Arnold Dan H. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	12	1	0	2	1	5	-4	1
S	%wins				67	50	50	64	55	73	60

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
2/27/24 19:16	2/23/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.dm	395	39.48	0	10	8	142	D
2/27/24 19:16	2/23/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.dm	-11,161	266.39	0	-42	-23	142	D
2/22/24 17:06	2/20/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.d	395	39.48	0	10	8	133	D
2/22/24 17:06	2/20/24	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.d	-2,564	256.35	0	-10	-7	133	D
9/21/23 16:18	9/19/23	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.dm	21	39.48	0	1	0	146	D
9/21/23 16:18	9/19/23	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.dm	-132	250.02	0	-1	0	146	D
2/28/23 18:04	2/27/23	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S	-9,465	246.20	0	-38	-20	155	D
10/7/22 17:18	10/5/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.d	790	39.48	0	20	15	158	D
10/7/22 17:18	10/5/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.d	-4,805	240.27	0	-20	-11	158	D
8/19/22 17:02	8/17/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.d	450	39.48	0	11	8	163	D
8/19/22 17:02	8/17/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.d	-2,627	230.63	0	-11	-7	163	D
8/17/22 18:20	8/15/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.dm	537	39.48	0	14	9	163	D
8/17/22 18:20	8/15/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.dm	-3,086	226.78	0	-14	-8	163	D
8/2/22 20:16	7/29/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.d	774	19.85	0	39	32	163	D
8/2/22 20:16	7/29/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.d	-8,206	210.33	0	-39	-19	163	D
5/31/22 17:13	5/26/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.dm	774	19.85	0	39	32	163	D
5/31/22 17:13	5/26/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.dm	-7,697	197.29	0	-39	-19	163	D
3/1/22 17:37	2/28/22	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S	-4,179	180.77	0	-23	-11	179	D
5/12/21 16:53	5/10/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.d	855	54.81	0	16	8	204	D
5/12/21 16:53	5/10/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.d	-2,408	154.41	0	-16	-7	204	D
3/1/21 19:17	2/26/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S	-333	130.23	0	-3	-1	204	D
2/25/21 17:09	2/24/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S	-3,443	136.11	0	-25	-12	194	D
2/17/21 18:11	2/16/21	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S	-1,043	130.86	0	-8	-4	194	D
11/12/20 17:28	11/9/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.d	608	47.16	0	13	6	212	D
11/12/20 17:28	11/9/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.d	-1,096	85.00	0	-13	-6	212	D
9/8/20 16:31	9/3/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.dm	93	47.44	0	2	1	212	D
9/8/20 16:31	9/3/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.dm	-167	85.43	0	-2	-1	212	D
8/13/20 18:43	8/11/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.dm	709	46.77	0	15	8	212	D
8/13/20 18:43	8/11/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.dm	-1,292	85.28	0	-15	-7	212	D
6/11/20 17:20	6/9/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	M.d	397	19.85	0	20	10	212	D
6/11/20 17:20	6/9/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S.d	-1,714	85.70	0	-20	-9	212	D
6/9/20 16:53	6/5/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	CA	DO	P,CEO	S	-2,884	82.40	0	-35	-14	212	D
2/18/20 16:37	2/14/20	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S	-614	94.88	0	-6	-3	197	D
9/12/19 17:14	9/10/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	M.d	1,522	31.60	0	48	27	228	D
9/12/19 17:14	9/10/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-3,853	80.00	0	-48	-17	228	D
8/26/19 18:08	8/22/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	M.d	637	32.26	0	20	9	229	D
8/26/19 18:08	8/22/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-1,487	75.29	0	-20	-8	229	D
5/7/19 17:55	5/3/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	M.d	39	32.26	0	1	1	229	D
5/7/19 17:55	5/3/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-104	85.00	0	-1	-1	229	D
1/18/19 18:05	1/16/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	M.d	1,273	34.61	0	37	19	233	D
1/18/19 18:05	1/16/19	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-2,574	70.00	0	-37	-14	233	D
8/3/18 17:30	8/1/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	M.d	332	25.14	0	13	6	237	D
8/3/18 17:30	8/1/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-401	66.90	0	-6	-2	237	D
3/8/18 19:05	3/7/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-711	63.46	0	-11	-5	230	D
3/8/18 19:05	3/7/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	M.d	221	22.08	0	10	5	230	D
2/27/18 19:28	2/26/18	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-261	65.20	0	-4	-2	231	D
11/17/17 16:41	11/15/17	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	M.d	104	27.80	0	4	2	235	D
11/17/17 16:41	11/15/17	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-182	48.54	0	-4	-2	235	D
8/25/17 17:46	8/23/17	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	M.d	500	27.80	0	18	8	235	D
3/15/17 20:51	3/14/17	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	DO	P,CEO	S.d	-604	39.14	33	-15	-7	217	D	-7	83	35	12	2	0	0	1	3	0	-3
3/8/16 18:23	3/8/16	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	P	S	-26	21.27	33	-1	-1	194	D	-58	-52	-44	-53	-32	10	9	5	0	8	13	30	45	89
2/29/16 19:51	2/25/16	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	P	S.d	-21	19.29	33	-1	-1	195	D	-60	-54	-49	-55	-44	-27	-3	6	4	7	22	38	47	102
6/12/15 17:08	6/10/15	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	P	M.d	119	27.80	33	4	2	184	D	34	0	5	3	17	11	7	4	-1	1	-1	-15	-5	-45
6/12/15 17:08	6/10/15	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	P	S.d	-205	48.00	33	-4	-2	184	D	34	0	5	3	17	11	7	4	-1	1	-1	-15	-5	-45
3/4/15 16:23	3/2/15	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	CFO	S	-165	45.14	27	-4	-2	180	D	53	-13	-6	7	11	1	0	1	0	0	-4	-2	-10	-53
2/26/15 20:05	2/24/15	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	CFO	M.d	152	27.80	28	5	3	184	D	52	-14	-7	8	10	7	0	-1	0	0	1	-5	-11	-55
2/26/15 20:05	2/24/15	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	CFO	S.d	-251	46.00	28	-5	-3	184	D	52	-14	-7	8	10	7	0	-1	0	0	1	-5	-11	-55
2/23/15 16:19	2/19/15	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	CFO	M.d	515	27.80	28	19	11	186	D	45	-15	-4	7	5	11	2	0	0	-1	2	-5	-6	-55
2/23/15 16:19	2/19/15	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	CFO	S.d	-856	46.15	28	-19	-9	186	D	45	-15	-4	7	5	11	2	0	0	-1	2	-5	-6	-55
2/14/14 18:18	2/12/14	LPLA	Lpl Financial Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	CFO	S	-3,640	52.00	33	-70	-29	174	D	83	67	40	28	15	1	5	2	3	2	0	-11	-10	-13
12/2/11 17:23	11/30/11	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	MD,Divis	S	-1,680	30.00	6	-56	-19	247	D		-14	-17	5	12	6	6	5	-1	-3	3	13	12	0
8/3/11 15:01	8/1/11	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	MD,Divis	S	-458	32.73	10	-14	-4	303	D			-6	-12	-6	-4	-2	0	2	-12	-10	-11	4	-9
6/30/11 11:00	6/28/11	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	MD,Divis	S	-473	33.81	17	-14	-4	317	D			-5	-4	-2	-3	-1	4	-1	1	-4	-27	-13	3
11/19/10 19:04	11/17/10	LPLA	Lpl Investment Holdings Inc.	DE	Financ	FinTrd	Security & Commodity Brokers,	Arnold Dan H.	MA	O	MD,Divis	S	-1,751	30.00	33	-58	-15	331	D									-1	1	3	1	7	-13

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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