Duffy John G - Insider Stock Trading - OpenInsider

CIK: 1380488 - Address: C/o Kbw Inc., 787 Seventh Ave., New York, NY 10019

17 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	12	-0	-0	1	-3	-0	-14	-3
S	%wins				58	58	60	60	70	70	63

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/6/12 17:20	12/5/12	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,Vice	S	-1,720	17.20	0	-100	-46	120	D
12/4/12 17:26	11/30/12	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,Vice	S	-1,292	17.23	0	-75	-14	443	D
5/2/12 17:42	4/30/12	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,Vice	S.m	-844	17.06	0	-49	-8	576	D
3/15/12 17:18	3/13/12	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,Vice	S.m	-347	17.35	5	-20	-3	625	D	-34	-35	24	13	-6	-7	0	6
3/9/12 17:19	3/7/12	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,Vice	S	-157	15.74	5	-10	-2	645	D	-36	-38	14	12	-8	-10	-5	1
3/5/12 17:17	3/1/12	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,Vice	S.m	-484	16.12	5	-30	-4	655	D	-34	-39	10	17	-9	-10	-7	-5	-1	4
3/2/12 17:19	3/1/12	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,Vice	S	-83	16.51	5	-5	-1	685	D	-32	-37	11	29	-6	-9	-7	-4	-1	0
11/9/10 17:28	11/9/10	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S	-250	25.00	4	-10	-2	621	D	10	-11	-6	12	-1	-6	0	2	1	0	1	11	-13	-44
11/8/10 17:23	11/4/10	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S	-377	25.13	4	-15	-2	631	D	5	-12	-6	9	3	-7	0	3	0	1	-1	13	-13	-44
11/3/10 17:20	11/1/10	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S.m	-601	24.76	4	-24	-4	646	D	-16	-12	-12	2	4	-10	-7	-3	2	2	-1	11	-11	-45
11/9/09 17:19	11/5/09	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S.m	-647	28.21	4	-23	-3	694	M	3	23	5	4	-13	-16	-6	1	-3	-5	-9	-6	-4	-10
11/4/09 17:18	11/2/09	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S.m	-758	28.00	4	-27	-4	717	M	2	2	10	2	-13	-19	-11	-7	7	0	-6	-4	-1	-8
9/1/09 16:58	8/31/09	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S	-427	28.46	4	-15	-2	744	M	6	-3	99	2	2	6	5	1	-1	4	14	-13	-13	-22
8/4/09 17:51	8/3/09	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S	-324	28.50	5	-11	-1	759	M	19	-3	56	14	3	7	-3	-1	-4	-4	-1	-1	-5	-18
5/1/09 17:23	5/1/09	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S	-118	23.64	7	-5	-1	771	M	-26	2	-2	20	24	7	-3	0	7	6	15	24	27	27
11/28/08 16:32	11/25/08	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S.em	-535	21.13	7	-25	-2	1,007	M	-16	-13	-6	-24	-11	1	5	2	-14	-9	-4	-37	19	10
11/25/08 16:35	11/21/08	KBW	Kbw, Inc.		Financ	FinTrd	Security Brokers, Dealers & F	Duffy John G	NY	DO	Dir,CB,C	S.m	-1,262	21.66	7	-58	-4	1,318	M	-18	-9	-4	-20	-20	-15	-2	7	3	-1	2	-30	12	15

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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