CIK: 1644152 - Address: C/o Lpl Financial Holdings Inc., 4707 Executive Drive, San Diego, CA 92121
8 results

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11/21/22 17:21
11/18/22
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Simonich BrentCAOEVP,CAO,P202219.1501186D
2/17/21 18:34
2/16/21
LPLALpl Financial Holdings Inc.DEFinancFinTrdSecurity & Commodity Brokers,Simonich BrentCAOEVP,CAO,P250131.0002New2D
11/5/18 17:48
11/2/18
ETFCE Trade Financial CorpDEFinancSvBnkSavings Institution, FederallSimonich BrentNYOPrincipaP10051.5002826D
3/8/18 17:04
3/6/18
ETFCE Trade Financial CorpDEFinancSvBnkSavings Institution, FederallSimonich BrentNYOPrincipaS-40753.000-8-2326D
7/28/17 17:00
7/26/17
ETFCE Trade Financial CorpDEFinancSvBnkSavings Institution, FederallSimonich BrentNYOPrincipaS-23641.500-6-1630D
2/14/17 17:32
2/10/17
ETFCE Trade Financial CorpDEFinancSvBnkSavings Institution, FederallSimonich BrentNYOPrincipaS-24835.6033-7-1637D407143154-26321-4
11/16/16 17:10
11/14/16
ETFCE Trade Financial CorpDEFinancSvBnkSavings Institution, FederallSimonich BrentNYOPrincipaS-26132.6833-8-1836D45152633131821633612
4/28/16 17:04
4/26/16
ETFCE Trade Financial CorpDEFinancSvBnkSavings Institution, FederallSimonich BrentNYOPrincipaS-10526.2233-4-846D20-8-71171460-1-27-110

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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