Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
General
Tickers
Insider
Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
Filing Delay
N Days Ago
Transaction Filing
 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
Industry
Insider Title     Officer
    COB
    CEO
    Pres
    COO
    CFO
    GC
    VP
  Director
  10%own
  Other
Group by
Sort by
Max Results
Page
   clear
100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2023-09-21
BXBlackstone Inc.Brown Reginald JDirP - Purchase$111.24+1,84214,549+14%+$204,904
2023-09-19
CARTMaplebear Inc.Grosvenor Capital Management, L.P.See Explanation of ResponsesP - Purchase$30.00+6,3270-100%+$189,810
M
2023-09-19
CARTMaplebear Inc.Grosvenor Capital Management, L.P.See Explanation of ResponsesS - Sale$34.80-6,3270-100%-$220,180
2023-09-15
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%P - Purchase$14.79+100,00038,612,8950%+$1,478,850
M
2023-09-14
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$104.72-75,000844,902-8%-$7,854,311
2023-09-15
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$104.79-150,0001,205,052-11%-$15,718,827
2023-09-15
STEPStepstone Group Inc.Park David YChief Accounting OfficerS - Sale$32.02-2,54127,864-8%-$81,363
M
2023-09-14
STEPStepstone Group Inc.Lim James10%S - Sale$31.46-39,8086,644,686-1%-$1,252,481
M
2023-09-13
GCMGGcm Grosvenor Inc.Hurse SandraCHROS - Sale$7.85-42,9340-100%-$337,118
2023-09-13
STEPStepstone Group Inc.Park David YChief Accounting OfficerS - Sale$32.02-1,45930,405-5%-$46,717
D
2023-09-12
OLMAOlema Pharmaceuticals, Inc.Bvf Partners L P/ilDir, 10%P - Purchase$9.84+1,505,932623,707-171%+$14,818,371
2023-09-12
CCIFCarlyle Credit Income FundCg Subsidiary Holdings L.L.C.10%P - Purchase$8.52+1,269,5374,785,628+36%+$10,816,455
M
2023-09-11
STEPStepstone Group Inc.Lim James10%S - Sale$31.64-129,0886,684,494-2%-$4,083,853
2023-09-11
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%P - Purchase$14.52+150,00038,512,8950%+$2,177,280
M
2023-09-08
GCMGGcm Grosvenor Inc.Hurse SandraCHROS - Sale$7.87-37,53242,934-47%-$295,511
M
2023-09-11
WHGWestwood Holdings Group IncMontgomery John PorterCOOS - Sale$9.90-1,66775,816-2%-$16,501
2023-09-08
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$105.14-81,498810,315-9%-$8,568,700
2023-09-08
BXBlackstone Inc.Parrett William GDirS - Sale$112.47-3,87490,112-4%-$435,709
M
2023-09-06
STEPStepstone Group Inc.Lim James10%S - Sale$31.18-39,4396,813,582-1%-$1,229,683
2023-09-05
ARESAres Management CorpKaplan David BCo-FounderS - Sale$103.46-200,0001,280,052-14%-$20,692,564
2023-09-06
HNNAHennessy Advisors IncOffenbach RodgerAdvisory Committee MemberS - Sale$6.72-10,000120,845-8%-$67,236
2023-09-05
MORNMorningstar, Inc.Landis Gail SDirS - Sale$250.00-5805,147-10%-$145,000
2023-09-05
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Hermes Fund Managers Ltd.S - Sale$34.73-7,800185,634-4%-$270,905
M
2023-08-31
STEPStepstone Group Inc.Lim James10%S - Sale$31.04-17,4006,853,0210%-$540,070
M
2023-08-31
STEPStepstone Group Inc.Ment Jason PSee remarksS - Sale$31.04-20,000851,975-2%-$620,747
2023-09-01
PJTPjt Partners Inc.Lee Ji-YeunManaging PartnerS - Sale$79.61-10,00093,421-10%-$796,144
M
2023-08-31
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$233.13-24,04416,067,2000%-$5,605,283
2023-08-30
DHILDiamond Hill Investment Group IncMeyer Paula RDirS - Sale$171.31-5002,764-15%-$85,655
M
2023-08-29
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$226.74-16,93016,091,2440%-$3,838,721
2023-08-28
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%P - Purchase$14.94+7,39738,362,8950%+$110,500
D
2023-08-28
CCIFCarlyle Credit Income FundCg Subsidiary Holdings L.L.C.10%P - Purchase$8.30+3,516,0913,516,091New+$29,183,555
M
2023-08-25
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$223.15-25,30016,108,1740%-$5,645,591
2023-08-24
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%P - Purchase$15.27+37,55738,355,4980%+$573,540
M
2023-08-23
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$219.57-18,25016,133,4740%-$4,007,127
M
2023-08-22
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%P - Purchase$15.17+212,44338,317,941+1%+$3,222,568
M
2023-08-22
GCMGGcm Grosvenor Inc.Sullivan Kathleen PatriciaPrincipal Accounting OfficerS - Sale$7.72-19,00036,698-34%-$146,683
2023-08-23
ABLAbacus Life, Inc.Schulte Mary BethDirP - Purchase$7.73+13,00013,000New+$100,508
2023-08-21
APPApplovin CorpKkr Group Partnership L.P.10%S - Sale$36.85-15,000,0004,449,890-77%-$552,750,000
M
2023-08-21
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$215.44-13,77216,151,7240%-$2,967,013
D
2023-08-22
ALITAlight, Inc. / DelawareBlackstone Holdings I/Ii Gp L.L.C.10%S - Sale+OE$7.98-14,704,60347,751,475-24%-$117,342,732
2023-08-21
RILYB. Riley Financial, Inc.Riley Bryant RCOB, Co-CEO, 10%P - Purchase$47.31+25,0007,141,0950%+$1,182,778
M
2023-08-17
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$220.97-12,87416,165,4960%-$2,844,763
M
2023-08-16
PXP10, Inc.Nelson Andrew RowanSee RemarksS - Sale$12.59-20,00037,710-35%-$251,800
D
2023-08-16
HLNEHamilton Lane IncVarma AtulSenior AdvisorS - Sale+OE$92.25-4598,786-5%-$42,343
2023-08-15
ARESAres Management CorpBhutani AshishDirP - Purchase$98.08+10,00011,732+577%+$980,800
D
2023-08-15
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale+OE$98.37-150,000825,000-15%-$14,755,402
DM
2023-08-15
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale+OE$98.29-250,0001,355,052-16%-$24,572,440
DM
2023-08-15
ARESAres Management CorpKaplan David BCo-FounderS - Sale+OE$98.35-200,0001,480,052-12%-$19,669,549
M
2023-08-15
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$219.06-13,30216,178,3700%-$2,913,996
2023-08-14
APGApi Group CorpJuno Lower Holdings L.P.See RemarksS - Sale$27.80-2,598,6090-100%-$72,241,330
2023-08-14
EVREvercore Inc.Carlton Pamela GDirS - Sale$136.69-5923,041-16%-$80,920
2023-08-14
APPApplovin CorpKkr Group Partnership L.P.10%S - Sale$37.00-10,000,00019,570,327-34%-$370,000,000
2023-08-14
GTESGates Industrial Corp PlcBlackstone Inc.10%S - Sale$11.57-17,250,00012,826,746-57%-$199,582,500
D
2023-08-16
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$100.66-1,0000-100%-$100,660
M
2023-08-11
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$219.29-8,70016,191,6720%-$1,907,784
2023-08-10
MCMoelis & CoShropshire KennethDirS - Sale$48.09-1,4177,157-17%-$68,144
2023-08-10
ABAlliancebernstein Holding L.P.Burke Kate CFormer COO, CFOS - Sale$29.56-5,000110,205-4%-$147,799
M
2023-08-09
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$219.43-11,98816,200,3720%-$2,630,560
2023-08-09
WHGWestwood Holdings Group IncBennett LeahPres-Westwood Wealth MgmtS - Sale$10.97-85037,962-2%-$9,327
2023-08-08
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$100.13-200,000861,311-19%-$20,025,557
M
2023-08-07
BXBlackstone Inc.Porat RuthDirP - Purchase$103.51+29841,967+1%+$30,817
M
2023-08-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$221.03-14,56516,212,3600%-$3,219,367
D
2023-08-04
AMPAmeriprise Financial IncBerman Walter StanleyEVP, CFOS - Sale+OE$351.55-13,0428,402-61%-$4,584,919
2023-08-04
ALTGAlta Equipment Group Inc.B. Riley Financial, Inc.10%S - Sale$16.25-330,0004,238,607-7%-$5,362,500
M
2023-08-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$225.02-10,46016,226,9250%-$2,353,687
D
2023-08-03
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale+OE$354.00-9,616158,783-6%-$3,404,106
2023-08-02
CGCarlyle Group Inc.Finn ChristopherCOOS - Sale$32.36-27,0671,223,119-2%-$875,888
2023-08-02
CGCarlyle Group Inc.Buser Curtis L.CFOS - Sale$32.36-25,8281,221,416-2%-$835,794
2023-08-02
CGCarlyle Group Inc.Larson Bruce M.CHROS - Sale$32.36-13,413403,069-3%-$434,045
2023-08-02
CGCarlyle Group Inc.Andrews Charles Elliott Jr.Chief Accounting OfficerS - Sale$32.36-6,66984,745-7%-$215,809
2023-08-02
CGCarlyle Group Inc.Ferguson Jeffrey W.GCS - Sale$32.36-11,9391,182,891-1%-$386,346
2023-08-01
AMPAmeriprise Financial IncSmyth Gerard P.EVP Technology, CIOS - Sale$348.74-2,4183,710-39%-$843,260
2023-08-02
MORNMorningstar, Inc.Dunn Daniel JosephChief Revenue OfficerS - Sale$224.93-2,00012,827-13%-$449,850
M
2023-08-01
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$229.90-4,81516,237,3850%-$1,106,973
M
2023-07-31
MCMoelis & CoCrain ElizabethCOOS - Sale$48.08-11,1760-100%-$537,342
2023-08-02
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$33.17-7434,3140%-$2,454
2023-07-27
MORNMorningstar, Inc.Landis Gail SDirS - Sale$225.00-3955,727-6%-$88,875
2023-07-26
BXBlackstone Inc.Payne DavidChief Accounting OfficerS - Sale$103.22-10,00053,281-16%-$1,032,200
A
2023-07-26
RILYB. Riley Financial, Inc.Riley Bryant RCOB, Co-CEO, 10%P - Purchase$55.00+72,7276,723,773+1%+$3,999,985
A
2023-07-26
RILYB. Riley Financial, Inc.Paulson Randall EDirP - Purchase$55.00+5,000308,979+2%+$275,000
A
2023-07-26
RILYB. Riley Financial, Inc.Moore AndrewCEO B. Riley Securities, Inc.P - Purchase$55.00+5,000379,663+1%+$275,000
2023-07-26
RILYB. Riley Financial, Inc.Kelleher Thomas J /AdvCo-CEOP - Purchase$55.00+9,090982,788+1%+$499,950
2023-07-25
RILYB. Riley Financial, Inc.Riley Bryant RCOB, Co-CEO, 10%P - Purchase$55.00+72,7277,116,095+1%+$3,999,985
2023-07-25
RILYB. Riley Financial, Inc.Paulson Randall EDirP - Purchase$55.00+5,000308,979+2%+$275,000
2023-07-25
RILYB. Riley Financial, Inc.Moore AndrewCEO B. Riley Securities, Inc.P - Purchase$55.00+5,000379,663+1%+$275,000
2023-07-21
TGANTransphorm, Inc.Kkr Phorm Investors L.P.10%P - Purchase$3.30+1,735,98824,411,968+8%+$5,728,760
2023-07-24
CNSCohen & Steers, Inc.Dulik ElenaChief Accounting Officer, SVPS - Sale$66.12-1,95020,427-9%-$128,934
2023-07-21
ALTGAlta Equipment Group Inc.B. Riley Financial, Inc.10%S - Sale$16.25-2,200,0004,568,607-33%-$35,750,000
M
2023-07-17
VCTRVictory Capital Holdings, Inc.Brown David CraigCOB, CEOS - Sale$33.92-148,2531,927,038-7%-$5,028,711
2023-07-13
APOApollo Global Management, Inc.Zelter James CCo-Pres (See Remarks)S - Sale$79.22-60,7798,030,693-1%-$4,814,937
M
2023-07-12
VCTRVictory Capital Holdings, Inc.Brown David CraigCOB, CEOS - Sale$33.62-201,7472,075,291-9%-$6,783,011
M
2023-07-12
PJTPjt Partners Inc.Lee Ji-YeunManaging PartnerS - Sale$75.06-10,000103,421-9%-$750,610
M
2023-07-11
APOApollo Global Management, Inc.Zelter James CCo-Pres (See Remarks)S - Sale$78.28-59,5298,122,789-1%-$4,660,179
M
2023-07-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$197.82-22,90216,242,2000%-$4,530,446
2023-07-05
BXBlackstone Inc.Baratta JosephDirS - Sale$93.08-85,0001,060,448-7%-$7,911,975
M
2023-07-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$193.81-6,81016,265,1020%-$1,319,837
2023-07-03
JHGJanus Henderson Group PlcFogo GeorginaChief Risk OfficerS - Sale$27.35-5,043123,377-4%-$137,926
2023-07-03
SVVSavers Value Village, Inc.Ares Management LLC10%S - Sale$16.79-6,885,415134,659,188-5%-$115,571,691
M
2023-06-30
APOApollo Global Management, Inc.Zelter James CCo-Pres (See Remarks)S - Sale$77.53-14,1038,182,3180%-$1,093,392
2023-07-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$195.81-6,95016,271,9120%-$1,360,857

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top