Investment Advice Industry - SEC Form 4 Insider Trading Screener

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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

M
2017-08-16
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.15-494,89932,116,048-2%-$3,043,392
2017-08-17
GROWU S Global Investors IncHolmes Frank ECEO, CIO, 10%P - Purchase$1.28+331485,1170%+$424
2017-08-17
KKRKkr & Co. L.P.Scully Robert WDirP - Purchase$18.21+55,000104,495+111%+$1,001,550
M
2017-08-15
ABAlliancebernstein Holding L.P.Weisenseel John CCFOS - Sale$23.79-7,00052,869-12%-$166,500
DM
2017-08-15
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.75-21,000181,659-10%-$498,750
2017-08-17
OMAMOm Asset Management PlcChersi Robert JDirP - Purchase$13.48+7,50012,971+137%+$101,100
M
2017-08-14
XENEXenon Pharmaceuticals Inc.Bvf Partners L P/il10%P - Purchase$2.61+60,2021,375,158+5%+$157,267
M
2017-08-14
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale$144.50-39,450245,951-14%-$5,700,612
2017-08-14
PJTPjt Partners Inc.Hersch Dennis SDirP - Purchase$38.45+2,00018,000+13%+$76,900
2017-08-14
PRAHPra Health Sciences, Inc.Kkr Fund Holdings L.P.10%S - Sale$74.85-9,500,00013,195,984-42%-$711,075,000
M
2017-08-14
HKHalcon Resources CorpFranklin Resources Inc10%S - Sale$6.13-305,20132,610,947-1%-$1,872,278
2017-08-14
CNSCohen & Steers IncGlickson John ToddEVPS - Sale$39.72-6,70036,738-15%-$266,107
2017-08-11
APOApollo Global Management LLCKraft Robert KDirP - Purchase$29.38+10,000344,567+3%+$293,800
D
2017-08-10
AMPAmeriprise Financial IncThissen Karen WilsonEVP, GCS - Sale+OE$145.15-4256,931-6%-$61,690
2017-08-10
AMPAmeriprise Financial IncBerman Walter StanleyEVP, CFOS - Sale$145.80-37,91710,700-78%-$5,528,262
2017-08-10
AMPAmeriprise Financial IncMcGraw Deirdre DaveyEVP Corp Comm, Cmnity RltnsS - Sale$145.06-1,20014,173-8%-$174,072
DM
2017-08-10
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.92-21,000192,159-10%-$502,250
M
2017-08-10
ABAlliancebernstein Holding L.P.Weisenseel John CCFOS - Sale$23.99-8,00059,869-12%-$191,950
2017-08-11
GROWU S Global Investors IncHolmes Frank ECEO, CIO, 10%P - Purchase$1.27+200484,7860%+$254
M
2017-08-10
OMAMOm Asset Management PlcBain Peter LFormer CEO and DirectorS - Sale$13.63-98,145336,444-23%-$1,337,530
2017-08-09
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$37.25-2691,623-14%-$10,020
M
2017-08-08
APOApollo Global Management LLCKraft Robert KDirP - Purchase$29.90+30,000334,567+10%+$896,946
M
2017-08-08
APOApollo Global Management LLCSuydam John JGCS - Sale$30.01-46,617608,319-7%-$1,398,956
2017-08-09
GROWU S Global Investors IncHolmes Frank ECEO, CIO, 10%P - Purchase$1.31+400484,5860%+$524
2017-08-08
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$60.00-6,500275,769-2%-$390,012
2017-08-07
FBPFirst Bancorp /pr/Oaktree Capital Group Holdings Gp, LLCFormer director and 10% ownerS - Sale$5.66-10,000,00010,051,733-50%-$56,550,000
M
2017-08-07
OMAMOm Asset Management PlcBain Peter LFormer CEO and DirectorS - Sale$14.21-273,885434,589-39%-$3,892,379
DM
2017-08-07
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$24.45-21,000202,659-9%-$513,450
M
2017-08-03
APOApollo Global Management LLCSuydam John JGCS - Sale$29.07-53,383654,936-8%-$1,551,725
2017-08-07
FNGNFinancial Engines, Inc.Grace Jeffrey CPrincipal Accounting OfficerS - Sale$37.63-7,7184,140-65%-$290,397
D
2017-07-24
INNLInnocoll Holdings PlcFortress Investment Group LLC10%S - Sale+OE$0.00-4,085,4690-100%-$0
2017-08-03
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale$146.25-13,418285,401-4%-$1,962,344
M
2017-08-03
OMAMOm Asset Management PlcBain Peter LFormer CEO and DirectorS - Sale$14.42-145,842708,474-17%-$2,103,597
2017-08-03
APOApollo Global Management LLCRichards PaulineDirP - Purchase$28.87+1,19345,289+3%+$34,445
2017-08-03
APOApollo Global Management LLCKraft Robert KDirP - Purchase$28.88+30,000304,567+11%+$866,508
DM
2017-08-02
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$24.40-21,000213,159-9%-$512,400
2017-08-02
FIIFederated Investors Inc /pa/Novak Richard APrincipal Accounting OfficerS - Sale$28.00-26144,480-1%-$7,307
2017-08-02
FIIFederated Investors Inc /pa/Uhlman Paul AVPS - Sale$27.99-883175,276-1%-$24,713
2017-08-02
FIIFederated Investors Inc /pa/Van Meter StephenVP, Chief Compliance OfficerS - Sale$27.97-8017,3110%-$2,238
2017-08-02
FIIFederated Investors Inc /pa/Fisher John BVPS - Sale$27.97-5,041585,487-1%-$140,992
2017-08-01
BPMXBiopharmx CorpFranklin Resources Inc10%P - Purchase$0.34+250,0009,749,615+3%+$84,300
2017-08-02
CGCarlyle Group L.P.Ferguson Jeffrey W.GCS - Sale$21.25-16,692161,956-9%-$354,705
2017-08-02
CGCarlyle Group L.P.Bentley Pamela LChief Accounting OfficerS - Sale$21.25-17,760143,942-11%-$377,400
2017-08-02
CGCarlyle Group L.P.Mathias Edward JDirS - Sale$21.25-6,59334,114-16%-$140,101
2017-08-02
CGCarlyle Group L.P.Buser Curtis L.CFOS - Sale$21.25-20,968354,610-6%-$445,570
2017-08-02
WHGWestwood Holdings Group IncFrank Richard MChairmanS - Sale$58.54-2029,2460%-$1,171
M
2017-07-31
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$27.95+109,02633,796,1350%+$3,046,838
DM
2017-07-31
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale+OE$144.67-97,545298,819-25%-$14,112,127
D
2017-07-31
AMPAmeriprise Financial IncMaglaque Charles NealPres Advice, Wealth Mgt, COOS - Sale+OE$144.57-4,72811,702-29%-$683,532
D
2017-07-31
AMPAmeriprise Financial IncTruscott William FCEO, Global Asset ManagementS - Sale+OE$144.43-19,76851,567-28%-$2,855,112
M
2017-07-28
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$60.06-7,387282,269-3%-$443,633
DM
2017-07-28
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$24.53-27,421223,659-11%-$672,574
2017-07-28
EVREvercore Partners Inc.Arellano Ostoa AugustoCEO of EVR MexicoS - Sale$77.14-29,93537,388-44%-$2,309,186
D
2017-07-27
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale+OE$143.96-7,09015,994-31%-$1,020,683
2017-07-27
AMPAmeriprise Financial IncHunter Kelli AEVP of HRS - Sale$144.59-1,50027,574-5%-$216,885
D
2017-07-27
AMPAmeriprise Financial IncStewart David KentSr Vice Pres, ControllerS - Sale+OE$144.21-4,94518,108-21%-$713,123
M
2017-07-27
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$27.89+234,30033,687,109+1%+$6,535,206
2017-07-28
MORNMorningstar, Inc.Rothschild TriciaChief Product OfficerS - Sale$82.21-5007,652-6%-$41,105
M
2017-07-25
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$27.96+56,20033,452,8090%+$1,571,371
DM
2017-07-25
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$24.97-60,000235,581-20%-$1,498,250
2017-07-25
FNDFloor & Decor Holdings, Inc.Ares Corporate Opportunities Fund III LP10%S - Sale$38.50-6,772,78145,419,497-13%-$260,752,069
2017-07-26
MORNMorningstar, Inc.Landis Gail SDirS - Sale$83.00-5007,881-6%-$41,500
2017-07-26
MORNMorningstar, Inc.Desmond BevinHead of Global Markets, HRS - Sale$83.21-3,00253,201-5%-$249,790
2017-07-26
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$38.55-2691,892-12%-$10,370
M
2017-07-21
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$27.93+261,42933,396,609+1%+$7,300,681
2017-07-21
VALUValue Line IncMuenzer Glenn J.DirP - Purchase$19.66+100300+50%+$1,966
DM
2017-07-20
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$24.75-21,000265,581-7%-$519,750
M
2017-07-19
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$27.68+249,96833,135,180+1%+$6,918,863
2017-07-18
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$60.01-2,613289,656-1%-$156,798
D
2017-07-18
FNGNFinancial Engines, Inc.Campbell Michael JeromeEVP, Product, TechnologyS - Sale+OE$37.55-2,00039,020-5%-$75,100
DM
2017-07-17
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$24.48-21,000276,081-7%-$514,150
2017-07-14
CAPSCapstone Therapeutics Corp.Bvf Partners L P/ilSee Explanation of ResponsesS - Sale$0.06-4,341,5862,268,139-66%-$260,495
M
2017-07-13
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$58.03-14,900292,269-5%-$864,605
D
2017-07-13
EVEaton Vance CorpBeale Jeffrey PChief Administrative OfficerS - Sale+OE$48.30-39,343404,737-9%-$1,900,216
DM
2017-07-12
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$24.25-21,000286,581-7%-$509,250
2017-07-12
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$36.90-2692,161-11%-$9,926
DM
2017-07-07
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.83-21,000297,081-7%-$500,500
D
2017-07-07
EVEaton Vance CorpWitkos Matthew JPres & CEO EV Distributors IncS - Sale+OE$47.65-24,152244,571-9%-$1,150,821
2017-07-07
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.48+167484,1170%+$247
DM
2017-07-03
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.62-21,000307,581-6%-$495,950
2017-06-28
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$37.05-2692,430-10%-$9,966
2017-06-28
LMLegg Mason, Inc.Chen Tian QiaoDir, 10%S - Sale$38.43-4,232,5005,571,036-43%-$162,654,975
D
2017-06-29
AMPAmeriprise Financial IncKupper RandyEVP Technology, CIOS - Sale+OE$130.24-2,98721,742-12%-$389,030
DM
2017-06-28
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.28-21,000318,081-6%-$488,950
M
2017-06-22
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$57.19-14,333307,169-4%-$819,698
DM
2017-06-23
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.55-21,000328,581-6%-$494,550
2017-06-23
FIIFederated Investors Inc /pa/Novak Richard APrincipal Accounting OfficerS - Sale$27.70-2,70044,741-6%-$74,784
2017-06-22
BENFranklin Resources IncLewis Kenneth AEVP, CFOS - Sale$44.51-17,141141,699-11%-$762,894
DM
2017-06-20
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.13-21,000339,081-6%-$485,800
2017-06-20
FNGNFinancial Engines, Inc.Jones Christopher L.EVP, Chief Investment OfficerS - Sale$38.45-5,12060,089-8%-$196,887
D
2017-06-20
FNGNFinancial Engines, Inc.Campbell Michael JeromeEVP, Product, TechnologyS - Sale+OE$38.60-2,00039,020-5%-$77,200
2017-06-19
OMAMOm Asset Management PlcOm Group (Uk) Ltd10%S - Sale$14.55-2,595,00022,001,183-11%-$37,757,250
2017-06-16
FIIFederated Investors Inc /pa/Uhlman Paul AVPS - Sale$27.38-873176,1590%-$23,905
DM
2017-06-15
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.13-21,000349,581-6%-$485,800
2017-06-16
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.45+500483,9500%+$725
2017-06-15
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.46+467483,4500%+$682
2017-06-14
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale$38.75-2692,699-9%-$10,424
D
2017-06-13
AMGAffiliated Managers Group, Inc.Healey Sean MCEO, COBS - Sale+OE$161.07-56,928115,977-33%-$9,169,393
DM
2017-06-12
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale+OE$23.08-21,000360,081-6%-$484,750
D
2017-06-12
FNGNFinancial Engines, Inc.Grace Jeffrey CPrincipal Accounting OfficerS - Sale+OE$39.55-2,87411,858-20%-$113,667

Real-time CSV? Options? Alerts? Contact us!
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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