Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
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S - Sale
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D - Sale to Iss
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W - Inherited
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2017-06-22
BENFranklin Resources IncLewis Kenneth AEVP, CFOS - Sale$44.51-17,141141,699-11%-$762,894
DM
2017-06-20
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.13-21,000339,081-6%-$485,800
2017-06-20
FNGNFinancial Engines, Inc.Jones Christopher L.EVP, Chief Investment OfficerS - Sale$38.45-5,12060,089-8%-$196,887
D
2017-06-20
FNGNFinancial Engines, Inc.Campbell Michael JeromeEVP, Product, TechnologyS - Sale+OE$38.60-2,00039,020-5%-$77,200
2017-06-19
OMAMOm Asset Management PlcOm Group (Uk) Ltd10%S - Sale$14.55-2,595,00022,001,183-11%-$37,757,250
2017-06-16
FIIFederated Investors Inc /pa/Uhlman Paul AVPS - Sale$27.38-873176,1590%-$23,905
DM
2017-06-15
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.13-21,000349,581-6%-$485,800
2017-06-16
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.45+500483,9500%+$725
2017-06-15
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.46+467483,4500%+$682
2017-06-14
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$38.75-2692,699-9%-$10,424
D
2017-06-13
AMGAffiliated Managers Group, Inc.Healey Sean MCEO, COBS - Sale+OE$161.07-56,928115,977-33%-$9,169,393
DM
2017-06-12
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.08-21,000360,081-6%-$484,750
D
2017-06-12
FNGNFinancial Engines, Inc.Grace Jeffrey CPrincipal Accounting OfficerS - Sale+OE$39.55-2,87411,858-20%-$113,667
2017-06-12
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$206.88-1,00040,062-2%-$206,880
2017-06-09
FNGNFinancial Engines, Inc.Berg-Lacy E. OlenaDirS - Sale$39.68-2,00014,851-12%-$79,365
2017-06-08
APOApollo Global Management LLCSuydam John JGCS - Sale$28.01-50,000708,007-7%-$1,400,295
DM
2017-06-07
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$22.93-21,000370,581-5%-$481,600
2017-06-08
ABAlliancebernstein Holding L.P.Farrell Edward JSVP, ControllerS - Sale$23.15-10,00029,147-26%-$231,500
2017-06-07
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$38.75-2692,968-8%-$10,424
2017-06-08
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$55.29-255321,5020%-$14,098
D
2017-06-07
EVEaton Vance CorpWitkos Matthew JPres & CEO EV Distributors IncS - Sale+OE$48.08-40,000244,571-14%-$1,923,040
DM
2017-06-07
EVEaton Vance CorpSmith Winthrop H JrDirS - Sale+OE$48.03-21,8859,000-71%-$1,051,174
2017-06-05
BXBlackstone Group L.P.Solotar JoanSMD, PWS, External RelationsS - Sale$33.31-30,500150,281-17%-$1,015,955
D
2017-06-06
EVEaton Vance CorpPuhy Dorothy EDirS - Sale+OE$48.46-2,56311,910-18%-$124,195
DM
2017-06-05
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$22.62-7,000381,081-2%-$158,375
D
2017-06-05
AMGAffiliated Managers Group, Inc.Churchill Dwight D.DirS - Sale+OE$163.30-3,2774,024-45%-$535,134
2017-06-02
DHILDiamond Hill Investment Group IncWesolek Lisa MCOOS - Sale$206.50-14325,728-1%-$29,530
2017-06-02
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$55.59-2,500321,757-1%-$138,978
M
2017-06-01
DHILDiamond Hill Investment Group IncDillon Roderick H JrDirS - Sale$205.99-4,25298,813-4%-$875,879
DM
2017-06-01
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$22.73-10,500384,581-3%-$238,613
2017-06-02
ABAlliancebernstein Holding L.P.Slutsky Lorie AFormer DirectorS - Sale$22.63-9,75910,407-48%-$220,846
2017-05-30
LAZLazard LtdBucaille MatthieuCFOS - Sale$44.81-90,000268,650-25%-$4,032,990
M
2017-05-30
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$54.85-7,500324,257-2%-$411,380
2017-05-30
ABAlliancebernstein Holding L.P.Elliott Steven GFormer DirectorS - Sale$22.18-15,6270-100%-$346,579
2017-05-30
ABAlliancebernstein Holding L.P.Zoellick Robert B.Non-Exec. ChairmanP - Purchase$21.84+11,30031,300+57%+$246,849
2017-05-24
BXBlackstone Group L.P.Finley John GGCS - Sale$32.53-20,000201,556-9%-$650,600
2017-05-23
PZNPzena Investment Management, Inc.Johnston Charles DDirP - Purchase$8.43+10,00030,000+50%+$84,300
2017-05-24
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$39.25-2693,237-8%-$10,558
2017-05-23
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$27.41+73,80032,885,2120%+$2,022,637
2017-05-23
GSTGastar Exploration Inc.Ares Management LLCDir, 10%P - Purchase$1.23+514,22756,764,998+1%+$631,934
2017-05-24
ABAlliancebernstein Holding L.P.Hechinger Deborah SFormer DirectorS - Sale$21.05-7,8140-100%-$164,485
D
2017-05-23
FNGNFinancial Engines, Inc.Campbell Michael JeromeEVP, Product, TechnologyS - Sale+OE$39.40-2,00039,020-5%-$78,800
D
2017-05-19
ABAlliancebernstein Holding L.P.Elliott Steven GFormer DirectorS - Sale+OE$21.07-16,34915,627-51%-$344,555
2017-05-19
OMAMOm Asset Management PlcOm Group (Uk) Ltd10%S - Sale$14.55-22,300,00024,596,183-48%-$324,465,000
M
2017-05-19
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.22+859,60032,811,412+3%+$22,538,165
D
2017-05-19
AMGAffiliated Managers Group, Inc.Ryan Patrick TDirS - Sale+OE$152.89-8,9024,717-65%-$1,361,027
2017-05-22
ABAlliancebernstein Holding L.P.Schoen Scott AFormer DirectorS - Sale$20.91-15,6270-100%-$326,682
M
2017-05-18
GSTGastar Exploration Inc.Ares Management LLCDir, 10%P - Purchase$1.16+1,333,03556,250,771+2%+$1,546,809
2017-05-19
JNSJanus Capital Group IncHughes Brennan A.SVP, Ch Acctg Ofcr, TreasurerS - Sale$14.34-2,10036,921-5%-$30,114
M
2017-05-17
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.42+681,67231,951,812+2%+$18,008,860
2017-05-17
USFDUs Foods Holding Corp.Kkr Fund Holdings L.P.10%S - Sale$27.40-22,655,559319,822-99%-$620,818,955
2017-05-16
LAZLazard LtdHoffman Scott DGCS - Sale$45.13-35,00043,607-45%-$1,579,480
2017-05-17
ABAlliancebernstein Holding L.P.Hechinger Deborah SFormer DirectorS - Sale$21.02-10,3807,814-57%-$218,188
2017-05-17
FNGNFinancial Engines, Inc.Jones Christopher L.EVP, Chief Investment OfficerS - Sale$39.99-5,12065,209-7%-$204,756
2017-05-16
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.38+365482,9830%+$502
M
2017-05-15
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale$37.46-15,00088,256-15%-$561,886
D
2017-05-16
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale+OE$41.00-7883,506-18%-$32,308
2017-05-15
DHILDiamond Hill Investment Group IncDillon Roderick H JrDirS - Sale$205.02-470103,0650%-$96,359
2017-05-12
STKLSunopta Inc.Oaktree Organics, L.P.10%P - Purchase$8.00+1,168,7533,678,674+47%+$9,350,024
2017-05-12
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.98+202,10031,270,140+1%+$5,453,466
2017-05-12
OMAMOm Asset Management PlcOm Group (Uk) Ltd10%S - Sale$15.30-11,414,67646,896,183-20%-$174,644,543
M
2017-05-12
ABAlliancebernstein Holding L.P.Schoen Scott ADirS - Sale$21.20-61,98515,627-80%-$1,314,386
2017-05-11
LAZLazard LtdStern Alexander F.COOS - Sale$44.75-65,000101,184-39%-$2,908,555
2017-05-11
ABAlliancebernstein Holding L.P.Slutsky Lorie AFormer DirectorS - Sale$21.01-12,66320,166-39%-$266,088
D
2017-05-10
FNGNFinancial Engines, Inc.Grace Jeffrey CPrincipal Accounting OfficerS - Sale+OE$39.80-2,87413,278-18%-$114,385
2017-05-10
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$39.80-2693,506-7%-$10,706
DM
2017-05-10
FNGNFinancial Engines, Inc.Sims Raymond J.EVP, CFOS - Sale+OE$39.92-30,1661,759-94%-$1,204,130
M
2017-05-10
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.48+308,50031,068,040+1%+$8,169,089
D
2017-05-09
MCMoelis & CoSimon JosephCFOS - Sale+OE$38.40-1,2630-100%-$48,499-1
2017-05-09
DHILDiamond Hill Investment Group IncWesolek Lisa MCOOS - Sale$205.30-20025,859-1%-$41,060+1
2017-05-09
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.27+799482,6180%+$1,014+3
M
2017-05-08
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.86+431,50030,759,540+1%+$11,591,6810
D
2017-05-08
AMPAmeriprise Financial IncHunter Kelli AEVP of HRS - Sale+OE$128.80-94328,793-3%-$121,458-1
M
2017-05-08
DHILDiamond Hill Investment Group IncDillon Roderick H JrDirS - Sale$205.03-7,859103,525-7%-$1,611,318-1
D
2017-05-08
FNGNFinancial Engines, Inc.Sims Raymond J.EVP, CFOS - Sale+OE$39.26-20,0001,759-92%-$785,1680
M
2017-05-05
DHILDiamond Hill Investment Group IncWesolek Lisa MCOOS - Sale$204.20-25026,059-1%-$51,050-1
2017-05-04
ABAlliancebernstein Holding L.P.Elliott Steven GFormer DirectorS - Sale$20.49-11,41415,627-42%-$233,873+1+1
M
2017-05-04
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.19+298,20030,328,040+1%+$7,809,469+2+1
M
2017-05-04
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$202.22-2,00041,062-5%-$404,450+10
M
2017-05-02
DHILDiamond Hill Investment Group IncShoup Bradley CDirS - Sale$198.75-2,4007,300-25%-$477,0100-1
2017-05-04
FNGNFinancial Engines, Inc.Sims Raymond J.EVP, CFOS - Sale$42.23-9,1401,759-84%-$385,946-20
2017-05-03
CGCarlyle Group L.P.Bentley Pamela LChief Accounting OfficerS - Sale$17.40-9,928161,702-6%-$172,7470-2
M
2017-05-02
APOApollo Global Management LLCRowan Marc JSenior MD, 10%S - Sale$26.58-1,061,2970-100%-$28,207,188+1+3
D
2017-05-02
GSTGastar Exploration Inc.Ares Management LLCDir, 10%P - Purchase$1.47+25,456,52154,917,736+86%+$37,421,086-1+11
2017-05-01
APOApollo Global Management LLCKelly MartinCFOS - Sale$26.77-10,000408,354-2%-$267,702-1+3
2017-05-01
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.73+295,50030,029,840+1%+$7,898,124-1+3
D
2017-05-02
FNGNFinancial Engines, Inc.Bunch JohnEVP, COO, Pres FE AdvisorsS - Sale+OE$42.39-20,0009,950-67%-$847,892-2-6
DM
2017-05-01
FNGNFinancial Engines, Inc.Sims Raymond J.EVP, CFOS - Sale+OE$42.53-24,64910,899-69%-$1,048,398-2-6
2017-05-02
IVZInvesco Ltd.Taylor PhilipSenior MDS - Sale$32.40-60,000146,222-29%-$1,944,000-10
2017-05-01
DHILDiamond Hill Investment Group IncWesolek Lisa MCOOS - Sale$203.00-10026,3090%-$20,3000+2
M
2017-04-28
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$202.15-2,00043,062-4%-$404,290+1+2
2017-05-01
LMLegg Mason, Inc.Johnson TerenceEVPS - Sale$37.24-8,777100,415-8%-$326,8550-3
2017-05-01
LMLegg Mason, Inc.Schliessler UrsulaEVP, CAOS - Sale$37.39-1,74514,445-11%-$65,2460-3
2017-05-01
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.29+967481,8190%+$1,247-1+2
D
2017-05-01
APOApollo Global Management LLCRowan Marc JSenior MD, 10%S - Sale+OE$26.82-188,7031,061,297-15%-$5,060,165-1-1
M
2017-04-27
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$26.88+1,144,20029,734,340+4%+$30,754,137-1-1
2017-04-27
DHILDiamond Hill Investment Group IncDillon Roderick H JrDirS - Sale$205.48-1,054111,384-1%-$216,576-1+1
D
2017-04-26
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale+OE$38.12-32,504105,183-24%-$1,239,0520+3
D
2017-04-26
MCMoelis & CoSimon JosephCFOS - Sale+OE$38.12-4,7760-100%-$182,0610+3
DM
2017-04-26
MCMoelis & CoRaich JeffreyMD, Co-PresS - Sale+OE$38.22-31,3450-100%-$1,197,8670+3

Real-time CSV? Options? Alerts? Contact us!
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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