Ubs Group AG - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	Qty	oc	Own	H
5/3/24 12:04	4/24/24	EDBL	Edible Garden AG Inc	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S.m	-164	5.44	-30	-86	5	I
5/3/24 12:04	4/25/24	EDBL	Edible Garden AG Inc	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	6	6.07	1	25	5	I
2/28/23 13:33	2/24/23	MMU	Western Asset Managed Municipals Fund Inc.	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P.a	20,278	25,003	1	483	1	I
2/12/21 14:31	2/5/21	NCV	Virtus Allianzgi Convertible & Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	3	5.87	0	0	273	I
3/26/20 13:37	3/25/20	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-6	9.64	-1	-100	0	I
3/26/20 12:40	3/25/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-4	8.93	-1	-100	0	I
3/25/20 10:57	3/24/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-1,725	8.37	-206	-100	1	I
3/25/20 10:57	3/24/20	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-1,925	8.86	-217	-100	1	I
3/24/20 11:11	3/23/20	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-2,152	8.34	-258	-54	218	I
3/24/20 11:05	3/23/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-2,433	7.99	-304	-60	207	I
3/23/20 11:17	3/20/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-4,340	8.56	-507	-50	511	I
3/23/20 11:15	3/20/20	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-3,767	9.01	-418	-47	476	I
3/20/20 15:26	3/18/20	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S.m	-4,863	8.16	-596	-40	894	I
3/20/20 13:56	3/19/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-748	8.13	-92	-8	1,018	I
3/19/20 15:28	3/18/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-2,509	8.24	-305	-22	1,110	I
1/7/20 12:22	1/6/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	4,705	13.55	347	33	1,415	I
1/7/20 12:18	1/6/20	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	138	13.28	10	1	1,490	I
1/7/20 08:53	1/3/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	4,708	13.55	347	48	1,067	I
1/7/20 08:27	1/3/20	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	124	13.31	9	1	1,480	I
1/3/20 14:16	1/2/20	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	338	13.28	25	2	1,470	I
1/3/20 14:09	1/2/20	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	4,772	13.56	352	96	720	I
12/31/19 13:07	12/30/19	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	355	13.60	26	8	368	I
12/31/19 11:05	12/30/19	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	1,339	13.20	101	8	1,445	I
6/19/19 11:24	6/17/19	NCV	Allianzgi Convertible & Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-1	25.20	0	-33	0	I
6/19/19 11:21	6/17/19	NCZ	Allianzgi Convertible & Income Fund II	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-1	24.88	0	-3	1	I
1/9/19 06:05	1/7/19	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	33	13.03	3	1	342	I
1/8/19 11:23	1/4/19	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-302	12.09	-25	-2	1,343	I
1/8/19 11:20	1/4/19	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	1,430	12.88	111	49	339	I
1/7/19 11:27	1/3/19	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-330	11.89	-28	-2	1,368	I
1/7/19 11:26	1/3/19	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	1,441	12.69	114	99	228	I
1/4/19 13:13	1/2/19	EVV	Eaton Vance Ltd Duration Income Fund	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	S	-1,123	11.87	-95	-6	1,396	I
1/4/19 13:11	1/2/19	EFR	Eaton Vance Senior Floating Rate Trust	V8	Financ	NtBnk	National Commercial Banks	Ubs Group AG	V8	T	P	1,463	12.75	115	New	115	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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