| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2/14/18 15:52 | 2/12/18 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Capdevielle Scott G | CO | D | S | -12 | 12.38 | 0 | -1 | -14 | 6 | D | |||||||||||||||
| 2/9/18 17:12 | 2/8/18 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Capdevielle Scott G | CO | D | S.m | -24 | 12.27 | 0 | -2 | -22 | 7 | D | |||||||||||||||
| 2/7/18 19:38 | 2/6/18 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Capdevielle Scott G | CO | D | S.m | -23 | 12.22 | 0 | -2 | -18 | 9 | D | |||||||||||||||
| 2/5/18 18:10 | 2/5/18 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Capdevielle Scott G | CO | D | S | -12 | 12.27 | 0 | -1 | -8 | 11 | D | |||||||||||||||
| 2/5/18 12:16 | 2/2/18 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Capdevielle Scott G | CO | D | S | -12 | 12.32 | 0 | -1 | -8 | 11 | D | |||||||||||||||
| 1/24/14 11:32 | 1/22/14 | SWRL | U-Swirl, Inc. | NV | Retail | Dining | Eating Places | Capdevielle Scott G | NV | D | S.m | -21 | 1.04 | 0 | -20 | -13 | 130 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |