Fradkin Steven L - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	12	-0	0	3	2	3	7	2
S	%wins				75	50	50	55	40	11	47

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/3/24 17:00	5/1/24	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	M.d	239	58.25	0	4	2	272	D
5/3/24 17:00	5/1/24	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S.d	-338	82.56	0	-4	-1	272	D
2/23/24 16:49	2/22/24	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	M.d	1,770	58.25	0	30	12	276	D
2/23/24 16:49	2/22/24	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S.d	-2,435	80.11	0	-30	-10	276	D
5/13/21 18:03	5/11/21	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	M.d	2,417	67.01	0	36	19	222	D
5/13/21 18:03	5/11/21	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S.d	-4,280	118.67	0	-36	-14	222	D
2/1/21 17:40	1/28/21	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S	-775	91.50	0	-8	-4	216	I
11/5/20 18:00	11/3/20	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	M.d	375	52.69	0	7	3	216	D
11/5/20 18:00	11/3/20	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S.d	-590	82.88	0	-7	-3	216	D
6/8/17 18:59	6/7/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S	-1,312	89.23	0	-15	-8	170	I
2/23/17 19:14	2/22/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	M.d	1,500	71.23	33	21	13	185	D	30	50	29	8	-2	5	2	0	-1	2	-1
2/23/17 19:14	2/21/17	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S.d	-1,845	87.62	33	-21	-10	185	D	30	50	29	8	-2	5	2	0	-1	2	-1
11/16/16 18:38	11/14/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	M.dm	17,419	53.90	33	323		172	D	27	14	17	22	15	16	15	6	1	1	11	8
11/16/16 18:38	11/14/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S.dm	-26,171	80.98	33	-323	-65	172	D	27	14	17	22	15	16	15	6	1	1	11	8
11/10/16 18:39	11/10/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	M.d	1,275	63.36	33	20	13	172	D	20	5	12	13	16	9	7	7	2	3	15	9	16
11/10/16 18:39	11/10/16	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S.d	-1,569	77.95	33	-20	-10	172	D	20	5	12	13	16	9	7	7	2	3	15	9	16
4/24/15 18:29	2/2/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	S.dm	-1,504	72.78	33	-21	-12	151	M	45	24	14	9	4	4	3	5	0	0	3	7	-8	1
4/24/15 18:29	4/22/15	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,Wealth	M.d	1,275	63.36	33	20	15	151	M	45	24	14	9	4	4	3	5	0	0	3	7	-8	1
3/11/14 14:08	3/7/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	M.d	1,500	52.10	33	29	26	139	I	56	19	17	12	6	4	4	3	-2	-2	-2	-2	8	10
3/11/14 14:08	3/7/14	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	S.d	-1,842	64.00	33	-29	-17	139	I	56	19	17	12	6	4	4	3	-2	-2	-2	-2	8	10
7/10/13 12:25	7/9/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	M.d	1,500	52.10	33	29	26	139	I	40	33	16	12	4	5	5	4	0	-1	-6	-13	2	7
7/10/13 12:25	7/9/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	S.d	-1,754	60.95	33	-29	-17	139	I	40	33	16	12	4	5	5	4	0	-1	-6	-13	2	7
5/29/13 17:32	5/28/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	M.d	1,223	44.47	33	28	25	139	I	28	39	23	13	10	9	3	2	0	-1	-2	-3	0	6
5/29/13 17:32	5/28/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	S.d	-1,621	58.95	33	-28	-17	139	I	28	39	23	13	10	9	3	2	0	-1	-2	-3	0	6
5/17/13 19:46	5/17/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	M.d	2,860	47.02	33	61	78	139	I	25	33	24	8	6	8	5	4	0	-2	0	-2	0	5
5/17/13 19:46	5/17/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	S.d	-3,511	57.71	33	-61	-30	139	I	25	33	24	8	6	8	5	4	0	-2	0	-2	0	5
5/17/13 19:41	4/18/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	M.a	819	49.12	33	17	22	92	I	25	33	24	8	6	8	5	4	0	-2	0	-2	0	5
4/19/13 17:45	4/18/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	M.d	819	49.12	33	17	14	139	I	6	16	14	5	-4	-5	-5	-3	0	1	11	13	6	16
4/19/13 17:45	4/18/13	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	P,C,IS	S.d	-871	52.25	33	-17	-11	139	I	6	16	14	5	-4	-5	-5	-3	0	1	11	13	6	16
5/2/08 12:12	4/30/08	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	297	45.16	33	7	9	83	I	37	24	5	6	11	15	5	3	-2	-4	-3	2	-28	-30
5/2/08 12:12	4/30/08	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	S.d	-330	74.44	33	-4	-5	83	I	37	24	5	6	11	15	5	3	-2	-4	-3	2	-28	-30
5/15/07 11:11	4/26/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.a	451	32.62	33	14	15	104	I	44	13	10	4	7	0	0	-2	-1	0	2	0	20	20
5/3/07 11:25	5/2/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	S	-73	63.38	33	-1	-1	84	I	46	11	10	5	3	5	-1	-1	1	3	3	-1	18	24
4/30/07 16:28	4/27/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	S	-1,192	64.09	33	-19	-18	85	I	48	11	13	7	11	5	-1	0	0	1	2	-1	17	21
4/27/07 10:58	4/26/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	451	32.62	33	14	15	104	I	48	13	12	7	11	6	0	0	0	-1	0	-3	14	21
4/25/07 18:29	4/25/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	741	32.62	33	23	32	93	I	49	13	12	6	13	5	5	0	-1	-3	-1	-2	9	18
4/24/07 17:35	4/23/07	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	200	45.16	33	4	6	74	I	51	14	9	6	9	7	6	-1	1	-2	0	3	8	17
11/1/06 11:23	10/31/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	100	32.62	33	3	4	72	I	42	11	1	4	1	-2	3	1	-1	0	-3	4	10	24
5/2/06 11:07	5/1/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	346	34.59	33	10	16	73	B									0	3	-4	-1	1	11
1/23/06 14:02	1/20/06	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	19	28.31	33	1	1	63	B									0	5	5	17	14	24
11/2/05 11:39	11/1/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	148	28.31	33	5	9	63	I	17	24	13	5	9	8	1	0	0	-1	1	-1	13	13
8/4/05 11:47	7/22/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.ad	59	28.31	33	2	3	63	I	22	27	16	8	8	3	-1	-1	-1	-1	1	5	3	15
7/25/05 14:06	7/22/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	59	28.31	33	2	3	63	I	22	32	17	16	12	11	5	4	-1	-1	-1	2	-3	13
5/2/05 12:20	4/29/05	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L	IL	O	EVP,CFO	M.d	168	16.75	33	10	19	62	D	33	8	8	4	4	1	2	0	1	1	2	13	17	32
4/29/04 11:40	4/28/04	NTRS	Northern Trust Corp	DE	Financ	StBnk	State Commercial Banks	Fradkin Steven L		O	EVP,CFO	M.d	65	11.75	33	6	14	45	D	-15	23	-7	-10	-11	-10	-4	-5	-1	2	2	-5	-1	6

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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