Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
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S - Sale
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D - Sale to Iss
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M - Option Ex
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W - Inherited
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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P15+0-0-8+0
S85-0-0-1+0

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2017-03-27
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.53+330477,4220%+$505+3
D
2017-03-24
LMLegg Mason, Inc.Johnson TerenceEVPS - Sale+OE$34.88-13,325109,192-11%-$464,776+1
2017-03-21
PJTPjt Partners Inc.Taubman Paul JCOB, CEOP - Purchase$36.55+16,500450,000+4%+$603,0500+3
D
2017-03-21
FNGNFinancial Engines, Inc.Campbell Michael JeromeEVP, Product, TechnologyS - Sale+OE$41.25-2,00038,254-5%-$82,5000+4
2017-03-21
FIIFederated Investors Inc /pa/Ceresino Gordon JExec. Dir, Int'l Dist.S - Sale$25.56-2,349199,761-1%-$60,036-1+1
2017-03-17
PJTPjt Partners Inc.Costos JamesDirP - Purchase$38.26+2,6002,600New+$99,476-2-4
2017-03-16
AMPAmeriprise Financial IncTruscott William FCEO, Global Asset ManagementS - Sale$134.63-8,00050,491-14%-$1,077,026-4-4
2017-03-15
HGVHilton Grand Vacations Inc.Blackstone Real Estate Associates VI L.P.10%S - Sale$24.32-24,750,00012,114-100%-$601,920,0000-1
E
2017-03-15
HLTHilton Worldwide Holdings Inc.Blackstone Real Estate Associates VI L.P.10%S - Sale$6.67-82,500,00040,379-100%-$550,006,119-1+1
D
2017-03-15
HLIHoulihan Lokey, Inc.Beiser Scott LCEOS - Sale+OE$29.05-11,0290-100%-$320,3920-3
D
2017-03-15
HLIHoulihan Lokey, Inc.Alley J LindseyCFOS - Sale+OE$29.05-2,0240-100%-$58,7970-3
D
2017-03-15
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$29.05-8350-100%-$24,2570-3
D
2017-03-15
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$29.05-15,7430-100%-$457,3340-3
D
2017-03-15
HLIHoulihan Lokey, Inc.Adelson Scott JosephCO-PresS - Sale+OE$29.05-10,3480-100%-$300,6090-3
D
2017-03-15
HLIHoulihan Lokey, Inc.Preiser David ACO-PresS - Sale+OE$29.05-6,7110-100%-$194,9550-3
M
2015-10-29
AMPAmeriprise Financial IncSharpe Robert Francis JrDirP - Purchase$97.96+18011,180+2%+$17,633-2-7
2017-03-16
BENFranklin Resources IncJohnson Jennifer MPres, COOS - Sale$43.90-16,8354,496,1080%-$739,020-4-6
2017-03-14
FNGNFinancial Engines, Inc.Jones Christopher L.EVP, Chief Investment OfficerS - Sale$40.66-6,66675,449-8%-$271,063+1-6
2017-03-14
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.48+362477,0920%+$537+4+1
M
2017-03-10
DHILDiamond Hill Investment Group IncSkinner Frances ADirS - Sale$195.06-4116,989-6%-$80,168+20
D
2017-03-10
FNGNFinancial Engines, Inc.Grace Jeffrey CPrincipal Accounting OfficerS - Sale+OE$41.60-2,87414,698-16%-$119,558-1+2
2017-03-10
FNGNFinancial Engines, Inc.Warburg Pincus Private Equity X, L.P.DirS - Sale$43.85-4,109,1284,109,128-50%-$180,185,2630+3
2017-03-10
FNGNFinancial Engines, Inc.Warburg Pincus LLCSee footnotes (1)(2)(3)S - Sale$43.85-4,109,1284,109,128-50%-$180,185,2630+3
2017-03-10
FNGNFinancial Engines, Inc.Martin Michael E.DirS - Sale$43.85-4,109,1284,109,128-50%-$180,185,2630+3
2017-03-07
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$200.00-1,00046,562-2%-$200,000-1-1
2017-03-07
OMAMOm Asset Management PlcBelgrad StephenEVP, CFOS - Sale$14.86-5,487226,417-2%-$81,53200
2017-03-07
OMAMOm Asset Management PlcGibson Linda T.EVP, Head of Global DistributiS - Sale$14.86-7,059230,774-3%-$104,91200
2017-03-07
OMAMOm Asset Management PlcBain Peter LCEOS - Sale$14.86-25,123988,567-2%-$373,33800
2017-03-07
OMAMOm Asset Management PlcHadley ChristopherEVP, Chief Talent OfficerS - Sale$14.89-82633,817-2%-$12,29900
2017-03-07
OMAMOm Asset Management PlcRiordan Aidan JEVP, Head of Affiliate MngmtS - Sale$14.86-3,862147,829-3%-$57,39100
2017-03-07
OMAMOm Asset Management PlcMahoney Daniel K.CAO, ControllerS - Sale$14.86-5819,493-6%-$8,63600
D
2017-03-07
OMAMOm Asset Management PlcRitchie James JosephDirS - Sale+OE$14.92-36226,272-1%-$5,40200
D
2017-03-07
OMAMOm Asset Management PlcRogers JohnDirS - Sale+OE$14.92-7118,0840%-$1,05900
D
2017-03-07
OMAMOm Asset Management PlcLegg Kyle PDirS - Sale+OE$14.78-2620,6650%-$38400
2017-03-08
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.51+205476,7300%+$310+3+1
D
2017-03-06
HLNEHamilton Lane IncDelgado-Moreira JuanMD, 10%P - Purchase$16.00+2,8003,182,5980%+$44,8000+4
M
2017-03-03
STKLSunopta Inc.Oaktree Organics, L.P.10%P - Purchase$6.90+2,509,9212,509,921New+$17,318,790+1+3
2017-03-06
FIIFederated Investors Inc /pa/Uhlman Paul AVPS - Sale$26.50-1,055177,032-1%-$27,958+10
2017-03-06
FIIFederated Investors Inc /pa/Novak Richard APrincipal Accounting OfficerS - Sale$26.53-22047,4410%-$5,837+10
2017-03-07
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.69+1,000476,5250%+$1,690-9-5
2017-03-06
FIIFederated Investors Inc /pa/Ceresino Gordon JExec. Dir., Int'l Dist.S - Sale$26.49-4,378202,110-2%-$115,992+10
2017-03-06
FIIFederated Investors Inc /pa/Fisher John BVPS - Sale$26.48-9,191590,528-2%-$243,414+10
2017-03-02
FNGNFinancial Engines, Inc.Grundfest JosephDirS - Sale$45.30-50,000172,481-22%-$2,264,9400-8
2017-03-01
APOApollo Global Management LLCKrongard A BDirP - Purchase$23.00+2,000291,935+1%+$46,010+1-1
2017-03-01
APOApollo Global Management LLCSuydam John JGCS - Sale$22.90-134,748756,853-15%-$3,085,231+1-1
D
2017-03-01
LAZLazard LtdStern Alexander F.COOS - Sale+OE$43.06-30,206166,184-15%-$1,300,670-1+1
D
2017-03-02
LAZLazard LtdHoffman Scott DGCS - Sale+OE$43.16-20,00078,607-20%-$863,200-1+1
2017-03-01
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$203.00-1,30047,562-3%-$263,9000-2
2017-03-01
DHILDiamond Hill Investment Group IncSkinner Frances ADirS - Sale$204.00-97,4000%-$1,8360-2
2017-03-02
PJTPjt Partners Inc.Cuminale James WGCP - Purchase$38.80+7,00049,502+16%+$271,6000-3
D
2017-03-01
AMPAmeriprise Financial IncWoerner John RobertPres Ins, Chief Strat OfficerS - Sale+OE$134.57-5,33723,085-19%-$718,21600
DM
2017-02-28
FNGNFinancial Engines, Inc.Berg-Lacy E. OlenaDirS - Sale+OE$44.31-5,62510,606-35%-$249,2210-6-9
D
2017-03-01
FNGNFinancial Engines, Inc.Raffone Lawrence M.Pres, CEOS - Sale+OE$45.34-10,00047,118-18%-$453,3620-6-9
D
2017-03-01
FNGNFinancial Engines, Inc.O'Donnell KellyEVP, CAO, CROS - Sale+OE$45.50-3,33316,541-17%-$151,6520-6-9
D
2017-03-01
FNGNFinancial Engines, Inc.Antone Lewis JrEVP, GC, Sec.S - Sale+OE$44.65-9273,775-20%-$41,3910-6-9
D
2017-02-28
FNGNFinancial Engines, Inc.Yoffie David BDirS - Sale+OE$44.19-21,00012,481-63%-$928,0090-6-9
D
2017-03-01
FNGNFinancial Engines, Inc.Shoven John BDirS - Sale+OE$45.20-7,50012,481-38%-$339,0000-6-9
2017-03-01
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.78+1,000475,5250%+$1,779+2-4-7
2017-02-27
OAKOaktree Capital Group, LLCFrank JohnVice COBS - Sale$45.11-16,85258,333-22%-$760,180+10+1
2017-02-27
OAKOaktree Capital Group, LLCKeele Larry WDirS - Sale$45.34-8,33458,655-12%-$377,832+10+1
2017-02-27
BENFranklin Resources IncJohnson Gregory ECOB, CEOS - Sale$43.18-25,0005,189,4510%-$1,079,480-1-2-5
D
2017-02-22
MCMoelis & CoCallesano ChristopherSVP, Principal Acct OfficerS - Sale+OE$36.99-1,5320-100%-$56,6690+3+2
D
2017-02-22
MCMoelis & CoWatanabe Osamu R.GC, SecretaryS - Sale+OE$36.99-3,466131-96%-$128,2070+3+2
D
2017-02-22
MCMoelis & CoLeaman J Richard IIIMD, Vice COBS - Sale+OE$36.99-10,0920-100%-$373,3030+3+2
D
2017-02-22
MCMoelis & CoCrain ElizabethCOOS - Sale+OE$36.99-5,3520-100%-$197,9700+3+2
D
2017-02-22
MCMoelis & CoMahmoodzadegan NavidMD, Co-PresS - Sale+OE$36.99-22,3780-100%-$827,7620+3+2
D
2017-02-22
MCMoelis & CoRaich JeffreyMD, Co-PresS - Sale+OE$36.99-22,3780-100%-$827,7620+3+2
D
2017-02-22
MCMoelis & CoSimon JosephCFOS - Sale+OE$36.99-3,0970-100%-$114,5580+3+2
D
2017-02-22
MCMoelis & CoMoelis KennethCOB, CEO, 10%S - Sale+OE$36.99-35,982105,153-25%-$1,330,9740+3+2
2017-02-22
EVREvercore Partners Inc.Frankel Adam BGCS - Sale$80.75-1,20063,402-2%-$96,90000-3
M
2017-02-21
PJTPjt Partners Inc.Taubman Paul JCOB, CEOP - Purchase$36.73+8,500433,500+2%+$312,225+1+4-5
D
2017-02-22
AMPAmeriprise Financial IncThissen Karen WilsonEVP, GCS - Sale+OE$131.18-5355,551-9%-$70,1780+3-4
2017-02-21
AMPAmeriprise Financial IncKupper RandyEVP Technology, CIOS - Sale$129.71-3,32721,742-13%-$431,5290+3-4
D
2017-02-21
FNGNFinancial Engines, Inc.Campbell Michael JeromeEVP, TechnologyS - Sale+OE$40.05-2,00035,969-5%-$80,100+1+10-2
2017-02-21
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.73+231474,5250%+$400+2+3-12
2017-02-16
AMPAmeriprise Financial IncHunter Kelli AEVP of HRS - Sale$128.88-3,91625,963-13%-$504,70200-4
2017-02-16
CNSCohen & Steers IncStadler Matthew S.CFO, EVPS - Sale$35.22-40,000186,329-18%-$1,408,800+1+3+4
2017-02-15
OAKOaktree Capital Group, LLCKirchheimer David MSee RemarksS - Sale$45.74-8,33358,470-12%-$381,170+100
2017-02-16
OAKOaktree Capital Group, LLCMolz Todd ESee RemarksS - Sale$45.34-21,01176,096-22%-$952,550+100
2017-02-17
GROWU S Global Investors IncHolmes Frank ECEO, 10%P - Purchase$1.80+1,000474,2940%+$1,799-3+1-9
DM
2017-02-15
FNGNFinancial Engines, Inc.O'Donnell KellyEVP, CAO, CROS - Sale+OE$40.32-7,83812,090-39%-$316,039+1+7+4
D
2017-02-16
LMLegg Mason, Inc.Sullivan Joseph ACOB, Pres, CEOS - Sale+OE$36.06-29,744362,574-8%-$1,072,569+2+3-1
D
2017-02-16
LMLegg Mason, Inc.Merchant Thomas CEVP, GCS - Sale+OE$36.06-6,59549,506-12%-$237,816+2+3-1
D
2017-02-14
HLIHoulihan Lokey, Inc.Beiser Scott LCEOS - Sale+OE$29.25-73,5350-100%-$2,150,899-3-2+4
D
2017-02-14
HLIHoulihan Lokey, Inc.Preiser David ACO-PresS - Sale+OE$29.25-44,7400-100%-$1,308,645-3-2+4
D
2017-02-14
HLIHoulihan Lokey, Inc.Alley J LindseyCFOS - Sale+OE$29.25-13,4900-100%-$394,583-3-2+4
D
2017-02-14
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$29.25-5,5690-100%-$162,893-3-2+4
D
2017-02-14
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$29.25-104,9520-100%-$3,069,846-3-2+4
D
2017-02-14
HLIHoulihan Lokey, Inc.Adelson Scott JosephCO-PresS - Sale+OE$29.25-68,9920-100%-$2,018,016-3-2+4
M
2017-02-14
BXBlackstone Group L.P.Finley John GGCS - Sale$30.72-20,000201,556-9%-$614,400-1-2+1
2017-02-14
AMPAmeriprise Financial IncMcGraw Deirdre DaveyEVP Corp Comm, Cmnity RltnsS - Sale$128.01-2,10015,368-12%-$268,8270+1+2
2017-02-14
EVREvercore Partners Inc.Frankel Adam BGCS - Sale$79.00-1,00064,602-2%-$79,0000+1+3
2017-02-14
HNNAHennessy Advisors IncLibarle Daniel GDirS - Sale$27.00-3653,3720%-$9720-3-7
M
2017-02-13
OMAMOm Asset Management PlcHadley ChristopherEVP, Chief Talent OfficerS - Sale$14.96-1,23934,643-3%-$18,534-2-1-1
M
2017-02-13
OMAMOm Asset Management PlcBain Peter LCEOS - Sale$14.96-34,5261,013,690-3%-$516,464-2-1-1
M
2017-02-13
OMAMOm Asset Management PlcBelgrad StephenEVP, CFOS - Sale$14.96-5,405231,904-2%-$80,852-2-1-1
M
2017-02-13
OMAMOm Asset Management PlcMahoney Daniel K.CAO, ControllerS - Sale$14.96-33810,074-3%-$5,056-2-1-1
M
2017-02-13
OMAMOm Asset Management PlcRiordan Aidan JEVP, Head of Affiliate MngmtS - Sale$14.96-4,052151,691-3%-$60,613-2-1-1
M
2017-02-13
OMAMOm Asset Management PlcGibson Linda T.EVP, Head of Global DistributiS - Sale$14.96-9,043237,833-4%-$135,271-2-1-1
M
2017-02-13
HNNAHennessy Advisors IncLibarle Daniel GDirS - Sale$27.06-1,94853,408-4%-$52,710+1-1-7

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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