Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

D
2018-05-22
EVFMEvofem Biosciences, Inc.Invesco Ltd.10%P - Purchase$4.69+2,127,6599,165,157+30%+$9,978,721
M
2018-05-21
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$11.32+30,0022,877,923+1%+$339,549
M
2018-05-21
OAKOaktree Capital Group, LLCKeele Larry WDirS - Sale$40.01-21,09034,665-38%-$843,775
M
2018-05-21
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$115.48-23,35323,783,6540%-$2,696,756
D
2018-05-21
BSIGBrightsphere Investment Group PlcLegg Kyle PDirS - Sale+OE$15.63-47031,680-1%-$7,348
M
2018-05-17
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$198.26-3,00025,000-11%-$594,770
DM
2018-05-17
SAMGSilvercrest Asset Management Group Inc.Messina AlDirS - Sale+OE$15.52-5,277193,307-3%-$81,903
ADM
2017-09-05
ZAISZais Group Holdings, Inc.Zugel ChristianChief Investmt Officer, COB, 10%P - Purchase$4.00+6,662,498374,997-106%+$26,650,959
2017-09-05
ZAISZais Group Holdings, Inc.Z Acquisition LLC10%P - Purchase$4.10+6,500,0006,500,000New+$26,650,000
M
2018-05-17
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$114.53-22,90023,807,0070%-$2,622,716
M
2018-05-16
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$11.18+32,4142,847,921+1%+$362,508
2018-05-17
EVREvercore Inc.Schlosstein RalphPres, CEOS - Sale$108.60-23,263104,757-18%-$2,526,348
AD
2018-05-16
LMLegg Mason, Inc.Lattin PatriciaEVPS - Sale+OE$38.95-89841,521-2%-$34,977
AD
2018-05-16
LMLegg Mason, Inc.Merchant Thomas CEVP, GCS - Sale+OE$38.80-2,53766,204-4%-$98,436
2018-05-16
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$114.08-10,61023,829,9070%-$1,210,334
M
2018-05-15
VCTRVictory Capital Holdings, Inc.Rappaport AlanDirP - Purchase$10.18+10,00010,000New+$101,774
D
2018-05-16
LMLegg Mason, Inc.Lattin PatriciaEVPS - Sale+OE$38.95-89841,521-2%-$34,977
D
2018-05-16
LMLegg Mason, Inc.Sullivan Joseph ASr. EVPS - Sale+OE$38.81-31,336471,248-6%-$1,216,060
D
2018-05-16
LMLegg Mason, Inc.Merchant Thomas CEVP, GCS - Sale+OE$38.80-2,53766,204-4%-$98,436
M
2018-05-14
STONStonemor Partners LPOaktree Capital Management LP10%P - Purchase$6.06+20,4564,477,8570%+$123,891
DM
2018-05-14
SAMGSilvercrest Asset Management Group Inc.Messina AlDirS - Sale+OE$15.52-780198,5840%-$12,106
2018-05-14
OAKOaktree Capital Group, LLCKeele Larry WDirS - Sale$40.08-2,90055,755-5%-$116,235
D
2018-05-15
MCMoelis & CoCrain ElizabethCOOS - Sale+OE$57.24-6,6680-100%-$381,703
M
2018-05-14
MCMoelis & CoWatanabe Osamu R.GC, SecretaryS - Sale$56.80-5,182131-98%-$294,333
D
2018-05-14
MCMoelis & CoRaich JeffreyMD, Co-PresS - Sale+OE$56.53-6,9670-100%-$393,864
D
2018-05-14
MCMoelis & CoSimon JosephCFOS - Sale+OE$56.72-1,2630-100%-$71,635
M
2018-05-14
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$112.29-18,53423,840,5170%-$2,081,197
M
2018-05-11
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$11.18+40,9842,815,507+1%+$458,367
2018-05-10
APOApollo Global Management LLCKrongard A BDirP - Purchase$30.38+1,800298,442+1%+$54,691
2018-05-11
APOApollo Global Management LLCKelly MartinCFOS - Sale$30.42-18,000312,247-5%-$547,540
2018-05-10
HCCWarrior Met Coal, Inc.Blackstone Group L.P.10%S - Sale$24.20-1,869,679642,881-74%-$45,246,232
M
2018-05-10
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$111.30-18,97923,859,0510%-$2,112,354
2018-05-09
STONStonemor Partners LPOaktree Capital Management LP10%P - Purchase$6.00+10,0004,457,4010%+$60,000
DM
2018-05-09
SAMGSilvercrest Asset Management Group Inc.Messina AlDirS - Sale+OE$15.59-3,943199,364-2%-$61,454
2018-05-09
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$110.30-8,84623,878,0300%-$975,674
2018-05-10
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOP - Purchase$136.04+7,400243,961+3%+$1,006,678
2018-05-08
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale$55.26-3,6832,011-65%-$203,514
2018-05-07
GDIGardner Denver Holdings, Inc.Kkr Fund Holdings L.P.10%S - Sale$29.84-30,436,06490,721,409-25%-$908,136,060
M
2018-05-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$108.86-22,07123,886,8760%-$2,402,667
2018-05-04
PJTPjt Partners Inc.Taubman Paul JCOB, CEOP - Purchase$51.15+1,000451,0000%+$51,150
D
2018-05-04
EVEaton Vance CorpBeale Jeffrey PChief Administrative OfficerS - Sale+OE$8.54-29,389350,457-8%-$250,982
2018-05-04
EVREvercore Inc.Klurfeld JasonGCS - Sale$103.00-7179,380-7%-$73,851
M
2018-05-03
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale$54.23-41,7855,694-88%-$2,265,803
2018-05-07
MCMoelis & CoCrain ElizabethCOOS - Sale$54.89-4,5350-100%-$248,945
M
2018-05-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$107.48-20,90923,908,9470%-$2,247,316
2018-05-03
EVREvercore Inc.Schlosstein RalphPres, CEOS - Sale$101.28-13,987128,020-10%-$1,416,623
M
2018-05-01
STONStonemor Partners LPOaktree Capital Management LP10%P - Purchase$6.05+29,8594,447,401+1%+$180,511
2018-05-02
CGCarlyle Group L.P.Bentley Pamela LChief Accounting OfficerS - Sale$20.10-9,396150,764-6%-$188,860
2018-05-02
AMPAmeriprise Financial IncBerman Walter StanleyEVP, CFOP - Purchase$134.12+3,72825,400+17%+$500,004
M
2018-05-01
EVREvercore Inc.Schlosstein RalphPres, CEOS - Sale$102.75-177,513142,007-56%-$18,239,808
2018-05-01
EVREvercore Inc.Arellano Ostoa AugustoCEO of EVR MexicoS - Sale$102.45-17,66514,455-55%-$1,809,779
M
2018-05-01
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$108.71-18,62323,929,8560%-$2,024,539
DM
2018-05-01
SAMGSilvercrest Asset Management Group Inc.Messina AlDirS - Sale+OE$15.50-2,670203,307-1%-$41,396
DM
2018-04-27
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale+OE$54.00-8,32853,079-14%-$449,712
2018-04-30
MCMoelis & CoWatanabe Osamu R.GC, SecretaryS - Sale$53.76-2,3115,313-30%-$124,242
M
2018-04-27
EVREvercore Inc.Schlosstein RalphPres, CEOS - Sale$101.76-70,700319,520-18%-$7,194,476
M
2018-04-30
SAMGSilvercrest Asset Management Group Inc.Hough Richard R IIICOB, CEOP - Purchase$15.41+4,0004,200>999%+$61,629
D
2018-04-30
FNGNFinancial Engines, Inc.Bunch JohnEVP, COO, Pres FE AdvisorsS - Sale+OE$44.40-10,00018,754-35%-$444,000
D
2018-04-26
SAMGSilvercrest Asset Management Group Inc.Messina AlDirS - Sale+OE$15.53-3,317205,977-2%-$51,509
D
2018-04-26
MCMoelis & CoSimon JosephCFOS - Sale+OE$53.80-5,2240-100%-$281,056
DM
2018-04-24
MCMoelis & CoLeaman J Richard IIIMD, Vice COBS - Sale+OE$54.10-16,0060-100%-$865,981
D
2018-04-24
MCMoelis & CoCrain ElizabethCOOS - Sale+OE$54.45-4,5354,535-50%-$246,931
D
2018-04-25
MCMoelis & CoCallesano ChristopherED, Principal Acct OfficerS - Sale+OE$54.25-3,3350-100%-$180,924
DM
2018-04-24
MCMoelis & CoMahmoodzadegan NavidMD, Co-PresS - Sale+OE$54.16-26,6770-100%-$1,444,792
DM
2018-04-24
MCMoelis & CoRaich JeffreyMD, Co-PresS - Sale+OE$54.15-26,6770-100%-$1,444,658
DM
2018-04-24
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale+OE$54.26-30,88755,797-36%-$1,676,056
D
2018-04-24
MCMoelis & CoWatanabe Osamu R.GC, SecretaryS - Sale+OE$54.45-2,3127,624-23%-$125,888
2018-04-26
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$28.10+50,00034,422,8070%+$1,405,000
AM
2012-04-03
WHGWestwood Holdings Group IncByrne Susan MVice Chairman of the BoardS - Sale$38.56-1,71337,759-4%-$66,061
DM
2018-04-23
SAMGSilvercrest Asset Management Group Inc.Messina AlDirS - Sale+OE$15.38-5,783209,294-3%-$88,940
2018-04-24
OZMOch-Ziff Capital Management Group LLCLevin James SCo-CIO, Head of Glbl CreditS - Sale$2.04-305,7290-100%-$623,320
M
2018-04-20
OZMOch-Ziff Capital Management Group LLCLevin James SCo-CIO, Head of Glbl CreditS - Sale$2.26-357,634305,729-54%-$809,479
D
2018-04-18
ARQLArqule IncBvf Partners L P/il10%S - Sale+OE$3.10-2,230,373947,118-70%-$6,914,156
DM
2018-04-18
SAMGSilvercrest Asset Management Group Inc.Messina AlDirS - Sale+OE$15.55-4,655215,077-2%-$72,380
M
2018-04-18
OZMOch-Ziff Capital Management Group LLCLevin James SCo-CIO, Head of Glbl CreditS - Sale$2.26-286,400663,363-30%-$648,185
2018-04-18
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$29.01+50,00034,372,8070%+$1,450,500
M
2018-04-16
OZMOch-Ziff Capital Management Group LLCLevin James SCo-CIO, Head of Glbl CreditS - Sale$2.30-301,400949,763-24%-$693,255
DM
2018-04-16
SAMGSilvercrest Asset Management Group Inc.Messina AlDirS - Sale+OE$15.54-3,575219,732-2%-$55,539
2018-04-13
ACVAllianzgi Diversified Income & Convertible FundAllianz Asset Management of America L.P.Affiliated EntityS - Sale$22.36-5,5460-100%-$123,985
M
2018-04-12
OZMOch-Ziff Capital Management Group LLCLevin James SCo-CIO, Head of Glbl CreditS - Sale$2.33-262,9091,251,163-17%-$611,640
2018-04-11
FNGNFinancial Engines, Inc.Cruse Gina MEVP, HRS - Sale$32.50-4540-100%-$14,755
M
2018-04-10
OZMOch-Ziff Capital Management Group LLCLevin James SCo-CIO, Head of Glbl CreditS - Sale$2.26-777,8001,514,072-34%-$1,755,586
M
2018-04-09
INFIInfinity Pharmaceuticals, Inc.Bvf Partners L P/il10%P - Purchase$1.97+1,510,000950,473-270%+$2,970,000
M
2018-04-06
OZMOch-Ziff Capital Management Group LLCLevin James SCo-CIO, Head of Glbl CreditS - Sale$2.29-219,2052,291,872-9%-$502,714
M
2018-04-06
OZMOch-Ziff Capital Management Group LLCLevine David MichaelGCS - Sale$2.30-72,8950-100%-$167,682
D
2018-04-04
ARQLArqule IncBvf Partners L P/il10%S - Sale+OE$2.90-2,301,5811,164,374-66%-$6,674,585
2018-04-02
STONStonemor Partners LPOaktree Capital Management LP10%P - Purchase$6.04+72,9084,417,542+2%+$440,364
2018-03-29
STONStonemor Partners LPOaktree Capital Management LP10%P - Purchase$6.15+99,9614,344,634+2%+$614,760
2018-03-29
BSIGBrightsphere Investment Group PlcHadley ChristopherEVP, Chief Talent OfficerS - Sale$15.61-12,00062,749-16%-$187,313
2018-03-26
EYENational Vision Holdings, Inc.Kkr Fund Holdings L.P.10%S - Sale$31.68-1,444,82232,398,495-4%-$45,771,961
2018-03-23
APOApollo Global Management LLCTiger Global Management LLC10%P - Purchase$30.34+100,00034,322,8070%+$3,033,800
2018-03-19
EYENational Vision Holdings, Inc.Kkr Fund Holdings L.P.10%S - Sale$31.68-9,632,14533,843,317-22%-$305,146,354
2018-03-20
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.75-655,6602,325,302-22%-$7,048,345
2018-03-16
GDPMGoodrich Petroleum CorpFranklin Resources Inc10%S - Sale$10.76-25,9532,980,962-1%-$279,293
M
2018-03-15
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$11.42+13,9782,774,523+1%+$159,656
D
2018-03-15
HLIHoulihan Lokey, Inc.Preiser David ACO-PresS - Sale+OE$46.75-8,8880-100%-$415,514
D
2018-03-15
HLIHoulihan Lokey, Inc.Beiser Scott LCEO, 10%S - Sale+OE$46.75-14,4340-100%-$674,790
D
2018-03-15
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$46.75-4,5990-100%-$215,003
D
2018-03-15
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$46.75-20,7280-100%-$969,034
D
2018-03-15
HLIHoulihan Lokey, Inc.Alley J LindseyCFOS - Sale+OE$46.75-22,5490-100%-$1,054,166

Real-time CSV? Options? Alerts? Contact us!
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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