Smith Gordon - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	1	1	2	6	6	16	23	9
P	%wins				100	100	100	100	100	100	100
S	%ret	1	1	10	-0	0	-0	5	12	15	5
S	%wins				60	50	40	10	22	14	33

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/26/21 16:23	3/25/21	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	M.d	0	0.00	0	84	18	546	D
1/21/21 16:32	1/19/21	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	S.d	-5,576	138.77	0	-40	-7	505	D
1/15/21 16:20	1/13/21	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	M.d	0	0.00	0	57	12	545	D
3/27/20 16:17	3/25/20	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	M.d	0	0.00	0	105	26	516	D
1/15/20 17:55	1/13/20	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	M.d	0	0.00	0	58	14	465	M
1/15/20 17:55	1/15/20	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	S.d	-2,021	137.04	0	-15	-3	465	M
10/17/19 16:17	10/16/19	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	S	-9,993	119.98	0	-83	-16	450	D
7/24/19 16:56	7/23/19	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	M.d	14,754	44.56	0	331	164	534	D
4/16/19 17:41	4/15/19	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	S	-4,553	109.99	0	-41	-9	434	D
3/27/19 16:22	3/25/19	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	M.d	0	0.00	0	137	41	476	D
2/21/19 16:16	2/20/19	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	M.d	6,445	43.20	0	149	58	408	D
1/16/19 16:18	1/13/19	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	M.d	0	0.00	0	75	26	364	D
7/23/18 17:07	7/23/18	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	Co-P,COO	S	-3,503	114.01	0	-31	-9	326	D
1/17/18 17:28	1/13/18	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	0	0.00	0	119	50	356	D
1/19/17 16:58	1/18/17	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S.d	-5,511	83.67	33	-66	-18	295	D	59	51	33	26	1	-3	-3	-3	0	3	9	2
1/18/17 16:04	1/13/17	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	0	0.00	33	145	67	361	D	61	51	32	24	3	-3	-3	-4	-1	1	8	2
11/14/16 17:02	11/10/16	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	7,189	32.68	33	220	318	289	D	34	20	26	18	16	11	12	10	0	-2	7	14
7/18/16 15:44	7/15/16	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S	-1,520	64.05	33	-24	-9	229	D	16	-5	12	5	0	9	7	2	0	0	2	6	37
4/20/16 17:23	4/19/16	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	25,295	50.59	33	500		253	D	21	3	3	12	9	7	10	1	-1	0	0	0	6
4/14/16 17:39	4/14/16	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S	-1,990	62.01	33	-32	-14	205	D	18	1	2	6	4	4	4	7	-1	3	-1	2	11
1/15/16 18:00	1/13/16	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	0	0.00	33	128	118	237	D	6	5	-15	-2	-12	-12	-9	-1	0	0	2	9	14	55
1/23/15 16:16	1/22/15	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S	-1,664	56.92	33	-29	-14	173	D	31	3	-1	0	-7	-7	-2	3	0	-2	5	11	24	3
1/15/15 19:03	1/13/15	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	0	0.00	33	116	136	202	D	31	1	-2	-1	-6	-8	-6	-4	2	5	8	16	27	8
5/7/14 15:26	5/5/14	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	P	2	54.11	33	0	0	144	I	31	14	3	-2	-12	-3	-4	-4	1	2	6	6	16	23
4/16/14 16:46	4/14/14	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S	-3,951	54.91	33	-72	-33	144	D	29	16	5	-4	-5	-8	-8	-5	0	1	-3	7	6	19
1/29/14 18:02	1/27/14	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S	-3,976	55.26	33	-72	-25	216	D	57	23	1	6	0	-4	-6	-1	1	-1	2	2	7	1
1/15/14 16:21	1/13/14	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	0	0.00	33	104	57	288	D	67	29	6	10	2	0	-2	-2	-1	-3	-3	-8	0	-2
8/5/13 16:39	8/2/13	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	26,854	46.30	33	580		235	D	48	61	20	20	10	3	0	2	-1	-3	-9	-7	-2	4
1/25/13 15:36	1/25/13	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S	-990	46.83	33	-21	-10	186	D	8	27	37	10	9	4	1	0	2	1	3	6	24	22
1/16/13 18:44	1/13/13	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	0	0.00	33	82	66	207	D	10	29	30	11	14	6	2	0	-1	-1	5	1	20	31
10/16/12 15:41	10/15/12	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	1,559	19.49	33	80	95	164	D	20	37	-2	22	15	5	1	1	1	-1	-7	10	13	32
10/16/12 15:41	10/15/12	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S.d	-1,199	42.33	33	-28	-15	164	D	20	37	-2	22	15	5	1	1	1	-1	-7	10	13	32
1/19/12 15:18	1/19/12	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S	-1,480	37.00	33	-40	-19	169	D	-13	-16	-8	19	10	11	3	-1	1	3	4	19	-3	31
1/18/12 17:45	1/13/12	JPM	Jpmorgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	0	0.00	33	86	70	209	D	-17	-20	-11	10	9	5	-2	-5	1	3	2	22	-3	32
1/18/11 19:14	1/13/11	JPM	J P Morgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	M.d	0	0.00	33	51	39	183	D	86	3	15	21	14	5	0	3	-2	1	5	1	-10	-20
4/15/10 16:14	4/15/10	JPM	J P Morgan Chase & Co	DE	Financ	NtBnk	National Commercial Banks	Smith Gordon	NY	O	EVP	S	-918	47.95	33	-19	-9	191	D	19	56	4	10	15	6	5	4	-5	-5	-15	-16	-15	-2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

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+q

+h

+y

avg

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