Investment Advice Industry - SEC Form 4 Insider Trading Screener

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D - Sale to Iss
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W - Inherited
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

M
2017-12-11
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$7.71-334,00019,773,728-2%-$2,574,348
2017-12-11
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.41-8,4003,843,9260%-$87,444
2017-12-08
HNNAHennessy Advisors IncSteadman Daniel BEVPS - Sale$16.90-10,00058,460-15%-$168,986
D
2017-12-08
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale+OE$169.47-7,32914,092-34%-$1,242,034
M
2017-12-08
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$207.70-1,26033,802-4%-$261,702
A
2017-12-08
FNGNFinancial Engines, Inc.Grossman Blake R.DirP - Purchase$28.86+8,00051,726+18%+$230,909
2017-12-07
OMFOnemain Holdings, Inc.Fortress Investment Group LLCDir, 10%S - Sale$26.00-1,000,00062,437,500-2%-$26,000,000
2017-12-07
UANCvr Partners, LPBlackstone Holdings I L.P.10%S - Sale$3.00-1,900,0008,064,444-19%-$5,700,190
2017-12-08
FSAMFifth Street Asset Management Inc.Harrison Thomas LDirS - Sale$4.05-6,0000-100%-$24,300
AD
2017-11-30
FSAMFifth Street Asset Management Inc.Harrison Thomas LDirS - Sale+OE$4.07-20,0006,000-77%-$81,378
M
2017-12-07
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.39-28,2003,852,326-1%-$292,991
2017-12-07
FNGNFinancial Engines, Inc.Grossman Blake R.DirP - Purchase$28.71+18,00051,726+53%+$516,700
2017-12-07
FNGNFinancial Engines, Inc.Raffone Lawrence M.Pres, CEOP - Purchase$28.54+15,00066,540+29%+$428,108
D
2017-12-05
AMGAffiliated Managers Group, Inc.Macewen Peter WChief Administrative OfficerS - Sale+OE$197.67-10,00027,682-27%-$1,976,700
2017-12-04
USFDUs Foods Holding Corp.Kkr Fund Holdings L.P.10%S - Sale$28.00-19,977,7720-100%-$559,377,616
2017-12-05
CNSCohen & Steers IncRhein Peter LDirS - Sale$44.60-4,72926,271-15%-$210,918
M
2017-12-04
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.58-9,8193,880,5260%-$103,881
D
2017-11-30
FSAMFifth Street Asset Management Inc.Arthur Michael WDirS - Sale+OE$4.08-10,0000-100%-$40,760
D
2017-11-30
FSAMFifth Street Asset Management Inc.Harrison Thomas LDirS - Sale+OE$4.07-20,0000-100%-$81,378
2017-12-01
OMAMOm Asset Management PlcGibson Linda T.EVP, Head of Global DistributiS - Sale$16.46-46,357146,193-24%-$763,036
2017-12-01
BENFranklin Resources IncJohnson Rupert H JrVice COB, 10%S - Sale$42.95-400,000104,765,7710%-$17,180,000
2017-11-30
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.59-1,0453,890,3450%-$11,068
2017-11-30
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$7.39-171,90020,107,728-1%-$1,269,649
D
2017-11-29
FSAMFifth Street Asset Management Inc.Brandt Thomas HowardDirS - Sale+OE$4.09-8,9051,095-89%-$36,456
M
2017-11-28
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.67-329,74320,279,628-2%-$2,199,601
M
2017-11-28
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.50-14,3653,891,3900%-$150,880
M
2017-11-27
EVREvercore Inc.Schlosstein RalphPres, CEOS - Sale$86.35-227,644117,510-66%-$19,657,535
D
2017-11-27
AMPAmeriprise Financial IncStewart David KentSr Vice Pres, ControllerS - Sale+OE$160.72-60318,111-3%-$96,912
M
2017-11-27
DHILDiamond Hill Investment Group IncDillon Roderick H JrDirS - Sale$215.84-13,48185,391-14%-$2,909,666
2017-11-28
ABAlliancebernstein Holding L.P.Farrell Edward JSVP, ControllerS - Sale$25.20-10,00019,147-34%-$252,000
2017-11-28
VALUValue Line IncFiore Alfred RDirP - Purchase$17.98+50350+17%+$899
M
2017-11-24
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.97-198,35720,609,371-1%-$1,382,520
2017-11-24
EVREvercore Inc.Frankel Adam BGCS - Sale$85.16-3,00058,402-5%-$255,483
2017-11-22
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.35-5043,905,7550%-$5,217
M
2017-11-21
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.96-300,00020,807,728-1%-$2,088,570
2017-11-20
GDIGardner Denver Holdings, Inc.Kkr Fund Holdings L.P.10%S - Sale$26.43-25,250,880121,157,473-17%-$667,443,886
2017-11-20
FNDFloor & Decor Holdings, Inc.Ares Corporate Opportunities Fund III LP10%S - Sale$34.92-4,853,84740,565,650-11%-$169,496,337
D
2017-11-21
EVREvercore Inc.Frankel Adam BGCS - Sale+OE$87.38-2,00061,402-3%-$174,764
M
2017-11-20
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.60-2,0003,906,2590%-$21,194
2017-11-21
MORNMorningstar, Inc.Kaplan Steven NDirS - Sale$91.85-2,50044,521-5%-$229,625
2017-11-20
CGCarlyle Group L.P.Mathias Edward JDirS - Sale$21.21-17,13316,981-50%-$363,391
2017-11-17
OMAMOm Asset Management PlcMahoney Daniel K.CAO, ControllerS - Sale$15.94-2,0007,493-21%-$31,880
D
2017-11-17
AMGAffiliated Managers Group, Inc.Healey Sean MCEO, COBS - Sale+OE$185.48-69,80090,806-43%-$12,946,504
M
2017-11-16
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.69-9,7003,908,2590%-$103,678
M
2017-11-15
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.58-1,400,00021,107,728-6%-$9,217,538
D
2017-11-16
EVREvercore Inc.Frankel Adam BGCS - Sale+OE$82.60-1,00061,402-2%-$82,600
M
2017-11-14
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$29.13+173,00034,222,807+1%+$5,039,908
M
2017-11-14
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.75-6,6033,917,9590%-$70,980
2017-11-14
EVREvercore Inc.Frankel Adam BGCS - Sale$84.44-1,00061,402-2%-$84,437
2017-11-14
EVREvercore Inc.Sibbald AndrewCEO EVR Partners InternationalS - Sale$83.43-12,000132,742-8%-$1,001,159
M
2017-11-13
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$7.03-600,00022,507,728-3%-$4,216,106
2017-11-10
OMAMOm Asset Management PlcHna Capital (U.S.) Holding LLC10%P - Purchase$15.75+15,960,55327,375,229+140%+$251,378,710
2017-11-10
OMAMOm Asset Management PlcOm Group (Uk) Ltd10%S - Sale$15.75-15,960,5536,040,630-73%-$251,378,710
M
2017-11-10
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.86-19,4043,924,5620%-$210,646
2017-11-13
GROWU S Global Investors IncHolmes Frank ECEO, CIO, 10%P - Purchase$2.71+1,000498,6170%+$2,710
2017-11-10
GROWU S Global Investors IncHolmes Frank ECEO, CIO, 10%P - Purchase$2.98+1,000497,6170%+$2,976
D
2017-11-09
AMGAffiliated Managers Group, Inc.Ryan Patrick TDirS - Sale+OE$185.27-7,7054,717-62%-$1,427,505
2017-11-10
OMFOnemain Holdings, Inc.Fortress Investment Group LLCDir, 10%S - Sale$26.00-10,000,00063,437,500-14%-$260,000,000
2017-11-10
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.84-374,81723,107,728-2%-$2,563,815
M
2017-11-09
ABAlliancebernstein Holding L.P.Van Brugge Robert PCOB, CEO, SCB LLCS - Sale$24.82-10,00092,609-10%-$248,224
M
2017-11-08
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.78-625,18323,482,545-3%-$4,239,238
M
2017-11-08
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.98-34,9113,943,966-1%-$383,387
M
2017-11-07
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale$159.33-42,228203,736-17%-$6,728,164
2017-11-09
GROWU S Global Investors IncHolmes Frank ECEO, CIO, 10%P - Purchase$3.12+1,000496,6170%+$3,116
2017-11-08
GROWU S Global Investors IncHolmes Frank ECEO, CIO, 10%P - Purchase$3.20+1,000495,6170%+$3,204
M
2017-11-06
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.98-1,000,00024,107,728-4%-$6,980,640
2017-11-06
GROWU S Global Investors IncHolmes Frank ECEO, CIO, 10%P - Purchase$3.08+1,000494,6170%+$3,081
D
2017-11-03
HLIHoulihan Lokey, Inc.Adelson Scott JosephCO-PresS - Sale+OE$41.62-4,3290-100%-$180,195
D
2017-11-03
HLIHoulihan Lokey, Inc.Preiser David ACO-PresS - Sale+OE$41.62-2,8010-100%-$116,592
D
2017-11-03
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$41.62-2890-100%-$12,030
D
2017-11-03
HLIHoulihan Lokey, Inc.Beiser Scott LCEO, 10%S - Sale+OE$41.62-4,5500-100%-$189,394
D
2017-11-03
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$41.62-6,5330-100%-$271,936
D
2017-11-03
HLIHoulihan Lokey, Inc.Alley J LindseyCFOS - Sale+OE$41.62-9730-100%-$40,501
2017-11-02
FIIFederated Investors Inc /pa/Maloney Eugene FEVPS - Sale$31.52-21725,919-1%-$6,839
2017-11-02
FIIFederated Investors Inc /pa/Uhlman Paul AVPS - Sale$31.48-3,310171,966-2%-$104,203
2017-11-02
FIIFederated Investors Inc /pa/Van Meter StephenVP, Chief Compliance OfficerS - Sale$31.45-45416,857-3%-$14,280
2017-11-02
FIIFederated Investors Inc /pa/Ceresino Gordon JExec. Dir., Int'l Dist.S - Sale$31.48-5,441194,320-3%-$171,304
2017-11-02
FIIFederated Investors Inc /pa/Germain Peter JEVP, GC, GCS - Sale$31.46-55558,641-1%-$17,462
2017-11-02
FIIFederated Investors Inc /pa/Novak Richard APrincipal Accounting OfficerS - Sale$31.46-76143,719-2%-$23,939
M
2017-11-01
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale$42.67-30,65611,200-73%-$1,308,231
2017-11-02
FIIFederated Investors Inc /pa/Fisher John BVPS - Sale$31.49-6,460579,027-1%-$203,434
D
2017-11-03
AMGAffiliated Managers Group, Inc.Churchill Dwight D.DirS - Sale+OE$184.28-2,0804,024-34%-$383,302
2017-10-31
IVZInvesco Ltd.Meadows ColinSenior MDS - Sale$36.01-54,215164,420-25%-$1,952,282
2017-11-01
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$36.40-269278-49%-$9,792
2017-10-31
EVREvercore Inc.Frankel Adam BGCS - Sale$80.77-1,00062,402-2%-$80,767
D
2017-10-30
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$41.62-91,4530-100%-$3,806,731
D
2017-10-30
HLIHoulihan Lokey, Inc.Preiser David ACO-PresS - Sale+OE$41.62-39,2150-100%-$1,632,324
D
2017-10-30
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$41.62-4,0140-100%-$167,083
D
2017-10-30
HLIHoulihan Lokey, Inc.Beiser Scott LCEO, 10%S - Sale+OE$41.62-63,6880-100%-$2,651,013
D
2017-10-30
HLIHoulihan Lokey, Inc.Alley J LindseyCFOS - Sale+OE$41.62-13,5380-100%-$563,519
D
2017-10-30
HLIHoulihan Lokey, Inc.Adelson Scott JosephCO-PresS - Sale+OE$41.62-60,5890-100%-$2,522,017
M
2017-10-27
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale$42.66-40,80041,856-49%-$1,740,526
2017-10-27
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale$161.58-1,90414,091-12%-$307,648
D
2017-10-27
AMPAmeriprise Financial IncMaglaque Charles NealPres Advice, Wealth Mgt, COOS - Sale+OE$161.01-1,75411,703-13%-$282,412
D
2017-10-27
AMPAmeriprise Financial IncKupper RandyEVP Technology, CIOS - Sale+OE$161.06-2,46021,742-10%-$396,205
2017-10-30
BENFranklin Resources IncJohnson Gregory ECOB, CEOS - Sale$42.83-56,8255,109,909-1%-$2,433,622
2017-10-30
MORNMorningstar, Inc.Noonan JackDirS - Sale$85.46-20,00029,745-40%-$1,709,284
D
2017-10-26
AMPAmeriprise Financial IncWoerner John RobertPres Ins, Chief Strat OfficerS - Sale+OE$160.91-9,02220,490-31%-$1,451,730
2017-10-26
AMPAmeriprise Financial IncMcGraw Deirdre DaveyEVP Corp Comm, Cmnity RltnsS - Sale$160.77-1,00014,124-7%-$160,772
D
2017-10-26
AMPAmeriprise Financial IncMoore ColinEVP, Global CIOS - Sale+OE$161.09-4,28555,314-7%-$690,271

Real-time CSV? Options? Alerts? Contact us!
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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