Earhart Alan L - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	4	1	23	0	0	0	1	6	6	3
S	%wins				74	57	61	45	38	52	55

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/14/18 16:27	9/12/18	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	0	14	110	27	D
11/20/17 16:31	11/17/17	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	500	43.77	0	11	813	13	D
11/20/17 16:31	11/17/17	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	S.d	-605	53.03	0	-11	-47	13	D
9/15/17 16:41	9/13/17	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	0	7	125	13	D
3/10/17 16:32	3/8/17	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	836	38.90	33	22		6	D	16	64	20	17	12	4	0	-1	0	0	-3
3/10/17 16:32	3/8/17	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	S.d	-1,164	42.46	33	-27	-83	6	D	16	64	20	17	12	4	0	-1	0	0	-3
12/15/16 16:19	12/14/16	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	S	-224	36.25	33	-6	-35	12	D	-7	30	50	4	12	0	2	-1	-1	-2	-3	15
9/14/15 18:03	9/10/15	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	33	6	50	18	D	-25	-24	-13	-5	1	5	2	0	3	1	8	-2	-13	16
3/6/15 18:34	3/5/15	BRCD	Brocade Communications Systems Inc	DE	Tech	CNtwk	Computer Communications Equip	Earhart Alan L	CA	D	M.d	240	6.01	33	40	114	75	D	116	25	20	11	7	2	0	-2	0	-1	-2	2	-15	-15
3/6/15 18:34	3/5/15	BRCD	Brocade Communications Systems Inc	DE	Tech	CNtwk	Computer Communications Equip	Earhart Alan L	CA	D	S.d	-496	12.39	33	-40	-35	75	D	116	25	20	11	7	2	0	-2	0	-1	-2	2	-15	-15
9/8/14 19:30	9/4/14	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	33	3	32	12	D	25	2	12	18	11	2	2	0	0	1	-3	3	-8	-26
8/21/14 18:44	8/19/14	ROVI	Rovi Corp	DE	Financ	Patent	Patent Owners & Lessors	Earhart Alan L	CA	D	S	-262	23.34	12	-11	-32	24	D	55	22	-5	-2	-2	-1	5	1	-1	0	-9	-6	2	-55
8/21/14 18:07	8/19/14	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	839	31.68	33	27		9	D	27	0	3	19	12	5	4	-1	0	2	5	3	-6	-23
8/21/14 18:07	8/19/14	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	S.d	-1,085	40.94	33	-27	-75	9	D	27	0	3	19	12	5	4	-1	0	2	5	3	-6	-23
5/21/14 18:26	5/19/14	ROVI	Rovi Corp	DE	Financ	Patent	Patent Owners & Lessors	Earhart Alan L	CA	D	M.d	357	14.29	12	25	999%	26	D	-10	-8	34	-3	13	4	3	1	2	4	1	-2	-8	-32
5/21/14 18:26	5/19/14	ROVI	Rovi Corp	DE	Financ	Patent	Patent Owners & Lessors	Earhart Alan L	CA	D	S.d	-579	23.16	12	-25	-49	26	D	-10	-8	34	-3	13	4	3	1	2	4	1	-2	-8	-32
9/16/13 17:39	9/12/13	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	33	3	46	9	D	21	25	27	16	6	4	4	2	1	-1	-4	-9	-14	0
9/6/12 18:28	9/5/12	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	S	-60	6.04	33	-10	-29	25	D	2	66	7	27	28	14	3	5	1	1	-2	-11	-3	25
9/5/12 18:39	8/31/12	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	33	3	85	6	D	-21	-3	-15	11	11	10	4	-1	3	2	-9	-5	-1	23
3/27/12 20:07	3/26/12	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	M.d	186	3.71	27	50	530	59	D	2	-8	39	11	1	6	1	2	-1	-1	-8	-16	4	-1
3/27/12 20:07	3/26/12	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	S.d	-286	5.71	27	-50	-46	59	D	2	-8	39	11	1	6	1	2	-1	-1	-8	-16	4	-1
3/7/12 20:36	3/5/12	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	S	-194	5.64	33	-34	-58	25	D	-7	-12	50	2	-4	-5	-7	-7	-1	2	0	-23	5	5
2/13/12 21:03	2/10/12	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	M.d	0	0.00	33	5	9	59	D	-13	0	61	33	9	2	1	-4	0	-1	1	-12	-7	1
8/31/11 15:49	8/30/11	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	33	3	New	3	D	64	-7	-27	-30	-25	-9	4	1	1	-3	-6	-5	16	-7
6/9/11 21:09	6/8/11	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	S	-135	6.77	33	-20	-27	54	D	-8	28	26	8	9	9	2	-5	0	0	0	-40	-18	-31
2/11/11 21:10	2/10/11	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	M.d	0	0.00	33	5	10	54	D	58	-12	18	-2	10	3	2	-3	-2	2	3	8	-39	-1
11/19/10 19:21	11/17/10	ROVI	Rovi Corp	DE	Media	Print	Periodicals: Publishing or Pu	Earhart Alan L	CA	D	M.d	829	23.68	33	35		0	D	357	75	42	24	7	5	1	2	2	2	6	7	10	-49
11/19/10 19:21	11/17/10	ROVI	Rovi Corp	DE	Media	Print	Periodicals: Publishing or Pu	Earhart Alan L	CA	D	S.d	-1,824	52.11	33	-35	-100	0	D	357	75	42	24	7	5	1	2	2	2	6	7	10	-49
9/8/10 09:44	9/7/10	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	685	34.24	33	20		0	D	84	92	38	20	2	16	13	7	4	7	7	19	15	-21
9/8/10 09:44	9/7/10	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	S.d	-1,046	44.83	33	-23	-100	0	D	84	92	38	20	2	16	13	7	4	7	7	19	15	-21
9/1/10 11:07	8/30/10	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	33	3	New	3	D	58	77	29	4	1	-2	0	2	4	15	23	26	26	-7
6/18/10 14:59	6/16/10	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	1,643	32.86	33	50		0	D	74	118	25	25	27	9	12	5	-1	-5	-2	17	26	19
6/18/10 14:59	6/16/10	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	S.d	-2,050	41.01	33	-50	-100	0	D	74	118	25	25	27	9	12	5	-1	-5	-2	17	26	19
5/19/10 19:35	5/18/10	ROVI	Rovi Corp	DE	Media	Print	Periodicals: Publishing or Pu	Earhart Alan L	CA	D	M.d	214	14.29	33	15		0	D	173	80	27	20	5	-3	9	-3	-1	-2	2	14	39	51
5/19/10 19:35	5/18/10	ROVI	Rovi Corp	DE	Media	Print	Periodicals: Publishing or Pu	Earhart Alan L	CA	D	S.d	-585	39.00	33	-15	-100	0	D	173	80	27	20	5	-3	9	-3	-1	-2	2	14	39	51
2/12/10 10:51	2/10/10	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	M.d	0	0.00	33	5	11	49	D	0	80	-19	-28	-14	-10	-2	3	-1	3	-16	-1	-26	-12
1/25/10 21:00	1/22/10	ROVI	Rovi Corp	DE	Media	Print	Periodicals: Publishing or Pu	Earhart Alan L	CA	D	M.d	237	23.68	23	10		0	D	78	139	17	7	2	-5	-3	-2	0	-4	14	31	45	111
1/25/10 21:00	1/22/10	ROVI	Rovi Corp	DE	Media	Print	Periodicals: Publishing or Pu	Earhart Alan L	CA	D	S.d	-302	30.16	23	-10	-100	0	D	78	139	17	7	2	-5	-3	-2	0	-4	14	31	45	111
12/23/09 19:59	12/21/09	ROVI	Rovi Corp	DE	Media	Print	Periodicals: Publishing or Pu	Earhart Alan L	CA	D	M.d	286	14.29	33	20		0	D	65	166	40	-3	4	3	3	3	0	3	-5	19	18	86
12/23/09 19:59	12/21/09	ROVI	Rovi Corp	DE	Media	Print	Periodicals: Publishing or Pu	Earhart Alan L	CA	D	S.d	-620	31.01	33	-20	-100	0	D	65	166	40	-3	4	3	3	3	0	3	-5	19	18	86
12/2/09 20:39	12/1/09	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	1,042	26.05	33	40		0	D	28	159	70	43	11	8	3	1	-1	5	8	-1	23	65
12/2/09 20:39	12/1/09	NTAP	Netapp, Inc.	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	S.d	-1,268	31.70	33	-40	-100	0	D	28	159	70	43	11	8	3	1	-1	5	8	-1	23	65
5/28/09 14:11	5/26/09	BRCD	Brocade Communications Systems Inc	DE	Tech	Hardw	Computer Peripheral Equipment	Earhart Alan L	CA	D	S	-355	7.10	33	-50	-53	44	D	-22	-8	128	161	72	21	20	1	1	-1	7	7	8	-26
8/8/08 11:53	8/7/08	MPWR	Monolithic Power Systems Inc	CA	Tech	Semicn	Semiconductors & Related Devi	Earhart Alan L	CA	D	M.d	113	7.51	18	15		0	D	194	39	67	13	21	7	16	3	-1	2	-15	-40	-46	-17
8/8/08 11:53	8/7/08	MPWR	Monolithic Power Systems Inc	CA	Tech	Semicn	Semiconductors & Related Devi	Earhart Alan L	CA	D	S.d	-393	26.22	18	-15	-100	0	D	194	39	67	13	21	7	16	3	-1	2	-15	-40	-46	-17
11/7/07 20:19	11/6/07	FDRY	Foundry Networks Inc	DE	Tech	CNtwk	Computer Communications Equip	Earhart Alan L	CA	D	M.d	217	10.83	0	20		0	D
11/7/07 20:19	11/6/07	FDRY	Foundry Networks Inc	DE	Tech	CNtwk	Computer Communications Equip	Earhart Alan L	CA	D	S.d	-425	21.25	0	-20	-100	0	D
8/30/07 16:24	8/28/07	QTM	Quantum Corp /de/	DE	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.00	4	6	30	27	D	19	68	35	8	7	14	2	0	0	5	6	4	-21	-42
8/22/07 18:12	8/21/07	FDRY	Foundry Networks Inc	DE	Tech	CNtwk	Computer Communications Equip	Earhart Alan L	CA	D	M.d	608	13.50	0	45		0	D
8/22/07 18:12	8/21/07	FDRY	Foundry Networks Inc	DE	Tech	CNtwk	Computer Communications Equip	Earhart Alan L	CA	D	S.d	-810	18.00	0	-45	-100	0	D
8/21/07 16:50	8/20/07	MPWR	Monolithic Power Systems Inc	CA	Tech	Semicn	Semiconductors & Related Devi	Earhart Alan L	CA	D	M.d	182	12.16	8	15		0	D	160	105	41	11	7	17	10	4	1	2	12	0	-18	15
8/21/07 16:50	8/20/07	MPWR	Monolithic Power Systems Inc	CA	Tech	Semicn	Semiconductors & Related Devi	Earhart Alan L	CA	D	S.d	-293	19.50	8	-15	-100	0	D	160	105	41	11	7	17	10	4	1	2	12	0	-18	15
8/2/07 19:18	8/1/07	FDRY	Foundry Networks Inc	DE	Tech	CNtwk	Computer Communications Equip	Earhart Alan L	CA	D	M.d	270	8.72	0	31		0	D
8/2/07 19:18	8/1/07	FDRY	Foundry Networks Inc	DE	Tech	CNtwk	Computer Communications Equip	Earhart Alan L	CA	D	S.d	-553	17.84	0	-31	-100	0	D
5/18/07 20:17	5/17/07	MPWR	Monolithic Power Systems Inc	CA	Tech	Semicn	Semiconductors & Related Devi	Earhart Alan L	CA	D	M.d	150	7.50	5	20		0	D	158	1	61	24	30	21	20	22	0	-4	-2	6	12	43
5/18/07 20:17	5/17/07	MPWR	Monolithic Power Systems Inc	CA	Tech	Semicn	Semiconductors & Related Devi	Earhart Alan L	CA	D	S.d	-344	17.22	5	-20	-100	0	D	158	1	61	24	30	21	20	22	0	-4	-2	6	12	43
2/23/07 18:34	2/22/07	MPWR	Monolithic Power Systems Inc	CA	Tech	Semicn	Semiconductors & Related Devi	Earhart Alan L	CA	D	M.d	75	7.50	2	10		0	D	115	-23	58	30	17	7	10	1	-2	-4	-3	28	46	14
2/23/07 18:34	2/22/07	MPWR	Monolithic Power Systems Inc	CA	Tech	Semicn	Semiconductors & Related Devi	Earhart Alan L	CA	D	S.d	-137	13.66	2	-10	-100	0	D	115	-23	58	30	17	7	10	1	-2	-4	-3	28	46	14
11/30/06 12:44	11/29/06	NTAP	Network Appliance Inc	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	520	26.01	33	20		0	D	32	35	22	16	5	9	0	-3	-1	-2	-1	-8	-22	-38
11/30/06 12:44	11/29/06	NTAP	Network Appliance Inc	CA	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	S.d	-791	39.56	33	-20	-100	0	D	32	35	22	16	5	9	0	-3	-1	-2	-1	-8	-22	-38
3/18/04 14:07	3/18/04	DSS	Quantum Corp /de/	DE	Tech	CStrg	Computer Storage Devices	Earhart Alan L	CA	D	M.d	0	0.0100	0	3	New	3	D	999	188	-3	34	-1	9	10	-4	5	-4	1	40	14	19

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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