Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
12/23/24 17:29	12/23/24	AGR	Avangrid, Inc.		Other	Other	American Depositary Receipts	Iberdrola, S.A.	CT	T		P.e	0	0.0000	71,351		0	D
10/7/24 18:22	10/2/24	BNOX	Bionomics Ltd/Adr		Other	Other	American Depositary Receipts	Apeiron Investment Group Ltd.	O1	T		S.m	-83	0.3033	-272	0	276,491	I
5/8/24 16:15	5/7/24	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		P	32	32.45	1	0	234	D
5/7/24 16:00	5/6/24	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Lamb William H	DE	D		P	98	32.03	3	1	233	D
4/22/24 17:22	4/18/24	ENGN	Engene Holdings Inc.	XX	Other	Other	Non-Operating Establishments	Fonds De Solidarite Des Travailleurs Du Quebec	A8	T		S.m	-788	15.00	-53	-2	3,036	D
12/11/23 16:30	12/8/23	FLNC	Fluence Energy, Inc.	2M	Other	Other	American Depositary Receipts	Siemens Pension Trust E V	2M	T		S	-156,279	22.05	-7,088	-12	51,499	I
11/6/23 09:36	11/2/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	24	0.4700	50	7	783	I
10/23/23 12:02	10/20/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	17	0.5400	32	5	733	I
9/12/23 10:30	9/5/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	46	0.5200	89	14	701	I
9/6/23 19:02	8/23/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	27	0.4800	55	10	612	I
9/5/23 15:53	9/1/23	NZF	Nuveen Municipal Credit Income Fund	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	-3	-100	0	D
9/5/23 10:53	8/24/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	22	0.4100	53	10	557	I
8/25/23 11:31	8/10/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	47	0.3850	123	32	504	I
8/2/23 13:17	7/31/23	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-100	0	D
7/17/23 18:41	7/14/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	20	0.3670	54	17	381	I
7/12/23 10:59	7/7/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	34	0.3000	114	54	327	I
6/20/23 06:10	6/15/23	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-63	0	D
5/19/23 16:08	5/12/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	16	0.3200	49	30	213	I
4/14/23 17:55	4/3/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	5	0.1500	33	25	164	I
4/5/23 12:35	3/24/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	13	0.1500	89	209	131	I
3/2/23 16:11	2/17/23	BRGC	Brightrock Gold Corp	DE	Other	Other	Non-Operating Establishments	Jamshidi Shahsavar Mahmood	A2	DOT	CB,CEO	P	8	0.1500	52	New	52	I
2/1/23 18:52	1/30/23	MSPR	Msp Recovery, Inc.	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	T		S	-9	1.15	-8	-4	182	D
1/26/23 17:49	1/25/23	JSPR	Jasper Therapeutics, Inc.	V8	Other	Other	American Depositary Receipts	Roche Holding Ltd	V8	T		S	-142	1.89	-75	-2	4,550	I
11/30/22 11:52	11/28/22	CMU	Mfs High Yield Municipal Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-7	1	D
11/30/22 11:52	11/28/22	CXE	Mfs High Income Municipal Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-11	1	D
11/23/22 12:11	11/21/22	IQI	Invesco Quality Municipal Income Trust	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-10	2	D
11/18/22 10:32	11/16/22	DTF	Dtf Tax-Free Income 2028 Term Fund Inc	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-38	0	D
11/16/22 16:02	11/15/22	TBBK	Bancorp, Inc.	DE	Other	Other	Asset-Backed Securities	Egan Martin	DE	O	Chief Ac	M.d	26	10.45	3	8	33	D
11/2/22 10:23	11/1/22	PMFLX	Pimco Flexible Municipal Income Fund	X1	Other	Other	Asset-Backed Securities	Jpmorgan Chase Bank, N.A.	OH	T		S	0	0.00	0	-20	1	D
8/24/22 18:46	8/22/22	MSPR	Msp Recovery, Inc.	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	T		S	-39	2.61	-15	-4	327	D
7/26/22 16:00	6/2/22	MSPR	Msp Recovery, Inc.	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	T		S.adm	-26	2.29	-11	-3	342	D
7/14/22 16:30	6/2/22	MSPR	Msp Recovery, Inc.	NY	Other	Other	Asset-Backed Securities	Nomura Securities International Inc	NY	T		S.dm	-26	2.29	-11	-6	178	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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