Smith Charles Edward Jr - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	42	0	-0	1	2	4	8	2
P	%wins				67	48	62	63	70	70	63
S	%ret	1	1	2	-1	1	7	9	-1	12	4
S	%wins				50	50	0	50	100	0	42

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/22/20 11:20	1/21/20	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	53.54	0	0	1	1	D
10/1/19 15:28	9/30/19	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	45.05	0	0	2	1	D
7/16/19 15:11	7/16/19	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	31.90	0	0	3	1	D
4/8/19 17:07	4/8/19	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	38.15	0	0	2	1	D
1/7/19 16:00	1/4/19	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	30.05	0	0	3	1	D
10/18/18 13:45	10/16/18	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	39.10	0	0	2	1	D
7/18/18 15:37	7/17/18	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	49.33	0	0	2	1	D
4/16/18 15:22	4/13/18	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	38.66	0	0	2	1	D
1/12/18 14:27	1/11/18	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	38.51	0	0	3	1	D
10/2/17 16:20	9/28/17	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	36.35	0	0	3	1	D
7/11/17 16:42	7/7/17	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	36.23	0	0	3	1	D
4/4/17 14:24	4/4/17	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	33.11	0	0	3	1	D	42	17	22	6	1	2	1	0	0	-1	2
1/4/17 17:46	1/4/17	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	31.23	0	0	3	1	D	41	11	11	14	12	5	1	3	0	-2	6	6
11/16/16 14:28	11/14/16	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	S	-25	27.50	0	-1	-65	0	D	23	4	-5	-3	0	0	0	-1	1	3	10	21
10/17/16 16:13	10/17/16	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	28.35	0	0	2	1	D	23	8	2	-1	-3	-3	1	0	0	0	0	14	21
7/27/16 11:56	7/26/16	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	28.88	0	0	2	1	D	23	9	8	5	0	0	1	1	-1	-1	0	-3	13
4/20/16 11:32	4/20/16	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	29.52	0	0	2	1	D	23	11	4	-5	1	-5	-3	-1	-1	1	8	7	4
1/22/16 16:12	1/22/16	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	31.02	0	0	2	1	D	14	19	2	3	-2	-7	-6	-6	-2	-2	-6	-2	5	17
10/20/15 14:34	10/19/15	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	26.89	0	0	2	1	D	15	14	8	-1	-2	0	-1	1	0	1	3	11	3	8
7/16/15 12:14	7/15/15	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	25.32	1	0	2	1	D	29	12	16	6	7	6	2	0	0	2	0	0	8	11
4/8/15 14:41	4/8/15	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	24.99	0	0	2	1	D	21	10	7	7	3	4	-1	1	0	-2	0	4	8	12
1/8/15 17:45	1/8/15	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	23.43	0	0	2	1	D	19	-4	-2	-2	-2	2	1	-1	-1	-2	0	7	16	27
10/23/14 17:19	10/23/14	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	24.00	0	0	2	1	D	13	2	5	0	0	1	1	1	-2	-1	-1	-1	4	14
7/23/14 12:25	7/23/14	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	24.75	0	0	2	1	D	22	17	0	7	2	2	2	2	0	-3	-5	-3	-4	13
3/28/14 16:26	3/28/14	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	25.48	0	0	2	1	D	34	22	8	5	0	2	0	1	-6	-5	-5	0	1	6
1/27/14 13:39	1/24/14	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	25.75	0	0	2	1	D	41	23	16	0	4	0	1	1	-2	-1	-1	-6	0	-5
10/22/13 15:31	10/21/13	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	24.75	0	0	2	1	D	39	6	14	13	8	1	0	0	0	4	3	5	-4	0
7/3/13 13:39	7/3/13	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	22.00	0	0	3	1	D	20	4	8	1	3	2	0	1	1	0	4	12	15	13
4/24/13 11:16	4/22/13	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	22.35	0	0	3	1	D	20	-4	-7	4	0	0	2	1	0	-1	-2	1	14	10
1/3/13 17:37	1/3/13	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	22.00	0	0	3	1	D	13	15	-1	-5	-4	-4	-4	-1	-4	-4	-4	0	3	19
10/26/12 16:03	10/24/12	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	23.85	0	0	3	1	D	19	20	5	4	6	1	-7	-2	0	1	-5	-8	-1	15
9/24/12 16:06	9/4/12	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	S	-11	21.21	0	-1	-35	1	D	13	18	9	0	3	3	2	3	-2	-1	3	-4	-1	12
7/27/12 17:14	7/26/12	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	23.00	0	0	2	1	D	23	17	14	-4	-5	-3	0	0	0	-3	-2	5	-1	5
4/19/12 16:28	4/19/12	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	23.25	0	0	2	1	D	26	22	22	22	6	13	7	3	1	-3	1	-7	4	-3
1/3/12 14:37	12/30/11	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	19.20	0	0	2	1	D	2	-4	-4	-5	-4	-5	-4	-4	1	3	7	18	21	23
9/29/11 17:28	9/29/11	AUBN	Auburn National Bancorporation, Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	19.65	0	0	2	1	D	-15	1	3	1	1	1	1	1	0	-1	-1	-2	9	21
6/30/11 15:48	6/29/11	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	19.84	0	0	2	1	D	-25	9	1	2	1	0	0	1	0	-1	-2	1	-2	16
4/19/11 17:02	4/19/11	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	20.00	0	0	2	1	D	-11	3	-4	0	-1	1	0	-1	-1	0	0	-1	0	22
1/3/11 17:38	1/3/11	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	20.25	0	0	2	1	D	7	6	10	-4	1	2	1	2	0	1	1	0	1	-3
10/28/10 11:22	10/27/10	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	22.00	0	0	2	1	D	-2	0	4	7	1	-1	-3	3	-1	8	-1	-1	-1	-1
7/14/10 17:26	7/12/10	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	18.44	0	0	3	1	D	-14	-16	-2	2	0	-2	1	2	-1	-1	5	11	8	9
4/1/10 09:44	3/30/10	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	20.50	0	0	2	1	D	0	2	-16	3	5	0	4	-6	-1	-1	-3	-8	1	-1
1/13/10 11:25	1/11/10	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	20.50	0	0	2	1	D	1	-2	-14	-21	0	-2	-2	-1	0	5	3	-1	-1	8
10/23/09 17:36	10/23/09	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	25.21	0	0	2	1	D	1	2	-4	-8	-16	-9	-12	-10	6	-5	-8	-10	-8	-4
7/15/09 11:02	7/13/09	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	28.87	1	0	2	1	D	-8	7	15	0	-4	-16	-21	-8	5	3	6	9	-14	-16
4/15/09 14:22	4/13/09	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	22.00	0	0	2	1	D	-12	10	11	14	16	6	10	0	0	4	2	0	9	-14
1/28/09 11:46	1/26/09	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	22.25	0	0	2	1										-5	0	-5	8	19	-8
10/7/08 16:26	10/6/08	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	25.09	0	0	2	1	D	-21	-12	-5	-13	-13	-11	-19	-12	10	2	9	7	8	26
7/22/08 08:41	7/21/08	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	23.50	0	0	2	1	D	5	0	20	8	1	6	6	0	0	-5	-4	1	-12	4
4/4/08 13:29	4/3/08	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	23.90	0	0	2	1	D	-1	-21	-6	-1	0	2	-3	-2	0	0	9	8	7	1
1/14/08 10:49	1/10/08	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	22.03	0	0	2	1	D	-6	-28	-22	-14	-18	-9	-7	-5	4	-3	4	7	10	3
10/10/07 12:25	10/8/07	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	23.92	0	0	2	1	D	5	-9	-13	-9	-4	0	-3	2	-2	4	4	-16	-9	-2
7/3/07 13:03	6/29/07	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P	1	26.81	0	0	2	1	D	31	13	-5	-5	-5	-3	0	-3	5	1	0	-6	-15	-10
11/21/05 15:36	11/18/05	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P.d	3	13.39	0	0	28	1	D	9	12	0	-7	-9	-4	3	0	0	0	0	4	9	27
2/24/04 14:59	2/23/04	AUBN	Auburn National Bancorporation Inc	DE	Financ	StBnk	State Commercial Banks	Smith Charles Edward Jr	AL	O	SVP	P.d	2	11.35	0	0	38	1	D	85	50	21	-5	1	-1	4	-3	0	-1	3	5	6	16

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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