Finneran John G Jr - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	32	0	0	-0	2	2	3	1
S	%wins				75	53	56	39	37	20	47

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/27/21 16:06	9/23/21	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-3,307	165.37	0	-20	-30	47	D
3/10/21 17:11	3/8/21	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-5,888	129.34	0	-46	-44	58	I
11/26/19 16:08	11/22/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-354	98.02	0	-4	-4	92	D
11/20/19 16:18	11/18/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-701	97.16	0	-7	-7	95	D
11/12/19 16:08	11/7/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S	-1,063	98.23	0	-11	-10	103	D
11/6/19 16:07	11/4/19	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Senior A	S.dm	-5,490	96.42	0	-57	-33	113	D
1/31/18 16:25	1/29/18	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S	-7,131	105.03	0	-68	-41	97	I
1/4/18 17:17	1/2/18	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-4,736	99.23	0	-48	-22	164	D
12/6/17 20:25	12/4/17	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S	-617	95.00	0	-6	-4	156	I
3/8/17 17:48	3/6/17	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S	-882	93.49	33	-9	-6	154	I	23	36	31	8	5	3	0	-2	0	-1	-9
11/15/16 18:30	11/11/16	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-7,156	80.85	33	-89	-34	172	D	7	11	23	23	16	12	16	10	-2	1	8	11
7/17/15 17:20	7/15/15	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-5,086	90.00	33	-57	-23	187	D	41	10	20	10	9	2	3	2	0	0	-10	-20	-28	-23
6/29/15 16:19	6/25/15	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-643	90.00	33	-7	-4	187	D	50	10	8	14	6	5	1	0	0	0	-10	-15	-15	-32
6/24/15 17:43	6/22/15	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-4,440	89.00	33	-50	-21	187	D	51	9	9	12	8	6	2	1	0	-1	2	-17	-18	-27
6/17/15 16:31	6/15/15	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-8,730	87.30	33	-100	-35	187	D	49	10	11	9	8	4	4	0	1	2	4	-13	-16	-25
2/18/15 16:29	2/17/15	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-4,584	79.36	33	-58	-25	170	D	49	12	2	-2	0	5	6	3	0	1	3	7	4	-16
8/15/14 16:47	8/13/14	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S	-795	79.52	33	-10	-6	165	I	46	19	11	5	-6	-2	2	1	1	3	3	3	0	4
12/26/13 16:39	12/23/13	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-5,408	75.00	33	-72	-31	159	D	83	31	23	9	8	4	5	2	0	2	-8	0	10	12
12/9/13 16:48	12/6/13	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-3,748	73.00	33	-51	-24	159	D	58	29	17	10	4	3	3	1	0	-2	7	2	13	16
12/4/13 16:45	12/2/13	COF	Capital One Financial Corp	DE	Financ	NtBnk	National Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-1,515	73.00	33	-21	-12	159	D	63	27	20	11	1	3	3	0	-1	1	7	4	11	16
8/5/13 16:40	8/1/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-2,992	69.21	33	-43	-21	159	D	50	25	24	20	14	5	2	1	0	-2	-7	-1	0	17
8/1/13 16:36	7/30/13	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.m	-2,885	69.26	33	-42	-21	159	I	47	21	23	21	12	5	0	0	0	-3	-8	2	2	16
8/16/12 16:28	8/14/12	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S	-4,994	55.10	33	-91	-33	184	M	42	24	12	10	1	-2	-3	-2	1	-1	6	-3	-5	19
1/18/11 17:19	1/14/11	COF	Capital One Financial Corp	DE	Financ	StBnk	State Commercial Banks	Finneran John G Jr	VA	O	Gen. Cou	S.d	-3,470	48.13	33	-72	-29	178	D	97	18	18	31	25	14	6	5	-1	1	9	4	1	2
1/5/06 16:56	1/3/06	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-3,304	86.40	33	-38	-43	51										0	2	-4	-5	-2	-11
12/14/04 17:57	12/13/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-2,671	81.03	33	-33	-28	83	D	156	47	16	12	10	5	3	4	1	0	1	-4	-9	3
12/8/04 17:46	12/6/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-6,094	78.60	33	-78	-48	83	D	128	33	10	13	8	0	-2	-2	1	4	5	0	-5	8
10/25/04 16:49	10/21/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-1,681	71.00	33	-24	-22	83	D	118	16	1	2	-5	-7	-1	0	3	5	11	9	2	6
10/12/04 08:48	10/7/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-3,724	74.48	33	-50	-38	83	D	177	16	-6	10	7	-1	-1	-3	-1	-5	6	13	2	2
10/4/04 16:41	9/30/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-3,685	73.70	33	-50	-38	83	D	106	27	-2	10	5	2	2	-1	-1	-3	-1	13	0	6
9/27/04 10:48	9/23/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S	-1,086	72.88	33	-15	-15	83	D	116	26	2	5	8	7	1	-1	0	1	-4	12	1	9
9/27/04 10:48	9/23/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-2,566	73.11	33	-35	-26	98	D	116	26	2	5	8	7	1	-1	0	1	-4	12	1	9
9/17/04 17:16	9/16/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-3,588	71.75	33	-50	-38	83	D	89	21	-1	1	9	4	3	-1	-1	-1	-5	13	5	10
9/14/04 07:35	9/10/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-3,575	71.50	33	-50	-38	83	D	80	26	0	4	5	4	7	6	0	-1	-2	11	8	10
8/23/04 18:26	8/20/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-3,550	71.00	33	-50	-38	83	D	103	39	0	6	6	2	5	2	0	-2	5	13	9	21
6/28/04 15:17	6/24/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-1,245	70.52	33	-18	-17	83	D	23	45	16	-3	7	1	-1	-1	-2	-3	-2	5	17	5
6/21/04 14:59	6/17/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-1,420	71.00	33	-20	-19	83	D	20	38	26	-3	7	2	0	1	-1	-2	-7	3	15	5
6/14/04 13:36	6/10/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-1,408	70.40	33	-20	-19	83	D	20	32	22	-2	6	5	1	-2	0	2	-5	3	13	6
6/7/04 08:50	6/3/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-1,381	69.07	33	-20	-19	83	D	16	32	16	-5	2	6	1	1	3	1	-2	-2	14	7
6/1/04 18:01	5/27/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-1,383	69.15	33	-20	-19	83	D	13	46	17	-2	-5	14	6	1	0	4	-1	-2	13	9
5/27/04 13:09	5/25/04	COF	Capital One Financial Corp	DE	Financ	Loan	Personal Credit Institutions	Finneran John G Jr	VA	O	EVP,GC	S.d	-1,360	68.00	33	-20	-19	83	D	13	41	18	-3	-4	4	7	3	1	-1	0	1	16	8

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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