Moglia Joseph H - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	112	-0	-0	-0	-0	3	17	3
S	%wins				71	58	53	50	52	18	50

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/2/20 16:27	10/2/20	FGNA	Fg New America Acquisition Corp.		Financ	AcqCo	Blank Checks	Moglia Joseph H	IL	DOT	CB	P	4,625	10.00	0	463	New	463	I
6/11/20 16:34	6/9/20	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-426	44.00	0	-10	-9	94	D
5/1/20 16:15	4/29/20	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-560	40.00	0	-14	-12	104	D
12/4/19 16:04	12/2/19	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-786	52.37	0	-15	-12	114	D
6/18/18 16:16	6/14/18	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-600	60.00	0	-10	-7	125	D
3/12/18 16:13	3/8/18	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-600	60.00	0	-10	-7	135	D
1/29/18 17:21	1/25/18	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-553	55.28	0	-10	-6	145	D
9/18/17 16:06	9/14/17	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-670	44.66	0	-15	-9	155	D
6/19/17 16:16	6/15/17	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-405	40.45	0	-10	-6	170	D
3/16/17 16:10	3/14/17	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-784	39.18	33	-20	-10	180	D	8	29	23	-7	-14	-9	-1	0	0	-6	-9
1/30/17 16:21	1/26/17	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-940	47.00	33	-20	-9	200	D	51	76	55	38	8	0	1	1	0	-9	-15	-17
11/8/16 16:34	11/4/16	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-509	33.91	33	-15	-6	235	D	3	-5	19	11	6	-4	1	3	2	9	24	22	12
6/17/16 16:13	6/15/16	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	0	0.00	33	-10	-4	268	D	-3	-21	-16	-4	3	-7	-6	0	1	5	-1	14	48
3/15/16 16:18	3/11/16	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-318	31.80	33	-10	-3	278	D	-2	-15	-6	-11	14	13	2	4	-2	1	4	-4	6	28
6/16/15 16:17	6/12/15	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-478	38.25	33	-13	-4	288	D	68	28	7	1	4	3	1	-1	-1	-1	-2	-12
11/12/14 16:20	11/10/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-947	35.00	33	-27	-8	300	D	146	26	17	10	8	16	5	1	0	-1	3	3	7	7
9/12/14 20:44	9/10/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-3,272	32.72	33	-100	-23	327	D	103	23	-1	10	2	0	-1	1	0	2	-7	8	14	3
6/23/14 16:23	6/19/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-3,735	31.13	33	-120	-22	427	D	99	37	5	-11	1	3	4	-1	-1	0	-2	9	15	23
4/29/14 18:37	4/25/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-880	32.25	33	-27	-5	547	D	87	68	18	2	-6	5	1	-1	0	0	-6	-1	-1	16
3/6/14 16:34	3/4/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,869	34.25	33	-55	-9	574	D	96	78	35	18	1	5	1	2	0	-2	-7	-12	-4	8
1/27/14 18:41	1/23/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-3,480	32.60	33	-107	-15	629	D	100	76	21	17	10	4	2	-5	1	0	5	4	0	10
1/22/14 18:13	1/17/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-387	33.97	33	-11	-2	736	D	128	90	33	21	17	12	9	6	-2	-6	-2	-3	-9	0
1/16/14 17:47	1/14/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-690	31.51	33	-22	-3	747	D	107	81	28	19	11	5	4	3	0	3	1	-3	-5	4
1/13/14 18:24	1/9/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-527	30.96	33	-17	-2	769	D	103	76	22	20	7	2	1	1	2	6	6	-2	3	13
1/8/14 18:33	1/6/14	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-455	30.71	33	-15	-2	786	D	108	75	19	20	5	4	1	1	1	2	1	-1	2	13
1/3/14 17:26	12/31/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-803	30.53	33	-26	-3	801	D	111	81	26	18	6	5	0	1	0	1	-2	5	6	18
12/30/13 17:38	12/26/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-628	30.26	33	-21	-2	827	D	111	87	27	17	6	5	4	-1	1	1	3	13	5	21
12/24/13 14:43	12/20/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,091	30.32	33	-36	-4	848	D	112	87	31	18	7	6	4	1	0	1	5	14	3	21
12/20/13 16:05	12/18/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,916	30.29	33	-63	-7	884	D	116	86	32	17	13	6	5	3	0	-1	11	16	4	19
8/2/13 18:14	5/16/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.a	-70	22.37	33	-3	0	1,419	I	60	81	44	42	17	7	2	4	0	-1	-7	0	16	19
7/22/13 16:30	7/18/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-58	26.06	33	-2	0	1,209	I	54	69	45	36	9	8	0	1	4	4	3	8	27	23
7/16/13 19:02	7/15/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-334	26.08	33	-13	-1	2,420	I	51	66	44	35	13	11	5	0	-1	1	7	4	21	24
7/12/13 16:43	7/10/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-615	26.29	33	-23	-1	2,432	I	43	63	43	26	7	8	4	-2	1	0	6	-1	23	24
7/12/13 16:30	7/5/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.am	-1,842	25.75	33	-72	-1	4,873	I	43	63	43	26	7	8	4	-2	1	0	6	-1	23	24
7/9/13 18:53	7/5/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,841	25.75	33	-71	-1	4,873	I	41	60	45	33	16	8	8	6	-1	-1	4	1	19	24
7/9/13 17:01	6/20/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.a	-204	24.13	33	-8	-1	1,329	I	41	60	45	33	16	8	8	6	-1	-1	4	1	19	24
6/27/13 17:21	6/25/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-251	24.16	33	-10	0	3,740	I	35	51	44	18	7	3	0	2	-1	1	11	8	28	32
6/24/13 17:41	6/20/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-204	24.13	33	-8	-1	1,333	I	33	43	41	15	8	2	0	-2	1	3	15	13	32	37
6/19/13 17:47	6/17/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-520	24.11	33	-22	-1	3,755	I	37	50	50	16	15	1	0	1	-1	-1	9	17	26	35
6/11/13 17:11	6/7/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-197	24.01	33	-8	0	3,776	I	31	48	53	14	22	6	0	6	0	2	11	13	25	34
6/4/13 16:30	5/31/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-4	24.00	33	0	0	1,367	I	14	44	49	20	22	5	4	-2	-2	4	6	12	28	35
5/30/13 18:27	5/28/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,186	23.17	33	-51	-1	3,785	I	21	46	56	25	25	13	4	6	-2	-6	2	7	25	31
5/15/13 21:03	5/13/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,055	22.50	33	-47	-1	3,839	I	16	35	52	14	16	17	9	8	0	0	6	23	30	40
2/27/13 17:00	2/25/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	1,614	3.90	33	414	20	2,494	D	-4	11	17	23	5	-4	-6	-1	-1	4	7	24	42	78
2/27/13 17:00	2/25/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-7,891	19.06	33	-414	-14	2,494	D	-4	11	17	23	5	-4	-6	-1	-1	4	7	24	42	78
2/20/13 20:05	2/15/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	1,316	3.90	33	337	16	2,494	D	0	21	24	35	12	4	2	0	-3	-4	6	15	36	71
2/20/13 20:05	2/15/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-6,787	20.11	33	-337	-12	2,494	D	0	21	24	35	12	4	2	0	-3	-4	6	15	36	71
2/14/13 17:45	2/12/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	970	3.90	33	249	11	2,494	D	2	23	26	33	16	7	3	2	0	-5	4	12	35	70
2/14/13 17:45	2/12/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-5,001	20.11	33	-249	-9	2,494	D	2	23	26	33	16	7	3	2	0	-5	4	12	35	70
2/1/13 18:15	1/30/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.d	96	3.90	33	25	2	1,637	D	2	26	26	27	16	7	2	1	-2	0	-1	0	42	64
2/1/13 18:15	1/30/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.d	-475	19.29	33	-25	-1	1,637	D	2	26	26	27	16	7	2	1	-2	0	-1	0	42	64
1/29/13 18:50	1/25/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	2,774	3.90	33	711	36	2,684	D	1	20	30	28	20	7	7	4	0	0	-2	1	39	69
1/29/13 18:50	1/25/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-13,752	19.33	33	-711	-21	2,684	D	1	20	30	28	20	7	7	4	0	0	-2	1	39	69
1/24/13 18:17	1/22/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	1,030	3.90	33	264	14	2,161	D	-4	14	23	19	17	7	2	2	2	3	4	4	44	84
1/24/13 18:17	1/22/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-5,026	19.03	33	-264	-11	2,161	D	-4	14	23	19	17	7	2	2	2	3	4	4	44	84
1/8/13 19:40	1/4/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	3,900	3.90	33	1,000	59	2,684	D	2	19	11	19	17	12	8	4	0	1	9	10	47	76
1/8/13 19:40	1/4/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-9,758	17.95	33	-543	-17	2,684	D	2	19	11	19	17	12	8	4	0	1	9	10	47	76
12/14/12 18:27	12/12/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	4,895	3.90	33	1,255	280	1,704	D	-8	6	1	-5	4	4	3	2	2	5	13	29	50	88
12/14/12 18:27	12/12/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-11,445	16.49	33	-694	-29	1,704	D	-8	6	1	-5	4	4	3	2	2	5	13	29	50	88
3/22/12 18:52	3/16/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.adm	3,900	3.90	33	1,000	103	1,973	D	13	0	41	38	21	9	9	2	-1	-1	-8	-13	-18	7
3/22/12 18:52	3/16/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.adm	-20,221	20.22	33	-1,000	-34	1,973	D	13	0	41	38	21	9	9	2	-1	-1	-8	-13	-18	7
3/20/12 17:53	3/16/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	2,260	3.90	33	580	999%	620	D	11	-1	35	32	15	11	7	2	2	1	-9	-15	-16	8
3/20/12 17:53	3/16/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-11,688	20.16	33	-580	-48	620	D	11	-1	35	32	15	11	7	2	2	1	-9	-15	-16	8
3/8/11 16:33	3/4/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	111	22	46	24	10	7	7	4	-2	-6	-4	-13	-36	-17
3/8/11 16:33	3/4/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-674	22.46	33	-30	-5	620	D	111	22	46	24	10	7	7	4	-2	-6	-4	-13	-36	-17
3/3/11 19:17	3/1/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	91	25	48	29	3	4	-1	0	0	-2	-7	-10	-33	-16
3/3/11 19:17	3/1/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-650	21.68	33	-30	-5	620	D	91	25	48	29	3	4	-1	0	0	-2	-7	-10	-33	-16
3/1/11 18:07	2/25/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	78	3.90	33	20	3	620	D	85	26	47	27	6	5	2	4	1	5	-3	-1	-31	-14
3/1/11 18:07	2/25/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-428	21.38	33	-20	-3	620	D	85	26	47	27	6	5	2	4	1	5	-3	-1	-31	-14
2/24/11 17:57	2/22/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	67	21	39	23	6	1	-1	-2	3	3	-1	-1	-30	-14
2/24/11 17:57	2/22/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-635	21.16	33	-30	-5	620	D	67	21	39	23	6	1	-1	-2	3	3	-1	-1	-30	-14
2/18/11 18:09	2/16/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	75	19	38	24	8	6	3	1	-3	0	-4	-4	-35	-19
2/18/11 18:09	2/16/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-639	21.29	33	-30	-5	620	D	75	19	38	24	8	6	3	1	-3	0	-4	-4	-35	-19
2/15/11 18:44	2/11/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	65	22	40	23	12	5	2	1	0	-1	-7	-4	-31	-18
2/15/11 18:44	2/11/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-631	21.03	33	-30	-5	620	D	65	22	40	23	12	5	2	1	0	-1	-7	-4	-31	-18
2/9/11 16:30	2/7/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.d	39	3.90	33	10	2	620	D	54	25	26	18	9	-1	3	0	1	3	4	3	-27	-17
2/9/11 16:30	2/7/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.d	-210	21.00	33	-10	-2	620	D	54	25	26	18	9	-1	3	0	1	3	4	3	-27	-17
1/20/11 18:41	1/18/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	78	3.90	33	20	3	620	D	85	12	40	27	14	11	7	0	-1	-1	4	6	-4	-17
1/20/11 18:41	1/18/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-420	21.01	33	-20	-3	620	D	85	12	40	27	14	11	7	0	-1	-1	4	6	-4	-17
8/13/10 19:54	8/11/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	43	3.90	33	11	2	620	D	-24	-21	-8	-17	3	-1	0	-8	-2	1	1	13	36	-3
8/13/10 19:54	8/11/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-173	15.70	33	-11	-2	620	D	-24	-21	-8	-17	3	-1	0	-8	-2	1	1	13	36	-3
8/10/10 18:32	8/6/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	70	3.90	33	18	3	620	D	-16	-14	0	-12	4	11	6	5	-4	-8	-9	7	26	-8
8/10/10 18:32	8/6/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-297	16.52	33	-18	-3	620	D	-16	-14	0	-12	4	11	6	5	-4	-8	-9	7	26	-8
8/5/10 16:54	8/3/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	62	3.90	33	16	2	720	D	-20	-15	-7	-19	-4	2	-1	2	1	-3	-7	6	29	13
8/5/10 16:54	8/3/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-254	15.86	33	-16	-2	720	D	-20	-15	-7	-19	-4	2	-1	2	1	-3	-7	6	29	13
8/2/10 17:16	7/29/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-20	-15	-11	-21	-8	1	5	-2	-3	2	-10	5	25	15
8/2/10 17:16	7/29/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-238	15.89	33	-15	-2	720	D	-20	-15	-11	-21	-8	1	5	-2	-3	2	-10	5	25	15
7/28/10 17:49	7/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	62	3.90	33	16	2	720	D	-15	-13	-10	-18	-10	5	1	3	0	-1	-5	6	27	22
7/28/10 17:49	7/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-256	16.03	33	-16	-2	720	D	-15	-13	-10	-18	-10	5	1	3	0	-1	-5	6	27	22
7/23/10 17:36	7/21/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-21	-15	-16	-24	-15	3	-2	-2	2	1	0	6	31	27
7/23/10 17:36	7/21/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-232	15.48	33	-15	-2	720	D	-21	-15	-16	-24	-15	3	-2	-2	2	1	0	6	31	27
7/20/10 16:53	7/16/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-19	-11	-14	-21	-8	-3	4	1	-1	6	3	8	35	19
7/20/10 16:53	7/16/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-234	15.61	33	-15	-2	720	D	-19	-11	-14	-21	-8	-3	4	1	-1	6	3	8	35	19
7/15/10 17:13	7/13/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-7	-11	-16	-23	-14	-7	3	2	0	-4	-1	4	27	18
7/15/10 17:13	7/13/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-235	15.66	33	-15	-2	720	D	-7	-11	-16	-23	-14	-7	3	2	0	-4	-1	4	27	18
7/12/10 17:26	7/8/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-11	-10	-19	-25	-16	-11	0	2	1	1	9	6	28	23
7/12/10 17:26	7/8/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-229	15.27	33	-15	-2	720	D	-11	-10	-19	-25	-16	-11	0	2	1	1	9	6	28	23
7/7/10 17:46	7/2/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-16	-13	-25	-25	-15	-16	-8	-2	0	4	5	6	24	31
7/7/10 17:46	7/2/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-226	15.09	33	-15	-2	720	D	-16	-13	-25	-25	-15	-16	-8	-2	0	4	5	6	24	31
7/1/10 16:55	6/29/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	62	3.90	33	16	2	720	D	-15	-13	-21	-20	-17	-16	-9	-7	0	1	4	7	25	29
7/1/10 16:55	6/29/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-246	15.40	33	-16	-2	720	D	-15	-13	-21	-20	-17	-16	-9	-7	0	1	4	7	25	29
6/28/10 16:29	6/24/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	70	3.90	33	18	3	720	D	-14	-9	-16	-14	-10	-5	-7	-1	-6	-7	-2	0	16	15
6/28/10 16:29	6/24/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-295	16.40	33	-18	-2	720	D	-14	-9	-16	-14	-10	-5	-7	-1	-6	-7	-2	0	16	15
6/23/10 17:07	6/21/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	74	3.90	33	19	3	720	D	-12	0	-9	-10	-13	-8	-8	-2	-2	-9	-7	-3	12	15
6/23/10 17:07	6/21/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-321	16.87	33	-19	-3	720	D	-12	0	-9	-10	-13	-8	-8	-2	-2	-9	-7	-3	12	15
6/18/10 17:25	6/16/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	82	3.90	33	21	3	720	D	-7	-2	-7	-9	-9	-7	-4	-5	-2	-5	-8	-8	9	10
6/18/10 17:25	6/16/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-364	17.35	33	-21	-3	720	D	-7	-2	-7	-9	-9	-7	-4	-5	-2	-5	-8	-8	9	10
6/15/10 17:52	6/11/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	90	3.90	33	23	3	720	D	0	2	-4	-5	-13	1	-3	1	0	-5	-12	-12	4	6
6/15/10 17:52	6/11/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-412	17.91	33	-23	-3	720	D	0	2	-4	-5	-13	1	-3	1	0	-5	-12	-12	4	6
6/10/10 18:39	6/8/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	82	3.90	33	21	3	720	D	0	-4	-5	-6	-10	-4	0	0	0	-3	-17	-18	1	5
6/10/10 18:39	6/8/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-373	17.77	33	-21	-3	720	D	0	-4	-5	-6	-10	-4	0	0	0	-3	-17	-18	1	5
6/7/10 16:43	6/3/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	90	3.90	33	23	3	720	D	-2	-3	-9	-2	-13	-3	1	1	3	5	-13	-12	6	17
6/7/10 16:43	6/3/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-414	18.02	33	-23	-3	720	D	-2	-3	-9	-2	-13	-3	1	1	3	5	-13	-12	6	17
6/2/10 17:32	5/28/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	86	3.90	33	22	3	720	D	-3	1	-10	1	-13	-8	0	-1	2	-2	-16	-20	-6	21
6/2/10 17:32	5/28/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-393	17.86	33	-22	-3	720	D	-3	1	-10	1	-13	-8	0	-1	2	-2	-16	-20	-6	21
5/27/10 17:13	5/25/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	86	3.90	33	22	3	720	D	0	5	-12	0	-13	-5	-5	-1	-3	1	-10	-18	-7	15
5/27/10 17:13	5/25/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-392	17.84	33	-22	-3	720	D	0	5	-12	0	-13	-5	-5	-1	-3	1	-10	-18	-7	15
5/24/10 17:09	5/20/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	86	3.90	33	22	3	720	D	4	3	-16	2	-10	-12	-5	-2	0	0	-6	-11	-1	19
5/24/10 17:09	5/20/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-393	17.87	33	-22	-3	720	D	4	3	-16	2	-10	-12	-5	-2	0	0	-6	-11	-1	19
5/19/10 18:20	5/17/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	720	D	2	9	-12	5	-9	-7	0	-2	-5	-4	-8	-15	-6	12
5/19/10 18:20	5/17/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-443	18.47	33	-24	-3	720	D	2	9	-12	5	-9	-7	0	-2	-5	-4	-8	-15	-6	12
5/14/10 17:22	5/12/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	98	3.90	33	25	4	720	D	5	19	-9	10	-3	-8	-6	-2	1	-4	-2	-14	-5	16
5/14/10 17:22	5/12/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-467	18.70	33	-25	-3	720	D	5	19	-9	10	-3	-8	-6	-2	1	-4	-2	-14	-5	16
5/11/10 17:33	5/7/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	98	3.90	33	25	4	720	D	6	13	-3	14	1	-5	-6	-3	-1	-2	-7	-11	-7	12
5/11/10 17:33	5/7/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-471	18.84	33	-25	-3	720	D	6	13	-3	14	1	-5	-6	-3	-1	-2	-7	-11	-7	12
5/6/10 17:57	5/4/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	187	3.90	33	48	7	720	D	5	19	3	14	5	-3	-3	-2	-2	1	-5	-14	-8	13
5/6/10 17:57	5/4/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-950	19.79	33	-48	-6	720	D	5	19	3	14	5	-3	-3	-2	-2	1	-5	-14	-8	13
5/3/10 17:30	4/29/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	269	3.90	33	69	11	720	D	10	26	7	13	9	0	-2	3	-2	-11	-15	-23	-17	6
5/3/10 17:30	4/29/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-1,399	20.28	33	-69	-9	720	D	10	26	7	13	9	0	-2	3	-2	-11	-15	-23	-17	6
4/28/10 18:08	4/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	269	3.90	33	69	11	720	D	6	22	0	10	4	-4	-3	-4	3	1	-11	-20	-16	12
4/28/10 18:08	4/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-1,390	20.14	33	-69	-9	720	D	6	22	0	10	4	-4	-3	-4	3	1	-11	-20	-16	12
4/23/10 17:26	4/21/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	351	3.90	33	90	14	720	D	19	26	0	10	7	5	1	1	0	0	-12	-24	-18	8
4/23/10 17:26	4/21/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-1,829	20.32	33	-90	-11	720	D	19	26	0	10	7	5	1	1	0	0	-12	-24	-18	8
4/20/10 17:52	4/16/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	351	3.90	33	90	14	720	D	15	23	-3	9	8	6	0	-1	1	1	-9	-22	-19	10
4/20/10 17:52	4/16/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-1,814	20.16	33	-90	-11	720	D	15	23	-3	9	8	6	0	-1	1	1	-9	-22	-19	10
4/15/10 16:39	4/13/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	351	3.90	33	90	14	720	D	22	33	-1	8	17	8	3	-1	-1	0	-8	-24	-20	6
4/15/10 16:39	4/13/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-1,819	20.21	33	-90	-11	720	D	22	33	-1	8	17	8	3	-1	-1	0	-8	-24	-20	6
4/12/10 17:01	4/8/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	269	3.90	33	69	11	720	D	19	43	3	7	16	11	5	2	0	0	-4	-23	-18	7
4/12/10 17:01	4/8/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-1,389	20.13	33	-69	-9	720	D	19	43	3	7	16	11	5	2	0	0	-4	-23	-18	7
4/7/10 17:04	4/5/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	105	3.90	33	27	4	720	D	13	35	3	0	15	6	4	5	0	-1	-3	-26	-21	7
4/7/10 17:04	4/5/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-533	19.74	33	-27	-4	720	D	13	35	3	0	15	6	4	5	0	-1	-3	-26	-21	7
4/1/10 18:39	3/31/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	70	3.90	33	18	3	720	D	9	38	-5	-2	8	1	3	-1	1	5	4	-21	-16	9
4/1/10 18:39	3/31/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-345	19.15	33	-18	-2	720	D	9	38	-5	-2	8	1	3	-1	1	5	4	-21	-16	9
3/30/10 16:45	3/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	105	3.90	33	27	4	720	D	19	37	-2	-2	10	1	2	2	-2	3	2	-16	-16	7
3/30/10 16:45	3/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-516	19.13	33	-27	-4	720	D	19	37	-2	-2	10	1	2	2	-2	3	2	-16	-16	7
3/25/10 17:36	3/23/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	720	D	6	38	-6	0	10	9	0	2	0	0	7	-13	-17	9
3/25/10 17:36	3/23/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-450	18.76	33	-24	-3	720	D	6	38	-6	0	10	9	0	2	0	0	7	-13	-17	9
3/22/10 16:49	3/18/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	720	D	15	45	-6	-1	8	6	-3	-2	0	3	9	-8	-16	11
3/22/10 16:49	3/18/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-446	18.56	33	-24	-3	720	D	15	45	-6	-1	8	6	-3	-2	0	3	9	-8	-16	11
3/17/10 16:47	3/15/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	720	D	14	53	-5	1	7	8	4	-1	-1	-1	9	-6	-17	10
3/17/10 16:47	3/15/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-451	18.80	33	-24	-3	720	D	14	53	-5	1	7	8	4	-1	-1	-1	9	-6	-17	10
3/16/10 13:44	3/10/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	720	D	10	46	-4	1	3	8	9	0	0	-1	7	-5	-17	13
3/16/10 13:44	3/10/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-452	18.85	33	-24	-3	720	D	10	46	-4	1	3	8	9	0	0	-1	7	-5	-17	13
3/9/10 16:47	3/5/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	90	3.90	33	23	3	720	M	8	73	-3	-3	2	7	5	7	0	0	7	-9	-19	20
3/9/10 16:47	3/5/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-423	18.39	33	-23	-3	720	M	8	73	-3	-3	2	7	5	7	0	0	7	-9	-19	20
3/5/10 16:40	3/2/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	82	3.90	33	21	3	720	D	-4	49	-10	-12	-7	2	-1	-1	2	5	8	2	-18	26
3/5/10 16:40	3/2/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-364	17.36	33	-21	-3	720	D	-4	49	-10	-12	-7	2	-1	-1	2	5	8	2	-18	26
3/1/10 17:18	2/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	55	3.90	33	14	2	720	M	-9	41	-4	-12	-4	3	1	1	0	4	9	5	-15	25
3/1/10 17:18	2/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-245	17.51	33	-14	-2	720	M	-9	41	-4	-12	-4	3	1	1	0	4	9	5	-15	25
2/25/10 16:53	2/23/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	82	3.90	33	21	3	726	D	-7	38	-5	-17	-6	1	3	-3	-1	-2	9	0	-14	20
2/25/10 16:53	2/23/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-367	17.47	33	-21	-3	726	D	-7	38	-5	-17	-6	1	3	-3	-1	-2	9	0	-14	20
2/22/10 18:03	2/19/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	726	D	-1	47	-3	-15	-5	2	9	4	-1	-1	5	0	-11	21
2/22/10 18:03	2/19/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-269	17.90	33	-15	-2	726	D	-1	47	-3	-15	-5	2	9	4	-1	-1	5	0	-11	21
2/18/10 17:03	2/16/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	82	3.90	33	21	3	726	D	-4	39	-6	-17	-13	-4	3	2	2	-1	6	4	-11	22
2/18/10 17:03	2/16/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-366	17.42	33	-21	-3	726	D	-4	39	-6	-17	-13	-4	3	2	2	-1	6	4	-11	22
2/12/10 16:55	2/10/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	70	3.90	33	18	3	726	D	-5	31	-14	-17	-13	-6	-4	1	2	6	10	10	-8	23
2/12/10 16:55	2/10/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-307	17.04	33	-18	-2	726	D	-5	31	-14	-17	-13	-6	-4	1	2	6	10	10	-8	23
2/9/10 19:14	2/5/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	74	3.90	33	19	3	726	D	-6	24	-14	-15	-14	-11	-6	-3	3	4	14	15	2	26
2/9/10 19:14	2/5/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-320	16.82	33	-19	-3	726	D	-6	24	-14	-15	-14	-11	-6	-3	3	4	14	15	2	26
2/4/10 18:39	2/2/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	86	3.90	33	22	3	726	D	-7	47	-8	-10	-8	-6	-5	-3	2	2	8	17	-4	24
2/4/10 18:39	2/2/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-383	17.41	33	-22	-3	726	D	-7	47	-8	-10	-8	-6	-5	-3	2	2	8	17	-4	24
2/1/10 17:24	1/28/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	86	3.90	33	22	3	726	D	-4	52	-4	-5	-4	-5	-5	0	-3	-7	-5	10	-14	11
2/1/10 17:24	1/28/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-395	17.96	33	-22	-3	726	D	-4	52	-4	-5	-4	-5	-5	0	-3	-7	-5	10	-14	11
1/27/10 17:08	1/25/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	86	3.90	33	22	3	726	D	4	54	-4	-9	-5	-11	-3	-5	-2	-3	-3	7	-13	11
1/27/10 17:08	1/25/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-396	18.00	33	-22	-3	726	D	4	54	-4	-9	-5	-11	-3	-5	-2	-3	-3	7	-13	11
1/22/10 16:41	1/20/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	726	D	13	54	2	-8	-1	-6	-1	1	1	-1	-2	13	-13	14
1/22/10 16:41	1/20/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-445	18.54	33	-24	-3	726	D	13	54	2	-8	-1	-6	-1	1	1	-1	-2	13	-13	14
1/19/10 17:49	1/14/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	726	D	-4	45	4	-12	-4	-6	-6	-2	-1	-4	-8	6	-17	10
1/19/10 17:49	1/14/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-444	18.50	33	-24	-3	726	D	-4	45	4	-12	-4	-6	-6	-2	-1	-4	-8	6	-17	10
1/13/10 16:43	1/11/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	726	D	-3	44	6	-9	-5	0	-4	-2	0	2	-7	10	-15	8
1/13/10 16:43	1/11/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-447	18.64	33	-24	-3	726	D	-3	44	6	-9	-5	0	-4	-2	0	2	-7	10	-15	8
1/8/10 16:36	1/6/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	101	3.90	33	26	4	726	D	1	40	11	-4	-5	2	-3	-5	0	-3	-11	8	-18	6
1/8/10 16:36	1/6/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-494	19.01	33	-26	-3	726	D	1	40	11	-4	-5	2	-3	-5	0	-3	-11	8	-18	6
1/5/10 17:09	12/31/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	105	3.90	33	27	4	726	D	-2	40	16	3	-5	8	3	3	-2	-6	-13	0	-25	-5
1/5/10 17:09	12/31/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-531	19.67	33	-27	-4	726	D	-2	40	16	3	-5	8	3	3	-2	-6	-13	0	-25	-5
12/30/09 16:36	12/28/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	105	3.90	33	27	4	726	D	-3	52	11	-3	-7	4	8	0	-1	0	-9	-3	-22	-3
12/30/09 16:36	12/28/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-526	19.49	33	-27	-4	726	D	-3	52	11	-3	-7	4	8	0	-1	0	-9	-3	-22	-3
12/24/09 13:49	12/22/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	101	3.90	33	26	4	726	D	-2	56	9	1	-6	2	6	7	0	-1	-9	-2	-16	-3
12/24/09 13:49	12/22/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-506	19.47	33	-26	-3	726	D	-2	56	9	1	-6	2	6	7	0	-1	-9	-2	-16	-3
12/21/09 16:54	12/17/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	726	D	-6	43	10	-6	-8	-7	-2	0	4	4	-1	-1	-11	0
12/21/09 16:54	12/17/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-439	18.29	33	-24	-3	726	D	-6	43	10	-6	-8	-7	-2	0	4	4	-1	-1	-11	0
12/16/09 17:58	12/14/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	70	3.90	33	18	3	726	D	-7	44	5	-8	-5	-8	-5	-2	-2	5	-1	1	-9	0
12/16/09 17:58	12/14/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-331	18.41	33	-18	-2	726	D	-7	44	5	-8	-5	-8	-5	-2	-2	5	-1	1	-9	0
12/11/09 17:18	12/9/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	94	3.90	33	24	3	726	D	-4	37	6	-5	-5	-12	-5	0	-1	-3	0	1	-4	0
12/11/09 17:18	12/9/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-447	18.62	33	-24	-3	726	D	-4	37	6	-5	-5	-12	-5	0	-1	-3	0	1	-4	0
12/8/09 17:01	12/4/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	98	3.90	33	25	4	726	D	-5	45	1	-4	-4	-11	-6	-5	0	-2	1	1	-5	-2
12/8/09 17:01	12/4/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-471	18.85	33	-25	-3	726	D	-5	45	1	-4	-4	-11	-6	-5	0	-2	1	1	-5	-2
12/3/09 17:14	12/1/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	105	3.90	33	27	4	726	D	5	64	6	2	-2	-6	-7	1	0	-2	5	-5	-7	-4
12/3/09 17:14	12/1/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-526	19.47	33	-27	-4	726	D	5	64	6	2	-2	-6	-7	1	0	-2	5	-5	-7	-4
11/30/09 17:04	11/25/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	129	3.90	33	33	5	726	D	3	48	11	5	-6	-3	-9	-4	-1	-2	-1	-12	-11	-14

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y