Investment Advice Industry - SEC Form 4 Insider Trading Screener

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100 results - Yahoo - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2020-11-25
AMPAmeriprise Financial IncThissen Karen WilsonEVP, GCS - Sale$189.66-1,13213,277-8%-$214,689
M
2020-11-27
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$199.17-22,32419,654,4900%-$4,446,277
M
2020-11-25
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$45.14-42,0271,551,021-3%-$1,897,173
2020-11-27
BENFranklin Resources IncByerwalter Mariann HDirS - Sale$22.16-1,8277,361-20%-$40,486
M
2020-11-24
KREFKkr Real Estate Finance Trust Inc.Kkr Group Partnership L.P.10%S - Sale$18.51-108,15821,636,0670%-$2,001,932
M
2020-11-24
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$198.43-20,70719,676,8140%-$4,108,941
M
2020-11-23
AMKAssetmark Financial Holdings, Inc.Hansen Carrie E.EVP, COOS - Sale$24.11-19,863231,526-8%-$478,861
2020-11-23
ONEM1Life Healthcare IncCarlyle Group Management L.L.C.10%S - Sale$33.30-7,000,00013,612,681-34%-$233,100,000
M
2020-11-20
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$201.65-15,23419,697,5210%-$3,071,995
M
2020-11-23
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$45.10-7,1061,593,0480%-$320,452
2020-11-24
CGCarlyle Group Inc.Rubenstein David M.See Remarks, 10%S - Sale$27.30-2,000,00042,999,644-4%-$54,600,000
2020-11-19
ARESAres Management CorpRosenthal BennettCo-Founder, Co-Chair of PEGS - Sale$44.88-19,5831,505,052-1%-$878,885
M
2020-11-19
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$45.03-15,9341,600,154-1%-$717,471
D
2020-11-19
OLMAOlema Pharmaceuticals, Inc.Bvf Partners L P/ilDir, 10%P - Purchase$19.00+1,135,334436,082-162%+$21,571,346
2020-11-18
AMKAssetmark Financial Holdings, Inc.Wolfsen Natalie GraceEVP, Chief Solutions OfficerS - Sale$24.59-14,280382,200-4%-$351,145
M
2020-11-18
AMKAssetmark Financial Holdings, Inc.Hansen Carrie E.EVP, COOS - Sale$24.28-35,673251,389-12%-$866,161
M
2020-11-18
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$199.68-9,45319,712,7550%-$1,887,557
M
2020-11-17
KREFKkr Real Estate Finance Trust Inc.Kkr Group Partnership L.P.10%S - Sale$18.51-37,50821,744,2250%-$694,389
2020-11-18
FHIFederated Hermes, Inc.Fisher John BVPS - Sale$28.33-8,136602,976-1%-$230,477
2020-11-18
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$28.37-33132,608-1%-$9,390
2020-11-18
FHIFederated Hermes, Inc.Uhlman Paul AVPS - Sale$28.39-4,198298,324-1%-$119,192
2020-11-18
FHIFederated Hermes, Inc.Novak Richard APrincipal Accounting OfficerS - Sale$28.38-1,10153,699-2%-$31,247
2020-11-18
FHIFederated Hermes, Inc.Germain Peter JEVP, GC, GCS - Sale$28.33-3,179150,818-2%-$90,056
2020-11-18
FHIFederated Hermes, Inc.Ceresino Gordon JExec. Dir, Int'l Dist.S - Sale$28.36-5,780290,495-2%-$163,927
M
2020-11-17
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$45.00-18,6741,616,088-1%-$840,330
M
2020-11-16
ARESAres Management CorpRosenthal BennettCo-Founder, Co-Chair of PEGS - Sale$44.82-105,4171,524,635-6%-$4,724,402
M
2020-11-16
AMKAssetmark Financial Holdings, Inc.Chafkin Jeremiah HEVP, Chief Investment OfficerS - Sale$24.69-26,446459,268-5%-$652,958
M
2020-11-16
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$204.62-8,06119,722,2080%-$1,649,420
2020-11-16
WHGWestwood Holdings Group IncFrank Richard MChairmanP - Purchase$11.20+5,58442,757+15%+$62,528
2020-11-12
MNManning & Napier, Inc.Busheri EbrahimDir of InvestmentsP - Purchase$3.85+16,008386,417+4%+$61,631
D
2020-11-13
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$65.20-2,4350-100%-$158,762
2020-11-13
HLNEHamilton Lane IncVaron Leslie FDirS - Sale$74.87-3374,571-7%-$25,231
M
2020-11-12
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$206.40-7,44319,730,2690%-$1,536,213
2020-11-11
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$45.25-4001,634,7620%-$18,100
2020-11-11
FPRXFive Prime Therapeutics, Inc.Bvf Partners L P/ilSee Explanaton of ResponsesS - Sale$20.19-7,393,34081,263-99%-$149,247,137
2020-11-11
AMPAmeriprise Financial IncMoore ColinEVP, Global CIOS - Sale$181.86-12,32255,051-18%-$2,240,846
2020-11-10
KREFKkr Real Estate Finance Trust Inc.Kkr Group Partnership L.P.10%S - Sale$18.52-76,62321,781,7330%-$1,419,058
D
2020-11-09
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale+OE$184.39-52,402181,557-22%-$9,662,526
D
2020-11-09
AMPAmeriprise Financial IncBerman Walter StanleyEVP, CFOS - Sale+OE$182.95-15,51418,103-46%-$2,838,305
M
2020-11-10
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$213.30-31,14419,737,7120%-$6,643,082
DM
2020-11-09
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$65.06-2,2860-100%-$148,718
2020-11-09
MCMoelis & CoSimon JosephCFOS - Sale$38.10-6,9840-100%-$266,090
2020-11-09
CGCarlyle Group Inc.Rubenstein David M.See Remarks, 10%S - Sale$27.32-2,000,00044,999,644-4%-$54,640,000
M
2020-11-06
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$210.62-28,98319,768,8560%-$6,104,406
M
2020-11-05
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$45.08-29,1711,635,162-2%-$1,315,016
DM
2020-11-05
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$65.02-3000-100%-$19,505
M
2020-11-04
MCMoelis & CoSimon JosephCFOS - Sale$38.43-34,3016,984-83%-$1,318,182
2020-11-04
GLYCGlycomimetics IncBvf Partners L P/il10%P - Purchase$2.60+1,266,737630,453-199%+$3,293,516
M
2020-11-04
FPRXFive Prime Therapeutics, Inc.Bvf Partners L P/il10%P - Purchase$4.89+446,562583,912+325%+$2,184,092
DM
2020-11-04
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale+OE$172.20-74,539206,673-27%-$12,835,822
M
2020-11-04
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$206.41-25,82319,797,8390%-$5,330,066
2020-11-03
AMKAssetmark Financial Holdings, Inc.Chafkin Jeremiah HEVP, Chief Investment OfficerS - Sale$23.00-7,933485,714-2%-$182,459
D
2020-11-03
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale+OE$167.73-10,92720,386-35%-$1,832,777
M
2020-11-02
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$42.33-200,0001,664,333-11%-$8,465,887
2020-11-04
KKRKkr & Co. Inc.Hess John BDirS - Sale$37.12-145,60010,979-93%-$5,404,672
2020-11-03
KKRKkr & Co. Inc.Sorkin DavidGC, SecretaryS - Sale$34.83-100,0000-100%-$3,483,000
M
2020-11-02
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$195.58-28,76819,823,6620%-$5,626,563
2020-11-02
MORNMorningstar, Inc.Landis Gail SDirS - Sale$189.72-1,3823,963-26%-$262,193
D
2020-11-02
MORNMorningstar, Inc.Lyons William MDirS - Sale+OE$189.72-1,15817,036-6%-$219,696
2020-11-02
AMPAmeriprise Financial IncSharpe Robert Francis JrDirS - Sale$164.54-1,0005,180-16%-$164,545
2020-10-30
AMPAmeriprise Financial IncThissen Karen WilsonEVP, GCS - Sale$159.22-62014,408-4%-$98,716
M
2020-10-30
MNManning & Napier, Inc.Busheri EbrahimDir of InvestmentsP - Purchase$3.87+28,710370,409+8%+$111,220
2020-10-30
GLYCGlycomimetics IncBvf Partners L P/il10%P - Purchase$2.75+932,612544,363-240%+$2,564,683
2020-11-02
APAMArtisan Partners Asset Management Inc.Gottlieb Jason AEVPS - Sale$41.55-10,00081,828-11%-$415,495
D
2020-10-27
MCMoelis & CoRaich JeffreyCo-Pres, MDS - Sale+OE$38.55-633,4640-100%-$24,420,037
D
2020-10-27
MCMoelis & CoMahmoodzadegan NavidCo-Pres, MDS - Sale+OE$38.55-1,195,8480-100%-$46,099,940
D
2020-10-27
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$65.09-4,9790-100%-$324,083
2020-10-22
EVREvercore Inc.Futter Ellen VDirS - Sale$83.19-9812,885-25%-$81,609
2020-10-23
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$45.00-3001,864,3330%-$13,500
M
2020-10-22
ARESAres Management CorpRosenthal BennettCo-Founder, Co-Chair of PEGS - Sale$44.22-25,2241,630,052-2%-$1,115,438
M
2020-10-19
ARESAres Management CorpRosenthal BennettCo-Founder, Co-Chair of PEGS - Sale$44.58-99,7761,655,276-6%-$4,448,458
2020-10-19
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$45.11-15,4191,864,633-1%-$695,551
M
2020-10-13
AMKAssetmark Financial Holdings, Inc.Chafkin Jeremiah HEVP, Chief Investment OfficerS - Sale$23.00-7,934493,647-2%-$182,482
2020-10-12
RUNSunrun Inc.Blackstone Holdings III L.P.10%S - Sale$60.25-8,000,00074,732-99%-$482,000,000
2020-10-08
MCMoelis & CoCrain ElizabethCOOS - Sale$38.00-20,0006,557-75%-$760,000
2020-10-06
FPRXFive Prime Therapeutics, Inc.Bvf Partners L P/il10%P - Purchase$5.04+345,241566,223+156%+$1,738,288
2020-10-06
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$165.02-65219,852,4300%-$107,594
M
2020-10-02
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$163.64-30,12019,853,0820%-$4,928,786
2020-10-01
MIKMichaels Companies, Inc.Blackstone Group Management L.L.C.10%S - Sale$10.02-10,000,000265,496-97%-$100,200,000
DM
2020-09-30
MCMoelis & CoCrain ElizabethCOOS - Sale+OE$35.57-35,00026,557-57%-$1,245,000
M
2020-10-01
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$40.58-200,0001,880,052-10%-$8,115,968
M
2020-09-30
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$160.84-30,58019,883,2020%-$4,918,525
D
2020-09-29
GRAYGraybug Vision, Inc.Clarus Lifesciences Iii, L.P.10%P - Purchase$16.00+250,0001,930,395+15%+$4,000,000
M
2020-09-28
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$40.38-231,1221,927,907-11%-$9,332,820
M
2020-09-28
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$40.50-64,9942,080,052-3%-$2,632,154
M
2020-09-28
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$158.87-20,93719,913,7820%-$3,326,178
M
2020-09-24
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$153.49-32,51819,934,7190%-$4,991,259
2020-09-23
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$40.11-19,3352,159,029-1%-$775,527
2020-09-25
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$39.25-35,0062,145,046-2%-$1,373,868
2020-09-22
FPRXFive Prime Therapeutics, Inc.Bvf Partners L P/il10%P - Purchase$3.80+327,839,0080%+$122
M
2020-09-22
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$154.85-22,44219,967,2370%-$3,475,073
DM
2020-09-21
XOMAXoma CorpBvf Partners L P/ilSee Remarks, 10%P - Purchase$18.34+51,3682,153,918+2%+$941,963
M
2020-09-18
ARESAres Management CorpRosenthal BennettCo-Founder, Co-Chair of PEGS - Sale$39.30-125,0001,755,052-7%-$4,912,165
2020-09-18
MCMoelis & CoCrain ElizabethCOOS - Sale$34.10-5,00061,557-8%-$170,500
D
2020-09-18
STEPStepstone Group Inc.Jeffrey DavidSee RemarksP - Purchase$18.00+40,0004,152,532+1%+$720,000
D
2020-09-18
STEPStepstone Group Inc.Friedman Darren M.See RemarksP - Purchase$18.00+44,6001,580,622+3%+$802,800
D
2020-09-18
STEPStepstone Group Inc.Bradley Thomas AlcottSee remarksP - Purchase$18.00+13,3804,472,1060%+$240,840
D
2020-09-18
STEPStepstone Group Inc.Maruszewski MarkSee RemarksP - Purchase$18.00+41,6674,500,393+1%+$750,006
D
2020-09-18
STEPStepstone Group Inc.Keck ThomasSee RemarksP - Purchase$18.00+55,7505,552,248+1%+$1,003,500
D
2020-09-18
STEPStepstone Group Inc.Fernandez Jose ACo-COOP - Purchase$18.00+8,9207,119,7480%+$160,560
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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