Neff James D - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	19	-1	0	1	12	19	22	10
P	%wins				53	74	58	79	84	83	72
S	%ret	1	1	7	-0	-0	-1	3	9	7	3
S	%wins				86	86	57	43	43	50	61

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/23/22 17:06	3/21/22	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	M.d	34	16.74	0	2	1	228	D
3/4/22 12:08	3/2/22	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	M.d	168	14.25	0	12	6	226	D
3/4/22 12:08	3/2/22	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	S.d	-239	20.25	0	-12	-5	226	D
1/18/22 10:28	1/13/22	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	S.m	-341	22.71	0	-15	-6	224	D
3/22/21 11:07	3/18/21	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	S	-1,095	20.01	0	-55	-19	239	D
3/16/21 11:52	3/12/21	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	S	-255	20.04	0	-13	-4	292	D
3/11/21 12:52	3/10/21	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	S	-85	19.76	0	-4	-1	305	D
3/9/21 12:56	3/5/21	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	S.m	-496	19.28	0	-26	-8	309	D
6/7/19 15:37	6/7/19	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	P	13	15.73	0	1	0	325	D
5/30/19 10:44	5/29/19	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	P	55	15.77	0	4	1	324	D
12/7/18 12:52	12/6/18	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	P	49	16.25	0	3	1	318	D
6/7/18 16:09	6/6/18	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	M.d	93	15.72	0	6	3	210	D
6/7/18 16:09	6/6/17	HBNC	Horizon Bancorp Inc /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	P	S.dm	-193	32.59	0	-6	-3	210	D
2/28/18 14:38	8/8/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.a	65	13.49	0	5	2	208	D
2/28/18 14:38	8/8/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	S.a	-128	26.75	0	-5	-2	208	D
8/31/17 16:45	8/30/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	S.d	-173	26.05	0	-7	-3	212	D
8/31/17 16:45	8/30/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.d	105	15.74	0	7	3	212	D
8/31/17 16:22	8/29/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	S.d	-287	26.05	0	-11	-5	211	D
8/31/17 16:22	8/29/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.d	163	14.81	0	11	6	211	D
8/29/17 12:26	8/25/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	S.d	-47	26.25	0	-2	-1	210	D
8/29/17 12:26	8/25/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.d	24	13.49	0	2	1	210	D
8/10/17 16:30	8/8/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	S.d	-128	26.75	0	-5	-2	213	D
8/10/17 16:30	8/8/17	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.d	65	13.49	0	5	2	213	D
5/4/16 12:46	5/2/16	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	S	-41	24.67	1	-2	-1	137	D	28	7	-5	1	-1	0	-1	1	0	-2	1	11	19
5/4/16 12:46	5/2/16	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	P	41	24.67	1	2	1	137	D	28	7	-5	1	-1	0	-1	1	0	-2	1	11	19
8/25/15 16:22	8/25/15	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	P	14	23.00	1	1	0	138	D	4	7	4	-3	-10	-7	-7	-8	3	4	12	20	8	24
5/5/15 10:10	5/4/15	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	P	35	23.25	0	2	1	134	D	28	20	-6	6	3	2	2	-1	-2	-2	2	4	12	7
6/17/14 15:28	6/13/14	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	P	350	21.81	1	16	14	131	I	38	10	-7	-3	6	-2	2	-2	1	0	-1	5	17	22
6/16/14 17:34	5/29/14	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	S.a	-31	21.93	1	-1	-1	115	D	45	10	-6	-2	7	0	6	-2	1	1	-1	6	18	21
6/2/14 13:49	5/29/14	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	S	-31	21.93	1	-1	-1	115	I	31	9	-6	-2	-4	4	9	-3	-3	0	3	5	19	16
5/5/14 15:44	5/2/14	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	P.a	30	20.20	0	2	1	117	D	24	7	-9	-9	-10	-8	-3	0	0	2	1	7	28	20
5/5/14 14:37	5/2/14	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	P	30	20.20	0	2	1	116	D	24	7	-9	-9	-10	-8	-3	0	0	2	1	7	28	20
2/3/14 16:08	1/31/14	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	EVP	P	22	22.30	1	1	1	114	D	94	14	-6	1	-8	-7	-6	-3	-3	-3	7	-5	1	8
4/24/13 11:08	4/23/13	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	Corporat	P	29	19.39	0	2	1	113	D	68	39	1	-7	-5	-1	-1	0	-1	0	3	26	18	9
11/21/12 17:28	11/21/12	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	Corporat	P	44	17.50	1	3	2	111	D	56	57	0	-7	-14	-14	-7	-2	3	8	12	17	13	26
2/24/12 14:58	2/23/12	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	Coporate	P	56	17.75	1	3	5	68	D	53	-6	-2	7	1	-2	0	1	-1	0	-1	42	54	76
3/7/11 16:04	3/3/11	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	Corporat	S	-40	28.90	0	-1	-3	45	D	172	63	32	13	9	1	0	0	0	0	-8	-6	-6	-7
8/25/10 16:05	8/25/10	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	Corporat	P	33	22.25	0	2	3	47	D	11	49	24	4	4	3	2	5	0	0	0	13	32	27
8/23/10 16:52	8/23/10	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	Corporat	P	7	22.25	0	0	1	45	D	5	48	23	1	4	1	1	0	1	1	-1	14	32	24
8/23/10 15:54	8/20/10	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	Corporat	P	46	22.24	0	2	5	45	D	5	48	23	1	4	1	1	0	-1	0	-1	13	31	23
8/16/10 17:00	8/16/10	HBNC	Horizon Bancorp /in/	IN	Financ	NtBnk	National Commercial Banks	Neff James D	IN	O	Corporat	S	-85	22.15	0	-4	-8	43	D	20	46	17	-2	3	-2	1	1	0	0	-1	12	31	28
2/2/09 12:05	1/30/09	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	Corporat	P.a	50	12.50	0	4	11	42	E									-5	-7	-5	31	36	61
1/30/09 17:43	1/30/09	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	Corporat	P	125	12.50	0	10	24	51	E									-4	-5	-6	25	33	57
4/27/07 13:58	4/27/07	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	S	-138	27.00	0	-5	-14	31	D	-2	-7	5	-1	1	1	-1	1	0	-1	2	-1	-4	-12
1/29/07 11:31	1/26/07	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	P	41	28.00	0	1	4	35	D	-1	-2	7	6	1	1	1	-1	0	0	1	-1	-3	-18
5/23/06 14:52	5/22/06	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	P	13	25.99	1	1	1	34	S									-1	2	4	2	5	7
5/1/06 16:34	4/28/06	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	P.a	127	28.25	1	5	16	33	B									-1	0	-6	-5	-5	-1
5/1/06 11:08	4/28/06	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	P	127	28.25	1	5	17	31	B									0	0	-5	-5	-5	-1
2/6/06 18:02	8/18/05	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.a	86	9.56	0	9	64	23										-1	0	-1	-7	-13	-5
2/6/06 18:02	8/18/05	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	S.a	-250	27.75	0	-9	-28	23										-1	0	-1	-7	-13	-5
2/2/06 16:02	2/2/06	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.d	69	11.72	0	6	19	37	B									0	1	0	-7	-13	-7
8/22/05 12:09	8/18/05	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.d	86	9.56	0	9	35	35	D	30	20	-7	5	2	-2	-2	-2	1	0	0	-6	13	-3
3/25/05 12:15	3/25/05	HBNC	Horizon Bancorp /in/	IN	Financ	StBnk	State Commercial Banks	Neff James D	IN	O	EVP	M.d	22	6.22	0	4	16	26	D	61	18	20	10	-6	-4	-3	-3	-2	-2	-1	-11	-3	7

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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