Aust Bruce - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	47	0	0	2	4	10	20	6
S	%wins				57	51	34	47	36	19	41

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/16/14 16:45	9/12/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-1,155	43.75	32	-26	-27	72	D	92	42	11	20	4	1	2	1	0	-2	-10	5	17	20
7/29/14 16:23	7/25/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	498	19.75	33	25	34	99	D	103	32	16	18	17	10	5	4	0	-1	2	-4	8	20
7/29/14 16:23	7/25/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-1,063	42.17	33	-25	-20	99	D	103	32	16	18	17	10	5	4	0	-1	2	-4	8	20
6/18/14 16:07	6/16/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	147	7.35	33	20	26	98	D	81	14	-3	-3	3	0	-1	1	-1	0	7	17	24	37
6/18/14 16:07	6/16/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-730	36.49	33	-20	-17	98	D	81	14	-3	-3	3	0	-1	1	-1	0	7	17	24	37
5/19/14 17:01	5/15/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	147	7.35	33	20	26	98	D	58	19	0	-7	-1	-1	-2	-1	-1	1	3	17	22	45
5/19/14 17:01	5/15/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-727	36.33	33	-20	-17	98	D	58	19	0	-7	-1	-1	-2	-1	-1	1	3	17	22	45
4/16/14 16:27	4/15/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	147	7.35	33	20	26	98	D	41	21	2	-14	-14	-9	-6	-2	1	6	4	17	16	46
4/16/14 16:27	4/15/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-683	34.16	33	-20	-17	98	D	41	21	2	-14	-14	-9	-6	-2	1	6	4	17	16	46
3/19/14 16:27	3/17/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	147	7.35	33	20	26	98	D	50	21	23	0	2	1	-5	-1	0	2	-7	0	18	33
3/19/14 16:27	3/17/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-796	39.80	33	-20	-17	98	D	50	21	23	0	2	1	-5	-1	0	2	-7	0	18	33
2/20/14 17:19	2/18/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	147	7.35	33	20	26	98	D	55	28	30	7	-1	6	5	2	-1	-3	-5	-9	8	29
2/20/14 17:19	2/18/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-779	38.97	33	-20	-17	98	D	55	28	30	7	-1	6	5	2	-1	-3	-5	-9	8	29
1/17/14 16:07	1/15/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	147	7.35	33	20	26	98	D	66	51	18	19	0	0	0	2	-1	-5	-2	-11	4	18
1/17/14 16:07	1/15/14	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-788	39.41	33	-20	-17	98	D	66	51	18	19	0	0	0	2	-1	-5	-2	-11	4	18
12/17/13 16:20	12/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	115	D	64	63	18	23	10	-1	0	0	1	1	2	-4	-3	18
12/17/13 16:20	12/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-292	38.87	33	-8	-6	115	D	64	63	18	23	10	-1	0	0	1	1	2	-4	-3	18
11/15/13 16:05	11/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	115	D	44	66	20	21	13	4	5	4	1	5	5	6	-2	20
11/15/13 16:05	11/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-268	35.67	33	-8	-6	115	D	44	66	20	21	13	4	5	4	1	5	5	6	-2	20
10/15/13 17:19	10/14/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	115	D	37	45	18	0	13	4	4	5	1	1	8	20	3	21
10/15/13 17:19	10/14/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-248	33.11	33	-8	-6	115	D	37	45	18	0	13	4	4	5	1	1	8	20	3	21
9/17/13 17:47	9/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	115	D	36	34	-2	-5	-3	3	4	1	1	2	6	23	23	42
9/17/13 17:47	9/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-234	31.23	33	-8	-6	115	D	36	34	-2	-5	-3	3	4	1	1	2	6	23	23	42
8/15/13 16:47	8/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	115	D	38	39	2	3	-2	-4	-2	0	-1	1	1	15	25	37
8/15/13 16:47	8/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-239	31.86	33	-8	-6	115	D	38	39	2	3	-2	-4	-2	0	-1	1	1	15	25	37
7/17/13 16:04	7/15/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	115	D	45	56	27	18	10	4	1	-1	1	1	-5	0	19	21
7/17/13 16:04	7/15/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-256	34.17	33	-8	-6	115	D	45	56	27	18	10	4	1	-1	1	1	-5	0	19	21
6/14/13 16:11	6/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	115	D	40	55	40	0	9	6	6	-1	1	0	5	-4	20	14
6/14/13 16:11	6/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-236	31.46	33	-8	-6	115	D	40	55	40	0	9	6	6	-1	1	0	5	-4	20	14
5/24/13 16:17	5/22/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-218	31.19	33	-7	-6	115	D	23	38	35	-1	6	2	0	-1	2	2	4	0	26	20
5/15/13 16:04	5/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	122	D	16	32	32	2	9	10	2	2	-1	0	5	3	16	19
5/15/13 16:04	5/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-228	30.37	33	-8	-6	122	D	16	32	32	2	9	10	2	2	-1	0	5	3	16	19
4/16/13 17:16	4/15/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	122	D	3	17	24	8	-11	-11	0	-2	-1	-2	8	20	17	22
4/16/13 17:16	4/15/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-218	29.00	33	-8	-6	122	D	3	17	24	8	-11	-11	0	-2	-1	-2	8	20	17	22
3/15/13 16:07	3/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	122	D	22	28	40	40	16	4	1	1	-1	-2	-12	0	-3	23
3/15/13 16:07	3/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-241	32.11	33	-8	-6	122	D	22	28	40	40	16	4	1	1	-1	-2	-12	0	-3	23
2/14/13 16:36	2/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	122	D	15	23	37	36	23	15	12	7	2	1	7	2	5	28
2/14/13 16:36	2/13/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-228	30.44	33	-8	-6	122	D	15	23	37	36	23	15	12	7	2	1	7	2	5	28
2/8/13 16:21	2/7/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	29	5	4	122	D	11	17	28	21	16	8	5	3	3	4	10	3	11	30
2/8/13 16:21	2/7/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-145	28.97	29	-5	-4	122	D	11	17	28	21	16	8	5	3	3	4	10	3	11	30
1/15/13 16:28	1/14/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	69	9.15	33	8	7	122	D	14	8	23	14	11	5	1	1	0	3	18	7	27	51
1/15/13 16:28	1/14/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-200	26.64	33	-8	-6	122	D	14	8	23	14	11	5	1	1	0	3	18	7	27	51
1/8/13 16:27	1/7/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	122	D	11	8	18	14	11	9	4	2	1	2	11	11	28	56
1/8/13 16:27	1/7/13	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-132	26.33	33	-5	-4	122	D	11	8	18	14	11	9	4	2	1	2	11	11	28	56
12/20/12 16:40	12/18/12	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	147	7.35	33	20	16	143	D	9	6	15	7	7	5	8	4	-3	-4	5	25	27	55
12/20/12 16:40	12/18/12	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-500	25.00	33	-20	-12	143	D	9	6	15	7	7	5	8	4	-3	-4	5	25	27	55
2/3/12 17:19	2/1/12	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	117	D	29	-7	5	1	1	-1	-4	-3	1	3	4	-6	-10	16
2/3/12 17:19	2/1/12	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-125	25.00	33	-5	-4	117	D	29	-7	5	1	1	-1	-4	-3	1	3	4	-6	-10	16
1/5/12 17:10	1/3/12	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	117	D	21	3	-4	7	-2	1	0	0	-1	2	2	2	-9	8
1/5/12 17:10	1/3/12	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-125	25.03	33	-5	-4	117	D	21	3	-4	7	-2	1	0	0	-1	2	2	2	-9	8
12/2/11 15:03	12/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	129	D	33	12	8	13	4	2	4	3	-1	-5	-4	0	-18	-7
12/2/11 15:03	12/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-130	26.07	33	-5	-4	129	D	33	12	8	13	4	2	4	3	-1	-5	-4	0	-18	-7
11/2/11 15:09	11/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	129	D	35	13	-8	4	1	-4	-3	-5	1	7	7	1	-3	-1
11/2/11 15:09	11/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-125	25.00	33	-5	-4	129	D	35	13	-8	4	1	-4	-3	-5	1	7	7	1	-3	-1
10/11/11 15:44	10/10/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	129	D	23	26	-10	5	7	2	4	5	0	-1	4	0	-2	-7
10/11/11 15:44	10/10/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-125	25.00	33	-5	-4	129	D	23	26	-10	5	7	2	4	5	0	-1	4	0	-2	-7
9/19/11 16:10	9/15/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	129	D	12	30	2	6	11	11	7	7	0	-2	1	-2	8	-2
9/19/11 16:10	9/15/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-125	25.00	33	-5	-4	129	D	12	30	2	6	11	11	7	7	0	-2	1	-2	8	-2
7/6/11 14:25	7/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	129	D	32	51	9	-4	5	9	13	4	-3	-9	-11	-15	-5	-13
7/6/11 14:25	7/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-126	25.24	33	-5	-4	129	D	32	51	9	-4	5	9	13	4	-3	-9	-11	-15	-5	-13
6/2/11 14:21	6/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	134	D	14	31	14	-12	-11	-9	-4	0	0	-4	3	-4	2	-11
6/2/11 14:21	6/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-127	25.37	33	-5	-4	134	D	14	31	14	-12	-11	-9	-4	0	0	-4	3	-4	2	-11
5/4/11 16:27	5/2/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	134	D	31	31	27	6	6	-4	-3	-2	0	3	-8	-12	-6	-9
5/4/11 16:27	5/2/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-136	27.18	33	-5	-4	134	D	31	31	27	6	6	-4	-3	-2	0	3	-8	-12	-6	-9
4/5/11 17:21	4/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	37	7.35	33	5	4	134	D	29	27	42	14	-2	6	7	6	3	0	-5	-6	-21	-8
4/5/11 17:21	4/1/11	NDAQ	Nasdaq Omx Group, Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-129	25.79	33	-5	-4	134	D	29	27	42	14	-2	6	7	6	3	0	-5	-6	-21	-8
7/18/07 16:32	7/16/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	46	9.15	33	5	35	19	D	55	23	-7	3	-4	9	4	1	5	0	-4	25	37	-16
7/18/07 16:32	7/16/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-157	31.47	33	-5	-21	19	D	55	23	-7	3	-4	9	4	1	5	0	-4	25	37	-16
6/19/07 17:33	6/15/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	46	9.15	33	5	37	19	D	63	14	-14	9	-5	-4	-5	-3	0	-3	5	12	52	4
6/19/07 17:33	6/15/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-159	31.79	33	-5	-21	19	D	63	14	-14	9	-5	-4	-5	-3	0	-3	5	12	52	4
5/16/07 14:53	5/15/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	37	19	D	115	-13	-13	0	5	-7	-5	-1	1	6	2	4	30	21
5/16/07 14:53	5/15/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-159	31.73	33	-5	-21	19	D	115	-13	-13	0	5	-7	-5	-1	1	6	2	4	30	21
4/18/07 17:08	1/16/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.ad	45	9.05	33	5	37	19	D	198	-26	-9	-10	10	6	6	6	0	6	1	4	29	26
4/18/07 17:08	1/16/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.ad	-176	35.12	33	-5	-21	19	D	198	-26	-9	-10	10	6	6	6	0	6	1	4	29	26
4/18/07 17:03	4/16/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	37	19	D	198	-26	-9	-10	10	6	6	6	0	6	1	4	29	26
4/18/07 17:03	4/16/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-157	31.31	33	-5	-21	19	D	198	-26	-9	-10	10	6	6	6	0	6	1	4	29	26
4/2/07 13:30	3/15/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	37	19	D	174	-30	-4	-5	-9	3	1	-1	1	0	13	1	28	40
4/2/07 13:30	3/15/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-140	27.97	33	-5	-21	19	D	174	-30	-4	-5	-9	3	1	-1	1	0	13	1	28	40
2/16/07 16:09	2/15/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	37	19	D	203	-20	11	-16	-1	-7	-7	-10	1	0	-12	-3	-8	29
2/16/07 16:09	2/15/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-158	31.51	33	-5	-21	19	D	203	-20	11	-16	-1	-7	-7	-10	1	0	-12	-3	-8	29
1/18/07 15:14	1/16/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	39	18	D	307	-9	35	1	-5	11	7	2	-3	-4	-11	-12	-9	15
1/18/07 15:14	1/16/07	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-176	35.12	33	-5	-22	18	D	307	-9	35	1	-5	11	7	2	-3	-4	-11	-12	-9	15
12/19/06 15:10	12/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	39	18	D	295	-2	36	14	-2	-10	-1	0	-5	-14	-6	-18	-16	29
12/19/06 15:10	12/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-180	35.94	33	-5	-22	18	D	295	-2	36	14	-2	-10	-1	0	-5	-14	-6	-18	-16	29
11/17/06 10:12	11/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	250	7	D	380	2	10	24	15	-1	0	-3	0	11	-1	-9	-9	15
11/17/06 10:12	11/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-187	37.45	33	-5	-42	7	D	380	2	10	24	15	-1	0	-3	0	11	-1	-9	-9	15
10/18/06 11:56	10/16/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	250	7	D	386	26	-20	27	25	14	10	1	0	7	7	-1	-8	15
10/18/06 11:56	10/16/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-174	34.70	33	-5	-42	7	D	386	26	-20	27	25	14	10	1	0	7	7	-1	-8	15
9/19/06 12:52	9/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	250	7	D	458	25	-30	19	14	15	7	5	2	-1	13	15	-6	17
9/19/06 12:52	9/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-148	29.50	33	-5	-42	7	D	458	25	-30	19	14	15	7	5	2	-1	13	15	-6	17
8/17/06 15:34	8/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	45	9.05	33	5	250	7	D	396	32	-26	-16	0	4	8	10	2	-5	0	32	10	9
8/17/06 15:34	8/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	S.d	-138	27.60	33	-5	-42	7	D	396	32	-26	-16	0	4	8	10	2	-5	0	32	10	9
2/17/06 16:44	2/15/06	NDAQ	Nasdaq Stock Market Inc	DE	Financ	FinTrd	Security & Commodity Brokers,	Aust Bruce	NY	O	EVP	M.d	91	13.00	33	7	New	7										0	3	11	-20	-25	-18

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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r2y

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