O'Brien Kenneth William - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	10	-1	2	4	-8	-20	-27	-8
S	%wins				70	30	40	70	100	100	68

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/5/12 18:35	1/3/12	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	7	3.83	0	2	29	8	D	-29	-4	2	3	0	-8	-3	0	2	1	-18	-16	-28
1/5/12 18:35	1/3/12	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-12	6.81	0	-2	-18	8	D	-29	-4	2	3	0	-8	-3	0	2	1	-18	-16	-28
12/13/11 17:20	12/9/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	19	3.83	0	5	179	8	D		8	17	-7	4	1	1	0	6	0	-18	-16	-33
12/13/11 17:20	12/9/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-32	6.51	0	-5	-39	8	D		8	17	-7	4	1	1	0	6	0	-18	-16	-33
12/6/11 21:32	12/2/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	15	2.95	0	5	203	8	D		6	19	-7	-7	7	-4	2	3	0	-19	-21	-27
12/6/11 21:32	12/2/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-32	6.33	0	-5	-40	8	D		6	19	-7	-7	7	-4	2	3	0	-19	-21	-27
11/4/11 14:53	11/2/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	21	2.10	1	10		8	D		17	28	34	6	11	6	1	-9	-14	-14	-31	-37
11/4/11 14:53	11/2/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-70	6.97	1	-10	-57	8	D		17	28	34	6	11	6	1	-9	-14	-14	-31	-37
10/7/11 11:03	10/5/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	9	1.88	1	5	191	8	D		-3	3	29	23	20	17	-4	4	8	-8	-25	-27
10/7/11 11:03	10/5/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-33	6.53	1	-5	-40	8	D		-3	3	29	23	20	17	-4	4	8	-8	-25	-27
10/5/11 19:13	10/3/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	10	1.99	1	5	191	8	D		-13	-6	23	13	15	-1	-2	1	1	-8	-28	-31
10/5/11 19:13	10/3/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-29	5.77	1	-5	-40	8	D		-13	-6	23	13	15	-1	-2	1	1	-8	-28	-31
10/3/11 15:45	9/29/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	1	1.11	1	1	7	8	D		-15	-8	18	15	15	10	-6	5	11	7	-13	-20
10/3/11 15:45	9/29/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-3	6.50	1	-1	-6	8	D		-15	-8	18	15	15	10	-6	5	11	7	-13	-20
9/9/11 15:49	9/7/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	5	1.11	0	4	143	8	D		-31	-10	-14	4	-7	1	-1	6	22	19	-3	-13
9/9/11 15:49	9/7/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-25	5.50	0	-4	-37	8	D		-31	-10	-14	4	-7	1	-1	6	22	19	-3	-13
9/7/11 18:54	9/2/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	M.d	1	1.11	0	1	7	8	D		-33	-11	-19	0	1	-6	-2	0	27	15	-8	-16
9/7/11 18:54	9/2/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Int'	S.d	-3	5.50	0	-1	-6	8	D		-33	-11	-19	0	1	-6	-2	0	27	15	-8	-16
1/21/11 19:39	1/19/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Stra	M.d	1	1.11	1	1		0	D					7	-3	1	1	-2	-15	-33	-35	-36
1/21/11 19:39	1/19/11	GCAP	Gain Capital Holdings, Inc.	DE	Financ	FinTrd	Commodity Contracts Brokers &	O'Brien Kenneth William	NJ	O	SVP,Stra	S.d	-5	8.37	1	-1	-100	0	D					7	-3	1	1	-2	-15	-33	-35	-36

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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