Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2018-12-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$115.78-9,67822,894,5740%-$1,120,534
DM
2018-12-06
XOMAXoma CorpBvf Partners L P/il10%P - Purchase$14.71+61,0231,707,566+4%+$897,448
M
2018-12-04
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.49+135,70036,540,7000%+$3,594,565
M
2018-12-04
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$116.88-10,29622,904,2520%-$1,203,436
2018-12-04
VSLRVivint Solar, Inc.313 Acquisition LLC10%S - Sale$5.20-8,000,00074,359,374-10%-$41,580,000
2018-12-04
IMDZImmune Design Corp.Bvf Partners L P/il10%S - Sale$1.83-902,000370,391-71%-$1,653,907
DM
2018-11-30
XOMAXoma CorpBvf Partners L P/il10%P - Purchase$14.91+9,8001,646,543+1%+$146,139
M
2018-11-30
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$118.62-16,96722,914,5480%-$2,012,693
2018-11-28
MDLYMedley Management Inc.Jacobs Asset Management, LLC10%P - Purchase$5.23+50,000695,415+8%+$261,500
2018-12-03
BENFranklin Resources IncTyle Craig StevenEVP, GCS - Sale$34.26-10,216125,307-8%-$350,005
2018-11-28
INFIInfinity Pharmaceuticals, Inc.Bvf Partners L P/il10%P - Purchase$1.30+100,00016,196,704+1%+$130,000
M
2018-11-28
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$118.48-20,68322,931,5150%-$2,450,486
DM
2018-11-27
XOMAXoma CorpBvf Partners L P/il10%P - Purchase$15.10+29,7001,636,743+2%+$448,484
M
2018-11-26
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$115.55-16,14322,952,1980%-$1,865,326
2018-11-23
BENFranklin Resources IncJohnson Rupert H JrVice COB, 10%S - Sale$32.42-516,000104,251,4500%-$16,728,720
M
2018-11-21
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$11.05+10,2313,103,2570%+$113,039
2018-11-21
VCTRVictory Capital Holdings, Inc.Hawkes James BDirP - Purchase$12.00+5,300341,371+2%+$63,600
M
2018-11-21
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$115.84-11,74523,041,3410%-$1,360,548
M
2018-11-13
EGLEEagle Bulk Shipping Inc.Oaktree Capital Group Holdings Gp, LLC10%P - Purchase$4.57+1,220,00047,338,495+3%+$5,573,583
2018-11-19
BSIGBrightsphere Investment Group PlcHna Eagle Holdco LLC10%S - Sale$12.80-4,598,56622,776,663-17%-$58,861,645
M
2018-11-19
INFIInfinity Pharmaceuticals, Inc.Bvf Partners L P/il10%P - Purchase$1.37+1,469,8261,254,993-684%+$2,011,421
DM
2018-11-19
XOMAXoma CorpBvf Partners L P/il10%P - Purchase$14.17+72,2531,607,043+5%+$1,023,658
D
2018-11-21
AMGAffiliated Managers Group, Inc.Churchill Dwight D.DirS - Sale+OE$110.53-2,0344,488-31%-$224,818
2018-11-19
EYENational Vision Holdings, Inc.Kkr Fund Holdings L.P.10%S - Sale$40.20-10,054,2599,149,908-52%-$404,181,212
2018-11-20
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$117.23-25623,053,0860%-$30,010
M
2018-11-16
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$10.90+61,2853,093,026+2%+$667,939
2018-11-19
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$27.54+100,00036,405,0000%+$2,754,400
2018-11-19
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$120.51-42523,053,3420%-$51,216
2018-11-15
APOApollo Global Management LLCKrongard A BDirP - Purchase$28.24+1,000303,4200%+$28,240
2018-11-19
KREFKkr Real Estate Finance Trust Inc.Kkr Management Holdings L.P.10%S - Sale$20.00-1,750,00022,008,616-7%-$35,000,000
A
2018-11-15
MORNMorningstar, Inc.Lyons William MDirS - Sale$119.13-62514,877-4%-$74,456
M
2018-11-15
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$121.28-16,50923,053,7670%-$2,002,293
2018-11-15
MORNMorningstar, Inc.Lyons William MDirP - Purchase$119.13+62514,877+4%+$74,456
DM
2018-11-15
XOMAXoma CorpBvf Partners L P/il10%P - Purchase$13.48+31,9901,534,790+2%+$431,348
M
2018-11-14
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$28.09+965,00036,305,000+3%+$27,111,309
D
2018-11-16
AMGAffiliated Managers Group, Inc.Ryan Patrick TDirS - Sale+OE$112.78-2,03412,787-14%-$229,395
M
2018-11-13
INFIInfinity Pharmaceuticals, Inc.Bvf Partners L P/il10%P - Purchase$1.35+905,9326,983,078+15%+$1,220,906
M
2018-11-13
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$10.82+25,9123,031,741+1%+$280,296
2018-11-14
HLNEHamilton Lane IncDelgado-Moreira JuanVice COB, 10%P - Purchase$37.04+21,4501,439,070+2%+$794,508
M
2018-11-13
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$121.84-7,78323,070,2760%-$948,271
2018-11-09
HLNEHamilton Lane IncVaron Leslie FDirS - Sale$38.61-1,0702,950-27%-$41,313
M
2018-11-08
MDLYMedley Management Inc.Jacobs Asset Management, LLC10%P - Purchase$5.41+21,068645,415+3%+$113,978
M
2018-11-09
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$124.52-19,98123,078,0590%-$2,487,937
M
2018-11-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$125.80-13,83323,098,0400%-$1,740,230
2018-11-05
CGCarlyle Group L.P.Hill JanetDirP - Purchase$20.19+5,00041,680+14%+$100,954
M
2018-11-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$124.14-18,61523,111,8730%-$2,310,816
2018-11-02
GDIGardner Denver Holdings, Inc.Kkr Fund Holdings L.P.10%S - Sale$25.66-20,000,00070,671,135-22%-$513,200,000
2018-11-02
FIIFederated Investors Inc /pa/Van Meter StephenVP, Chief Compliance OfficerS - Sale$25.11-90220,524-4%-$22,649
2018-11-02
FIIFederated Investors Inc /pa/Uhlman Paul AVPS - Sale$24.94-3,719205,463-2%-$92,768
2018-11-02
FIIFederated Investors Inc /pa/Novak Richard APrincipal Accounting OfficerS - Sale$25.02-1,10749,557-2%-$27,699
2018-11-02
FIIFederated Investors Inc /pa/Maloney Eugene FEVPS - Sale$25.08-19825,721-1%-$4,965
2018-11-02
FIIFederated Investors Inc /pa/Germain Peter JEVP, GC, GCS - Sale$25.06-1,41592,764-2%-$35,454
2018-11-02
FIIFederated Investors Inc /pa/Fisher John BVPS - Sale$24.89-10,099612,067-2%-$251,317
M
2018-11-01
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$124.42-17,99223,130,4880%-$2,238,475
2018-10-31
AMGAffiliated Managers Group, Inc.Cutler HughEVP, Global DistributionS - Sale$115.48-1,5648,651-15%-$180,611
2018-10-31
AMGAffiliated Managers Group, Inc.Cutler HughEVP, Global DistributionP - Purchase$115.48+1,5648,651+22%+$180,611
D
2018-10-30
EVEaton Vance CorpFaust Thomas E JrCEOS - Sale+OE$43.23-44,8253,240,266-1%-$1,937,906
D
2018-10-29
EVEaton Vance CorpFaust Thomas E JrCEOS - Sale+OE$43.38-54,1343,223,551-2%-$2,348,414
2018-10-29
MORNMorningstar, Inc.Landis Gail SDirS - Sale$129.75-2,0004,686-30%-$259,500
D
2018-10-26
EVEaton Vance CorpFaust Thomas E JrCEOS - Sale+OE$43.01-43,5003,202,685-1%-$1,870,778
M
2018-10-19
MDLYMedley Management Inc.Jacobs Asset Management, LLC10%P - Purchase$5.20+50,553624,347+9%+$262,843
M
2018-10-24
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$28.46+102,19335,340,0000%+$2,908,524
D
2018-10-25
EVREvercore Inc.Altman Roger CFounder, Senior COBS - Sale+OE$83.00-100,000183,281-35%-$8,300,000
M
2018-10-22
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$29.26+815,00035,237,807+2%+$23,847,996
D
2018-10-22
EVEaton Vance CorpFaust Thomas E JrCEOS - Sale+OE$45.50-33,4073,186,185-1%-$1,519,918
2018-10-15
MORNMorningstar, Inc.Lyons William MDirS - Sale$111.38-62515,502-4%-$69,613
D
2018-10-11
EVEaton Vance CorpLangstraat Brian D.DirS - Sale+OE$47.50-13,000180,450-7%-$617,495
2018-10-09
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$115.56-7,09123,148,4800%-$819,446
D
2018-10-05
FGFgl HoldingsBlackstone Group L.P.10%P - Purchase$0.00+687,50043,966,894+2%+$0
M
2018-10-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$118.00-5,79923,155,5710%-$684,284
M
2018-10-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$122.22-13,48023,161,3700%-$1,647,499
M
2018-10-01
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$125.22-8,74723,174,8500%-$1,095,274
2018-09-28
GROWU S Global Investors IncLydon Thomas F JrDirP - Purchase$1.52+10014,300+1%+$152
M
2018-09-27
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$126.43-17,62423,183,5970%-$2,228,127
M
2018-09-25
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$128.51-9,20323,201,2210%-$1,182,706
D
2018-09-24
LMLegg Mason, Inc.Cashman FrancesEVPS - Sale+OE$31.61-10,05862,879-14%-$317,905
2018-09-21
BKKBlackrock Municipal 2020 Term TrustBlackrock Holdco 2, Inc.Affl. of Investment AdvisorS - Sale$14.76-8,0280-100%-$118,493
M
2018-09-21
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$131.58-20,89523,210,4240%-$2,749,455
M
2018-09-20
HNNAHennessy Advisors IncSeavey Thomas LDirS - Sale$14.92-1,50058,979-2%-$22,375
2018-09-21
BENFranklin Resources IncPlafker Jed A.SVPS - Sale$32.85-4,82056,877-8%-$158,315
2018-09-19
KOSKosmos Energy Ltd.Blackstone Holdings III L.P.10%S - Sale$8.94-3,295,571135,227-96%-$29,462,405
M
2018-09-19
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$130.98-15,89623,231,3190%-$2,082,080
2018-09-18
COLDAmericold Realty TrustFortress Investment Group LLC10%S - Sale$23.54-7,235,5290-100%-$170,304,093
M
2018-09-18
LINKInterlink Electronics IncBronson Steven NCOB, CEO, Pres, 10%P - Purchase$4.34+4,4595,265,6030%+$19,358
M
2018-09-18
HNNAHennessy Advisors IncSeavey Thomas LDirS - Sale$15.02-50060,479-1%-$7,508
D
2018-09-17
HLNEHamilton Lane IncRogers Hartley R.COB, 10%S - Sale+OE$47.26-28,08711,085,7330%-$1,327,392
D
2018-09-17
HLNEHamilton Lane IncOakville Number 2 Trust10%S - Sale+OE$47.26-100,000900,022-10%-$4,726,000
M
2018-09-17
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$131.61-11,44723,247,2150%-$1,506,567
2018-09-17
MORNMorningstar, Inc.Lyons William MDirS - Sale$137.84-62516,127-4%-$86,150
M
2018-09-17
SAMGSilvercrest Asset Management Group Inc.Dunn Brian DDirP - Purchase$15.20+4,0009,000+80%+$60,802
2018-09-14
FNDFloor & Decor Holdings, Inc.Ares Corporate Opportunities Fund III LP10%S - Sale$37.00-7,744,10826,087,535-23%-$286,531,996
D
2018-09-14
OZMOch-Ziff Capital Management Group LLCLevine David MichaelGCS - Sale+OE$1.66-26,1860-100%-$43,469
M
2018-09-13
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$138.10-15,22523,258,6620%-$2,102,619
M
2018-09-12
LINKInterlink Electronics IncBronson Steven NCOB, CEO, Pres, 10%P - Purchase$4.92+2,4925,261,1440%+$12,260
M
2018-09-11
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$138.06-9,21423,273,8870%-$1,272,098
M
2018-09-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$140.21-14,28623,283,1010%-$2,003,063
M
2018-09-05
LINKInterlink Electronics IncBronson Steven NCOB, CEO, Pres, 10%P - Purchase$4.43+7,2725,258,6520%+$32,208
M
2018-09-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$141.58-14,03723,297,3870%-$1,987,382
2018-09-04
BENFranklin Resources IncTyle Craig StevenEVP, GCS - Sale$31.35-11,165118,829-9%-$350,004
M
2018-08-31
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$140.94-25,99223,311,4240%-$3,663,316
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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