Novak David C - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	2	1	4	-1	1	8	9	12	7	6
P	%wins				50	25	100	75	75	50	63
S	%ret	1	1	73	0	0	1	3	9	20	6
S	%wins				62	48	38	38	25	16	38

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/9/15 17:15	8/25/15	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Exec CB	P	637	77.97	33	8	2	337	D	-2	-3	-15	-25	-18	-16	-11	-19	1	-1	2	-2	19	29
12/16/14 14:58	12/15/14	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	12,674	24.47	33	518		329	D	8	0	-10	-1	-1	-8	-9	0	-2	3	2	12	31	5
12/16/14 14:58	12/15/14	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-12,437	70.94	33	-175	-35	329	D	8	0	-10	-1	-1	-8	-9	0	-2	3	2	12	31	5
12/10/13 09:50	12/6/13	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	7,531	22.53	33	334		326	D	35	14	5	4	11	1	-4	-2	-1	-1	1	4	8	3
12/10/13 09:50	12/6/13	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-23,843	74.33	33	-321	-50	326	D	35	14	5	4	11	1	-4	-2	-1	-1	1	4	8	3
12/12/12 14:51	12/10/12	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	10,096	17.23	33	586		313	D	41	20	7	3	-3	-7	1	1	0	2	0	4	7	10
12/12/12 14:51	12/10/12	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-35,788	66.20	33	-541	-63	313	D	41	20	7	3	-3	-7	1	1	0	2	0	4	7	10
2/15/12 14:46	2/13/12	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Novak David C	NY	D		M.d	82	31.22	33	3	1	229	D	-2	-16	4	15	9	1	-1	0	-1	0	18	-4	-1	33
12/9/11 15:44	12/8/11	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.dm	10,029	12.16	33	825		267	D	73	18	10	12	6	7	5	1	1	0	4	17	11	20
12/9/11 15:44	12/8/11	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.dm	-47,891	58.08	33	-825	-76	267	D	73	18	10	12	6	7	5	1	1	0	4	17	11	20
1/24/11 18:10	1/20/11	JPM	J P Morgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Novak David C	NY	D		P.dm	4,995	44.88	33	111	102	220	M	98	16	14	20	11	7	4	1	0	-1	2	0	-5	-14
1/24/11 18:10	1/21/11	JPM	J P Morgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Novak David C	NY	D		M.d	184	27.84	33	7	3	220	M	98	16	14	20	11	7	4	1	0	-1	2	0	-5	-14
7/23/10 11:47	7/21/10	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.dm	9,796	12.20	33	803		267	D	21	25	19	-4	-2	6	-1	3	1	0	3	18	19	35
7/23/10 11:47	7/21/10	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.dm	-31,026	40.53	33	-766	-74	267	D	21	25	19	-4	-2	6	-1	3	1	0	3	18	19	35
2/8/10 19:18	2/8/10	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	0	0.00	33	1	0	230	D	1	15	-7	-2	-6	-8	-5	-8	1	2	12	22	31	53
12/17/09 10:12	12/15/09	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	134	34.59	33	4	2	230	D	-4	18	3	2	2	-3	1	0	-1	2	4	10	24	48
7/9/09 16:45	5/22/09	JPM	J P Morgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Novak David C	NY	D		P.m	103	34.18	33	3	3	95	D	-29	-6	10	20	-5	0	-5	1	-4	8	22	35	32	14
4/30/09 12:10	4/29/09	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.dm	10,676	8.44	33	1,266		230	D	14	-15	31	13	23	15	8	-3	-1	4	2	1	1	29
4/30/09 12:10	4/29/09	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.dm	-43,094	34.05	33	-1,266	-85	230	D	14	-15	31	13	23	15	8	-3	-1	4	2	1	1	29
4/29/09 12:40	4/28/09	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	10,276	7.92	33	1,297		230	D	12	-15	32	17	24	17	5	-2	0	4	1	1	2	28
4/29/09 12:40	4/28/09	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-39,158	34.05	33	-1,150	-83	230	D	12	-15	32	17	24	17	5	-2	0	4	1	1	2	28
2/5/09 13:57	2/4/09	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	10	28.10	33	0	0	82	D	-2	-17	-25	-4	-6	-2	-2	-2	4	3	-13	27	32	22
12/29/08 09:26	12/26/08	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	67	30.39	33	2	3	82	D	7	-19	-12	-10	16	4	1	0	-1	9	0	-8	11	19
12/22/08 16:01	12/18/08	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	32	30.54	33	1	1	82	D	7	-17	-15	-18	11	22	2	1	0	-1	-1	-6	10	19
10/22/08 12:05	10/20/08	JPM	J P Morgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Novak David C	NY	D		M.d	74	27.92	33	3	3	81	D	-9	-9	-10	-5	2	-19	-5	-2	-7	-5	-28	-41	-15	14
12/18/07 11:45	12/14/07	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.dm	9,033	7.57	33	1,193		82	D	60	30	12	13	-3	2	-4	-4	2	3	-10	-3	-1	-19
12/18/07 11:45	12/14/07	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.dm	-45,779	38.37	33	-1,193	-94	82	D	60	30	12	13	-3	2	-4	-4	2	3	-10	-3	-1	-19
12/13/07 10:57	12/12/07	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	262	38.87	33	7	15	52	D	67	34	17	23	-3	5	6	-1	0	-3	-6	-8	-3	-27
1/31/07 12:46	1/29/07	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	68	58.88	33	1	5	26	D	33	19	32	-2	1	2	0	0	2	2	-3	7	10	20
7/5/06 15:11	7/3/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-1,492	50.57	33	-30	-53	26	D	42	0	9	7	-4	3	1	4	-1	-1	-10	3	16	34
7/5/06 14:39	7/3/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,136	15.14	33	75		56	D	42	0	9	7	-4	3	1	4	-1	-1	-10	3	16	34
7/5/06 14:39	7/3/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,287	50.26	33	-46	-45	56	D	42	0	9	7	-4	3	1	4	-1	-1	-10	3	16	34
6/1/06 15:33	6/1/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-1,191	50.69	33	-24	-47	26	B									1	2	0	-2	23	37
6/1/06 15:19	6/1/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,136	15.14	33	75		50	B									1	2	0	-2	23	37
6/1/06 15:19	6/1/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,616	50.80	33	-52	-51	50	B									1	2	0	-2	23	37
5/3/06 15:47	5/1/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	696	15.14	33	46		26	B									2	3	-1	-12	18	31
5/3/06 15:47	5/1/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,344	50.98	33	-46	-63	26	B									2	3	-1	-12	18	31
5/3/06 14:58	5/1/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-292	51.12	33	-6	-18	26	B									2	3	-1	-12	18	31
5/2/06 16:53	5/1/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	681	23.48	33	29	922	32	B									1	3	-2	-12	16	32
5/2/06 16:53	5/1/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,194	51.25	33	-23	-42	32	B									1	3	-2	-12	16	32
4/3/06 14:16	4/3/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-2,592	48.44	33	-54	-67	26	B									-2	-2	5	3	7	22
4/3/06 13:59	4/3/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,761	23.48	33	75	999%	80	B									-2	-2	5	3	7	22
4/3/06 13:59	4/3/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,046	48.63	33	-22	-21	80	B									-2	-2	5	3	7	22
3/7/06 14:29	3/6/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.ed	1,761	23.48	33	75		26	B									1	0	-1	4	3	20
3/7/06 14:29	3/6/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.ed	-3,525	46.99	33	-75	-74	26	B									1	0	-1	4	3	20
2/10/06 10:21	2/9/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-1,902	49.38	33	-39	-59	26	B									2	2	-2	8	-5	25
2/10/06 10:08	2/9/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,761	23.48	33	75		65	B									2	2	-2	8	-5	25
2/10/06 10:08	2/9/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,807	49.51	33	-36	-36	65	B									2	2	-2	8	-5	25
1/30/06 12:32	1/27/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	0	0.00	33	2	8	26	B									-2	0	-5	3	-10	19
1/10/06 11:38	1/9/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-1,144	49.01	33	-23	-47	26	B									-1	-4	1	-3	2	21
1/10/06 11:18	1/9/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,761	23.48	33	75		50	B									-1	-4	1	-3	2	21
1/10/06 11:18	1/9/06	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,541	49.18	33	-52	-51	50	B									-1	-4	1	-3	2	21
12/8/05 13:18	12/8/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,405	18.73	33	75		26	D	40	6	-8	-5	-4	3	-2	-2	1	0	3	2	8	28
12/8/05 13:18	12/8/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-3,602	48.03	33	-75	-74	26	D	40	6	-8	-5	-4	3	-2	-2	1	0	3	2	8	28
11/9/05 10:26	11/8/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-1,978	50.63	33	-39	-60	26	D	50	14	5	0	7	0	1	-1	-3	-6	-5	-3	5	18
11/9/05 10:12	11/8/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,140	15.20	33	75		66	D	50	14	5	0	7	0	1	-1	-3	-6	-5	-3	5	18
11/9/05 10:12	11/8/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,823	50.74	33	-36	-35	66	D	50	14	5	0	7	0	1	-1	-3	-6	-5	-3	5	18
10/11/05 13:44	10/10/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-2,460	49.18	33	-50	-65	26	D	54	20	-3	-6	1	0	3	1	0	1	3	0	-3	12
10/11/05 12:55	10/10/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,140	15.20	33	75	999%	76	D	54	20	-3	-6	1	0	3	1	0	1	3	0	-3	12
10/11/05 12:55	10/10/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,237	49.54	33	-25	-25	76	D	54	20	-3	-6	1	0	3	1	0	1	3	0	-3	12
10/11/05 11:04	10/10/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	I	54	20	-3	-6	1	0	3	1	0	1	3	0	-3	12
10/11/05 11:04	10/10/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-443	49.25	33	-9	-25	26	I	54	20	-3	-6	1	0	3	1	0	1	3	0	-3	12
9/19/05 16:25	9/19/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,140	15.20	33	75		26	D	70	25	1	-5	1	4	0	1	-1	-2	0	-3	1	6
9/19/05 16:25	9/19/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-3,735	49.80	33	-75	-74	26	D	70	25	1	-5	1	4	0	1	-1	-2	0	-3	1	6
9/19/05 15:24	9/19/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	I	70	25	1	-5	1	4	0	1	-1	-3	-2	-5	-1	4
9/19/05 15:24	9/19/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-448	49.82	33	-9	-25	26	I	70	25	1	-5	1	4	0	1	-1	-3	-2	-5	-1	4
8/2/05 15:14	8/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	I	75	36	12	10	-2	-1	-2	0	0	-3	-9	-3	-4	-12
8/2/05 15:14	8/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-468	51.95	33	-9	-25	26	I	75	36	12	10	-2	-1	-2	0	0	-3	-9	-3	-4	-12
8/2/05 11:40	8/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,140	15.20	33	75		26	D	75	36	12	10	-2	-1	-2	0	0	-3	-9	-3	-4	-12
8/2/05 11:40	8/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-3,870	51.61	33	-75	-74	26	D	75	36	12	10	-2	-1	-2	0	0	-3	-9	-3	-4	-12
7/6/05 15:07	7/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,586	51.52	33	-50	-65	26	M	73	44	10	0	1	-3	-2	-1	0	2	0	-7	-8	0
7/6/05 15:07	7/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	M	73	44	10	0	1	-3	-2	-1	0	2	0	-7	-8	0
7/6/05 14:36	7/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,140	15.20	33	75		68	D	73	44	10	0	1	-3	-2	-1	0	2	0	-7	-8	0
7/6/05 14:36	7/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,745	51.62	33	-34	-33	68	D	73	44	10	0	1	-3	-2	-1	0	2	0	-7	-8	0
6/2/05 11:03	6/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-2,208	51.28	33	-43	-62	26	D	87	40	14	3	4	6	2	-1	2	1	1	-8	-4	0
6/2/05 10:18	6/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,140	15.20	33	75		70	D	87	40	14	3	4	6	2	-1	2	1	1	-8	-4	0
6/2/05 10:18	6/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,642	51.41	33	-32	-31	70	D	87	40	14	3	4	6	2	-1	2	1	1	-8	-4	0
6/1/05 16:55	6/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	I	85	38	13	4	2	6	2	2	2	1	1	-5	-4	-1
6/1/05 16:55	6/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-489	54.34	33	-9	-25	26	I	85	38	13	4	2	6	2	2	2	1	1	-5	-4	-1
5/4/05 11:11	5/2/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S	-671	47.12	33	-14	-35	26	D	94	23	11	5	-6	-5	0	2	2	1	10	9	6	9
5/4/05 10:16	5/2/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	982	13.09	33	75		41	D	94	23	11	5	-6	-5	0	2	2	1	10	9	6	9
5/4/05 10:16	5/2/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,852	46.94	33	-61	-60	41	D	94	23	11	5	-6	-5	0	2	2	1	10	9	6	9
5/2/05 11:48	5/2/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	I	92	23	8	4	-7	-7	-5	-2	0	3	9	12	4	9
5/2/05 11:48	5/2/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-425	47.20	33	-9	-25	26	I	92	23	8	4	-7	-7	-5	-2	0	3	9	12	4	9
4/4/05 15:25	4/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	I	115	36	26	9	6	1	0	-3	1	-1	-8	2	-6	-4
4/4/05 15:25	4/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-466	51.80	33	-9	-25	26	I	115	36	26	9	6	1	0	-3	1	-1	-8	2	-6	-4
4/4/05 15:18	4/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	856	11.41	33	75		26	D	115	36	26	9	6	1	0	-3	1	-1	-8	2	-6	-4
4/4/05 15:18	4/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-3,849	51.32	33	-75	-74	26	D	115	36	26	9	6	1	0	-3	1	-1	-8	2	-6	-4
3/2/05 10:24	3/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	856	11.41	33	75		26	D	108	33	26	8	8	6	2	2	2	4	5	4	-1	0
3/2/05 10:24	3/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-3,660	48.80	33	-75	-74	26	D	108	33	26	8	8	6	2	2	2	4	5	4	-1	0
3/1/05 15:16	3/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	I	109	33	25	7	8	5	2	3	1	5	9	7	0	-1
3/1/05 15:16	3/1/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-441	49.00	33	-9	-25	26	I	109	33	25	7	8	5	2	3	1	5	9	7	0	-1
2/7/05 16:05	2/4/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	856	11.41	33	75		26	D	108	41	27	2	0	3	1	1	0	1	10	4	9	11
2/7/05 16:05	2/4/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-3,427	45.70	33	-75	-74	26	D	108	41	27	2	0	3	1	1	0	1	10	4	9	11
2/7/05 15:16	2/4/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	103	11.41	33	9	52	26	I	108	41	27	2	0	3	1	1	0	1	10	4	9	11
2/7/05 15:16	2/4/05	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-412	45.75	33	-9	-25	26	I	108	41	27	2	0	3	1	1	0	1	10	4	9	11
12/13/04 16:44	12/13/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	3,523	23.48	33	150		26	D	105	34	25	13	5	5	-2	-1	0	0	1	12	14	5
12/13/04 16:44	12/13/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-6,911	46.07	33	-150	-85	26	D	105	34	25	13	5	5	-2	-1	0	0	1	12	14	5
11/2/04 15:35	11/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	221	11.86	33	19	239	26	M	89	29	11	14	7	4	0	0	0	4	8	5	11	18
11/2/04 15:35	11/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-812	43.53	33	-19	-41	26	M	89	29	11	14	7	4	0	0	0	4	8	5	11	18
11/2/04 14:53	11/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	697	11.01	33	63		26	D	89	29	11	14	7	4	0	0	0	4	8	5	11	18
11/2/04 14:53	11/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,751	43.43	33	-63	-71	26	D	89	29	11	14	7	4	0	0	0	4	8	5	11	18
10/5/04 15:15	10/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	80	11.41	33	7	36	26	I	39	31	6	14	5	1	2	1	2	1	6	15	27	17
10/5/04 15:15	10/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-282	40.30	33	-7	-21	26	I	39	31	6	14	5	1	2	1	2	1	6	15	27	17
10/5/04 14:58	10/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	826	11.01	33	75		26	D	39	31	6	14	5	1	2	1	2	1	6	15	27	17
10/5/04 14:58	10/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-3,017	40.23	33	-75	-74	26	D	39	31	6	14	5	1	2	1	2	1	6	15	27	17
9/1/04 13:27	9/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	920	11.22	33	82		26	M	29	34	7	7	3	7	2	0	1	-1	2	15	27	20
9/1/04 13:27	9/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-3,241	39.53	33	-82	-76	26	M	29	34	7	7	3	7	2	0	1	-1	2	15	27	20
8/4/04 10:44	8/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	405	11.41	33	36		26	D	36	28	14	-2	2	1	1	0	0	-1	5	14	20	37
8/4/04 10:44	8/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,353	38.13	33	-35	-57	26	D	36	28	14	-2	2	1	1	0	0	-1	5	14	20	37
8/3/04 17:01	8/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	450	11.41	33	39		26	D	25	29	14	0	3	5	1	0	0	-3	4	14	22	36
8/3/04 17:01	8/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,501	38.03	33	-39	-60	26	D	25	29	14	0	3	5	1	0	0	-3	4	14	22	36
8/3/04 16:07	8/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.ad	80	11.41	33	7	36	26	I	25	29	14	0	3	5	1	0	0	-3	4	14	22	36
8/3/04 16:07	8/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.ad	-266	38.00	33	-7	-21	26	I	25	29	14	0	3	5	1	0	0	-3	4	14	22	36
8/3/04 10:25	8/2/04	JPM	J P Morgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Novak David C		D		P	500	37.34	33	13	38	49	D	64	11	-2	0	2	1	2	1	-1	-4	6	4	2	-2
7/1/04 16:21	7/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	272	11.41	33	24	919	26	D	27	26	9	-4	2	-1	-1	-1	-1	-3	4	9	28	41
7/1/04 16:21	7/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.dm	-877	36.76	33	-24	-47	26	D	27	26	9	-4	2	-1	-1	-1	-1	-3	4	9	28	41
7/1/04 15:54	7/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	298	11.41	33	26	999%	26	D	27	26	9	-4	2	-1	-1	-1	0	-3	3	9	27	41
7/1/04 15:54	7/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-958	36.62	33	-26	-50	26	D	27	26	9	-4	2	-1	-1	-1	0	-3	3	9	27	41
7/1/04 11:28	7/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	80	11.41	33	7	36	26	I	27	26	9	-4	2	-1	-1	-1	0	-3	3	9	27	41
7/1/04 11:28	7/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-256	36.60	33	-7	-21	26	I	27	26	9	-4	2	-1	-1	-1	0	-3	3	9	27	41
6/2/04 15:13	6/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	650	11.41	33	57		26	M	16	33	7	0	1	-2	4	1	0	3	0	7	23	40
6/2/04 15:13	6/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,094	36.74	33	-57	-68	26	M	16	33	7	0	1	-2	4	1	0	3	0	7	23	40
5/5/04 10:20	5/3/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	570	11.41	33	50		26	M	23	55	14	16	4	3	-1	0	1	-3	-4	-1	12	27
5/5/04 10:20	5/3/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,682	38.06	33	-44	-63	26	M	23	55	14	16	4	3	-1	0	1	-3	-4	-1	12	27
5/4/04 15:36	5/3/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	80	11.41	33	7	51	21	I	24	57	16	16	7	3	-1	2	-1	-4	-6	-2	11	23
5/4/04 15:36	5/3/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-217	38.04	33	-6	-22	21	I	24	57	16	16	7	3	-1	2	-1	-4	-6	-2	11	23
4/2/04 14:53	4/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	647	11.35	33	57		19	M	31	55	21	11	7	2	2	0	1	3	3	-4	6	36
4/2/04 14:53	4/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,154	37.79	33	-57	-75	19	M	31	55	21	11	7	2	2	0	1	3	3	-4	6	36
3/2/04 15:00	3/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	811	16.23	33	50		19	D	26	56	26	9	8	13	5	3	0	2	4	1	6	33
3/2/04 15:00	3/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,843	36.86	33	-50	-72	19	D	26	56	26	9	8	13	5	3	0	2	4	1	6	33
3/1/04 15:28	3/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	80	11.41	33	7	57	19	I	27	58	26	9	7	11	5	4	1	3	3	-1	7	33
3/1/04 15:28	3/1/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-258	36.92	33	-7	-27	19	I	27	58	26	9	7	11	5	4	1	3	3	-1	7	33
2/18/04 12:15	2/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	O	Chair CE	S.a	-20	33.34	33	-1	-1	54	D	27	51	21	2	4	5	8	5	0	0	6	2	7	36
2/3/04 11:48	2/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	672	16.38	33	41		19	M	21	46	13	-1	2	-2	-3	1	-1	-2	11	16	14	37
2/3/04 11:48	2/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,707	41.64	33	-41	-68	19	M	21	46	13	-1	2	-2	-3	1	-1	-2	11	16	14	37
1/27/04 12:44	1/31/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.ad	0	0.00	33	1	7	19	D	33	44	21	6	3	3	2	1	-3	-4	2	11	11	31
1/27/04 12:14	1/26/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	0	0.00	33	1	8	19	D	33	44	21	6	3	3	2	1	-3	-4	2	11	11	31
1/5/04 16:56	1/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	672	16.38	33	41	131	72	M	40	33	12	7	2	-2	1	-2	3	0	-2	13	6	39
1/5/04 16:56	1/2/04	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,388	33.85	33	-41	-36	72	M	40	33	12	7	2	-2	1	-2	3	0	-2	13	6	39
12/3/03 11:56	12/1/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	68	11.41	33	6	9	72	I	48	46	25	14	6	2	7	2	0	-2	-4	9	6	33
12/3/03 11:56	12/1/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-208	34.59	33	-6	-8	72	I	48	46	25	14	6	2	7	2	0	-2	-4	9	6	33
12/3/03 10:52	12/1/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	603	17.23	33	35	94	72	D	48	46	25	14	6	2	7	2	0	-2	-4	9	6	33
12/3/03 10:52	12/1/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,213	34.64	33	-35	-33	72	D	48	46	25	14	6	2	7	2	0	-2	-4	9	6	33
11/5/03 12:57	11/3/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	603	17.23	33	35	94	72	D	32	49	32	16	11	3	2	-1	0	1	3	-2	15	36
11/5/03 12:57	11/3/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,197	34.19	33	-35	-33	72	D	32	49	32	16	11	3	2	-1	0	1	3	-2	15	36
11/5/03 11:51	11/3/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	68	11.41	33	6	9	72	I	32	49	32	16	11	3	2	-1	0	1	3	-2	15	36
11/5/03 11:51	11/3/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-205	34.19	33	-6	-8	72	I	32	49	32	16	11	3	2	-1	0	1	3	-2	15	36
10/10/03 13:36	10/8/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	1,343	16.38	33	82		72	M	55	9	31	8	10	6	9	4	-1	2	6	5	21	28
10/10/03 13:36	10/8/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-2,624	32.00	33	-82	-53	72	M	55	9	31	8	10	6	9	4	-1	2	6	5	21	28
8/19/03 11:28	8/15/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	M.d	672	16.38	33	41	131	72	M	34	-2	26	11	-5	0	2	-1	0	-2	3	18	21	32
8/19/03 11:28	8/15/03	YUM	Yum Brands Inc	NC	Retail	Dining	Eating Places	Novak David C	KY	DO	Chair CE	S.d	-1,193	29.09	33	-41	-36	72	M	34	-2	26	11	-5	0	2	-1	0	-2	3	18	21	32

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y