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SEC Form 4

Trade Date

Ticker

Company

Insider

Title

Shares

Insider Trade

Value

Oct 24 2014
TLLPTesoro Logistics LPTesoro Corp /new/Director, 10% Owner8,700,191Purchase at $57.47$499,999,977
MOct 10 2014
WAGWalgreen CoRosenstein BarryDirector1,250,000Purchase at $61.86$77,329,000
MOct 9 2014
ETEEnergy Transfer Equity, L.P.Warren Kelcy LDirector, 10% Owner1,200,000Purchase at $51.22$61,468,665
MOct 15 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner158,368Purchase at $328.16$51,970,265
Oct 3 2014
FLEXFlextronics International Ltd.Glenview Capital Management, LLC10% Owner5,000,000Purchase at $10.17$50,850,000
Oct 8 2014
PTLAPortola Pharmaceuticals IncMaxwell (Mauritius) Pte Ltd10% Owner1,600,000Purchase at $26.00$41,600,000
MOct 16 2014
REGNRegeneron Pharmaceuticals IncSanofi10% Owner122,127Purchase at $335.35$40,955,057
MOct 21 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner45,196Purchase at $594.77$26,881,321
MSep 29 2014
RSGRepublic Services, Inc.Cascade Investment LLC10% Owner600,000Purchase at $38.95$23,367,658
MOct 1 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner550,000Purchase at $28.31$15,570,000
MOct 9 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner22,842Purchase at $644.68$14,725,847
MOct 27 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner331,600Purchase at $37.60$12,469,378
MSep 30 2014
AGCOAgco Corp /deSrinivasan MallikaDirector249,616Purchase at $45.86$11,446,952
MSep 29 2014
IKANIkanos Communications, Inc.Tallwood Partners, LLC10% Owner27,439,023Purchase at $0.41$11,249,999
MOct 23 2014
GNKGenco Shipping & Trading LtdApollo Management Holdings Gp, LLC10% Owner685,553Purchase at $15.60$10,692,077
Oct 21 2014
ESPREsperion Therapeutics, Inc.Janney DanielDirector, 10% Owner500,000Purchase at $20.00$10,000,000
Oct 21 2014
ESPREsperion Therapeutics, Inc.Domain Parters VII L P10% Owner500,000Purchase at $20.00$10,000,000
Oct 21 2014
ESPREsperion Therapeutics, Inc.Alta Partners Viii, L.P.10% Owner500,000Purchase at $20.00$10,000,000
MOct 17 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner559,684Purchase at $16.99$9,507,137
Oct 27 2014
PRTOProteon Therapeutics IncAbingworth LLP10% Owner950,000Purchase at $10.00$9,500,000
Oct 27 2014
PRTOProteon Therapeutics IncHaines TimothyDirector, 10% Owner950,000Purchase at $10.00$9,500,000
Oct 27 2014
GRBKGreen Brick Partners, Inc.Loeb Daniel S10% Owner1,857,704Purchase at $5.00$9,288,520
MOct 21 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner259,100Purchase at $35.05$9,080,605
Oct 1 2014
CALACalithera Biosciences, Inc.Adage Capital Partners Gp LLC10% Owner800,000Purchase at $10.00$8,000,000
MOct 17 2014
ACGOAgco Corp /deSrinivasan MallikaDirector, 10% Owner180,000Purchase at $43.95$7,911,145
Oct 2 2014
ADESAdvanced Emissions Solutions, Inc.Coliseum Capital Management, LLCDirector375,000Purchase at $20.97$7,863,750
MOct 1 2014
WWWWWeb.Com Group, Inc.Okumus Fund Management Ltd.10% Owner407,376Purchase at $18.88$7,692,291
Oct 3 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner165,000Purchase at $46.35$7,647,750
Oct 2 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner167,874Purchase at $45.53$7,643,303
MOct 7 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner275,000Purchase at $27.75$7,631,000
MOct 9 2014
TYGTortoise Energy Infrastructure CorpAthene Holding Ltd10% Owner760,000Purchase at $10.00$7,600,000
MOct 24 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner12,850Purchase at $548.14$7,043,567
MNov 21 2012
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner1,266,185Purchase at $5.50$6,960,861
MOct 27 2014
PRTOProteon Therapeutics IncFlynn James EPossible Member of 10% Group, 10% Owner691,713Purchase at $10.00$6,917,130
Oct 1 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner150,000Purchase at $45.44$6,816,000
Sep 29 2014
VTAEVitae Pharmaceuticals, IncNew Enterprise Associates 10 L P10% Owner813,474Purchase at $8.00$6,507,792
MSep 29 2014
VTAEVitae Pharmaceuticals, IncRoberts Bryan EDirector, 10% Owner772,333Purchase at $8.00$6,178,664
MSep 29 2014
VTAEVitae Pharmaceuticals, IncVenrock Management III LLC10% Owner772,333Purchase at $8.00$6,178,664
Oct 27 2014
PRTOProteon Therapeutics IncPharmstandard International S.A.10% Owner600,000Purchase at $10.00$6,000,000
Oct 27 2014
PRTOProteon Therapeutics IncKobyzev DmitryDirector, 10% Owner600,000Purchase at $10.00$6,000,000
MSep 30 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner8,896Purchase at $671.98$5,977,925
MOct 10 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner200,000Purchase at $27.33$5,466,750
MOct 8 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner127,042Purchase at $42.31$5,375,330
Sep 29 2014
VTAEVitae Pharmaceuticals, IncProspect Management Co II LLC10% Owner671,807Purchase at $8.00$5,374,456
MOct 14 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner114,269Purchase at $43.78$5,002,727
MOct 7 2014
CALACalithera Biosciences, Inc.Pakianathan DeepikaDirector, 10% Owner500,000Purchase at $10.00$5,000,000
MOct 7 2014
CALACalithera Biosciences, Inc.Delphi Management Partners Viii, L.L.C.10% Owner500,000Purchase at $10.00$5,000,000
Oct 10 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner112,459Purchase at $42.38$4,766,012
MOct 20 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner144,500Purchase at $32.74$4,731,655
MOct 16 2014
ACGOAgco Corp /deSrinivasan MallikaDirector, 10% Owner104,379Purchase at $45.08$4,704,992
MOct 15 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner104,795Purchase at $44.12$4,623,211
Oct 9 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner108,472Purchase at $42.44$4,603,552
MSep 30 2014
WWWWWeb.Com Group, Inc.Okumus Fund Management Ltd.10% Owner228,798Purchase at $19.99$4,574,267
Oct 6 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner94,027Purchase at $46.96$4,415,508
Oct 13 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner100,000Purchase at $42.84$4,284,000
Dec 21 2009
NEGYNation Energy IncHislop John RVP CFO Secretary, Chairman1,423,500Purchase at $3.00$4,270,500
Oct 20 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner96,557Purchase at $42.99$4,150,985
MOct 7 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner88,000Purchase at $43.10$3,792,858
MOct 27 2014
JMPJmp Group Inc.Jolson Joseph A569,504Purchase at $6.47$3,684,791
MOct 6 2014
DVLYDeer Valley CorpPeerless Systems Corp10% Owner12,436,458Purchase at $0.29$3,651,933
Apr 29 2014
GMECGreat China Mania Holdings, Inc.Kwong Kwan Yin RoyCEO, CFO, 10% Owner9,000,000Purchase at $0.40$3,600,000
MOct 21 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner80,000Purchase at $44.47$3,557,217
Oct 7 2014
CALACalithera Biosciences, Inc.Morgenthaler Venture Partners IX LP10% Owner350,000Purchase at $10.00$3,500,000
Oct 7 2014
CALACalithera Biosciences, Inc.Christoffersen Ralph EDirector, 10% Owner350,000Purchase at $10.00$3,500,000
MOct 22 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner75,000Purchase at $44.52$3,339,085
MOct 10 2014
NRPNatural Resource Partners LPRobertson Corbin J JrChairman , CEO, 10% Owner270,383Purchase at $12.02$3,250,004
MAug 12 2014
NMFCNew Mountain Finance CorpKlinsky Steven BDirector212,060Purchase at $15.10$3,203,025
Oct 7 2014
CALACalithera Biosciences, Inc.Advanced Technology Ventures VIII LP10% Owner300,000Purchase at $10.00$3,000,000
Oct 7 2014
CALACalithera Biosciences, Inc.George JeanDirector, 10% Owner300,000Purchase at $10.00$3,000,000
MOct 7 2014
SFXESfx Entertainment, IncSillerman Robert F XCEO, Chairman, 10% Owner575,000Purchase at $4.91$2,821,000
MJan 2 2013
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner501,812Purchase at $5.55$2,784,474
Oct 21 2014
ATRAAtara Biotherapeutics, Inc.Domain Partners Viii, L.P.10% Owner248,159Purchase at $11.00$2,729,749
Oct 23 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner60,000Purchase at $45.05$2,703,000
MOct 15 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner100,000Purchase at $26.76$2,675,750
MOct 7 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner149,443Purchase at $16.96$2,534,982
MOct 9 2014
SABASaba Software IncEmancipation Management LLC10% Owner159,100Purchase at $13.36$2,125,194
Oct 15 2014
USDPUsd Partners LPSanders Bradford TimothySEE REMARKS125,000Purchase at $17.00$2,125,000
MOct 10 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner120,912Purchase at $17.00$2,055,456
Oct 24 2014
AGCOAgco Corp /deSrinivasan MallikaDirector, 10% Owner45,000Purchase at $45.21$2,034,450
MOct 15 2014
ALSNAllison Transmission Holdings IncValueact Holdings, L.P.See Remarks, 10% Owner75,000Purchase at $26.74$2,005,750
Oct 27 2014
PRTOProteon Therapeutics IncSkyline Venture Partners Qualified Purchaser Fund IV L P10% Owner200,000Purchase at $10.00$2,000,000
Oct 27 2014
PRTOProteon Therapeutics IncFreund John GordonDirector, 10% Owner200,000Purchase at $10.00$2,000,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Eagle Point Credit Management LLCInvestment Adviser100,000Purchase at $20.00$2,000,000
MAug 27 2013
RDMPRed Mountain Resources, Inc.Sophia Co Inc.10% Owner841,270Purchase at $2.38$1,999,998
MMar 28 2008
NHFNexpoint Credit Strategies FundHighland Capital Management LPInvestment Adviser117,588Purchase at $15.60$1,834,245
Oct 13 2014
ENTGEntegris IncGmt Capital Corp10% Owner164,700Purchase at $10.98$1,808,406
MAug 14 2014
NMFCNew Mountain Finance CorpKlinsky Steven BDirector117,940Purchase at $15.19$1,791,414
Oct 6 2014
ENTGEntegris IncGmt Capital Corp10% Owner148,300Purchase at $11.66$1,729,178
MOct 7 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner2,472Purchase at $673.22$1,664,195
Oct 10 2014
BAMMBooks A Million IncAnderson Clyde BExecutive Chairman, 10% Owner1,059,662Purchase at $1.56$1,653,073
Oct 21 2014
ATRAAtara Biotherapeutics, Inc.Marcus Joel SDirector150,000Purchase at $11.00$1,650,000
MFeb 25 2013
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person205,000Purchase at $7.44$1,525,067
Oct 17 2014
GNKGenco Shipping & Trading LtdStrategic Value Partners, LLC10% Owner100,000Purchase at $14.50$1,450,000
Oct 20 2014
ENTGEntegris IncGmt Capital Corp10% Owner123,600Purchase at $10.83$1,338,588
MOct 23 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner78,134Purchase at $17.00$1,328,039
MJun 20 2007
MEASMeasurement Specialties IncTopfer Morton LDirector60,076Purchase at $21.97$1,319,995
Oct 8 2014
VTLVital Therapies IncSatter Muneer ADirector, 10% Owner74,286Purchase at $17.50$1,300,005
Oct 2 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner49,200Purchase at $26.37$1,297,404
Oct 2 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner49,200Purchase at $26.37$1,297,404
Oct 7 2014
AACAac Holdings, Inc.Bostelman Jerry D.Director84,523Purchase at $15.00$1,267,845
MOct 13 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner50,000Purchase at $25.31$1,265,498
MOct 13 2014
CALACalithera Biosciences, Inc.Adage Capital Partners Gp LLC10% Owner181,700Purchase at $6.96$1,264,578
Oct 20 2014
DMDominion Midstream Partners, LPMcGettrick Mark FEVP, CFO59,900Purchase at $21.00$1,257,900
Oct 20 2014
DMDominion Midstream Partners, LPFarrell Thomas F IIChairman, CEO59,900Purchase at $21.00$1,257,900
Oct 24 2014
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person120,313Purchase at $10.34$1,244,037
Oct 8 2014
GTIMGood Times Restaurants IncStetson Robert JDirector, 10% Owner300,000Purchase at $4.10$1,230,000
MOct 22 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner72,274Purchase at $16.97$1,226,699
Oct 8 2014
DERMDermira, Inc.Kolluri Krishna Kittu10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Drant Ryan D10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Barris Peter J10% Owner69,112Purchase at $16.00$1,105,792
MOct 8 2014
DERMDermira, Inc.Craves Fred BDirector69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Barrett M James10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Viswanathan Ravi10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Mott David M10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Kerins Patrick J10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Baskett Forest10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.New Enterprise Associates 13 LP10% Owner69,112Purchase at $16.00$1,105,792
MOct 8 2014
DERMDermira, Inc.Bay City Capital LLCDirector, 10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Weller Harry R10% Owner69,112Purchase at $16.00$1,105,792
Oct 8 2014
DERMDermira, Inc.Sandell Scott D10% Owner69,112Purchase at $16.00$1,105,792
MOct 23 2014
JONEJones Energy, Inc.Jones JonnyChairman, CEO, 10% Owner88,495Purchase at $12.41$1,098,569
MOct 22 2014
SABASaba Software IncEmancipation Management LLC10% Owner80,560Purchase at $13.29$1,070,581
Sep 30 2014
ENTGEntegris IncGmt Capital Corp10% Owner92,600Purchase at $11.54$1,068,604
Oct 20 2014
DMDominion Midstream Partners, LPKoonce Paul DEVP50,000Purchase at $21.00$1,050,000
Oct 20 2014
DMDominion Midstream Partners, LPSnow John W.Director50,000Purchase at $21.00$1,050,000
MSep 29 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner568,864Purchase at $1.77$1,007,919
MSep 23 2014
PLCSDViveve Medical, Inc.Gbs Venture Partners Pty, Ltd10% Owner1,895,744Purchase at $0.53$1,004,744
Oct 27 2014
DOWDow Chemical Co /de/Polman PaulDirector21,500Purchase at $46.56$1,000,980
MOct 10 2014
NRPNatural Resource Partners LPRobertson Corbin J IIIDirector83,194Purchase at $12.02$999,992
MJun 3 2014
FMSAFmsa Holdings IncDeckard Jenniffer D.President, CEO65,900Purchase at $15.16$999,044
Feb 10 2014
ASPXAuspex Pharmaceuticals, Inc.Thomas, McNerney & Partners Ii, LLCDirector, 10% Owner82,475Purchase at $12.00$989,700
Oct 15 2014
AYIAcuity Brands IncHance James H JrDirector8,000Purchase at $122.94$983,520
Oct 1 2014
ENTGEntegris IncGmt Capital Corp10% Owner82,229Purchase at $11.49$944,811
Sep 30 2014
SNTASynta Pharmaceuticals CorpKovner BruceDirector, 10% Owner300,000Purchase at $3.08$923,130
MSep 30 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner3,000,000Purchase at $0.30$915,000
Oct 14 2014
AXIOAxiom Oil & Gas Corp.Knight RobertDirector, 10% Owner3,602,920Purchase at $0.25$900,730
Oct 20 2014
GWBGreat Western Bancorp, Inc.Karels Kenneth JamesSee Remarks50,000Purchase at $18.00$900,000
MMay 6 2013
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner150,000Purchase at $5.83$875,150
Oct 15 2014
USDPUsd Partners LPKimmelman Douglas WSEE REMARKS50,000Purchase at $17.00$850,000
Oct 15 2014
USDPUsd Partners LPLane Thomas KSEE REMARKS50,000Purchase at $17.00$850,000
Oct 27 2014
PRTOProteon Therapeutics IncO'Leary BrendanDirector83,170Purchase at $10.00$831,700
Oct 8 2014
DERMDermira, Inc.Hutton Wende SDirector49,276Purchase at $16.00$788,416
Oct 8 2014
DERMDermira, Inc.Canaan VIII LPDirector, 10% Owner49,276Purchase at $16.00$788,416
MOct 9 2014
PGLCPershing Gold Corp.Honig Barry CDirector2,500,000Purchase at $0.30$761,000
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner47,417Purchase at $15.87$752,468
Oct 7 2014
AACAac Holdings, Inc.Freeman Darrell S.Director50,000Purchase at $15.00$750,000
MNov 21 2013
HSONHudson Global, Inc.Gillman Charles MFormer member of 10% owner grp220,000Purchase at $3.36$740,200
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner43,902Purchase at $15.76$691,784
MOct 10 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner82,300Purchase at $8.18$673,363
MOct 23 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner2,100,000Purchase at $0.30$623,425
MOct 17 2014
MLNKModuslink Global Solutions IncHandy & Harman Ltd.10% Owner184,200Purchase at $3.06$563,284
Oct 2 2014
ENTGEntegris IncGmt Capital Corp10% Owner47,908Purchase at $11.55$553,337
MOct 22 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner64,800Purchase at $8.22$532,953
MOct 24 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner30,800Purchase at $16.99$523,299
MSep 26 2014
BTNBallantyne Strong, Inc.Fundamental Global Investors, LLC10% Owner116,596Purchase at $4.48$522,814
MOct 15 2014
AAMCAltisource Asset Management CorpLuxor Capital Group, LP10% Owner824Purchase at $628.64$517,997
MOct 3 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner29,744Purchase at $16.98$505,073
MOct 20 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner1,724,212Purchase at $0.29$500,892
Oct 2 2014
EPEEp Energy CorpSmolik Brent JChairman, President, CEO30,700Purchase at $16.31$500,717
MOct 9 2014
EPEEp Energy CorpSmolik Brent JChairman, President, CEO34,070Purchase at $14.68$500,148
MOct 29 2014
KYNKayne Anderson Mlp Investment CoLincoln National Life Insurance Co /in/80Purchase at $6,250.00$500,000
Oct 15 2014
DVNDevon Energy Corp/deBethancourt John EDirector9,150Purchase at $54.64$499,972
MOct 22 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner29,557Purchase at $16.75$495,122
Oct 10 2014
BAMMBooks A Million IncAnderson Charles C JrSee Remarks Below307,138Purchase at $1.56$479,135
Oct 10 2014
BAMMBooks A Million IncAnderson Harold MSee Remarks Below307,138Purchase at $1.56$479,135
Oct 10 2014
BAMMBooks A Million IncAnderson Terrence CSEE REMARKS BELOW307,138Purchase at $1.56$479,135
Oct 9 2014
LGNDLigand Pharmaceuticals IncAryeh JasonDirector11,000Purchase at $42.99$472,890
Oct 2 2014
HYBNew America High Income Fund IncKorman Bernard JDirector50,000Purchase at $9.37$468,445
MOct 23 2014
JONEJones Energy, Inc.Brooks Robert J.EVP, CFO36,578Purchase at $12.47$456,128
MOct 7 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner55,000Purchase at $8.29$456,054
MOct 22 2014
BTUIBtu International IncMarxe Austin W & Greenhouse David M10% Owner146,463Purchase at $3.10$454,035
MOct 13 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner54,000Purchase at $8.20$442,584
MMar 26 2014
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person37,840Purchase at $11.50$435,238
MOct 27 2014
UFIUnifi IncLangone Kenneth GDirector16,000Purchase at $25.16$402,560
MOct 2 2014
IVACIntevac IncDrapkin Matthew ADirector56,865Purchase at $6.86$390,047
Oct 8 2014
ECCEagle Point Credit Co Inc.Spinner Daniel M.Portfolio Manager18,895Purchase at $20.00$377,900
MOct 22 2014
HMTVHemisphere Media Group, Inc.Pleasant Lake Partners LLC10% Owner34,475Purchase at $10.95$377,555
Oct 8 2014
ECCEagle Point Credit Co Inc.Ko Daniel W.Portfolio Manager18,818Purchase at $20.00$376,360
Oct 7 2014
AACAac Holdings, Inc.Kloeppel David CDirector25,000Purchase at $15.00$375,000
MOct 8 2014
PRPHProphase Labs, Inc.Leonard Braden Michael10% Owner284,885Purchase at $1.30$370,343
MSep 29 2014
ASTYAsterias Biotherapeutics, Inc.Scarsdale Equities LLCFormer 10% Owner60,000Purchase at $5.93$355,615
Aug 31 2014
SKKYSkkynet Cloud Systems, Inc.Thomas Michael RAdvisor320,000Purchase at $1.10$352,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Majewski Thomas P.CEO17,588Purchase at $20.00$351,760
MMay 6 2014
FMSAFmsa Holdings IncSmith Van T.EVP30,566Purchase at $11.15$340,811
MOct 24 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner40,000Purchase at $8.40$336,149
MOct 1 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner40,000Purchase at $8.38$335,246
Oct 20 2014
DMDominion Midstream Partners, LPWollard David ADirector15,800Purchase at $21.00$331,800
MOct 14 2014
NNUTURoyal Hawaiian Orchards, L.P.Ebrahimi Farhad Fred10% Owner119,700Purchase at $2.71$324,290
MOct 24 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner19,200Purchase at $16.81$322,843
MOct 2 2014
OHAIOha Investment CorpAugust Glenn RDirector50,500Purchase at $6.31$318,454
MSep 26 2014
NNVCNanoviricides, Inc.Boniuk MiltonDirector100,000Purchase at $3.11$310,532
MOct 8 2014
MVCMvc Capital, Inc.Knapp Robert CDirector28,018Purchase at $10.99$307,878
MOct 23 2014
LIVELivedeal IncIsaac JonCEO, CFO, President, 10% Owner100,000Purchase at $3.06$305,875
MSep 26 2014
UVSPUnivest Corp of PennsylvaniaScannapieco ThomasDirector16,000Purchase at $18.93$302,948
Oct 1 2014
STFCState Auto Financial CorpState Automobile Mutual Insurance Co10% Owner14,180Purchase at $21.26$301,495
Oct 27 2014
SLBSchlumberger Ltd /nv/Marks Michael E3,250Purchase at $92.59$300,917
Sep 29 2014
VTAEVitae Pharmaceuticals, IncBarrett PeterDirector37,500Purchase at $8.00$300,000
Aug 19 2014
REXRRexford Industrial Realty, Inc.Ziman Richard SDirector22,222Purchase at $13.50$299,997
May 23 2014
ARCPAmerican Realty Capital Properties, Inc.Stanley William GDirector24,000Purchase at $12.35$296,400
MOct 7 2014
IVACIntevac IncDrapkin Matthew ADirector43,274Purchase at $6.83$295,605
MNov 19 2008
MEASMeasurement Specialties IncTopfer Morton LDirector50,000Purchase at $5.88$294,020
MOct 29 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner35,000Purchase at $8.38$293,474
MOct 2 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner35,000Purchase at $8.31$290,945
Sep 30 2014
CNNXCone Midstream Partners LPMinas Angela ASEE REMARKS12,500Purchase at $22.00$275,000
MOct 6 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner152,261Purchase at $1.77$269,060
Oct 6 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner20,000Purchase at $12.82$256,428
Oct 20 2014
MATMattel Inc /de/Sinclair Christopher ADirector8,686Purchase at $28.88$250,832
Aug 19 2014
REXRRexford Industrial Realty, Inc.Frankel Michael S.Co-CEO, Co-President18,519Purchase at $13.50$250,007
Sep 30 2014
TVPTTravelport Worldwide LtdHacker Douglas ADirector15,625Purchase at $16.00$250,000
Oct 8 2014
ECCEagle Point Credit Co Inc.Weiss Jeffrey L.Director12,500Purchase at $20.00$250,000
Oct 7 2014
JPEPJp Energy Partners LPTrimble Thomas PorterSEE REMARKS12,500Purchase at $20.00$250,000
Oct 9 2014
TILEInterface IncKennedy Christopher GDirector18,000Purchase at $13.81$248,582
MOct 17 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner30,000Purchase at $8.25$247,425
MOct 3 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner29,400Purchase at $8.41$247,298
Nov 16 2012
CQPCheniere Energy Partners, L.P.Souki CharifChairman, CEO13,000Purchase at $18.96$246,425
Oct 17 2014
KEYKeycorp /new/Mooney Beth EChairman, CEO20,000Purchase at $12.32$246,400
MOct 10 2014
BKCCBlackrock Kelso Capital CorpBlackrock Kelso Capital Advisors LLCInvestment Advisor to Issuer28,500Purchase at $8.46$241,170
Oct 14 2014
AXIOAxiom Oil & Gas Corp.Altman Michael HenryCEO959,357Purchase at $0.25$239,839
MOct 15 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner134,145Purchase at $1.77$237,325
MOct 3 2014
FMSAFmsa Holdings IncConway William E.Director15,100Purchase at $15.59$235,365
MMar 14 2014
MVCMvc Capital, Inc.Goldstein PhillipDirector17,340Purchase at $13.18$228,597
Oct 9 2014
EPEEp Energy CorpWhitehead Dane EEVP, CFO15,000Purchase at $15.08$226,200
Oct 6 2014
SHLDSears Holdings CorpBerkowitz Bruce R10% Owner7,700Purchase at $29.11$224,147
Apr 18 2014
FMSAFmsa Holdings IncClancey Gerald L.EVP19,754Purchase at $11.15$220,257
Oct 22 2014
AMSAmerican Shared Hospital ServicesStachowiak Raymond CDirector, 10% Owner100,000Purchase at $2.20$220,000
Oct 6 2014
STRNSutron CorpPvam Perlus Microcap Fund L.P.10% Owner43,303Purchase at $4.95$214,350
MOct 3 2014
SDSandridge Energy IncDobson Everett RDirector53,900Purchase at $3.98$214,303
MSep 30 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner25,000Purchase at $8.56$213,961
MOct 9 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner25,000Purchase at $8.41$210,209
Oct 1 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner25,000Purchase at $8.11$202,665
Oct 28 2014
CRSCarpenter Technology CorpWard Jr Stephen MDirector4,100Purchase at $49.28$202,060
Aug 19 2014
REXRRexford Industrial Realty, Inc.Schwimmer HowardCo-CEO, Co-President14,815Purchase at $13.50$200,003
Oct 8 2014
ECCEagle Point Credit Co Inc.Tramontano Paul E.Director10,000Purchase at $20.00$200,000
Aug 20 2014
URBFUrban Barns Foods Inc.Dundee Agricultural Corp10% Owner4,000,000Purchase at $0.05$200,000
Oct 21 2014
ATRAAtara Biotherapeutics, Inc.Gallagher Carol GiltnerDirector18,181Purchase at $11.00$199,991
MOct 13 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner111,950Purchase at $1.78$199,509
MOct 17 2014
PBHCPathfinder Bancorp, Inc.Sharkey John F. IIIDirector20,000Purchase at $9.97$199,458
MOct 15 2014
BKCCBlackrock Kelso Capital CorpBlackrock Kelso Capital Advisors LLCInvestment Advisor to Issuer23,900Purchase at $8.22$196,350
Oct 10 2014
HYBNew America High Income Fund IncKorman Bernard JDirector21,000Purchase at $9.35$196,350
Sep 17 2014
HHSEHannover House, Inc.Parkinson EricC.E.O.6,541,613Purchase at $0.03$196,248
Oct 29 2014
LLLumber Liquidators Holdings, Inc.Lynch Robert MPresident, CEO4,000Purchase at $48.87$195,496
Oct 1 2014
VALValspar CorpBallbach John MDirector2,500Purchase at $77.41$193,525
Oct 3 2014
CNBKACentury Bancorp IncFiller James J10% Owner5,531Purchase at $34.82$192,589
Oct 7 2014
FCELFuelcell Energy IncRolls John AChairman100,000Purchase at $1.88$188,000
Oct 28 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner14,400Purchase at $12.96$186,648
MAug 31 2012
NHFNexpoint Credit Strategies FundDondero James DAffiliated Person26,415Purchase at $6.98$184,288
MOct 13 2014
OHAIOha Investment CorpAugust Glenn RDirector30,314Purchase at $6.07$183,865
Oct 27 2014
JMPJmp Group Inc.Orszag Jonathan M27,500Purchase at $6.55$180,040
Oct 27 2014
HLSSHome Loan Servicing Solutions, Ltd.Van Vlack John PatrickPresident10,000Purchase at $17.64$176,400
MOct 27 2014
JMPJmp Group Inc.Ledbetter Kent26,500Purchase at $6.63$175,737
Oct 9 2014
CPRTCopart IncPrasad RamaSVP, CTO5,675Purchase at $30.95$175,641
MNov 30 2005
MEASMeasurement Specialties IncTopfer Morton LDirector7,439Purchase at $23.50$174,817
Jun 2 2014
TLCOTeleconnect Inc.Schipper Hendrik10% Owner434,409Purchase at $0.40$173,764
Oct 9 2014
LGNDLigand Pharmaceuticals IncKnott David MDirector4,000Purchase at $43.01$172,029
Sep 29 2014
FOLDAmicus Therapeutics IncPeist KennethVP, Legal, IP28,208Purchase at $6.09$171,804
MOct 8 2014
SDSandridge Energy IncDobson Everett RDirector44,300Purchase at $3.87$171,477
MOct 9 2014
YAlleghany Corp /deMartineau Phillip MDirector400Purchase at $425.18$170,072
Oct 15 2014
USDPUsd Partners LPTucker Paul LeraySEE REMARKS10,000Purchase at $17.00$170,000
MOct 8 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.39$167,889
Oct 16 2014
ARDCAres Dynamic Credit Allocation Fund, Inc.Margolies Gregory AVice President of Adviser10,000Purchase at $16.70$167,000
MOct 16 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner20,000Purchase at $8.33$166,524
Sep 30 2014
CNNXCone Midstream Partners LPLewis John T.SEE REMARKS7,500Purchase at $22.00$165,000
Sep 30 2014
CNNXCone Midstream Partners LPKhani David M.SEE REMARKS7,500Purchase at $22.00$165,000
Sep 30 2014
CNNXCone Midstream Partners LPFisher Kenneth M.SEE REMARKS7,500Purchase at $22.00$165,000
MOct 21 2014
HBANHuntington Bancshares Inc/mdSteinour Stephen DPresident, CEO, Chairman17,540Purchase at $9.35$163,981
Mar 22 2011
FUBC1St United Bancorp, Inc.Berliner PaulaDirector25,000Purchase at $6.50$162,500
Sep 30 2014
TVPTTravelport Worldwide LtdDurham Michael JDirector10,000Purchase at $16.00$160,000
Oct 27 2014
JMPJmp Group Inc.Mack Carter D25,000Purchase at $6.36$159,000
Oct 17 2014
ZFZweig Fund Inc /md/Neel CarltonSVP, Portfolio Manager11,000Purchase at $14.17$155,826
MOct 22 2014
LAWSLawson Products Inc/new/de/Kdi Capital Partners LLC10% Owner7,208Purchase at $21.57$155,464
Oct 6 2014
ASYSAmtech Systems IncAverick Robert M10% Owner15,000Purchase at $10.35$155,246
Oct 29 2014
EDIStone Harbor Emerging Markets Total Income FundCraige James EEVP8,565Purchase at $18.08$154,883
MOct 8 2014
ORBTOrbit International CorpElkhorn Partners Limited Partnership10% Owner59,400Purchase at $2.60$154,564
Sep 29 2014
FOLDAmicus Therapeutics IncBaird William D IIICFO25,311Purchase at $6.09$154,111
Sep 30 2014
CNNXCone Midstream Partners LPJohnson Stephen WSEE REMARKS7,000Purchase at $22.00$154,000
MOct 15 2014
GAMGeneral American Investors Co IncPriest Jeffrey WPresident, CEO4,300Purchase at $34.64$148,966
MOct 15 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director74,900Purchase at $1.90$142,439
Oct 10 2014
CFEDConfederate Motors, Inc.Pandy Arun KumarDirector882,794Purchase at $0.16$141,600
MOct 10 2014
IVACIntevac IncDrapkin Matthew ADirector20,480Purchase at $6.88$140,952
MOct 15 2014
RDENElizabeth Arden IncRhone Capital L.L.C.10% Owner8,700Purchase at $15.98$139,065
Oct 23 2014
CREECree IncReplogle John BDirector5,000Purchase at $27.75$138,750
MOct 9 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director70,000Purchase at $1.96$137,183
Oct 15 2014
USDPUsd Partners LPCurry Michael RaySEE REMARKS8,000Purchase at $17.00$136,000
Oct 15 2014
USDPUsd Partners LPBorgen DanSEE REMARKS8,000Purchase at $17.00$136,000
MMay 8 2012
RPTPRaptor Pharmaceutical CorpHyperion Trading Segregated Portfolio10% Owner24,700Purchase at $5.42$133,912
MOct 27 2014
CLUBTown Sports International Holdings IncWalsh PatrickSee Footnote 122,500Purchase at $5.93$133,521
MOct 20 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director67,974Purchase at $1.96$132,954
MOct 27 2014
BBCNBbcn Bancorp IncKim Kevin SungPresident, CEO10,000Purchase at $13.20$131,994
MOct 15 2014
ARIAAriad Pharmaceuticals IncBerger Harvey J M DChairman, CEO25,000Purchase at $5.24$131,045
MOct 7 2014
JPEPJp Energy Partners LPSmith C ScottSEE REMARKS6,500Purchase at $20.00$130,000
MOct 14 2014
GAMGeneral American Investors Co IncPriest Jeffrey WPresident, CEO3,700Purchase at $34.82$128,822
Oct 27 2014
BASBasic Energy Services IncMoore Thomas JrDirector10,000Purchase at $12.84$128,364
Oct 15 2014
OHAIOha Investment CorpAugust Glenn RDirector21,100Purchase at $6.02$126,929
Oct 6 2014
OMNOmnova Solutions IncMcMullen Kevin MChairman, CEO, Pres23,150Purchase at $5.47$126,631
Oct 14 2014
FENFirst Trust Energy Income & Growth FundMurchie JamesOfficer-Investment Sub-Advisor4,000Purchase at $31.36$125,439
Oct 8 2014
ECCEagle Point Credit Co Inc.Appleby Scott W.Director6,250Purchase at $20.00$125,000
Dec 15 2013
VOISMind Solutions Inc.Driscoll Kerry MChairman, President, Secretary, 10% Owner120,000,000Purchase at $0.00$120,000
Oct 7 2014
OMNOmnova Solutions IncFox Chester WVP, Treasurer21,500Purchase at $5.55$119,325
Oct 17 2014
UFPIUniversal Forest Products IncEngler John M2,500Purchase at $46.60$116,500
Oct 20 2014
ITGInvestment Technology Group, Inc.Geyer William S.Managing Director7,000Purchase at $16.20$113,400
MOct 2 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner63,853Purchase at $1.75$111,789
Nov 19 2013
NEGYNation Energy IncJayco Investments Inc10% Owner11,175,500Purchase at $0.01$111,755
Oct 10 2014
OHAIOha Investment CorpAugust Glenn RDirector17,900Purchase at $6.23$111,562
Oct 15 2014
DNPDnp Select Income Fund IncGenetski Robert JDirector10,750Purchase at $10.01$107,608
Oct 27 2014
POLPolyone CorpVan Hulle John VSVP, President of GCAI3,000Purchase at $35.63$106,887
MOct 17 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner8,250Purchase at $12.85$105,973
Oct 20 2014
DMDominion Midstream Partners, LPRigby Joseph MDirector5,000Purchase at $21.00$105,000
Oct 8 2014
OHAIOha Investment CorpAugust Glenn RDirector16,600Purchase at $6.32$104,932
MDec 30 2013
NENNew England Realty Associates Limited PartnershipValeri Carl Anthony5% Owner, Asset Manager2,306Purchase at $45.44$104,789
Oct 8 2014
THOThor Industries IncGraves Andrew EDirector2,000Purchase at $52.05$104,100
MOct 9 2014
TTNPTitan Pharmaceuticals IncBhonsle SunilPresident216,000Purchase at $0.48$102,728
Oct 21 2014
BPFHBoston Private Financial Holdings IncNolan Daniel P.Director8,500Purchase at $11.97$101,745
Oct 15 2014
ARWRArrowhead Research CorpAnzalone Christopher RichardPresident, CEO16,000Purchase at $6.32$101,120
Oct 15 2014
ARWRArrowhead Research CorpAnzalone Christopher RichardPresident, CEO16,000Purchase at $6.32$101,120
Sep 29 2014
RSGRepublic Services, Inc.Flynn William JDirector2,600Purchase at $38.76$100,785
Oct 23 2014
MYCCClubcorp Holdings, Inc.Brooks Douglas HDirector5,300Purchase at $18.98$100,621
Oct 27 2014
SWHCSmith & Wesson Holding CorpDebney P. JamesPresident, CEO10,000Purchase at $10.02$100,198
Oct 21 2014
ESPREsperion Therapeutics, Inc.Omenn Gilbert SDirector5,000Purchase at $20.00$100,000
Oct 16 2014
BYFCBroadway Financial Corp deDavidson Robert C JrDirector90,909Purchase at $1.10$100,000
Oct 8 2014
BTXBiotime IncSchlachet DavidDirector32,050Purchase at $3.12$99,996
Oct 8 2014
BTXBiotime IncFarrell Stephen CDirector32,050Purchase at $3.12$99,996
Oct 15 2014
ARMFAres Multi-Strategy Credit Fund, Inc.Margolies Gregory AVice President of Adviser5,000Purchase at $19.89$99,450
Sep 30 2014
CNNXCone Midstream Partners LPMoore Kirk ASEE REMARKS4,500Purchase at $22.00$99,000
Oct 1 2014
ZBBZbb Energy CorpAbdoo Richard ADirector145,000Purchase at $0.68$98,368
Oct 27 2014
ANGIAngie'S List, Inc.Maurer Michael SDirector15,000Purchase at $6.56$98,361
Oct 3 2014
FOLDAmicus Therapeutics IncPeist KennethVP, Legal, IP13,853Purchase at $7.00$96,971
MOct 8 2014
VTLVital Therapies IncHalperin Errol R.Director5,476Purchase at $17.50$95,830
Sep 30 2014
FUNDRoyce Focus Trust IncGeorge W WhitneyVP, 10% Owner12,070Purchase at $7.90$95,316
Oct 15 2014
USDPUsd Partners LPSierra GuillermoSEE REMARKS5,500Purchase at $17.00$93,500
Oct 3 2014
STRNSutron CorpPvam Perlus Microcap Fund L.P.10% Owner18,858Purchase at $4.95$93,347
Oct 24 2014
BTUPeabody Energy CorpKarn Robert B IIIDirector9,000Purchase at $10.35$93,117
Oct 20 2014
BKCTDts8 Coffee Company, Ltd.Liang AlexanderDirector300,000Purchase at $0.31$93,000
Oct 15 2014
LGNDLigand Pharmaceuticals IncKozarich John WDirector2,000Purchase at $45.68$91,360
MOct 27 2014
CFXColfax CorpBrander IanHowden CEO1,742Purchase at $52.21$90,946
Oct 20 2014
GWBGreat Western Bancorp, Inc.Bass Douglas RichardSee Remarks5,000Purchase at $18.00$90,000
MOct 22 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner49,788Purchase at $1.80$89,618
MOct 13 2014
NRPNatural Resource Partners LPHogan Wyatt LPresident7,500Purchase at $11.95$89,608
MOct 15 2014
MAINMain Street Capital CorpFoster Vincent DCEO, President3,258Purchase at $27.39$89,262
MOct 21 2014
PIMOPremier Alliance Group, Inc.Grano Joseph J JrCEO , Chairman, 10% Owner105,000Purchase at $0.85$88,952
Oct 9 2014
TRCTejon Ranch CoMetcalfe Norman JDirector3,000Purchase at $29.34$88,025
Oct 23 2014
PMPhilip Morris International Inc.Marchionne SergioDirector1,000Purchase at $87.98$87,980
Oct 9 2014
LGNDLigand Pharmaceuticals IncSabba Stephen LDirector2,000Purchase at $43.12$86,230
Sep 30 2014
CCFChase CorpChase Peter RChairman, CEO, 10% Owner2,750Purchase at $31.24$85,910
Oct 20 2014
DMDominion Midstream Partners, LPWebb Mark OVP, General Counsel4,000Purchase at $21.00$84,000
MOct 6 2014
OPKOpko Health, Inc.Frost Phillip Md Et AlCEO, Chairman, 10% Owner10,000Purchase at $8.36$83,601
MOct 15 2014
MGUMacquarie Global Infrastructure Total Return Fund Inc.Frishberg BradCEO3,700Purchase at $22.35$82,708
Oct 27 2014
MXWLMaxwell Technologies IncRossi MarkDirector8,000Purchase at $10.03$80,232
Oct 2 2014
XLSExelis Inc.Melcher David FCEO, President5,000Purchase at $15.97$79,870
Oct 13 2014
RITLmp Real Estate Income Fund Inc.Murphy TerrenceDir, Pres, CEO & COO of Subadv7,000Purchase at $11.35$79,421
Oct 13 2014
ZBBZbb Energy CorpAbdoo Richard ADirector120,700Purchase at $0.66$79,095
MOct 1 2014
CNBKACentury Bancorp IncFiller James J10% Owner2,284Purchase at $34.62$79,079
MOct 9 2014
TCPCTcp Capital Corp.Holdsworth MarkAuthorized Person5,000Purchase at $15.81$79,053
Oct 2 2014
VNRVanguard Natural Resources, LLCRobert Richard AEVP, CFO3,000Purchase at $26.35$79,050
Oct 15 2014
TCPCTcp Capital Corp.Schwab Peter EDirector5,000Purchase at $15.41$77,050
Oct 15 2014
TCPCTcp Capital Corp.Schwab Peter EDirector5,000Purchase at $15.41$77,050
Oct 9 2014
SCSSteelcase IncHoover R DavidDirector5,000Purchase at $15.31$76,550
MOct 16 2014
KMGKmg Chemicals IncGonser Christopher WVP of HR4,440Purchase at $16.99$75,425
Oct 20 2014
DOVRDover Saddlery IncGrylls Jonathan ArChief Strategy Officer38,665Purchase at $1.94$75,010
Oct 8 2014
VTLVital Therapies IncBienaime Jean JacquesDirector4,286Purchase at $17.50$75,005
Oct 24 2014
FBCFlagstar Bancorp IncDinello AlessandroPresident, CEO4,987Purchase at $15.04$75,004
Oct 9 2014
CKXCkx Lands, Inc.Ottley Properties, LLCDirector, 10% Owner4,700Purchase at $15.80$74,260
MOct 9 2014
NNUTURoyal Hawaiian Orchards, L.P.Ebrahimi Farhad Fred10% Owner27,181Purchase at $2.70$73,361
Oct 24 2014
FBCFlagstar Bancorp IncSmith Lee MatthewEVP, COO5,000Purchase at $14.61$73,050
MOct 17 2014
CAKCamac Energy Inc.Lawal Kase LukmanChairman, CEO150,000Purchase at $0.48$71,705
Oct 13 2014
CIENCiena CorpMoylan James E JrSVP Finance, CFO5,000Purchase at $14.31$71,550
Oct 13 2014
NRPNatural Resource Partners LPCraig Kevin JEVP, Coal6,000Purchase at $11.80$70,800
MOct 24 2014
KMGKmg Chemicals IncGentilcore JamesDirector4,000Purchase at $17.67$70,692
Oct 3 2014
FOLDAmicus Therapeutics IncBaird William D IIICFO10,000Purchase at $7.00$70,000
Oct 6 2014
VSLRVivint Solar, Inc.Kinghorn Dwain ASee Remarks4,350Purchase at $16.00$69,600
MOct 22 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director20,000Purchase at $3.46$69,148
MOct 16 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director20,000Purchase at $3.46$69,107
MSep 23 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner30,000Purchase at $2.27$68,138
MOct 24 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director20,000Purchase at $3.41$68,125
MOct 20 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director20,000Purchase at $3.38$67,598
Oct 17 2014
ZTRZweig Total Return Fund IncNeel CarltonSVP, Portfolio Manager5,000Purchase at $13.19$65,950
MOct 22 2014
CPSSConsumer Portfolio Services IncWasher GregDirector9,524Purchase at $6.88$65,489
Sep 29 2014
FOLDAmicus Therapeutics IncQuimi DaphneVP Finance, Controller10,738Purchase at $6.10$65,465
Oct 1 2014
NHFNexpoint Credit Strategies FundHighland Capital Management LPAffiliated RIA6,160Purchase at $10.54$64,957
Oct 20 2014
GWBGreat Western Bancorp, Inc.Chapman Peter RobertSee Remarks3,500Purchase at $18.00$63,000
MOct 1 2014
BKCCBlackrock Kelso Capital CorpBlackrock Kelso Capital Advisors LLCInvestment Advisor to Issuer7,400Purchase at $8.50$62,900
MOct 6 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director30,000Purchase at $2.10$62,878
Oct 28 2014
OHAIOha Investment CorpAugust Glenn RDirector9,600Purchase at $6.47$62,113
Oct 2 2014
FOLDAmicus Therapeutics IncCastelli JeffVP, Program Management10,208Purchase at $6.01$61,303
MOct 1 2014
DAKPDakota Plains Holdings, Inc.Derosa William Thomas Jr.Director27,126Purchase at $2.26$61,249
Oct 2 2014
IBALInternational Baler CorpToppan Alexander C10% Owner30,000Purchase at $2.00$59,925
Oct 3 2014
FOLDAmicus Therapeutics IncCastelli JeffVP, Program Management8,552Purchase at $7.00$59,864
Oct 15 2014
USDPUsd Partners LPGraziano SaraSee Remarks3,500Purchase at $17.00$59,500
Oct 21 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner4,400Purchase at $13.09$57,579
MOct 10 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner4,500Purchase at $12.62$56,803
MOct 24 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner31,550Purchase at $1.80$56,728
Oct 3 2014
SCIOScio Diamond Technology CorpLikly Bruce MDirector187,500Purchase at $0.30$56,250
Oct 16 2014
BYFCBroadway Financial Corp deChan KelloggDirector50,000Purchase at $1.10$55,000
MOct 13 2014
JVACoffee Holding Co IncGordon AndrewPresident, CEO10,000Purchase at $5.48$54,835
MOct 2 2014
INTXIntersections IncOsmium Partners, LLC10% Owner13,801Purchase at $3.97$54,768
Oct 13 2014
CWSTCasella Waste Systems IncBurke Michael KDirector14,000Purchase at $3.90$54,614
MOct 14 2014
NRPNatural Resource Partners LPRoberts Kathy EVP Investor Relations5,000Purchase at $10.90$54,492
MOct 1 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner175,000Purchase at $0.31$54,250
Sep 23 2014
FPFFirst Trust Intermediate Duration Preferred & Income FundFleming Scott TOfficer-Investment Sub-Advisor2,500Purchase at $21.62$54,050
MOct 6 2014
GBLXGrowblox Sciences, Inc.Lazarus Management Co LLC10% Owner77,700Purchase at $0.69$53,995
MOct 14 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director15,000Purchase at $3.56$53,401
MOct 2 2014
QBAKQualstar CorpBronson Steven NCEO, President, 10% Owner45,114Purchase at $1.18$53,337
Oct 1 2014
FGPFerrellgas Partners L PWambold Stephen LCEO, President2,000Purchase at $26.62$53,240
Oct 1 2014
FGPFerrellgas Partners L PVanwinkle James REVP, CFO, Pres. Midstream Ops2,000Purchase at $26.56$53,120
MOct 15 2014
FPFFirst Trust Intermediate Duration Preferred & Income FundFleming Scott TOfficer-Investment Sub-Advisor2,500Purchase at $21.24$53,100
Oct 23 2014
BTUPeabody Energy CorpColey William ADirector5,000Purchase at $10.46$52,324
Sep 30 2014
ACIArch Coal IncSands Theodore DDirector25,000Purchase at $2.08$52,000
Oct 9 2014
DPLODiplomat Pharmacy, Inc.Kaddis Atheer ASVP of Sales, Business Dev4,000Purchase at $13.00$52,000
MOct 15 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner20,880Purchase at $2.47$51,484
Oct 16 2014
ABCPAmbase CorpBianco Richard APresident, CEO41,511Purchase at $1.23$51,059
Oct 8 2014
ECCEagle Point Credit Co Inc.McDonald Kevin F.Director2,550Purchase at $20.00$51,000
MOct 13 2014
RRCRange Resources CorpEales Richard VDirector800Purchase at $62.83$50,264
Oct 22 2014
TSITcw Strategic Income Fund IncRogers Victoria BDirector9,200Purchase at $5.45$50,140
Oct 16 2014
BYFCBroadway Financial Corp deHudson Paul CDirector45,455Purchase at $1.10$50,001
Aug 20 2014
URBFUrban Barns Foods Inc.Kendall JeremyDirector1,000,000Purchase at $0.05$50,000
Oct 6 2014
VYSTVystar CorpOsborn Keith D.10% Owner1,000,000Purchase at $0.05$50,000
May 14 2014
CBISCannabis Science, Inc.Bray DhPresident, C.E.O.200,000Purchase at $0.25$50,000
Sep 29 2014
COChina Cord Blood CorpMcCarthy Kent C13 (d) group owning > 10%, 10% Owner10,000Purchase at $5.00$50,000
MOct 6 2014
VYSTVystar CorpAllegra Joseph10% Owner1,000,000Purchase at $0.05$50,000
Oct 17 2014
PBHCPathfinder Bancorp, Inc.Dowd James A.SVP, CFO5,000Purchase at $10.00$50,000
Oct 8 2014
VTLVital Therapies IncGodshall Douglas EvanDirector2,857Purchase at $17.50$49,998
Oct 27 2014
CTOConsolidated Tomoka Land CoFuqua Jeffry BDirector1,000Purchase at $49.73$49,725
Oct 23 2014
BNCNBnc BancorpSloan Thomas RDirector3,000Purchase at $16.40$49,200
Oct 15 2014
OMAMOm Asset Management PlcRitchie James JosephDirector3,500Purchase at $14.00$49,000
Oct 16 2014
OHAIOha Investment CorpAugust Glenn RDirector7,800Purchase at $6.26$48,840
Oct 9 2014
MSFDXMulti-Strategy Growth & Income FundMiller IRA JDirector2,900Purchase at $16.82$48,775
MOct 16 2014
SCDLmp Capital & Income Fund Inc.Vanderlee PeterPortfolio Manager of the Fund3,200Purchase at $15.17$48,544
Oct 9 2014
TTNPTitan Pharmaceuticals IncRubin MarcExecutive Chairman100,000Purchase at $0.48$48,200
Oct 3 2014
FOLDAmicus Therapeutics IncQuimi DaphneVP Finance, Controller6,812Purchase at $7.00$47,684
Oct 6 2014
NENNew England Realty Associates Limited PartnershipBrown RonaldPresident1,000Purchase at $47.50$47,500
MOct 2 2014
QBAKQualstar CorpLeder Sean MichaelDirector40,000Purchase at $1.18$47,200
MOct 16 2014
CNBKACentury Bancorp IncFiller James J10% Owner1,284Purchase at $35.55$45,644
MOct 15 2014
TCPCTcp Capital Corp.Vig RajneeshPresident, COO3,000Purchase at $15.19$45,556
Oct 27 2014
BASBasic Energy Services IncTaylor Brett J.VP, Manufacturing, Equipment3,500Purchase at $13.00$45,500
Oct 15 2014
PGLCPershing Gold Corp.Honig Barry CDirector, 10% Owner150,000Purchase at $0.30$45,000
Oct 23 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner3,400Purchase at $13.06$44,413
Oct 16 2014
JRONuveen Floating Rate Income Opportunity FundCaraher Scott C.Portfolio Manager4,000Purchase at $10.75$43,000
Oct 15 2014
CPECallon Petroleum CoGatto Joseph C. Jr.SVP , CFO , Treasurer7,769Purchase at $5.48$42,574
MOct 27 2014
NNUTURoyal Hawaiian Orchards, L.P.Ebrahimi Farhad Fred10% Owner14,105Purchase at $2.96$41,795
Oct 22 2014
BNCNBnc BancorpHagan Charles T IIIDirector2,500Purchase at $16.70$41,750
MOct 22 2014
APRIApricus Biosciences, Inc.Smith Sandford DDirector26,500Purchase at $1.57$41,649
MOct 20 2014
OPHCOptimumbank Holdings, Inc.Gubin MoisheDirector40,000Purchase at $1.03$41,400
Oct 23 2014
MTGMgic Investment CorpLehman Michael EDirector5,000Purchase at $8.26$41,288
MOct 1 2014
LELands' End, Inc.Rosera Michael P.COO , CFO, Treasurer1,000Purchase at $41.11$41,106
Oct 28 2014
HEROHercules Offshore, Inc.Bates Thomas R JrDirector25,000Purchase at $1.63$40,650
MOct 23 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner15,000Purchase at $2.69$40,381
MOct 20 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner15,000Purchase at $2.69$40,348
Sep 30 2014
SCIOScio Diamond Technology CorpMcPheely Bernard MDirector133,333Purchase at $0.30$40,000
Oct 9 2014
INOInovio Pharmaceuticals, Inc.Kies PeterCFO3,960Purchase at $10.10$39,996
Sep 30 2014
STRNSutron CorpPvam Perlus Microcap Fund L.P.10% Owner7,844Purchase at $5.04$39,548
Oct 16 2014
NNUTURoyal Hawaiian Orchards, L.P.Ebrahimi Farhad Fred10% Owner13,572Purchase at $2.91$39,495
Oct 17 2014
OHAIOha Investment CorpAugust Glenn RDirector6,100Purchase at $6.42$39,149
MSep 30 2014
RLJERlj Entertainment, Inc.Johnson Robert LChairman, 10% Owner10,000Purchase at $3.90$39,000
MSep 30 2014
RLJERlj Entertainment, Inc.Rlj Spac Acquisition, LLC10% Owner10,000Purchase at $3.90$39,000
MOct 8 2014
VGRVector Group LtdKirkland J Bryant IIIVP, Treasurer, CFO1,898Purchase at $20.53$38,959
Oct 17 2014
ALOTAstro Med Inc /new/Quain Mitchell IDirector3,000Purchase at $12.90$38,700
MOct 7 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner14,234Purchase at $2.71$38,585
Oct 15 2014
HOTStarwood Hotel & Resorts Worldwide, IncRivera SergioPresident, The Americas550Purchase at $69.75$38,360
Oct 20 2014
GWBGreat Western Bancorp, Inc.Ulenberg Stephen JohnSee Remarks2,100Purchase at $18.00$37,800
Sep 30 2014
RTRXRetrophin, Inc.Shkreli MartinCEO, 10% Owner4,000Purchase at $9.42$37,680
Oct 22 2014
HCOMHawaiian Telcom Holdco, Inc.Twin Haven Capital Partners, L.L.C.10% Owner1,441Purchase at $26.00$37,466
Oct 21 2014
MMacy'S, Inc.Allen William SChief HR Officer625Purchase at $57.92$36,200
MOct 10 2014
CRDSCrossroads Systems IncEberwein Jeffrey E.Director, 10% Owner15,000Purchase at $2.39$35,910
MOct 28 2014
OVBCOhio Valley Banc CorpChapman Steven BDirector1,500Purchase at $23.90$35,849
Oct 15 2014
AACAac Holdings, Inc.Bostelman Jerry D.Director2,363Purchase at $15.00$35,445
MOct 15 2014
CNBKACentury Bancorp IncFiller James J10% Owner1,000Purchase at $35.42$35,425
Oct 21 2014
OHAIOha Investment CorpAugust Glenn RDirector5,400Purchase at $6.49$35,064
Oct 14 2014
KYNKayne Anderson Mlp Investment CoMeraz JodyVP1,000Purchase at $34.97$34,970
MOct 27 2014
BSETBassett Furniture Industries IncFulton PaulChairman2,000Purchase at $17.47$34,939
MOct 10 2014
BCLIBrainstorm Cell Therapeutics Inc.Acc International Holdings Ltd.Member of 10% owner group8,600Purchase at $4.06$34,895
Oct 1 2014
IFTImperial Holdings, Inc.Goldstein PhillipDirector, 10% Owner5,481Purchase at $6.36$34,859
MOct 3 2014
RLJERlj Entertainment, Inc.Johnson Robert LChairman, 10% Owner9,096Purchase at $3.79$34,502
MOct 3 2014
RLJERlj Entertainment, Inc.Rlj Spac Acquisition, LLC10% Owner9,096Purchase at $3.79$34,502
Oct 22 2014
OHAIOha Investment CorpAugust Glenn RDirector5,300Purchase at $6.49$34,421
MSep 30 2014
GBLXGrowblox Sciences, Inc.Lazarus Management Co LLC10% Owner39,605Purchase at $0.85$33,519
Oct 28 2014
BNCNBnc BancorpHagan Charles T IIIDirector2,000Purchase at $16.75$33,494
MJul 9 2014
TSITcw Strategic Income Fund IncTarica AndrewDirector6,000Purchase at $5.48$32,880
MOct 10 2014
TCSContainer Store Group, Inc.Meyer Daniel HarrisDirector2,025Purchase at $15.94$32,278
Oct 15 2014
JRONuveen Floating Rate Income Opportunity FundCaraher Scott C.Portfolio Manager3,000Purchase at $10.73$32,188
Oct 1 2014
AIRTAir T IncAo Partners I, LPCEO, 10% Owner2,400Purchase at $13.11$31,473
Oct 9 2014
OHAIOha Investment CorpAugust Glenn RDirector4,900Purchase at $6.39$31,287
Oct 28 2014
ZTRZweig Total Return Fund IncNeel CarltonSVP, Portfolio Manager2,260Purchase at $13.72$31,007
Oct 1 2014
ZBBZbb Energy CorpStern TheodoreDirector51,065Purchase at $0.60$30,639
MOct 1 2014
BNGOFBingo.Com Ltd.Williams Tryon MExecutive Chairman, 10% Owner44,165Purchase at $0.69$30,597
Oct 22 2014
APRIApricus Biosciences, Inc.Wierenga WendallDirector20,000Purchase at $1.52$30,364
Oct 1 2014
EXECrexendo, Inc.Mihaylo Steven GCEO, 10% Owner10,000Purchase at $3.03$30,328
Oct 7 2014
JPEPJp Energy Partners LPSzydlowski Norman JSEE REMARKS1,500Purchase at $20.00$30,000
Jul 23 2014
FINDFindex Com IncKuehne John ADirector, 10% Owner6,000,000Purchase at $0.01$30,000
Oct 16 2014
EXECrexendo, Inc.Mihaylo Steven GCEO, 10% Owner10,000Purchase at $3.00$29,990
Oct 8 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner16,607Purchase at $1.80$29,868
Oct 29 2014
MBTFMbt Financial CorpChaffin H DouglasPresident, CEO6,060Purchase at $4.90$29,675
Oct 24 2014
FBCFlagstar Bancorp IncCiroli JamesEVP, Chief Financ Officer2,000Purchase at $14.81$29,620
MOct 17 2014
AVNWAviat Networks, Inc.Steel Excel Inc.10% Owner16,515Purchase at $1.79$29,565
Oct 14 2014
NEVNuveen Enhanced Municipal Value FundMiller John VPortfolio Manager2,000Purchase at $14.78$29,560
MOct 2 2014
HSONHudson Global, Inc.Eberwein Jeffrey E.Director7,800Purchase at $3.74$29,166
Oct 20 2014
OHAIOha Investment CorpAugust Glenn RDirector4,500Purchase at $6.46$29,061
Oct 2 2014
LIQTLiqtech International IncDebelak Donald SPresident, Liqtech NA18,787Purchase at $1.54$28,932
Feb 24 2014
GTIMGood Times Restaurants IncReinhard Eric WDirector10,000Purchase at $2.89$28,922
Oct 23 2014
SFBSServisfirst Bancshares, Inc.Rushing Rodney EldonEVP, Correspondent Banking1,000Purchase at $28.88$28,878
Sep 24 2014
FTEKFuel Tech, Inc.Bailey Douglas GPresident, CEO, Chairman6,800Purchase at $4.23$28,733
Oct 2 2014
FOLDAmicus Therapeutics IncYu JulieVP Clinical Ops, Data Mgmt4,759Purchase at $5.99$28,514
A Amended filing (a previous filing had an error)
D Derivative transaction exists (usually option exercise)
E Error filing (OpenInsider detected an error in the filing)
M Multiple insider transactions summarized; earliest reported transaction date and weighted average transaction price
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S - SaleSale of securities on an exchange or to another person
S - Sale on exerciseSale of securities on an exchange or to another person (after option exercise)
F - OptEx/tax paymentPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person