Yates Lloyd M - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	2	-1	-1	-1	-4	8	24	4
P	%wins				50	50	0	50	50	100	50
S	%ret	1	1	19	-0	-0	1	4	8	11	4
S	%wins				74	74	42	21	11	5	38

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/25/23 16:05	8/23/23	NI	Nisource Inc.	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	IN	DO	Dir,P,CE	P	1,058	26.44	0	40	44	131	D
11/17/20 16:18	11/16/20	MMC	Marsh & McLennan Companies, Inc.	DE	Insur	InsBrk	Insurance Agents, Brokers & S	Yates Lloyd M	NY	D		S.d	-767	115.17	0	-7	-22	24	D
5/15/20 16:33	5/13/20	AWK	American Water Works Company, Inc.	DE	Utility	WtrSply	Water Supply	Yates Lloyd M	NJ	D		P	232	115.95	0	2	49	6	D
8/28/19 16:19	8/26/19	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPCust,	S	-1,816	90.81	0	-20	-37	34	D
5/28/19 16:27	5/23/19	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPCust,	S	-451	88.20	0	-5	-9	54	D
2/15/19 11:13	2/13/19	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPCust,	M.d	1,307	89.59	0	15	30	64	D
3/2/18 16:19	2/28/18	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPCust,	S	-285	76.05	0	-4	-6	54	D
2/16/18 16:32	2/14/18	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPCust,	M	508	75.48	0	7	14	53	D
11/14/17 16:26	11/13/17	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPCust,	S	-450	89.95	0	-5	-9	49	D
2/26/16 16:20	2/24/16	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPMkt S	M.d	542	74.95	33	7	13	61	D	17	1	11	14	8	-2	0	2	0	0	7	5	12	15
2/24/16 16:18	2/23/16	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPMkt S	S	-149	74.65	33	-2	-5	38	D	14	-1	0	10	5	-1	-3	-2	2	-2	6	3	12	11
5/28/15 16:24	5/27/15	MMC	Marsh & McLennan Companies, Inc.	DE	Insur	InsBrk	Insurance Agents, Brokers & S	Yates Lloyd M	NC	D		P	177	58.92	33	3	18	20	D	52	21	6	3	2	4	2	0	-1	0	-1	-11	-4	14
5/20/15 15:05	5/19/15	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVPMkt S	S	-448	76.11	33	-6	-13	40	D	16	13	-2	-5	0	-2	0	1	0	0	-2	1	-9	5
2/27/15 19:19	2/25/15	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Mark	M.d	324	79.01	33	4	9	48	D	23	16	11	0	-7	-9	-1	-1	-2	-1	-5	-2	-7	-1
11/12/14 16:03	11/7/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Mark	S	-328	82.00	33	-4	-9	41	D	46	19	17	17	10	3	1	2	-1	1	4	2	-3	-11
8/27/14 16:08	8/26/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Mark	S	-312	72.64	33	-4	-9	45	D	20	15	4	3	1	5	0	-1	1	1	1	9	10	2
8/4/14 16:14	8/1/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Mark	S	-22	72.24	33	0	-1	52	D	17	7	6	1	1	2	-1	-1	-2	-1	3	15	23	8
7/2/14 16:09	7/1/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-22	74.20	33	0	-1	52	D	17	15	9	5	5	6	2	1	-1	0	0	5	19	2
6/3/14 16:05	6/2/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-21	70.95	33	0	-1	53	D	17	11	3	2	-1	0	1	0	0	0	4	6	17	11
5/5/14 17:31	5/1/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-22	74.60	33	0	-1	53	D	24	2	3	4	5	1	0	-2	-1	-2	-3	0	15	11
4/2/14 16:06	4/1/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-21	71.39	33	0	-1	53	D	23	2	8	3	-1	0	2	0	0	3	6	6	9	14
3/4/14 16:08	3/3/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-21	70.53	33	0	-1	57	D	22	6	9	1	5	0	-2	-1	0	-1	1	2	8	15
2/27/14 19:07	2/25/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	M.d	852	71.03	33	12	27	57	D	24	6	10	1	6	3	-1	-1	1	0	0	2	5	16
2/5/14 16:08	2/3/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-21	70.68	33	0	-1	45	D	19	7	0	-2	1	4	2	0	1	2	2	6	4	29
1/3/14 16:09	1/2/14	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-21	69.23	33	0	-1	45	D	13	10	3	2	-4	0	-2	-1	0	0	4	5	7	29
12/4/13 16:05	12/2/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-21	70.13	33	0	-1	45	D	22	14	7	9	-1	-2	-1	0	0	-1	-3	1	5	22
11/5/13 16:06	11/1/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-22	71.96	33	0	-1	46	D	31	17	0	3	7	7	1	1	1	0	-2	-3	4	19
10/2/13 16:04	10/1/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-20	67.50	33	0	-1	46	D	24	10	-4	1	1	3	0	-1	-1	0	7	4	7	17
9/5/13 16:08	9/3/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-20	65.94	33	0	-1	46	D	25	4	-5	-2	-7	-6	-3	-1	1	1	2	9	10	19
8/13/13 16:18	8/9/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-619	71.22	33	-9	-16	46	D	45	9	5	0	6	-1	-1	0	-1	-5	-7	3	3	5
5/15/13 16:46	5/14/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	S	-507	72.44	33	-7	-12	54	D	40	15	19	5	1	-4	-3	0	-1	-1	-7	-2	1	3
3/26/13 17:12	3/22/13	MMC	Marsh & McLennan Companies, Inc.	DE	Insur	InsBrk	Insurance Agents, Brokers & S	Yates Lloyd M	NY	D		P	149	37.32	33	4	57	11	D	36	17	10	7	3	0	1	-1	0	-1	-1	3	19	34
2/27/13 20:27	2/25/13	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Reg	M.d	582	69.11	33	8	15	64	D	43	16	8	16	8	2	2	1	-1	0	2	-2	-4	6
9/4/12 16:33	8/30/12	DUK	Duke Energy Corp	DE	Utility	DivUtil	Electric & Other Services Com	Yates Lloyd M	NC	O	EVP,Cust	S	-325	64.91	33	-5	-9	54	D	38	20	5	-3	0	-4	-2	-1	-1	0	0	-1	10	5
3/8/12 16:25	3/7/12	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	P,CEO of	S	-271	53.13	0	-5	-7	66	D
5/11/11 11:46	5/10/11	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	P,CEO of	S	-295	47.69	0	-6	-9	66	D
3/16/11 15:15	3/14/11	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	P,CEO of	S	-21	45.88	0	0	-1	74	D
5/17/10 13:16	5/14/10	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	P,CEO of	S	-180	40.06	0	-4	-7	57	D
3/17/10 15:27	3/15/10	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	P,CEO of	S	-31	38.83	0	-1	-1	72	D
3/18/09 15:05	3/16/09	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	P,CEO of	S	-27	33.54	0	-1	-2	46	D
3/10/09 16:08	3/9/09	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	P,CEO of	S	-23	32.07	0	-1	-2	39	D
3/19/08 15:55	3/17/08	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	P,CEO of	S.m	-29	41.89	0	-1	-2	29	D
2/20/07 08:46	2/15/07	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	SVP of m	M.d	470	43.49	0	11		11	D
2/20/07 08:46	2/15/07	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	SVP of m	S.d	-537	49.71	0	-11	-50	11	D
2/20/07 08:42	2/15/07	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	SVP of m	M.d	546	41.97	0	13		11	D
2/20/07 08:42	2/15/07	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	SVP of m	S.d	-646	49.68	0	-13	-55	11	D
2/20/07 08:37	2/15/07	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	SVP of m	M.d	806	44.75	0	18		11	D
2/20/07 08:37	2/15/07	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	SVP of m	S.d	-893	49.62	0	-18	-63	11	D
5/11/06 16:06	5/10/06	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	SVP of m	S	-290	42.58	0	-7	-29	17	E
4/19/06 17:23	4/17/06	PGN	Progress Energy Inc	NC	Utility	ElcPwr	Electric Services	Yates Lloyd M	NC	O	SVP of m	M.d	8	44.59	0	0	1	23	E

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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