Lavin Richard P - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	5	3	7	-0	-11	-12	-12	-4
P	%wins				100	100	40	0	20	40	50
S	%ret	1	1	19	1	-0	1	-0	1	8	2
S	%wins				53	47	47	47	37	42	46

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/14/18 16:10	5/10/18	ALSN	Allison Transmission Holdings Inc	DE	Auto	AutoPt	Motor Vehicle Parts & Accesso	Lavin Richard P	IN	D		M.d	0	0.00	0	3	49	10	D
5/15/17 20:50	5/11/17	ALSN	Allison Transmission Holdings Inc	DE	Auto	AutoPt	Motor Vehicle Parts & Accesso	Lavin Richard P	IN	D		M.d	0	0.00	33	4	187	6	D	26	38	26	0	4	3	-3	-2
5/16/16 16:20	5/12/16	ALSN	Allison Transmission Holdings Inc	DE	Auto	AutoPt	Motor Vehicle Parts & Accesso	Lavin Richard P	IN	D		M.d	0	0.00	33	1	268	1	D	-4	-10	1	25	3	-1	-1	-2	1	-2	-1	2	11
11/19/14 17:06	11/18/14	CVGI	Commercial Vehicle Group, Inc.	DE	Auto	AutoPt	Motor Vehicle Parts & Accesso	Lavin Richard P	OH	DO	P,CEO	P	201	6.44	1	31	29	140	I	-7	-9	-32	-28	6	2	-4	-3	11	9	7	-6	-2	-40
9/5/13 11:25	9/3/13	CVGI	Commercial Vehicle Group, Inc.	DE	Auto	AutoPt	Motor Vehicle Parts & Accesso	Lavin Richard P	OH	DO	P,CEO	P.m	102	7.42	1	14	14	114	D	4	-8	-7	-4	-1	4	4	6	1	10	7	-3	19	3
12/18/12 15:41	12/17/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S	-338	89.25	33	-4	-4	83	D	0	5	4	-3	3	7	4	2	1	-2	7	-2	-5	0
11/19/12 16:43	11/15/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S	-307	81.24	33	-4	-4	87	D	6	-14	-6	-7	-4	-2	-4	-2	0	1	9	12	7	3
11/2/12 16:51	11/1/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	1,458	22.17	33	66	265	91	D	15	-5	-14	7	-6	6	5	5	1	-2	-2	15	3	0
11/2/12 16:51	11/1/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-2,469	86.37	33	-29	-24	91	D	15	-5	-14	7	-6	6	5	5	1	-2	-2	15	3	0
8/2/12 09:52	8/1/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-170	84.92	33	-2	-3	74	D	22	-13	-24	-19	-5	4	1	-4	1	6	2	7	20	4
7/3/12 13:46	7/2/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-171	85.28	33	-2	-3	76	D	47	-22	-7	-22	-9	-4	-2	2	3	-4	-1	3	15	1
6/4/12 16:55	6/1/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-171	85.26	33	-2	-3	78	D	46	-15	-12	-24	-21	-10	-7	-8	0	5	0	2	3	4
5/2/12 16:17	5/1/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-205	102.73	33	-2	-2	80	D	52	-9	6	-6	-7	1	-5	-2	-2	-6	-15	-18	-16	-13
4/10/12 16:30	6/15/11	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	P.d	5	97.71	33	0	0	80	I	65	-4	36	9	-10	-9	-1	-2	1	6	-3	-16	-14	-12
4/10/12 16:22	7/7/10	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	P.d	21	58.23	33	0	0	80	I	65	-4	36	9	-10	-9	-1	-2	1	6	-3	-16	-14	-12
4/3/12 17:17	4/2/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-212	105.80	33	-2	-2	80	D	72	-3	47	19	-7	-5	1	3	0	-5	-3	-21	-18	-18
3/6/12 17:24	3/2/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	0	0.00	33	7	9	82	D	94	9	26	14	3	-3	-5	-4	2	3	0	-20	-18	-13
3/2/12 15:08	3/1/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-229	114.39	33	-2	-2	78	D	102	14	27	26	7	0	-1	-2	-1	-3	-6	-22	-23	-19
2/21/12 16:17	2/21/12	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-803	114.73	33	-7	-8	80	D	104	12	38	20	20	3	0	0	1	1	-4	-23	-21	-19
4/25/11 16:40	4/25/11	USG	Usg Corp	DE	Build	Cemnt	Concrete, Gypsum & Plaster Pr	Lavin Richard P	IL	D		P	101	15.01	22	7	New	7	D	20	-37	24	-3	-11	-9	-8	-6	0	3	-9	-13	-47	3
3/4/11 16:09	3/3/11	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	0	0.00	33	4	5	88	D	336	83	55	20	11	4	2	1	-1	-4	10	0	-11	11
2/9/11 13:45	2/8/11	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	1,826	45.64	33	40	88	85	D	227	92	42	22	8	5	5	2	-1	2	-2	13	-12	15
2/8/11 15:09	2/7/11	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	4,073	40.73	33	100		73	D	221	102	41	21	7	4	4	1	0	3	2	12	-17	15
2/8/11 15:09	2/7/11	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-3,615	100.42	33	-36	-33	73	D	221	102	41	21	7	4	4	1	0	3	2	12	-17	15
8/3/10 12:04	8/2/10	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	543	27.14	33	20	65	51	D	10	66	36	2	8	7	4	2	-1	1	-8	11	38	44
8/3/10 12:04	8/2/10	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-1,421	71.06	33	-20	-28	51	D	10	66	36	2	8	7	4	2	-1	1	-8	11	38	44
3/4/10 13:51	3/2/10	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	0	0.00	33	3	5	50	D	-14	171	31	1	-2	10	1	3	0	0	9	5	13	76
10/29/09 12:04	10/28/09	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	380	27.14	33	14	41	48	D	-21	63	56	26	2	3	-5	-6	5	3	6	-3	27	46
10/29/09 12:04	10/28/09	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-781	55.81	33	-14	-23	48	D	-21	63	56	26	2	3	-5	-6	5	3	6	-3	27	46
8/7/09 09:36	8/6/09	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	543	27.14	33	20	71	48	D	-37	-30	53	26	38	39	10	4	1	0	-2	20	11	56
8/7/09 09:36	8/6/09	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-942	47.12	33	-20	-29	48	D	-37	-30	53	26	38	39	10	4	1	0	-2	20	11	56
5/4/09 15:09	5/1/09	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	253	31.17	33	8	21	47	D	-46	-53	6	22	39	14	15	14	3	6	1	20	57	94
4/29/08 16:40	4/29/08	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	M.d	209	31.17	33	7	21	38	D	13	15	12	22	12	8	6	2	0	1	2	-14	-57	-57
4/29/08 16:40	4/29/08	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	Group P	S.d	-287	81.94	33	-4	-8	38	D	13	15	12	22	12	8	6	2	0	1	2	-14	-57	-57
2/1/06 17:47	1/31/06	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P		O	VP	M.d	289	25.83	33	11	53	32	C									-1	-3	8	13	1	-5
2/1/06 17:47	1/31/06	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P		O	VP	S.d	-493	67.21	33	-7	-18	32	C									-1	-3	8	13	1	-5
2/8/05 09:10	2/7/05	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P		O	VP	M.d	67	53.53	33	1	9	15	D	122	19	32	5	-5	-1	6	0	0	1	6	-1	19	50
2/8/05 09:10	2/7/05	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P		O	VP	S.d	-115	91.90	33	-1	-8	15	D	122	19	32	5	-5	-1	6	0	0	1	6	-1	19	50
2/2/05 10:17	2/1/05	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P		O	VP	M.d	482	53.53	33	9	153	15	D	113	19	27	11	-4	-1	1	4	1	2	8	-2	22	56
2/2/05 10:17	2/1/05	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P		O	VP	S.d	-806	89.51	33	-9	-38	15	D	113	19	27	11	-4	-1	1	4	1	2	8	-2	22	56
7/31/03 11:15	7/25/03	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	VP	S	-152	64.71	33	-2	-16	13	D	33	51	53	27	17	19	2	2	2	-1	6	10	17	13
7/29/03 14:44	7/28/03	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	VP	M	53	38.41	33	1	10	15	D	28	54	52	24	13	15	2	0	0	3	7	10	27	15
7/28/03 13:03	7/24/03	CAT	Caterpillar Inc	DE	Machn	CnMch	Construction Machinery & Equi	Lavin Richard P	IL	O	VP	M.m	147	34.49	33	4	42	14	D	28	57	51	27	17	16	12	2	0	3	7	10	31	13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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