Swenson Susan - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/20/24 21:36	2/15/24	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	10	4	245	D
2/17/23 17:26	2/15/23	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	14	7	234	D
2/17/22 21:45	2/15/22	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	19	10	220	D
2/17/21 17:51	2/15/21	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	23	13	201	D
2/19/20 16:47	2/15/20	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	21	14	177	D
2/20/19 16:48	2/15/19	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	34	28	156	D
12/17/18 16:42	12/14/18	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	127	4.24	0	30	32	122	D
12/17/18 16:42	12/14/18	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		S.d	-156	5.18	0	-30	-20	122	D
2/20/18 18:53	2/15/18	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	21	20	122	D
2/20/18 18:37	2/15/18	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	21	20	122	D
2/20/18 18:27	2/15/18	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	0	21	20	122	D
3/3/17 16:16	3/1/17	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	265	35.78	33	7	8	102	D	12	22	18	14	8	3	1	1	0	0	-6
2/17/17 16:40	2/15/17	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	3	24	31	102	D	-27	71	39	25	14	12	13	5	-2	-4	2
3/16/16 17:36	3/14/16	MIFI	Novatel Wireless Inc	DE	Electr	Comm	Communications Equipment	Swenson Susan	CA	DO	Chief Ex	M.d	0	0.00	0	17	2	1,042	D	-20	-65	-31	-8	57	5	-8	3	0	6	6	-3	92
3/8/16 19:46	3/4/16	MIFI	Novatel Wireless Inc	DE	Electr	Comm	Communications Equipment	Swenson Susan	CA	DO	CEO	M.d	0	0.00	0	5	0	1,033	D	-41	-66	-34	-2	63	37	3	2	-4	-1	5	1	86
2/17/16 18:09	2/15/16	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	2	16	26	78	D	-49	-58	-43	-39	-16	-3	1	5	7	-4	-3	-8	33	79
12/7/15 14:07	12/3/15	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	217	32.55	33	7	8	95	D	34	5	1	9	2	2	1	0	0	-4	-7	-11	-8	1
6/9/15 16:47	6/8/15	MIFI	Novatel Wireless Inc	DE	Electr	Comm	Communications Equipment	Swenson Susan	CA	D		M.d	0	0.00	3	6	10	70	D	10	147	35	-16	-40	-25	-6	-2	1	-2	-30	-39	-58	-60
3/17/15 18:05	3/14/15	MIFI	Novatel Wireless Inc	DE	Electr	Comm	Communications Equipment	Swenson Susan	CA	D		M.d	0	0.00	2	17	36	64	D	117	130	92	57	-13	-11	-9	-6	0	1	19	-17	-53	-69
3/4/15 19:18	3/4/15	MIFI	Novatel Wireless Inc	DE	Electr	Comm	Communications Equipment	Swenson Susan	CA	D		M.d	0	0.00	2	5	22	28	D	130	126	136	70	18	6	7	0	-4	-8	-8	-20	-46	-67
2/18/15 16:00	2/15/15	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	6	17	38	62	D	39	22	29	17	15	12	2	2	0	-2	-4	-12	-26	-60
12/12/14 13:51	12/11/14	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	229	29.58	33	8	9	89	D	73	29	6	6	4	2	0	-1	-1	1	-5	3	6	1
6/9/14 20:05	6/8/14	NVTL	Novatel Wireless Inc	DE	Electr	Comm	Communications Equipment	Swenson Susan	CA	D		M.d	0	0.00	0	6	55	17	D
3/4/14 18:48	3/4/14	NVTL	Novatel Wireless Inc	DE	Electr	Comm	Communications Equipment	Swenson Susan	CA	D		M.d	0	0.00	0	5	82	11	D
3/4/14 16:04	2/28/14	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	221	32.35	33	7	9	82	D	56	34	13	5	0	1	1	0	1	3	7	10	12	22
2/19/14 18:02	2/15/14	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	4	19	73	45	D	3	15	-15	-11	-10	-2	2	2	1	-2	2	13	-5	21
6/10/13 17:32	6/8/13	NVTL	Novatel Wireless Inc	DE	Electr	Comm	Communications Equipment	Swenson Susan	CA	D		M.d	0	0.00	0	6	New	6	D
4/17/13 14:58	4/15/13	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	208	30.29	33	7	10	76	D	24	12	7	7	3	-1	0	-1	-1	0	7	17	14	35
2/20/13 18:17	2/15/13	HLIT	Harmonic Inc	DE	Electr	TvEq	Radio & Tv Broadcasting & Com	Swenson Susan	CA	D		M.d	0	0.00	3	26	New	26	D	-40	-8	31	44	12	6	8	5	-1	-3	3	7	33	15
11/13/12 10:34	11/9/12	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	221	28.20	33	8	12	75	D	18	33	-2	-4	-6	-5	-4	-2	-1	0	3	9	23	34
4/17/12 17:25	4/16/12	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	161	30.29	33	5	8	70	D	5	12	28	13	7	-4	-2	-1	0	-3	-4	2	3	11
3/22/10 11:22	3/18/10	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	601	23.67	33	25	69	62	D	5	99	6	18	11	11	3	0	0	3	11	-7	-14	5
4/3/08 12:06	4/2/08	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	270	19.71	33	14	40	48	D	2	-7	-15	2	0	3	-5	4	1	-4	2	-20	26	-50
12/29/06 12:56	12/28/06	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	132	13.24	33	10	44	33	D	23	17	8	0	-1	1	0	0	-1	-1	1	-5	0	-13
3/22/06 14:01	3/21/06	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	CA	D		M.d	125	25.04	33	5	70	12										0	-1	0	3	13	11
3/25/05 15:15	3/24/05	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	WA	D		M.d	80	16.00	33	5	169	8	D	34	7	2	-6	-3	-3	-3	-1	1	2	1	5	2	15
11/10/04 17:42	11/9/04	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Swenson Susan	WA	D		M.d	25	14.90	33	2	64	4	D	39	14	14	8	5	5	4	0	1	1	2	0	-1	1

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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