Putnam James S - Insider Stock Trading - OpenInsider

CIK: 1405298 - Address: C/o Lpl Financial Holdings Inc., 4707 Executive Drive, San Diego, CA 92121

17 results

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	15	-0	-0	3	9	6	13	5
S	%wins				73	47	27	33	27	47	42

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/13/14 16:40	1/9/14	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-1,500	50.00	26	-30	-22	104	D	75	72	34	34	19	13	9	5	1	2	2	-8	-6	-17
1/9/14 16:28	1/7/14	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-1,440	48.00	22	-30	-18	134	D	73	68	27	33	15	10	4	3	2	5	3	-2	-3	-12
12/24/13 16:10	12/23/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-1,380	46.00	19	-30	-15	164	D	75	68	26	23	12	9	8	3	1	1	14	16	8	-2
12/11/13 17:29	12/9/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S.m	-1,320	44.00	17	-30	-13	194	D	62	60	21	14	8	4	2	1	0	2	18	22	12	4
11/14/13 16:52	11/12/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S.m	-3,352	42.06	24	-80	-26	223	M	65	65	13	13	12	6	5	7	0	-1	3	25	12	3
10/22/13 16:35	10/18/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S.m	-3,101	40.01	25	-78	-20	303	M	60	44	18	6	5	4	4	2	0	1	5	37	23	9
5/17/13 16:28	5/15/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-2,850	38.00	17	-75	-16	380	M	14	22	46	17	17	11	7	4	-1	-6	-6	-2	11	25
5/13/13 17:29	5/9/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-2,520	36.00	17	-70	-13	455	M	7	16	30	12	13	8	7	2	3	7	1	8	9	36
4/12/13 16:06	4/10/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-2,211	34.01	14	-65	-11	525	M	8	-1	18	16	10	6	6	5	-3	-4	5	12	9	42
2/21/13 17:31	2/19/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-1,323	32.67	15	-41	-6	589	M	6	6	15	27	10	-3	-1	0	0	0	4	19	23	74
2/19/13 17:11	2/15/13	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-1,290	32.66	15	-40	-6	629	M	6	8	14	26	11	3	-1	0	-1	-5	0	19	17	69
3/27/12 21:38	3/26/12	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S.m	-1,520	38.01	12	-40	-6	667	I		6	54	29	17	12	3	0	0	-1	-4	-10	-21	-10
3/13/12 17:11	3/9/12	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S	-1,440	36.00	10	-40	-5	707	I		8	43	23	10	9	3	4	0	2	1	-4	-15	-4
2/24/12 16:20	2/22/12	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		M.d	0	0.00	10	94	14	747	I		2	13	16	0	-3	1	-1	1	5	13	0	-8	3
1/20/12 16:11	1/18/12	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S.m	-1,360	34.00	8	-40	-5	785	I		1	4	26	17	15	8	3	-2	-5	-5	7	2	-8
11/19/10 21:44	11/17/10	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		M.d	1,120	1.52	33	735		727	M									-1	1	3	1	7	-13
11/19/10 21:44	11/17/10	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Putnam James S	MA	D		S.d	-14,829	30.00	33	-494	-40	727	M									-1	1	3	1	7	-13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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