Carroll David M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	10	0	-0	-1	3	5	16	5
S	%wins				80	80	50	33	33	13	48

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/9/17 14:52	6/9/17	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S	-1,470	53.28	0	-28	-7	342	M
3/17/17 12:43	3/15/17	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	100	37	369	D	12	23	29	7	6	3	2	1	-1	-7	-11
3/3/17 15:18	3/3/17	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S	-6,947	59.02	33	-118	-27	314	I	12	22	18	14	8	3	1	1	0	0	-5
7/29/16 15:05	7/28/16	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	4	1	432	D	-1	-15	0	-4	3	1	0	0	0	0	2	-3	20
7/26/16 13:32	7/22/16	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	5	1	429	D	-1	-14	3	-4	0	4	-2	-1	0	-1	1	-6	16
4/26/16 14:54	4/22/16	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S	-3,132	50.28	33	-62	-13	426	M	8	-5	-5	7	1	6	4	0	1	0	-2	-4	-9
3/17/16 13:09	3/15/16	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	249	103	490	D	9	-9	-6	-6	4	4	-1	-1	0	0	-3	-5	-5	23
7/24/15 13:11	7/22/15	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	5	1	361	D	38	16	10	7	2	3	2	0	-1	0	-7	-8	-15	-15
4/17/15 15:17	4/16/15	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S	-4,220	54.81	33	-77	-18	359	M	56	15	14	8	0	1	1	0	-1	0	2	7	-5	-9
3/17/15 14:19	3/15/15	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	291	201	435	D	59	21	9	3	6	1	2	4	0	0	-2	3	-4	-8
4/16/14 15:14	4/15/14	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S	-3,485	48.54	33	-72	-20	283	D	51	35	18	8	4	1	-2	2	1	2	1	6	2	15
3/18/14 14:17	3/15/14	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	263	288	355	D	53	30	16	11	9	4	2	0	1	2	1	7	9	19
8/2/13 16:15	7/31/13	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S.m	-3,519	44.15	33	-80	-27	217	D	67	34	28	19	10	4	-1	2	0	-2	-7	-2	3	16
3/19/13 12:09	3/15/13	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	3	2	145	D	23	17	11	14	9	9	4	3	-1	-1	-3	8	15	32
1/16/13 16:40	1/15/13	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S	-717	35.14	33	-20	-12	143	D	15	22	5	0	7	2	0	-1	0	0	1	5	26	36
12/26/12 11:58	12/24/12	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	38	30	163	D	15	31	6	-1	6	5	3	-1	0	2	2	8	21	36
11/1/12 15:51	10/31/12	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	524	13.05	33	40	40	141	D	34	28	0	0	-5	-4	-3	0	1	-2	-1	6	14	30
4/30/12 11:52	4/26/12	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	3,079	13.05	33	236		127	D	5	18	33	15	0	1	1	2	-1	-2	-4	2	2	14
4/30/12 11:52	4/27/12	WFC	Wells Fargo & Company/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S.d	-1,650	33.89	33	-49	-28	127	D	5	18	33	15	0	1	1	2	-1	-2	-4	2	2	14
3/19/12 10:35	3/15/12	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	2	2	92	D	15	10	36	32	11	9	11	2	1	-1	0	-3	8	14
1/19/12 11:44	1/18/12	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S	-719	29.98	33	-24	-21	91	D	10	-5	7	24	13	10	4	2	0	0	1	12	14	19
12/27/11 14:06	12/24/11	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	0	0.00	33	74	183	115	D	5	-9	2	13	8	4	7	5	-1	2	5	23	18	26
10/28/11 13:55	10/27/11	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S	-1,357	27.14	33	-50	-41	72	D	1	6	-6	-3	8	10	5	2	0	-4	-10	9	25	29
10/24/11 12:20	10/21/11	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	2,016	13.05	33	154		122	D	-11	2	-7	-9	9	14	-2	2	1	3	-8	17	27	34
3/9/11 14:47	3/8/11	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	1,340	13.05	33	103		77	D	231	13	31	13	0	-3	0	0	1	-1	0	-20	-26	-5
3/9/10 15:30	3/8/10	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	S.m	-4,852	28.88	33	-168	-80	42	D	10	238	8	9	5	5	5	2	0	3	11	-5	-10	11
3/4/10 17:20	3/3/10	WFC	Wells Fargo & Co/mn	DE	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	Senior E	M.d	3,480	13.05	33	267		210	D	3	166	3	1	2	4	1	3	3	4	10	3	-17	12
1/29/07 12:32	1/25/07	WB	Wachovia Corp New	NC	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	SEVP Sp	M.d	7,626	28.76	0	265		184	D
1/29/07 12:32	1/25/07	WB	Wachovia Corp New	NC	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	SEVP Sp	S.d	-7,291	56.14	0	-130	-41	184	D
2/3/06 11:24	2/1/06	WB	Wachovia Corp New	NC	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	SEVP Sp	S.d	-1,797	54.99	0	-33	-23	111	B
2/3/06 11:24	2/1/06	WB	Wachovia Corp New	NC	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	SEVP Sp	M.d	540	29.25	0	18	20	111	B
11/15/04 11:10	11/11/04	WB	Wachovia Corp New	NC	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	SEVP Sp	M.d	371	22.70	0	16	17	114	D
11/8/04 15:48	11/3/04	WB	Wachovia Corp New	NC	Financ	NtBnk	National Commercial Banks	Carroll David M	NC	O	SEVP Sp	S	0	49.32	0	0	0	108	D
1/22/04 12:29	1/21/04	WB	Wachovia Corp New	NC	Financ	NtBnk	National Commercial Banks	Carroll David M		O	EVP-E-Co	M.d	188	22.44	0	8	11	84	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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