Investment Advice Industry - SEC Form 4 Insider Trading Screener

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100 results - Yahoo - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

D
2020-09-18
STEPStepstone Group Inc.Argonaut Private Equity, L.L.C.10%P - Purchase$18.00+125,0006,495,358+2%+$2,250,000
2020-03-18
VSTVistra Corp.Oaktree Capital Group Holdings Gp, LLCSee Remarks.P - Purchase$12.36+500,00030,278,055+2%+$6,181,400
2020-09-16
KREFKkr Real Estate Finance Trust Inc.Kkr Group Partnership L.P.10%S - Sale$18.56-94,20021,858,3560%-$1,748,352
M
2020-09-16
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$161.08-12,21320,000,6800%-$1,967,309
2020-09-15
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$161.41-8,74020,012,8930%-$1,410,748
2020-09-15
MRUSMerus N.V.Bvf Partners L P/il10%P - Purchase$11.75+146,754382,784+62%+$1,724,360
M
2020-09-14
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.41-27,245743,806-4%-$1,101,032
2020-09-15
AZEKAzek Co Inc.Ares Corporate Opportunities Fund Iv, L.P.Dir, 10%S - Sale$33.25-14,091,81739,221,090-26%-$468,552,915
2020-09-15
AMGAffiliated Managers Group, Inc.Churchill Dwight D.DirP - Purchase$65.25+1,00012,069+9%+$65,250
D
2020-09-14
SCUSculptor Capital Management, Inc.Levine David MichaelGCS - Sale+OE$11.91-2,8680-100%-$34,157
M
2020-09-11
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$158.22-21,10920,021,6330%-$3,339,961
2020-09-10
MRUSMerus N.V.Bvf Partners L P/il10%P - Purchase$11.10+189,651372,526+104%+$2,104,785
2020-09-09
CGCarlyle Group Inc.Bentley Pamela LChief Accounting OfficerS - Sale$25.51-24,51019,969-55%-$625,250
M
2020-09-09
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$159.52-18,18239,936,4240%-$2,900,359
M
2020-09-08
KREFKkr Real Estate Finance Trust Inc.Kkr Group Partnership L.P.10%S - Sale$18.51-35,40321,952,5560%-$655,310
D
2020-09-04
XOMAXoma CorpBvf Partners L P/ilSee Remarks, 10%P - Purchase$18.77+7,7372,131,6570%+$145,228
2020-09-09
AMGAffiliated Managers Group, Inc.Atkinson Tracy ADirP - Purchase$68.46+1,4691,469New+$100,568
2020-09-08
ARESAres Management CorpMcFerran Michael REVP, COO, CFOS - Sale$38.58-30,000712,228-4%-$1,157,400
M
2020-09-04
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$157.60-5,06520,060,9240%-$798,244
D
2020-09-04
HLNEHamilton Lane IncOakville Number 2 Trust10%S - Sale+OE$70.18-75,000710,022-10%-$5,263,500
D
2020-09-08
FOCSFocus Financial Partners Inc.Adolf RuedigerCEO, COBS - Sale+OE$31.05-561,1850-100%-$17,424,794
D
2020-09-08
FOCSFocus Financial Partners Inc.Kodialam Rajini SundarCOOS - Sale+OE$31.05-348,3230-100%-$10,815,429
D
2020-09-08
FOCSFocus Financial Partners Inc.Chang Leonard R.Sr. Managing Dir, Head of M, AS - Sale+OE$31.05-186,7830-100%-$5,799,612
D
2020-09-08
FOCSFocus Financial Partners Inc.Shanahan JamesCFOS - Sale+OE$31.05-226,4410-100%-$7,030,993
D
2020-09-08
FOCSFocus Financial Partners Inc.McGranahan John RussellGCS - Sale+OE$31.05-107,1801,000-99%-$3,327,939
2020-09-03
MRUSMerus N.V.Bvf Partners L P/il10%P - Purchase$11.17+201,906359,710+128%+$2,255,290
M
2020-09-03
CFFACf Finance Acquisition Corp.Glazer Capital, LLC10%S - Sale$10.36-23,4003,334,541-1%-$242,424
2020-09-04
AMGAffiliated Managers Group, Inc.Jeffery Reuben IIIDirP - Purchase$70.16+5,00015,000+50%+$350,800
M
2020-09-02
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$164.13-11,76820,065,9890%-$1,931,444
D
2020-09-01
ARESAres Management CorpMcFerran Michael REVP, COO, CFOS - Sale+OE$40.40-30,000742,228-4%-$1,212,000
2020-09-01
AMKAssetmark Financial Holdings, Inc.Chafkin Jeremiah HEVP, Chief Investment OfficerS - Sale$24.10-7,934501,581-2%-$191,209
2020-09-01
KREFKkr Real Estate Finance Trust Inc.Kkr Group Partnership L.P.10%S - Sale$18.50-20,65721,987,9590%-$382,155
2020-09-03
AMGAffiliated Managers Group, Inc.Churchill Dwight D.DirP - Purchase$71.99+1,00011,069+10%+$71,990
2020-09-01
MNManning & Napier, Inc.Mayer Marc OCOB, CEOP - Purchase$4.39+2,500418,447+1%+$10,975
2020-09-02
IVZInvesco Ltd.Beshar SarahDirP - Purchase$10.54+9,50047,021+25%+$100,117
M
2020-08-31
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.69-31,887771,051-4%-$1,297,376
M
2020-08-31
CFFACf Finance Acquisition Corp.Glazer Capital, LLC10%S - Sale$10.36-95,8293,357,941-3%-$992,788
M
2020-09-01
IVZInvesco Ltd.Flanagan Martin LPres, CEOP - Purchase$10.19+294,5074,410,454+7%+$2,999,988
M
2020-08-31
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$163.42-22,80220,077,7570%-$3,726,332
DM
2020-08-28
XOMAXoma CorpBvf Partners L P/ilSee Remarks, 10%P - Purchase$18.71+35,6212,116,028+2%+$666,484
2020-09-01
AMGAffiliated Managers Group, Inc.Horgen Jay C.Pres, CEOP - Purchase$67.90+5,000148,167+3%+$339,500
M
2020-08-27
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$162.18-18,80920,100,5590%-$3,050,449
M
2020-08-27
CFFACf Finance Acquisition Corp.Glazer Capital, LLC10%S - Sale$10.36-34,3663,453,770-1%-$356,032
M
2020-08-25
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$159.44-19,80820,119,3680%-$3,158,081
D
2020-08-24
ZIZoominfo Technologies Inc.Carlyle Group Management L.L.C.10%S - Sale+OE$35.80-7,061,42841,954,633-14%-$252,781,469
DM
2020-08-21
XOMAXoma CorpBvf Partners L P/ilSee Remarks, 10%P - Purchase$19.40+28,1752,100,572+1%+$546,650
M
2020-08-21
MNManning & Napier, Inc.Mayer Marc OCOB, CEOP - Purchase$4.08+4,500415,947+1%+$18,339
M
2020-08-21
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$156.83-17,45520,139,1760%-$2,737,410
2020-08-21
VSLRVivint Solar, Inc.313 Acquisition LLC10%S - Sale$21.50-11,627,90757,917,967-17%-$250,000,001
2020-08-19
BXBlackstone Group IncFinley John GGCS - Sale$54.07-40,000270,403-13%-$2,162,800
2020-08-21
FISVFiserv IncKkr Group Partnership L.P.10%S - Sale$98.00-5,000,000105,425,667-5%-$490,000,000
M
2020-08-19
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$157.40-18,61220,156,6310%-$2,929,603
DM
2020-08-18
XOMAXoma CorpBvf Partners L P/il10%P - Purchase$19.47+6,1634,059,3420%+$120,004
M
2020-08-18
LAZLazard LtdStern Alexander F.PresS - Sale$31.49-127,000188,221-40%-$3,999,245
2020-08-19
VALUValue Line IncFiore Alfred RDirP - Purchase$25.68+46400+13%+$1,181
M
2020-08-17
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$157.10-19,83420,175,2430%-$3,115,927
2020-08-17
MNManning & Napier, Inc.Busheri EbrahimDir of InvestmentsP - Purchase$3.59+11,108341,699+3%+$39,878
2020-08-17
BENFranklin Resources IncByerwalter Mariann HDirS - Sale$21.90-1,8279,188-17%-$40,011
M
2020-08-13
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$158.23-17,44620,195,0770%-$2,760,558
DM
2020-08-12
XOMAXoma CorpBvf Partners L P/il10%P - Purchase$18.46+27,0224,053,179+1%+$498,736
2020-08-13
FNDFloor & Decor Holdings, Inc.Ares Corporate Opportunities Fund III LPSee remarksS - Sale$67.30-5,431,4780-100%-$365,538,469
2020-08-12
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$16.50-1,000271,7810%-$16,500
M
2020-08-12
VRTSVirtus Investment Partners, Inc.Waltman Francis GEVP, Product ManagementS - Sale$143.08-20,00017,845-53%-$2,861,593
2020-08-11
MCMoelis & CoCrain ElizabethCOOS - Sale$32.43-20,00066,557-23%-$648,529
M
2020-08-11
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$159.20-18,45020,212,5230%-$2,937,163
2020-08-11
LAZLazard LtdHoffman Scott DCAO, GCS - Sale$32.63-80,00076,298-51%-$2,610,760
D
2020-08-11
AMPAmeriprise Financial IncWoerner John RobertPres Ins, Chief Strat OfficerS - Sale+OE$163.83-9,87327,653-26%-$1,617,461
2020-08-10
WHGWestwood Holdings Group IncWooldridge Raymond EDirP - Purchase$12.29+10,00066,988+18%+$122,923
D
2020-08-10
ARESAres Management CorpSagati Aghili NaseemGCS - Sale+OE$42.16-8,452161,622-5%-$356,336
M
2020-08-07
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$41.40-30,766802,938-4%-$1,273,676
M
2020-08-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$162.09-80220,230,9730%-$129,995
M
2020-08-07
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$16.43-2,560272,781-1%-$42,058
2020-08-07
BXBlackstone Group IncBaratta JosephDirS - Sale$52.92-65,1851,113,448-6%-$3,449,590
2020-08-07
ABAlliancebernstein Holding L.P.Burke Kate CCOOS - Sale$27.90-9,2440-100%-$257,908
D
2020-08-05
CORCoresite Realty CorpCarlyle Group Management L.L.C.10%S - Sale+OE$128.55-230,1720-100%-$29,588,611
2020-08-07
WHGWestwood Holdings Group IncCasey Brian OPres, CEOP - Purchase$11.36+10,000366,170+3%+$113,562
M
2020-08-05
APOApollo Global Management, Inc.Kelly MartinCFOS - Sale$49.43-20,000309,577-6%-$988,556
M
2020-08-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$162.44-16,92420,231,7750%-$2,749,130
DM
2020-08-05
BXBlackstone Group IncBaratta JosephDirS - Sale+OE$53.00-434,8151,178,633-27%-$23,043,669
M
2020-08-04
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$14.57-10,500275,341-4%-$153,005
M
2020-08-04
VALUValue Line IncFiore Alfred RDirP - Purchase$24.44+4354+1%+$98
M
2020-08-03
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.62-55,584833,704-6%-$2,257,583
2020-08-03
AMKAssetmark Financial Holdings, Inc.Mehta MukeshEVP, CIOS - Sale$27.64-10,000329,431-3%-$276,450
2020-08-03
AMKAssetmark Financial Holdings, Inc.Kim MichaelEVP, Chief Client OfficerS - Sale$27.66-10,000676,288-1%-$276,600
2020-08-03
AMKAssetmark Financial Holdings, Inc.Chafkin Jeremiah HEVP, Chief Investment OfficerS - Sale$27.66-7,934509,515-2%-$219,454
D
2020-08-03
MORNMorningstar, Inc.Desmond BevinHead of Talent, CultureS - Sale+OE$166.82-7,00034,434-17%-$1,167,718
M
2020-08-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$167.64-3,73120,248,6990%-$625,459
2020-08-03
CGCarlyle Group Inc.Youngkin Glenn A.Co-CEOS - Sale$27.80-13,8718,315,5520%-$385,614
2020-08-03
CGCarlyle Group Inc.Lee KewsongCo-CEOS - Sale$27.80-73,3653,074,203-2%-$2,039,547
2020-08-03
CGCarlyle Group Inc.Ferguson Jeffrey W.GCS - Sale$27.80-22,861879,522-3%-$635,536
2020-08-03
CGCarlyle Group Inc.Finn ChristopherCOOS - Sale$27.80-60,733915,776-6%-$1,688,377
2020-08-03
CGCarlyle Group Inc.Buser Curtis L.CFOS - Sale$27.80-58,203851,836-6%-$1,618,043
2020-08-03
CGCarlyle Group Inc.Bentley Pamela LChief Accounting OfficerS - Sale$27.80-8,33249,333-14%-$231,630
2020-07-31
APOApollo Global Management, Inc.Kelly MartinCFOS - Sale$48.96-10,000329,577-3%-$489,592
2020-08-04
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$26.05-42328,939-1%-$11,018
2020-08-04
VALUValue Line IncBrecher Howard ACOB, CEOP - Purchase$25.26+2001,600+14%+$5,052
2020-08-04
VALUValue Line IncBrecher Howard ACOB, CEOP - Purchase$25.26+2001,600+14%+$5,052
M
2020-07-30
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$14.05-9,400285,841-3%-$132,089
M
2020-07-30
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.06-10,366889,288-1%-$415,236
D
2020-07-28
ANNXAnnexon, Inc.Clarus Lifesciences Iii, L.P.10%P - Purchase$17.00+200,0002,730,635+8%+$3,400,000
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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