Top Insider Purchases of the Month -

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SEC Form 4

Trade Date

Ticker

Company

Insider

Title

Shares

Insider Trade

Value

MOct 10 2014
WAGWalgreen CoRosenstein BarryDirector1,250,000Purchase at $61.86$77,329,000
MOct 9 2014
ETEEnergy Transfer Equity, L.P.Warren Kelcy LDirector, 10% Owner1,200,000Purchase at $51.22$61,468,665
MSep 29 2014
CONNConns IncLuxor Capital Group, LP10% Owner1,952,128Purchase at $30.66$59,845,540
MOct 15 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner158,368Purchase at $328.16$51,970,265
Oct 3 2014
FLEXFlextronics International Ltd.Glenview Capital Management, LLC10% Owner5,000,000Purchase at $10.17$50,850,000
Oct 8 2014
PTLAPortola Pharmaceuticals IncMaxwell (Mauritius) Pte Ltd10% Owner1,600,000Purchase at $26.00$41,600,000
MOct 16 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner122,127Purchase at $335.35$40,955,057
MSep 29 2014
AGCOAgco Corp /deSrinivasan MallikaDirector566,164Purchase at $45.93$26,006,263
MSep 29 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner600,000Purchase at $38.95$23,367,658
Sep 26 2014
EXPEExpedia, Inc.Liberty Interactive Corp10% Owner264,608Purchase at $77.11$20,403,923
MOct 1 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner550,000Purchase at $28.31$15,570,000
MOct 9 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner22,842Purchase at $644.68$14,725,847
Sep 26 2014
AGCOAgco Corp /deSrinivasan MallikaDirector307,346Purchase at $45.96$14,125,622
Sep 23 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner302,200Purchase at $39.14$11,829,589
MSep 30 2014
AGCOAgco Corp /deSrinivasan MallikaDirector249,616Purchase at $45.86$11,446,952
MSep 29 2014
IKANIkanos Communications, Inc.Tallwood Partners, LLC10% Owner27,439,023Purchase at $0.41$11,249,999
MSep 24 2014
CONNConns IncLuxor Capital Group, LP10% Owner407,393Purchase at $27.52$11,212,763
Sep 26 2014
RWWIRand Worldwide IncKamin Peter HDirector, 10% Owner9,000,000Purchase at $1.20$10,800,000
Oct 21 2014
ESPREsperion Therapeutics, Inc.Janney DanielDirector, 10% Owner500,000Purchase at $20.00$10,000,000
Oct 21 2014
ESPREsperion Therapeutics, Inc.Domain Parters VII L P10% Owner500,000Purchase at $20.00$10,000,000
Oct 21 2014
ESPREsperion Therapeutics, Inc.Alta Partners Viii, L.P.10% Owner500,000Purchase at $20.00$10,000,000
MOct 17 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner559,684Purchase at $16.99$9,507,137
MSep 26 2014
CONNConns IncLuxor Capital Group, LP10% Owner312,461Purchase at $27.56$8,609,910
Oct 1 2014
CALACalithera Biosciences, Inc.Adage Capital Partners Gp LLC10% Owner800,000Purchase at $10.00$8,000,000
MOct 17 2014
ACGOAgco Corp /deSrinivasan MallikaDirector, 10% Owner180,000Purchase at $43.95$7,911,145
Oct 2 2014
ADESAdvanced Emissions Solutions, Inc.Coliseum Capital Management, LLCDirector375,000Purchase at $20.97$7,863,750
Sep 25 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner197,301Purchase at $39.05$7,705,038
MOct 1 2014
WWWWWeb.Com Group, Inc.Okumus Fund Management Ltd.10% Owner407,376Purchase at $18.88$7,692,291
Oct 3 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner165,000Purchase at $46.35$7,647,750
Oct 2 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner167,874Purchase at $45.53$7,643,303
MOct 7 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner275,000Purchase at $27.75$7,631,000
MOct 9 2014
TYGTortoise Energy Infrastructure CorpAthene Holding Ltd10% Owner760,000Purchase at $10.00$7,600,000
Sep 26 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner189,987Purchase at $38.98$7,406,491
MNov 21 2012
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner1,266,185Purchase at $5.50$6,960,861
Oct 1 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner150,000Purchase at $45.44$6,816,000
Sep 29 2014
VTAEVitae Pharmaceuticals, IncNew Enterprise Associates 10 L P10% Owner813,474Purchase at $8.00$6,507,792
MSep 29 2014
VTAEVitae Pharmaceuticals, IncRoberts Bryan EDirector, 10% Owner772,333Purchase at $8.00$6,178,664
MSep 29 2014
VTAEVitae Pharmaceuticals, IncVenrock Management III LLC10% Owner772,333Purchase at $8.00$6,178,664
MSep 30 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner8,896Purchase at $671.98$5,977,925
MOct 10 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner200,000Purchase at $27.33$5,466,750
Sep 22 2014
TKAITokai Pharmaceuticals IncHarrison Seth LoringDirector, 10% Owner362,500Purchase at $15.00$5,437,500
MSep 26 2014
CONNConns IncLuxor Capital Group, LP10% Owner190,897Purchase at $28.29$5,400,286
MOct 8 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner127,042Purchase at $42.31$5,375,330
Sep 29 2014
VTAEVitae Pharmaceuticals, IncProspect Management Co II LLC10% Owner671,807Purchase at $8.00$5,374,456
MSep 24 2014
AEOAmerican Eagle Outfitters IncSchottenstein Jay LExec Chairman, Interim CEO351,058Purchase at $14.63$5,137,068
MOct 14 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner114,269Purchase at $43.78$5,002,727
MOct 7 2014
CALACalithera Biosciences, Inc.Pakianathan DeepikaDirector, 10% Owner500,000Purchase at $10.00$5,000,000
MOct 7 2014
CALACalithera Biosciences, Inc.Delphi Management Partners Viii, L.L.C.10% Owner500,000Purchase at $10.00$5,000,000
Sep 22 2014
TKAITokai Pharmaceuticals IncNovartis Bioventures Ltd10% Owner325,000Purchase at $15.00$4,875,000
MSep 22 2014
CLRContinental Resources, IncHamm HaroldCEO, Chairman, 10% Owner71,999Purchase at $67.45$4,856,451
Oct 10 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner112,459Purchase at $42.38$4,766,012
MOct 20 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner144,500Purchase at $32.74$4,731,655
MOct 16 2014
ACGOAgco Corp /deSrinivasan MallikaDirector, 10% Owner104,379Purchase at $45.08$4,704,992
MOct 15 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner104,795Purchase at $44.12$4,623,211
Oct 9 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner108,472Purchase at $42.44$4,603,552
MSep 30 2014
WWWWWeb.Com Group, Inc.Okumus Fund Management Ltd.10% Owner228,798Purchase at $19.99$4,574,267
Oct 6 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner94,027Purchase at $46.96$4,415,508
Oct 13 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner100,000Purchase at $42.84$4,284,000
Dec 21 2009
NEGYNation Energy IncHislop John RVP CFO Secretary, Chairman1,423,500Purchase at $3.00$4,270,500
Oct 20 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner96,557Purchase at $42.99$4,150,985
MSep 26 2014
CONNConns IncLuxor Capital Group, LP10% Owner141,354Purchase at $28.48$4,026,279
MOct 7 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner88,000Purchase at $43.10$3,792,858
MOct 6 2014
DVLYDeer Valley CorpPeerless Systems Corp10% Owner12,436,458Purchase at $0.29$3,651,933
Apr 29 2014
GMECGreat China Mania Holdings, Inc.Kwong Kwan Yin RoyCEO, CFO, 10% Owner9,000,000Purchase at $0.40$3,600,000
Sep 22 2014
TKAITokai Pharmaceuticals IncApple Tree Partners II - Annex, L.P.Director, 10% Owner237,500Purchase at $15.00$3,562,500
MOct 21 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner80,000Purchase at $44.47$3,557,217
Oct 7 2014
CALACalithera Biosciences, Inc.Morgenthaler Venture Partners IX LP10% Owner350,000Purchase at $10.00$3,500,000
Oct 7 2014
CALACalithera Biosciences, Inc.Christoffersen Ralph EDirector, 10% Owner350,000Purchase at $10.00$3,500,000
MOct 10 2014
NRPNatural Resource Partners LPRobertson Corbin J JrChairman , CEO, 10% Owner270,383Purchase at $12.02$3,250,004
MAug 12 2014
NMFCNew Mountain Finance CorpKlinsky Steven BDirector212,060Purchase at $15.10$3,203,025
Oct 7 2014
CALACalithera Biosciences, Inc.Advanced Technology Ventures VIII LP10% Owner300,000Purchase at $10.00$3,000,000
Oct 7 2014
CALACalithera Biosciences, Inc.George JeanDirector, 10% Owner300,000Purchase at $10.00$3,000,000
MOct 7 2014
SFXESfx Entertainment, IncSillerman Robert F XCEO, Chairman, 10% Owner575,000Purchase at $4.91$2,821,000
MJan 2 2013
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner501,812Purchase at $5.55$2,784,474
MSep 23 2014
PLCSDViveve Medical, Inc.5Am Partners Ii, LLC10% Owner5,215,664Purchase at $0.53$2,764,302
MSep 23 2014
PLCSDViveve Medical, Inc.Colella Mark SamuelDirector, 10% Owner5,215,664Purchase at $0.53$2,764,302
Oct 21 2014
ATRAAtara Biotherapeutics, Inc.Domain Partners Viii, L.P.10% Owner248,159Purchase at $11.00$2,729,749
MOct 15 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner100,000Purchase at $26.76$2,675,750
MOct 7 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner149,443Purchase at $16.96$2,534,982
Sep 10 2014
JLWTJanel World Trade LtdOaxaca Group L.L.C.10% Owner250,000Purchase at $10.00$2,500,000
Sep 10 2014
JLWTJanel World Trade LtdSchulte Dominique10% Owner250,000Purchase at $10.00$2,500,000
Sep 10 2014
JLWTJanel World Trade LtdOaxaca Group L.L.C.10% Owner250,000Purchase at $10.00$2,500,000
Sep 22 2014
TKAITokai Pharmaceuticals IncSatter Muneer A10% Owner150,000Purchase at $15.00$2,250,000
MOct 9 2014
SABASaba Software IncEmancipation Management LLC10% Owner159,100Purchase at $13.36$2,125,194
Oct 15 2014
USDPUsd Partners LPSanders Bradford TimothySEE REMARKS125,000Purchase at $17.00$2,125,000
MOct 10 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner120,912Purchase at $17.00$2,055,456
MOct 31 2009
NHFNexpoint Credit Strategies FundHighland Capital Management Services, Inc.Affiliate of Invest. Adviser173,548Purchase at $11.53$2,001,234
Oct 8 2014
ECCEagle Point Credit Co Inc.Eagle Point Credit Management LLCInvestment Adviser100,000Purchase at $20.00$2,000,000
Oct 13 2014
ENTGEntegris IncGmt Capital Corp10% Owner164,700Purchase at $10.98$1,808,406
MAug 14 2014
NMFCNew Mountain Finance CorpKlinsky Steven BDirector117,940Purchase at $15.19$1,791,414
Oct 6 2014
ENTGEntegris IncGmt Capital Corp10% Owner148,300Purchase at $11.66$1,729,178
MOct 7 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner2,472Purchase at $673.22$1,664,195
Oct 10 2014
BAMMBooks A Million IncAnderson Clyde BExecutive Chairman, 10% Owner1,059,662Purchase at $1.56$1,653,073
MSep 24 2014
LJPCLa Jolla Pharmaceutical CoTang Kevin CDirector, 10% Owner169,555Purchase at $9.14$1,549,992
Oct 17 2014
GNKGenco Shipping & Trading LtdStrategic Value Partners, LLC10% Owner100,000Purchase at $14.50$1,450,000
MJun 20 2007
MEASMeasurement Specialties IncTopfer Morton LDirector60,076Purchase at $21.97$1,319,995
Oct 8 2014
VTLVital Therapies IncSatter Muneer ADirector, 10% Owner74,286Purchase at $17.50$1,300,005
Oct 2 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner49,200Purchase at $26.37$1,297,404
Oct 2 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner49,200Purchase at $26.37$1,297,404
Oct 7 2014
AACAac Holdings, Inc.Bostelman Jerry D.Director84,523Purchase at $15.00$1,267,845
MOct 13 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner50,000Purchase at $25.31$1,265,498
MOct 13 2014
CALACalithera Biosciences, Inc.Adage Capital Partners Gp LLC10% Owner181,700Purchase at $6.96$1,264,578
Oct 20 2014
DMDominion Midstream Partners, LPMcGettrick Mark FEVP, CFO59,900Purchase at $21.00$1,257,900
Oct 20 2014
DMDominion Midstream Partners, LPFarrell Thomas F IIChairman, CEO59,900Purchase at $21.00$1,257,900
Sep 24 2014
GWGHGwg Holdings, Inc.Sabes JonCEO, 10% Owner100,000Purchase at $12.50$1,250,000
Sep 24 2014
GWGHGwg Holdings, Inc.Sabes Steven FPresident, Secretary, 10% Owner100,000Purchase at $12.50$1,250,000
Oct 8 2014
GTIMGood Times Restaurants IncStetson Robert JDirector, 10% Owner300,000Purchase at $4.10$1,230,000
Oct 8 2014
DERMDermira, Inc.Weller Harry R10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Sandell Scott D10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Kolluri Krishna Kittu10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Drant Ryan D10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Barris Peter J10% Owner69,112Purchase at $16.00$1,105,792
MOct 8 2014
DERMDermira, Inc.Craves Fred BDirector69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Barrett M James10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Viswanathan Ravi10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Mott David M10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Kerins Patrick J10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Baskett Forest10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.New Enterprise Associates 13 LP10% Owner69,112Purchase at $16.00$1,105,792
MOct 8 2014
DERMDermira, Inc.Bay City Capital LLCDirector, 10% Owner69,112Purchase at $16.00$1,105,792
Sep 30 2014
ENTGEntegris IncGmt Capital Corp10% Owner92,600Purchase at $11.54$1,068,604
Oct 20 2014
DMDominion Midstream Partners, LPKoonce Paul DEVP50,000Purchase at $21.00$1,050,000
Oct 20 2014
DMDominion Midstream Partners, LPSnow John W.Director50,000Purchase at $21.00$1,050,000
MSep 29 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner568,864Purchase at $1.77$1,007,919
Sep 23 2014
PLCSDViveve Medical, Inc.Janney DanielDirector, 10% Owner1,895,788Purchase at $0.53$1,004,768
MSep 23 2014
PLCSDViveve Medical, Inc.Gbs Venture Partners Pty, Ltd10% Owner1,895,744Purchase at $0.53$1,004,744
MOct 10 2014
NRPNatural Resource Partners LPRobertson Corbin J IIIDirector83,194Purchase at $12.02$999,992
MJun 3 2014
FMSAFmsa Holdings IncDeckard Jenniffer D.President, CEO65,900Purchase at $15.16$999,044
Feb 10 2014
ASPXAuspex Pharmaceuticals, Inc.Thomas, McNerney & Partners Ii, LLCDirector, 10% Owner82,475Purchase at $12.00$989,700
Oct 15 2014
AYIAcuity Brands IncHance James H JrDirector8,000Purchase at $122.94$983,520
Sep 29 2014
CFGCitizens Financial Group Inc/riVan Saun BruceChairman, CEO45,000Purchase at $21.50$967,500
Sep 29 2014
CFGCitizens Financial Group Inc/riRyan Arthur FDirector45,000Purchase at $21.50$967,500
MSep 29 2014
KINKindred Biosciences, Inc.Nodelman OlegDirector100,000Purchase at $9.56$955,970
Oct 1 2014
ENTGEntegris IncGmt Capital Corp10% Owner82,229Purchase at $11.49$944,811
Sep 30 2014
SNTASynta Pharmaceuticals CorpKovner BruceDirector, 10% Owner300,000Purchase at $3.08$923,130
Sep 29 2014
RESNResonant IncLone Wolf Holdings, LLC10% Owner180,500Purchase at $5.09$919,106
MSep 30 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner3,000,000Purchase at $0.30$915,000
Oct 14 2014
AXIOAxiom Oil & Gas Corp.Knight RobertDirector, 10% Owner3,602,920Purchase at $0.25$900,730
Oct 20 2014
GWBGreat Western Bancorp, Inc.Karels Kenneth JamesSee Remarks50,000Purchase at $18.00$900,000
MMay 6 2013
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner150,000Purchase at $5.83$875,150
Oct 15 2014
USDPUsd Partners LPKimmelman Douglas WSEE REMARKS50,000Purchase at $17.00$850,000
Oct 15 2014
USDPUsd Partners LPLane Thomas KSEE REMARKS50,000Purchase at $17.00$850,000
Oct 8 2014
DERMDermira, Inc.Hutton Wende SDirector49,276Purchase at $16.00$788,416
Oct 8 2014
DERMDermira, Inc.Canaan VIII LPDirector, 10% Owner49,276Purchase at $16.00$788,416
MOct 9 2014
PGLCPershing Gold Corp.Honig Barry CDirector2,500,000Purchase at $0.30$761,000
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner47,417Purchase at $15.87$752,468
Oct 7 2014
AACAac Holdings, Inc.Freeman Darrell S.Director50,000Purchase at $15.00$750,000
MNov 21 2013
HSONHudson Global, Inc.Gillman Charles MFormer member of 10% owner grp220,000Purchase at $3.36$740,200
Sep 29 2014
BNGOFBingo.Com Ltd.Pendinas Ltd10% Owner1,000,000Purchase at $0.70$700,000
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner43,902Purchase at $15.76$691,784
MOct 10 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner82,300Purchase at $8.18$673,363
MSep 26 2014
HCOMHawaiian Telcom Holdco, Inc.Twin Haven Capital Partners, L.L.C.10% Owner25,258Purchase at $25.94$655,131
MSep 23 2014
SFSSmart & Final Stores, Inc.Laddon Michael MSVP, CIO51,500Purchase at $12.00$618,000
MSep 26 2014
CONNConns IncLuxor Capital Group, LP10% Owner21,448Purchase at $28.62$613,774
MSep 23 2014
PLCSDViveve Medical, Inc.Smith BrigitteDirector, 10% Owner1,140,134Purchase at $0.53$604,271
MSep 23 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner70,100Purchase at $8.32$583,084
MOct 17 2014
MLNKModuslink Global Solutions IncHandy & Harman Ltd.10% Owner184,200Purchase at $3.06$563,284
Oct 2 2014
ENTGEntegris IncGmt Capital Corp10% Owner47,908Purchase at $11.55$553,337
MOct 22 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner64,800Purchase at $8.22$532,953
MSep 26 2014
BTNBallantyne Strong, Inc.Fundamental Global Investors, LLC10% Owner116,596Purchase at $4.48$522,814
MSep 24 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner63,000Purchase at $8.23$518,578
MOct 15 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner824Purchase at $628.64$517,997
MOct 3 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner29,744Purchase at $16.98$505,073
MOct 20 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner1,724,212Purchase at $0.29$500,892
Oct 2 2014
EPEEp Energy CorpSmolik Brent JChairman, President, CEO30,700Purchase at $16.31$500,717
MOct 9 2014
EPEEp Energy CorpSmolik Brent JChairman, President, CEO34,070Purchase at $14.68$500,148
Sep 23 2014
ONTYOncothyreon Inc.Venkatesan JayEVP, General Manager250,000Purchase at $2.00$500,000
Sep 23 2014
NEWMNew Media Investment Group Inc.Reed MichaelCEO30,769Purchase at $16.25$499,996
Sep 23 2014
NEWMNew Media Investment Group Inc.Freiberg Gregory WilliamCFO, CAO30,769Purchase at $16.25$499,996
Oct 15 2014
DVNDevon Energy Corp/deBethancourt John EDirector9,150Purchase at $54.64$499,972
Oct 10 2014
BAMMBooks A Million IncAnderson Terrence CSEE REMARKS BELOW307,138Purchase at $1.56$479,135
Oct 10 2014
BAMMBooks A Million IncAnderson Charles C JrSee Remarks Below307,138Purchase at $1.56$479,135
Oct 10 2014
BAMMBooks A Million IncAnderson Harold MSee Remarks Below307,138Purchase at $1.56$479,135
Oct 9 2014
LGNDLigand Pharmaceuticals IncAryeh JasonDirector11,000Purchase at $42.99$472,890
Oct 2 2014
HYBNew America High Income Fund IncKorman Bernard JDirector50,000Purchase at $9.37$468,445
MOct 7 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner55,000Purchase at $8.29$456,054
MOct 13 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner54,000Purchase at $8.20$442,584
Sep 26 2014
MVCMvc Capital, Inc.Tokarz Michael TChairman40,000Purchase at $10.86$434,400
Sep 29 2014
CFGCitizens Financial Group Inc/riKoch Charles JohnDirector20,000Purchase at $21.50$430,000
MSep 26 2014
UVSPUnivest Corp of PennsylvaniaScannapieco ThomasDirector22,000Purchase at $18.79$413,303
MOct 2 2014
IVACIntevac IncDrapkin Matthew ADirector56,865Purchase at $6.86$390,047
Oct 8 2014
ECCEagle Point Credit Co Inc.Spinner Daniel M.Portfolio Manager18,895Purchase at $20.00$377,900
Oct 8 2014
ECCEagle Point Credit Co Inc.Ko Daniel W.Portfolio Manager18,818Purchase at $20.00$376,360
Oct 7 2014
AACAac Holdings, Inc.Kloeppel David CDirector25,000Purchase at $15.00$375,000
MOct 8 2014
PRPHProphase Labs, Inc.Leonard Braden Michael10% Owner284,885Purchase at $1.30$370,343
MSep 29 2014
ASTYAsterias Biotherapeutics, Inc.Scarsdale Equities LLCFormer 10% Owner60,000Purchase at $5.93$355,615
Aug 31 2014
SKKYSkkynet Cloud Systems, Inc.Thomas Michael RAdvisor320,000Purchase at $1.10$352,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Majewski Thomas P.CEO17,588Purchase at $20.00$351,760
MMay 6 2014
FMSAFmsa Holdings IncSmith Van T.EVP30,566Purchase at $11.15$340,811
MOct 1 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner40,000Purchase at $8.38$335,246
MSep 23 2014
SFSSmart & Final Stores, Inc.Hirz David G.President, CEO27,800Purchase at $12.00$333,600
Oct 20 2014
DMDominion Midstream Partners, LPWollard David ADirector15,800Purchase at $21.00$331,800
Sep 25 2014
DNOWNow Inc.Workman Robert RPresident, CEO10,646Purchase at $30.68$326,630
MOct 14 2014
NNUTURoyal Hawaiian Orchards, L.P.Ebrahimi Farhad Fred10% Owner119,700Purchase at $2.71$324,290
Sep 29 2014
CFGCitizens Financial Group Inc/riHankowsky William PDirector15,000Purchase at $21.50$322,500
Sep 29 2014
CFGCitizens Financial Group Inc/riSubramaniam Shivan S.Director15,000Purchase at $21.50$322,500
Sep 25 2014
EGBNEagle Bancorp IncPaul Ronald DPresident, CEO10,000Purchase at $31.99$319,900
MOct 2 2014
OHAIOha Investment CorpAugust Glenn RDirector50,500Purchase at $6.31$318,454
MSep 26 2014
NNVCNanoviricides, Inc.Boniuk MiltonDirector100,000Purchase at $3.11$310,532
Sep 30 2014
CVEOCiveo CorpDodson Bradley JSee Remarks24,000Purchase at $12.86$308,640
MOct 8 2014
MVCMvc Capital, Inc.Knapp Robert CDirector28,018Purchase at $10.99$307,878
MSep 26 2014
UVSPUnivest Corp of PennsylvaniaScannapieco ThomasDirector16,000Purchase at $18.93$302,948
Oct 1 2014
STFCState Auto Financial CorpState Automobile Mutual Insurance Co10% Owner14,180Purchase at $21.26$301,495
Sep 29 2014
VTAEVitae Pharmaceuticals, IncBarrett PeterDirector37,500Purchase at $8.00$300,000
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundLoupis KyriPortfolio Manager15,000Purchase at $20.00$300,000
May 23 2014
ARCPAmerican Realty Capital Properties, Inc.Stanley William GDirector24,000Purchase at $12.35$296,400
MOct 7 2014
IVACIntevac IncDrapkin Matthew ADirector43,274Purchase at $6.83$295,605
MNov 19 2008
MEASMeasurement Specialties IncTopfer Morton LDirector50,000Purchase at $5.88$294,020
MOct 2 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner35,000Purchase at $8.31$290,945
Sep 29 2014
SONASouthern National Bancorp of Virginia IncDerrico Georgia SChairman31,300Purchase at $9.09$284,517
MSep 25 2014
FSICFs Investment CorpAdelman David J.Director27,400Purchase at $10.34$283,413
MSep 25 2014
FSICFs Investment CorpForman Michael C.CEO27,400Purchase at $10.34$283,413
MSep 23 2014
VMEMViolin Memory IncNottenburg Richard NDirector65,000Purchase at $4.35$282,608
Sep 30 2014
CNNXCone Midstream Partners LPMinas Angela ASEE REMARKS12,500Purchase at $22.00$275,000
MSep 23 2014
SIGASiga Technologies IncMacandrews & Forbes Holdings Inc.Director, 10% Owner204,157Purchase at $1.34$272,743
MOct 6 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner152,261Purchase at $1.77$269,060
Sep 29 2014
CFGCitizens Financial Group Inc/riDi Iorio Anthony MDirector12,500Purchase at $21.50$268,750
MSep 22 2014
HCOMHawaiian Telcom Holdco, Inc.Twin Haven Capital Partners, L.L.C.10% Owner9,742Purchase at $26.89$261,978
MSep 23 2014
VMEMViolin Memory IncWalrod David BDirector60,000Purchase at $4.32$258,900
Oct 6 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner20,000Purchase at $12.82$256,428
Oct 20 2014
MATMattel Inc /de/Sinclair Christopher ADirector8,686Purchase at $28.88$250,832
Oct 8 2014
ECCEagle Point Credit Co Inc.Weiss Jeffrey L.Director12,500Purchase at $20.00$250,000
Oct 7 2014
JPEPJp Energy Partners LPTrimble Thomas PorterSEE REMARKS12,500Purchase at $20.00$250,000
Sep 30 2014
TVPTTravelport Worldwide LtdHacker Douglas ADirector15,625Purchase at $16.00$250,000
Oct 9 2014
TILEInterface IncKennedy Christopher GDirector18,000Purchase at $13.81$248,582
MOct 17 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner30,000Purchase at $8.25$247,425
MOct 3 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner29,400Purchase at $8.41$247,298
Nov 16 2012
CQPCheniere Energy Partners, L.P.Souki CharifChairman, CEO13,000Purchase at $18.96$246,425
Oct 17 2014
KEYKeycorp /new/Mooney Beth EChairman, CEO20,000Purchase at $12.32$246,400
MOct 10 2014
BKCCBlackrock Kelso Capital CorpBlackrock Kelso Capital Advisors LLCInvestment Advisor to Issuer28,500Purchase at $8.46$241,170
Oct 14 2014
AXIOAxiom Oil & Gas Corp.Altman Michael HenryCEO959,357Purchase at $0.25$239,839
MOct 15 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner134,145Purchase at $1.77$237,325
MOct 3 2014
FMSAFmsa Holdings IncConway William E.Director15,100Purchase at $15.59$235,365
Oct 9 2014
EPEEp Energy CorpWhitehead Dane EEVP, CFO15,000Purchase at $15.08$226,200
Oct 6 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner7,700Purchase at $29.11$224,147
MAug 1 2014
TMPTompkins Financial CorpAlexander John EDirector5,000Purchase at $44.21$221,060
Apr 18 2014
FMSAFmsa Holdings IncClancey Gerald L.EVP19,754Purchase at $11.15$220,257
Sep 24 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner27,315Purchase at $7.99$218,362
MSep 25 2014
ELTPElite Pharmaceuticals Inc /nv/Hakim Nasrat ACEO, President700,000Purchase at $0.31$216,341
Oct 6 2014
STRNSutron CorpPvam Perlus Microcap Fund L.P.10% Owner43,303Purchase at $4.95$214,350
MOct 3 2014
SDSandridge Energy IncDobson Everett RDirector53,900Purchase at $3.98$214,303
MSep 30 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner25,000Purchase at $8.56$213,961
MOct 9 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner25,000Purchase at $8.41$210,209
MSep 26 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner24,000Purchase at $8.57$205,592
Sep 25 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner25,715Purchase at $7.99$205,334
Oct 1 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner25,000Purchase at $8.11$202,665
Aug 20 2014
URBFUrban Barns Foods Inc.Dundee Agricultural Corp10% Owner4,000,000Purchase at $0.05$200,000
MSep 24 2014
GRXGabelli Healthcare & Wellnessrx TrustAlpert Bruce NExecutive VP of Adviser8,000Purchase at $25.00$200,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Tramontano Paul E.Director10,000Purchase at $20.00$200,000
MOct 13 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner111,950Purchase at $1.78$199,509
MOct 17 2014
PBHCPathfinder Bancorp, Inc.Sharkey John F. IIIDirector20,000Purchase at $9.97$199,458
Sep 24 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner5,000Purchase at $39.39$196,950
Oct 10 2014
HYBNew America High Income Fund IncKorman Bernard JDirector21,000Purchase at $9.35$196,350
MOct 15 2014
BKCCBlackrock Kelso Capital CorpBlackrock Kelso Capital Advisors LLCInvestment Advisor to Issuer23,900Purchase at $8.22$196,350
Sep 17 2014
HHSEHannover House, Inc.Parkinson EricC.E.O.6,541,613Purchase at $0.03$196,248
Sep 17 2014
HHSEHannover House, Inc.Shefte Don FrederickPresident6,541,613Purchase at $0.03$196,248
Oct 1 2014
VALValspar CorpBallbach John MDirector2,500Purchase at $77.41$193,525
Sep 29 2014
CFGCitizens Financial Group Inc/riHanna Howard W. IIIDirector9,000Purchase at $21.50$193,500
Oct 3 2014
CNBKACentury Bancorp IncFiller James J10% Owner5,531Purchase at $34.82$192,589
MSep 23 2014
YAlleghany Corp /deWong RaymondDirector450Purchase at $424.92$191,214
Oct 7 2014
FCELFuelcell Energy IncRolls John AChairman100,000Purchase at $1.88$188,000
Sep 22 2014
MERCMercer International Inc.Kellogg Peter R10% Owner18,600Purchase at $10.10$187,860
MOct 13 2014
OHAIOha Investment CorpAugust Glenn RDirector30,314Purchase at $6.07$183,865
MSep 26 2014
GGMGuggenheim Credit Allocation FundMinerd B. ScottChief Investment Officer7,538Purchase at $23.43$176,621
Oct 9 2014
CPRTCopart IncPrasad RamaSVP, CTO5,675Purchase at $30.95$175,641
MNov 30 2005
MEASMeasurement Specialties IncTopfer Morton LDirector7,439Purchase at $23.50$174,817
Jun 2 2014
TLCOTeleconnect Inc.Schipper Hendrik10% Owner434,409Purchase at $0.40$173,764
Oct 9 2014
LGNDLigand Pharmaceuticals IncKnott David MDirector4,000Purchase at $43.01$172,029
Sep 29 2014
FOLDAmicus Therapeutics IncPeist KennethVP, Legal, IP28,208Purchase at $6.09$171,804
MOct 8 2014
SDSandridge Energy IncDobson Everett RDirector44,300Purchase at $3.87$171,477
MOct 9 2014
YAlleghany Corp /deMartineau Phillip MDirector400Purchase at $425.18$170,072
Oct 15 2014
USDPUsd Partners LPTucker Paul LeraySEE REMARKS10,000Purchase at $17.00$170,000
MOct 8 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.39$167,889
Oct 16 2014
ARDCAres Dynamic Credit Allocation Fund, Inc.Margolies Gregory AVice President of Adviser10,000Purchase at $16.70$167,000
MOct 16 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.33$166,524
Sep 30 2014
CNNXCone Midstream Partners LPLewis John T.SEE REMARKS7,500Purchase at $22.00$165,000
Sep 30 2014
CNNXCone Midstream Partners LPKhani David M.SEE REMARKS7,500Purchase at $22.00$165,000
Sep 30 2014
CNNXCone Midstream Partners LPFisher Kenneth M.SEE REMARKS7,500Purchase at $22.00$165,000
MOct 21 2014
HBANHuntington Bancshares Inc/mdSteinour Stephen DPresident, CEO, Chairman17,540Purchase at $9.35$163,981
Sep 23 2014
SSIStage Stores IncGlazer Michael LPresident, CEO10,000Purchase at $16.23$162,328
Sep 30 2014
TVPTTravelport Worldwide LtdDurham Michael JDirector10,000Purchase at $16.00$160,000
Sep 24 2014
PGLCPershing Gold Corp.Honig Barry C500,000Purchase at $0.31$156,500
Oct 17 2014
ZFZweig Fund Inc /md/Neel CarltonSVP, Portfolio Manager11,000Purchase at $14.17$155,826
Oct 6 2014
ASYSAmtech Systems IncAverick Robert M10% Owner15,000Purchase at $10.35$155,246
MOct 8 2014
ORBTOrbit International CorpElkhorn Partners Limited Partnership10% Owner59,400Purchase at $2.60$154,564
Sep 29 2014
FOLDAmicus Therapeutics IncBaird William D IIICFO25,311Purchase at $6.09$154,111
Sep 30 2014
CNNXCone Midstream Partners LPJohnson Stephen WSEE REMARKS7,000Purchase at $22.00$154,000
MOct 15 2014
GAMGeneral American Investors Co IncPriest Jeffrey WPresident, CEO4,300Purchase at $34.64$148,966
MOct 15 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director74,900Purchase at $1.90$142,439
Oct 10 2014
CFEDConfederate Motors, Inc.Pandy Arun KumarDirector882,794Purchase at $0.16$141,600
MOct 10 2014
IVACIntevac IncDrapkin Matthew ADirector20,480Purchase at $6.88$140,952
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner8,700Purchase at $15.98$139,065
MSep 23 2014
SFSSmart & Final Stores, Inc.Whynot Jeffrey DSVP, HR11,500Purchase at $12.00$138,000
MOct 9 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director70,000Purchase at $1.96$137,183
Sep 29 2014
SIAFSino Agro Food, Inc.Ritchey DanielDirector150,000Purchase at $0.91$136,275
Oct 15 2014
USDPUsd Partners LPCurry Michael RaySEE REMARKS8,000Purchase at $17.00$136,000
Oct 15 2014
USDPUsd Partners LPBorgen DanSEE REMARKS8,000Purchase at $17.00$136,000
MMay 8 2012
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner24,700Purchase at $5.42$133,912
MOct 20 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director67,974Purchase at $1.96$132,954
MOct 15 2014
ARIAAriad Pharmaceuticals IncBerger Harvey J M DChairman, CEO25,000Purchase at $5.24$131,045
MOct 7 2014
JPEPJp Energy Partners LPSmith C ScottSEE REMARKS6,500Purchase at $20.00$130,000
MOct 14 2014
GAMGeneral American Investors Co IncPriest Jeffrey WPresident, CEO3,700Purchase at $34.82$128,822
Oct 15 2014
OHAIOha Investment CorpAugust Glenn RDirector21,100Purchase at $6.02$126,929
Oct 6 2014
OMNOmnova Solutions IncMcMullen Kevin MChairman, CEO, Pres23,150Purchase at $5.47$126,631
Oct 14 2014
FENFirst Trust Energy Income & Growth FundMurchie JamesOfficer-Investment Sub-Advisor4,000Purchase at $31.36$125,439
Oct 8 2014
ECCEagle Point Credit Co Inc.Appleby Scott W.Director6,250Purchase at $20.00$125,000
Sep 24 2014
JLWTJanel World Trade LtdSchulte Dominique10% Owner12,500Purchase at $10.00$125,000
Sep 24 2014
JLWTJanel World Trade LtdOaxaca Group L.L.C.10% Owner12,500Purchase at $10.00$125,000
Sep 22 2014
CUZCousins Properties IncCousins Thomas GChairman Emeritus10,000Purchase at $12.39$123,905
MSep 23 2014
ASTYAsterias Biotherapeutics, Inc.Scarsdale Equities LLC10% Owner25,000Purchase at $4.89$122,196
Dec 15 2013
VOISMind Solutions Inc.Driscoll Kerry MChairman, President, Secretary, 10% Owner120,000,000Purchase at $0.00$120,000
Oct 7 2014
OMNOmnova Solutions IncFox Chester WVP, Treasurer21,500Purchase at $5.55$119,325
Oct 17 2014
UFPIUniversal Forest Products IncEngler John M2,500Purchase at $46.60$116,500
Oct 20 2014
ITGInvestment Technology Group, Inc.Geyer William S.Managing Director7,000Purchase at $16.20$113,400
MOct 2 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner63,853Purchase at $1.75$111,789
Nov 19 2013
NEGYNation Energy IncJayco Investments Inc10% Owner11,175,500Purchase at $0.01$111,755
Oct 10 2014
OHAIOha Investment CorpAugust Glenn RDirector17,900Purchase at $6.23$111,562
Sep 30 2014
BRCBrady CorpAllender Patrick WDirector5,000Purchase at $22.20$110,979
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundBakhru Ashok NDirector5,500Purchase at $20.00$110,000
Oct 15 2014
DNPDnp Select Income Fund IncGenetski Robert JDirector10,750Purchase at $10.01$107,608
Sep 29 2014
CFGCitizens Financial Group Inc/riBowerman David J.Vice Chair, Business Services5,000Purchase at $21.50$107,500
MOct 17 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner8,250Purchase at $12.85$105,973
Oct 20 2014
DMDominion Midstream Partners, LPRigby Joseph MDirector5,000Purchase at $21.00$105,000
Oct 8 2014
OHAIOha Investment CorpAugust Glenn RDirector16,600Purchase at $6.32$104,932
Oct 8 2014
THOThor Industries IncGraves Andrew EDirector2,000Purchase at $52.05$104,100
MOct 9 2014
TTNPTitan Pharmaceuticals IncBhonsle SunilPresident216,000Purchase at $0.48$102,728
Sep 30 2014
CVEOCiveo CorpAshar MayankDirector8,000Purchase at $12.81$102,480
Oct 21 2014
BPFHBoston Private Financial Holdings IncNolan Daniel P.Director8,500Purchase at $11.97$101,745
Oct 15 2014
ARWRArrowhead Research CorpAnzalone Christopher RichardPresident, CEO16,000Purchase at $6.32$101,120
Oct 15 2014
ARWRArrowhead Research CorpAnzalone Christopher RichardPresident, CEO16,000Purchase at $6.32$101,120
Sep 29 2014
RSGRepublic Services, Inc.Flynn William JDirector2,600Purchase at $38.76$100,785
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundMcNamara James A.President (CEO)5,001Purchase at $20.00$100,020
Oct 21 2014
ESPREsperion Therapeutics, Inc.Omenn Gilbert SDirector5,000Purchase at $20.00$100,000
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundJois GaneshPortfolio Manager5,000Purchase at $20.00$100,000
Sep 19 2014
SCIOScio Diamond Technology CorpSmoak Lewis TDirector333,333Purchase at $0.30$100,000
Oct 16 2014
BYFCBroadway Financial Corp deDavidson Robert C JrDirector90,909Purchase at $1.10$100,000
Oct 8 2014
BTXBiotime IncSchlachet DavidDirector32,050Purchase at $3.12$99,996
Oct 8 2014
BTXBiotime IncFarrell Stephen CDirector32,050Purchase at $3.12$99,996
Oct 15 2014
ARMFAres Multi-Strategy Credit Fund, Inc.Margolies Gregory AVice President of Adviser5,000Purchase at $19.89$99,450
Sep 30 2014
CNNXCone Midstream Partners LPMoore Kirk ASEE REMARKS4,500Purchase at $22.00$99,000
Oct 1 2014
ZBBZbb Energy CorpAbdoo Richard ADirector145,000Purchase at $0.68$98,368
Sep 30 2014
CVEOCiveo CorpRosenthal Gary LDirector8,000Purchase at $12.21$97,680
Oct 3 2014
FOLDAmicus Therapeutics IncPeist KennethVP, Legal, IP13,853Purchase at $7.00$96,971
Sep 23 2014
SFSSmart & Final Stores, Inc.Anicetti Richard ADirector8,000Purchase at $12.00$96,000
MOct 8 2014
VTLVital Therapies IncHalperin Errol R.Director5,476Purchase at $17.50$95,830
Sep 27 2014
AMHAmerican Homes 4 RentSingelyn David P.CEO, 10% Owner4,000Purchase at $23.85$95,400
Sep 26 2014
AMHAmerican Homes 4 RentSingelyn David P.CEO, 10% Owner4,000Purchase at $23.85$95,400
Sep 23 2014
CENCenter Coast Mlp & Infrastructure FundBauch William WTreasurer5,000Purchase at $19.07$95,341
Sep 30 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner12,070Purchase at $7.90$95,316
Oct 15 2014
USDPUsd Partners LPSierra GuillermoSEE REMARKS5,500Purchase at $17.00$93,500
Oct 3 2014
STRNSutron CorpPvam Perlus Microcap Fund L.P.10% Owner18,858Purchase at $4.95$93,347
MJun 4 2013
MMTCMicro Imaging Technology, Inc.Pett Robert A10% Owner741,180Purchase at $0.12$92,477
Oct 15 2014
LGNDLigand Pharmaceuticals IncKozarich John WDirector2,000Purchase at $45.68$91,360
Sep 29 2014
CFGCitizens Financial Group Inc/riCasady Mark SDirector4,200Purchase at $21.50$90,300
MSep 29 2006
NHFNexpoint Credit Strategies FundHighland Capital Management Services, Inc.Affiliate of Invest. Adviser6,489Purchase at $13.88$90,077
Oct 20 2014
GWBGreat Western Bancorp, Inc.Bass Douglas RichardSee Remarks5,000Purchase at $18.00$90,000
MOct 13 2014
NRPNatural Resource Partners LPHogan Wyatt LPresident7,500Purchase at $11.95$89,608
MOct 15 2014
MAINMain Street Capital CorpFoster Vincent DCEO, President3,258Purchase at $27.39$89,262
MOct 21 2014
PIMOPremier Alliance Group, Inc.Grano Joseph J JrCEO , Chairman, 10% Owner105,000Purchase at $0.85$88,952
Oct 9 2014
TRCTejon Ranch CoMetcalfe Norman JDirector3,000Purchase at $29.34$88,025
Oct 9 2014
LGNDLigand Pharmaceuticals IncSabba Stephen LDirector2,000Purchase at $43.12$86,230
Sep 29 2014
CFGCitizens Financial Group Inc/riWatson Wendy A.Director4,000Purchase at $21.50$86,000
Sep 29 2014
CFGCitizens Financial Group Inc/riShanik Nancy L.Chief Risk Officer4,000Purchase at $21.50$86,000
Sep 29 2014
CFGCitizens Financial Group Inc/riMatthews Robert D. Jr.Vice Chair, Commercial Banking4,000Purchase at $21.50$86,000
Sep 29 2014
CFGCitizens Financial Group Inc/riGannon Stephen T.General Counsel4,000Purchase at $21.50$86,000
Sep 29 2014
CFGCitizens Financial Group Inc/riFawcett John J.CFO4,000Purchase at $21.50$86,000
Sep 29 2014
CFGCitizens Financial Group Inc/riConner Brad L.Vice Chair, Consumer Banking4,000Purchase at $21.50$86,000
Sep 30 2014
CCFChase CorpChase Peter RChairman, CEO, 10% Owner2,750Purchase at $31.24$85,910
MSep 25 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner10,000Purchase at $8.52$85,150
Oct 20 2014
DMDominion Midstream Partners, LPWebb Mark OVP, General Counsel4,000Purchase at $21.00$84,000
MOct 6 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner10,000Purchase at $8.36$83,601
Sep 23 2014
FTEKFuel Tech, Inc.Bailey Douglas GPresident, CEO, Chairman19,600Purchase at $4.22$82,732
MOct 15 2014
MGUMacquarie Global Infrastructure Total Return Fund Inc.Frishberg BradCEO3,700Purchase at $22.35$82,708
Sep 24 2014
EPMEvolution Petroleum CorpKeys Randall DPresident, CFO, Treasurer8,913Purchase at $9.22$82,160
MSep 25 2014
VMEMViolin Memory IncNottenburg Richard NDirector20,000Purchase at $4.11$82,150
Oct 2 2014
XLSExelis Inc.Melcher David FCEO, President5,000Purchase at $15.97$79,870
Oct 13 2014
RITLmp Real Estate Income Fund Inc.Murphy TerrenceDir, Pres, CEO & COO of Subadv7,000Purchase at $11.35$79,421
Oct 13 2014
ZBBZbb Energy CorpAbdoo Richard ADirector120,700Purchase at $0.66$79,095
MOct 1 2014
CNBKACentury Bancorp IncFiller James J10% Owner2,284Purchase at $34.62$79,079
MOct 9 2014
TCPCTcp Capital Corp.Holdsworth MarkAuthorized Person5,000Purchase at $15.81$79,053
Oct 2 2014
VNRVanguard Natural Resources, LLCRobert Richard AEVP, CFO3,000Purchase at $26.35$79,050
Oct 15 2014
TCPCTcp Capital Corp.Schwab Peter EDirector5,000Purchase at $15.41$77,050
Oct 9 2014
SCSSteelcase IncHoover R DavidDirector5,000Purchase at $15.31$76,550
Sep 25 2014
SRYBSurrey BancorpRees Floyd Eugene JrDirector5,142Purchase at $14.75$75,845
MOct 16 2014
KMGKmg Chemicals IncGonser Christopher WVP of HR4,440Purchase at $16.99$75,425
Sep 23 2014
FULLFull Circle Capital CorpOrtwein Thomas A JrDirector12,000Purchase at $6.28$75,360
Sep 26 2014
PZZIPizza Inn Holdings, Inc /mo/Mullany Timothy ECFO9,400Purchase at $8.00$75,200
Oct 20 2014
DOVRDover Saddlery IncGrylls Jonathan ArChief Strategy Officer38,665Purchase at $1.94$75,010
Oct 8 2014
VTLVital Therapies IncBienaime Jean JacquesDirector4,286Purchase at $17.50$75,005
Oct 9 2014
CKXCkx Lands, Inc.Ottley Properties, LLCDirector, 10% Owner4,700Purchase at $15.80$74,260
MOct 9 2014
NNUTURoyal Hawaiian Orchards, L.P.Ebrahimi Farhad Fred10% Owner27,181Purchase at $2.70$73,361
MOct 17 2014
CAKCamac Energy Inc.Lawal Kase LukmanChairman, CEO150,000Purchase at $0.48$71,705
Oct 13 2014
CIENCiena CorpMoylan James E JrSVP Finance, CFO5,000Purchase at $14.31$71,550
Oct 13 2014
NRPNatural Resource Partners LPCraig Kevin JEVP, Coal6,000Purchase at $11.80$70,800
MSep 26 2014
CNBKACentury Bancorp IncFiller James J10% Owner1,995Purchase at $35.29$70,399
Oct 3 2014
FOLDAmicus Therapeutics IncBaird William D IIICFO10,000Purchase at $7.00$70,000
MJun 27 2014
DWOGDeep Well Oil & Gas IncNode-Langlois PascalDirector200,000Purchase at $0.35$69,990
MSep 26 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director30,000Purchase at $2.33$69,958
Oct 6 2014
VSLRVivint Solar, Inc.Kinghorn Dwain ASee Remarks4,350Purchase at $16.00$69,600
MOct 16 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director20,000Purchase at $3.46$69,107
MSep 23 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner30,000Purchase at $2.27$68,138
MSep 23 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner30,000Purchase at $2.27$68,138
MSep 22 2014
PRPHProphase Labs, Inc.Leonard Braden Michael10% Owner48,596Purchase at $1.40$68,034
Sep 22 2014
BLOXInfoblox IncGerson FredDirector5,000Purchase at $13.59$67,950
MOct 20 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director20,000Purchase at $3.38$67,598
Oct 17 2014
ZTRZweig Total Return Fund IncNeel CarltonSVP, Portfolio Manager5,000Purchase at $13.19$65,950
Sep 29 2014
FOLDAmicus Therapeutics IncQuimi DaphneVP Finance, Controller10,738Purchase at $6.10$65,465
Oct 1 2014
NHFNexpoint Credit Strategies FundHighland Capital Management LPAffiliated RIA6,160Purchase at $10.54$64,957
Oct 20 2014
GWBGreat Western Bancorp, Inc.Chapman Peter RobertSee Remarks3,500Purchase at $18.00$63,000
MOct 1 2014
BKCCBlackrock Kelso Capital CorpBlackrock Kelso Capital Advisors LLCInvestment Advisor to Issuer7,400Purchase at $8.50$62,900
MOct 6 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director30,000Purchase at $2.10$62,878
Oct 2 2014
FOLDAmicus Therapeutics IncCastelli JeffVP, Program Management10,208Purchase at $6.01$61,303
Sep 30 2014
OMNOmnova Solutions IncDesantis Paul FSVP CFO11,000Purchase at $5.57$61,301
MOct 1 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director27,126Purchase at $2.26$61,249
Oct 2 2014
IBALInternational Baler CorpToppan Alexander C10% Owner30,000Purchase at $2.00$59,925
Oct 3 2014
FOLDAmicus Therapeutics IncCastelli JeffVP, Program Management8,552Purchase at $7.00$59,864
Oct 15 2014
USDPUsd Partners LPGraziano SaraSee Remarks3,500Purchase at $17.00$59,500
MSep 25 2014
GBLXGrowblox Sciences, Inc.Lazarus Management Co LLC10% Owner64,000Purchase at $0.90$57,652
MOct 10 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner4,500Purchase at $12.62$56,803
Oct 3 2014
SCIOScio Diamond Technology CorpLikly Bruce MDirector187,500Purchase at $0.30$56,250
Sep 30 2014
OMNOmnova Solutions IncDantoni David JDirector10,000Purchase at $5.55$55,500
Oct 16 2014
BYFCBroadway Financial Corp deChan KelloggDirector50,000Purchase at $1.10$55,000
Jun 26 2014
TCPITcp International Holdings Ltd.Peterson Eric V.Director5,000Purchase at $11.00$55,000
MOct 13 2014
JVACoffee Holding Co IncGordon AndrewPresident, CEO10,000Purchase at $5.48$54,835
MOct 2 2014
INTXIntersections IncOsmium Partners, LLC10% Owner13,801Purchase at $3.97$54,768
Oct 13 2014
CWSTCasella Waste Systems IncBurke Michael KDirector14,000Purchase at $3.90$54,614
MOct 14 2014
NRPNatural Resource Partners LPRoberts Kathy EVP Investor Relations5,000Purchase at $10.90$54,492
MOct 1 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner175,000Purchase at $0.31$54,250
Sep 29 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner6,847Purchase at $7.90$54,086
Sep 23 2014
FPFFirst Trust Intermediate Duration Preferred & Income FundFleming Scott TOfficer-Investment Sub-Advisor2,500Purchase at $21.62$54,050
MOct 6 2014
GBLXGrowblox Sciences, Inc.Lazarus Management Co LLC10% Owner77,700Purchase at $0.69$53,995
Sep 29 2014
DPGDuff & Phelps Global Utility Income Fund Inc.Burke Donald CDirector2,600Purchase at $20.74$53,935
MOct 14 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director15,000Purchase at $3.56$53,401
MOct 2 2014
QBAKQualstar CorpBronson Steven NCEO, President, 10% Owner45,114Purchase at $1.18$53,337
Oct 1 2014
FGPFerrellgas Partners L PWambold Stephen LCEO, President2,000Purchase at $26.62$53,240
Oct 1 2014
FGPFerrellgas Partners L PVanwinkle James REVP, CFO, Pres. Midstream Ops2,000Purchase at $26.56$53,120
Sep 26 2014
PKPLPark Place Energy Corp.Century House Holdings Ltd.10% Owner189,700Purchase at $0.28$53,116
MOct 15 2014
FPFFirst Trust Intermediate Duration Preferred & Income FundFleming Scott TOfficer-Investment Sub-Advisor2,500Purchase at $21.24$53,100
Sep 29 2014
DNPDnp Select Income Fund IncBurke Donald CDirector5,200Purchase at $10.15$52,756
Sep 30 2014
ACIArch Coal IncSands Theodore DDirector25,000Purchase at $2.08$52,000
Oct 9 2014
DPLODiplomat Pharmacy, Inc.Kaddis Atheer ASVP of Sales, Business Dev4,000Purchase at $13.00$52,000
MOct 15 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner20,880Purchase at $2.47$51,484
Oct 16 2014
ABCPAmbase CorpBianco Richard APresident, CEO41,511Purchase at $1.23$51,059
Oct 8 2014
ECCEagle Point Credit Co Inc.McDonald Kevin F.Director2,550Purchase at $20.00$51,000
Sep 29 2014
RESNResonant IncLingren TerryCEO, Chairman10,000Purchase at $5.09$50,920
Sep 29 2014
RESNResonant IncHammond Robert BCTO10,000Purchase at $5.09$50,920
Sep 29 2014
RESNResonant IncFenzi NealVP of Engineering10,000Purchase at $5.09$50,920
MOct 13 2014
RRCRange Resources CorpEales Richard VDirector800Purchase at $62.83$50,264
Sep 26 2014
AROAeropostale IncBeegle Ronald RDirector14,600Purchase at $3.44$50,224
Oct 16 2014
BYFCBroadway Financial Corp deHudson Paul CDirector45,455Purchase at $1.10$50,001
Sep 29 2014
COChina Cord Blood CorpMcCarthy Kent C13 (d) group owning > 10%, 10% Owner10,000Purchase at $5.00$50,000
MOct 6 2014
VYSTVystar CorpAllegra Joseph10% Owner1,000,000Purchase at $0.05$50,000
May 14 2014
CBISCannabis Science, Inc.Bray DhPresident, C.E.O.200,000Purchase at $0.25$50,000
Oct 6 2014
VYSTVystar CorpOsborn Keith D.10% Owner1,000,000Purchase at $0.05$50,000
Aug 20 2014
URBFUrban Barns Foods Inc.Kendall JeremyDirector1,000,000Purchase at $0.05$50,000
Oct 17 2014
PBHCPathfinder Bancorp, Inc.Dowd James A.SVP, CFO5,000Purchase at $10.00$50,000
Sep 25 2014
GERGoldman Sachs Mlp & Energy Renaissance FundCoblentz John P JrDirector2,500Purchase at $20.00$50,000
Oct 8 2014
VTLVital Therapies IncGodshall Douglas EvanDirector2,857Purchase at $17.50$49,998
Oct 15 2014
OMAMOm Asset Management PlcRitchie James JosephDirector3,500Purchase at $14.00$49,000
Oct 16 2014
OHAIOha Investment CorpAugust Glenn RDirector7,800Purchase at $6.26$48,840
Oct 9 2014
MSFDXMulti-Strategy Growth & Income FundMiller IRA JDirector2,900Purchase at $16.82$48,775
MOct 16 2014
SCDLmp Capital & Income Fund Inc.Vanderlee PeterPortfolio Manager of the Fund3,200Purchase at $15.17$48,544
Oct 9 2014
TTNPTitan Pharmaceuticals IncRubin MarcExecutive Chairman100,000Purchase at $0.48$48,200
Oct 3 2014
FOLDAmicus Therapeutics IncQuimi DaphneVP Finance, Controller6,812Purchase at $7.00$47,684
Oct 6 2014
NENNew England Realty Associates Limited PartnershipBrown RonaldPresident1,000Purchase at $47.50$47,500
MOct 2 2014
QBAKQualstar CorpLeder Sean MichaelDirector40,000Purchase at $1.18$47,200
MSep 24 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director20,000Purchase at $2.33$46,501
MSep 19 2014
BCLIBrainstorm Cell Therapeutics Inc.Acc International Holdings Ltd.Member of 10% owner group11,000Purchase at $4.17$45,847
MOct 16 2014
CNBKACentury Bancorp IncFiller James J10% Owner1,284Purchase at $35.55$45,644
MOct 15 2014
TCPCTcp Capital Corp.Vig RajneeshPresident, COO3,000Purchase at $15.19$45,556
MSep 29 2014
BGHBabson Capital Global Short Duration High Yield FundFinke Thomas FChairman & CEO of Adviser2,000Purchase at $22.71$45,416
Oct 15 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner150,000Purchase at $0.30$45,000
Oct 16 2014
JRONuveen Floating Rate Income Opportunity FundCaraher Scott C.Portfolio Manager4,000Purchase at $10.75$43,000
Sep 29 2014
CFGCitizens Financial Group Inc/riZuraitis MaritaDirector2,000Purchase at $21.50$43,000
MSep 25 2014
VMEMViolin Memory IncSindelar CoryCFO10,000Purchase at $4.26$42,580
Oct 15 2014
CPECallon Petroleum CoGatto Joseph C. Jr.SVP , CFO , Treasurer7,769Purchase at $5.48$42,574
Sep 22 2014
AXDXAccelerate Diagnostics, IncSchuler Jack WDirector, 10% Owner2,588Purchase at $16.44$42,547
MSep 24 2014
ATHXAthersys, Inc / NewTraub Kenneth HDirector30,000Purchase at $1.39$41,700
MOct 1 2014
LELands' End, Inc.Rosera Michael P.COO , CFO, Treasurer1,000Purchase at $41.11$41,106
MOct 20 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner15,000Purchase at $2.69$40,348
Sep 29 2014
PFINP&f Industries IncHorowitz Richard APrincipal Executive Officer, 10% Owner5,000Purchase at $8.05$40,250
Sep 30 2014
SCIOScio Diamond Technology CorpMcPheely Bernard MDirector133,333Purchase at $0.30$40,000
Oct 9 2014
INOInovio Pharmaceuticals, Inc.Kies PeterCFO3,960Purchase at $10.10$39,996
Sep 30 2014
STRNSutron CorpPvam Perlus Microcap Fund L.P.10% Owner7,844Purchase at $5.04$39,548
Oct 16 2014
NNUTURoyal Hawaiian Orchards, L.P.Ebrahimi Farhad Fred10% Owner13,572Purchase at $2.91$39,495
Oct 17 2014
OHAIOha Investment CorpAugust Glenn RDirector6,100Purchase at $6.42$39,149
Sep 26 2014
STRMStreamline Health Solutions Inc.Sides David WilliamEVP, COO10,000Purchase at $3.91$39,125
MSep 30 2014
RLJERlj Entertainment, Inc.Rlj Spac Acquisition, LLC10% Owner10,000Purchase at $3.90$39,000
MSep 30 2014
RLJERlj Entertainment, Inc.Johnson Robert LChairman, 10% Owner10,000Purchase at $3.90$39,000
MOct 8 2014
VGRVector Group LtdKirkland J Bryant IIIVP, Treasurer, CFO1,898Purchase at $20.53$38,959
Oct 17 2014
ALOTAstro Med Inc /new/Quain Mitchell IDirector3,000Purchase at $12.90$38,700
MOct 7 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner14,234Purchase at $2.71$38,585
Sep 29 2014
RESNResonant IncPhilpott John MCFO7,500Purchase at $5.09$38,190
Oct 20 2014
GWBGreat Western Bancorp, Inc.Ulenberg Stephen JohnSee Remarks2,100Purchase at $18.00$37,800
Sep 30 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner4,000Purchase at $9.42$37,680
MSep 25 2014
NVAXNovavax IncHahn Timothy JonSVP, Manufacturing9,000Purchase at $4.17$37,530
MSep 22 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director10,000Purchase at $3.75$37,497
Sep 24 2014
UVSPUnivest Corp of PennsylvaniaKeim Michael SEVP, CFO2,000Purchase at $18.65$37,300
Oct 21 2014
MMacy'S, Inc.Allen William SChief HR Officer625Purchase at $57.92$36,200
Sep 23 2014
SFSSmart & Final Stores, Inc.Drew Scott R.SVP, Store Ops, Smart, Final3,000Purchase at $12.00$36,000
A Amended filing (a previous filing had an error)
D Derivative transaction exists (usually option exercise)
E Error filing (OpenInsider detected an error in the filing)
M Multiple insider transactions summarized; earliest reported transaction date and weighted average transaction price
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S - SaleSale of securities on an exchange or to another person
S - Sale on exerciseSale of securities on an exchange or to another person (after option exercise)
F - OptEx/tax paymentPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person