24	-18	-16	-3	-2	13	-3	0	0	-1	-1	6	15	23
2/3/09 17:37	1/30/09	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	177	15.15	33	12	1	1,357	D	-17	-16	-10	-10	2	-2	1	-3	2	4	-16	-4	7	19
2/3/09 17:37	1/30/09	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	S.d	-177	15.15	33	-12	-1	1,357	D	-17	-16	-10	-10	2	-2	1	-3	2	4	-16	-4	7	19
5/18/07 16:36	5/16/07	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.d	3,059	14.15	33	216	19	1,356	D	37	32	15	4	0	0	0	0	0	-5	-8	-10	-4	-5
4/5/07 17:34	3/5/07	FITB	Fifth Third Bancorp	OH	Financ	StBnk	State Commercial Banks	Rogers James E	OH	D		S.a	-97	40.05	33	-2	-16	13	D	-1	3	4	-5	-4	-1	-3	0	-1	-1	6	5	-9	-38
4/3/07 17:11	11/30/06	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	CB,P,CEO	M.ad	13,786	23.64	33	583	79	1,318	D	37	26	19	9	4	7	2	2	-1	0	0	-10	-6	-8
3/7/07 16:52	3/5/07	FITB	Fifth Third Bancorp	OH	Financ	StBnk	State Commercial Banks	Rogers James E	OH	D		M.d	97	25.44	33	4	48	12	D	-3	9	4	3	3	-2	-1	0	1	-2	-1	7	-8	-40
3/7/07 16:52	3/5/07	FITB	Fifth Third Bancorp	OH	Financ	StBnk	State Commercial Banks	Rogers James E	OH	D		S.d	-152	40.05	33	-4	-25	12	D	-3	9	4	3	3	-2	-1	0	1	-2	-1	7	-8	-40
12/4/06 16:14	11/30/06	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	NC	DO	P,CEO	M.d	19,157	23.96	33	799	147	1,344	D	40	22	13	6	0	2	1	2	0	0	1	4	3	11
2/24/06 17:35	2/22/06	CIN	Cinergy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	OH	DO	CB,CEO	M.d	24,792	33.42	0	742	999%	792	D
8/17/05 13:28	8/15/05	FITB	Fifth Third Bancorp	OH	Financ	StBnk	State Commercial Banks	Rogers James E	OH	D		M.d	87	11.41	33	8	492	9	D	-19	-8	-7	-2	4	0	0	-1	0	0	-11	-4	-10	-3
2/15/05 17:52	2/11/05	CIN	Cinergy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	OH	DO	CB,P,CEO	M.d	35	34.40	0	1	0	651	D
9/3/04 08:28	9/1/04	CIN	Cinergy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	OH	DO	CB,P,CEO	S	-209	40.15	0	-5	-1	642	D
9/3/04 07:54	9/1/04	CIN	Cinergy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	OH	DO	CB,P,CEO	S	-3,198	40.28	0	-79	-11	648	D
2/25/04 16:47	2/23/04	CIN	Cinergy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Rogers James E	OH	DO	CB,P,CEO	M.d	11,598	24.25	0	478	143	812	D
8/28/03 16:02	8/27/03	DRE	Duke Realty Corp	IN	RlEst	REIT	Real Estate Investment Trusts	Rogers James E	OH	D		S	-1,447	27.47	7	-53	-69	24	D	20	14	9	0	1	-2	-1	0	1	4	5	12	21	28

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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