Citadel Advisors LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	5	2	5	4	8	-9	-22	-2
P	%wins				80	60	80	60	20	40	57
S	%ret	1	1	13	1	2	-5	1	-6	-13	-3
S	%wins				38	54	77	38	77	92	63

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/15/13 16:41	3/13/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S	-309,009	11.28	33	-27,394	-100	32	D	-30	13	24	30	2	0	0	-5	-2	0	-8	9	58	118
12/21/11 16:02	12/19/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	P	15	7.49	33	2	0	27,426	D	-55	-51	-42	-23	-27	-14	-11	0	0	-2	22	40	-1	12
11/2/11 20:38	10/27/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	P.m	145	10.79	33	13	0	27,424	D	-28	-31	-38	-33	-3	2	0	-13	3	5	-14	-15	-1	-19
11/2/11 20:38	10/27/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.m	-145	10.85	33	-13	0	27,424	D	-28	-31	-38	-33	-3	2	0	-13	3	5	-14	-15	-1	-19
5/3/11 17:21	5/2/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.d	283,258	10.34	33	27,394	999%	27,424	D	4	-6	15	-1	6	3	3	1	-2	-2	-9	-6	-29	-35
4/27/11 16:16	4/25/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.d	30,809	10.34	33	2,980		30	D	-31	-12	15	4	7	1	3	1	0	1	-6	0	-35	-35
4/27/11 16:16	4/25/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.d	-450,450	16.38	33	-27,500	-100	30	D	-31	-12	15	4	7	1	3	1	0	1	-6	0	-35	-35
3/1/11 18:26	2/28/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.d	216,395	10.34	33	20,928	578	24,550	D	100	-3	24	8	-4	-9	-11	-4	0	-1	-1	0	-30	-37
2/25/11 17:35	2/23/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.d	60,076	10.34	33	5,810		3,622	D	63	2	22	8	-4	-7	-12	-11	1	0	-1	-3	-32	-39
2/25/11 17:35	2/23/11	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.d	-381,045	15.91	33	-23,950	-87	3,622	D	63	2	22	8	-4	-7	-12	-11	1	0	-1	-3	-32	-39
5/6/10 16:23	5/4/10	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.d	197,494	1.03	13	191,000	718	217,620	D	-60	-2	19	7	4	-7	-12	-2	-4	2	-9	-1	-7	3
4/30/10 17:26	4/29/10	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.d	-288,960	1.68	11	-172,000	-87	26,620	D	-56	7	11	9	6	2	-2	-7	4	-7	-12	-14	-15	-4
4/30/10 17:26	4/29/10	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.d	33,605	1.03	11	32,500		26,620	D	-56	7	11	9	6	2	-2	-7	4	-7	-12	-14	-15	-4
10/13/09 16:12	10/8/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.dm	-8,704	1.71	26	-5,100	-3	166,162	D	-88	-25	-11	39	-5	-13	4	-1	0	3	-10	2	1	-13
10/13/09 16:12	10/9/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.dm	5,273	1.03	26	5,100	3	166,162	D	-88	-25	-11	39	-5	-13	4	-1	0	3	-10	2	1	-13
10/7/09 19:56	10/5/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.dm	-99,544	1.71	27	-58,060	-26	166,162	D	-87	-40	38	44	26	-6	-4	6	1	0	-15	6	1	-12
10/7/09 19:56	10/6/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.dm	60,034	1.03	27	58,060	54	166,162	D	-87	-40	38	44	26	-6	-4	6	1	0	-15	6	1	-12
10/2/09 18:42	9/30/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.dm	-44,256	1.74	26	-25,440	-13	166,162	D	-88	-50	19	22	11	-4	-17	-12	2	2	-14	5	0	-12
10/2/09 18:42	10/1/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.dm	26,303	1.03	26	25,438	18	166,162	D	-88	-50	19	22	11	-4	-17	-12	2	2	-14	5	0	-12
9/29/09 19:41	9/25/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.dm	-49,776	1.80	28	-27,600	-14	166,164	D	-86	-47	57	40	35	10	7	-1	-3	-4	-13	-1	-8	-18
9/29/09 19:41	9/28/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.dm	28,536	1.03	28	27,598	20	166,164	D	-86	-47	57	40	35	10	7	-1	-3	-4	-13	-1	-8	-18
9/24/09 19:13	9/22/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	S.dm	-162,515	1.91	28	-85,000	-34	166,166	D	-85	-44	40	50	26	23	3	0	1	0	-4	1	-9	-16
9/24/09 19:13	9/23/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	D	M.dm	87,887	1.03	28	84,997	105	166,166	D	-85	-44	40	50	26	23	3	0	1	0	-4	1	-9	-16
8/12/09 17:26	8/10/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	DT	S.em	-19,417	1.40	9	-13,889	-8	166,169	D	-92	-57	16	-14	6	1	-9	-4	-4	-4	18	9	-1	-4
6/22/09 17:20	6/18/09	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	DT	P.d	100,000	1.10	7	90,909		45,792	D	-95	-66	2	7	-36	-17	-21	-24	2	7	8	52	33	16
8/11/08 17:02	4/11/08	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T	P.ad	38	3.76	8	10	0	89,522	D	-87	-82	-41	-21	-2	-16	1	-1	-4	-2	1	-42	-60	-58
3/19/08 17:11	3/17/08	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T	S	-20	3.15	14	-6	0	89,520	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:09	3/17/08	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T	P	213	3.25	14	65	10	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60
3/19/08 17:09	3/17/08	ETFC	E Trade Financial Corp	DE	Financ	SvBnk	Savings Institution, Federall	Citadel Advisors LLC	IL	T	S	-157	3.20	14	-49	-6	718	D	-86	-84	-75	-7	-20	-26	-3	-6	8	15	5	6	-17	-60

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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