Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
General
Tickers
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Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
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N Days Ago
Transaction Filing
 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
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100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2024-02-16
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale$398.97-15,586182,708-8%-$6,218,410
M
2024-02-16
MCMoelis & CoMahmoodzadegan NavidCo-Pres, MDS - Sale$55.26-65,95433,906-66%-$3,644,807
2024-02-21
BXBlackstone Inc.Brown Reginald JDirP - Purchase$125.63+2,40016,949+16%+$301,500
2024-02-20
APOApollo Global Management, Inc.Chatterjee WhitneyGCS - Sale$111.10-12,000123,901-9%-$1,333,212
2024-02-16
GTESGates Industrial Corp PlcBlackstone Inc.10%S - Sale$12.05-24,276,1001,523,532-94%-$292,405,625
2024-02-20
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$273.07-4,17615,789,9740%-$1,140,340
M
2024-02-15
STEPStepstone Group Inc.Lim James10%S - Sale$35.16-119,1016,208,351-2%-$4,187,899
M
2024-02-15
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$277.75-8,23015,794,1500%-$2,285,884
M
2024-02-14
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$135.76-211,8491,116,676-16%-$28,760,439
D
2024-02-14
LAZLazard, Inc.Gathy MichaelChief Accounting OfficerS - Sale+OE$37.22-3850-100%-$14,330
M
2024-02-13
STEPStepstone Group Inc.Lim James10%S - Sale$35.15-70,3026,327,452-1%-$2,470,918
2024-02-13
STEPStepstone Group Inc.Keathley AnthonyChief Accounting OfficerS - Sale$34.95-6993,652-16%-$24,430
2024-02-14
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$275.94-8,99315,802,3800%-$2,481,502
D
2024-02-14
BSIGBrightsphere Investment Group Inc.Rana SurenPres, CEOS - Sale+OE$20.74-109,960130,967-46%-$2,280,361
2024-02-12
BXBlackstone Inc.Porat RuthDirP - Purchase$127.01+29342,573+1%+$37,237
2024-02-13
EVREvercore Inc.Lalonde Timothy GilbertCFOS - Sale$178.74-3,33727,291-11%-$596,460
D
2024-02-12
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale+OE$401.12-2,493198,294-1%-$999,979
D
2024-02-12
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale+OE$401.82-7,2007,292-50%-$2,893,092
2024-02-09
MCMoelis & CoSimon JosephCFOS - Sale$54.70-10,7200-100%-$586,428
2024-02-12
APOApollo Global Management, Inc.Zelter James CCo-Pres (See Remarks)S - Sale$109.16-150,0007,661,884-2%-$16,374,570
2024-02-12
APOApollo Global Management, Inc.Kelly MartinCFOS - Sale$109.10-14,000364,505-4%-$1,527,326
M
2024-02-09
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$280.37-15,14915,811,3730%-$4,247,291
2024-02-08
MCMoelis & CoCallesano ChristopherPrincipal Accounting OfficerS - Sale$53.59-1,0400-100%-$55,734
2024-02-08
JSPRJasper Therapeutics, Inc.Carlyle Group Inc.Former 10% ownerP - Purchase$12.95+190,0001,066,189+22%+$2,460,500
2024-02-08
EVREvercore Inc.Klurfeld JasonGCS - Sale$173.21-5,87722,099-21%-$1,017,956
2024-02-08
PJTPjt Partners Inc.Travin David AdamGCS - Sale$93.21-5,0001,541-76%-$466,050
M
2024-02-07
ALTGAlta Equipment Group Inc.B. Riley Financial, Inc.10%S - Sale$11.00-3,609,763215,423-94%-$39,707,393
2024-02-07
AMPAmeriprise Financial IncBerman Walter StanleyEVP, CFOS - Sale$387.81-13,3466,766-66%-$5,175,664
2024-02-08
BXBlackstone Inc.Finley John GGCS - Sale$127.93-49,000440,666-10%-$6,268,673
M
2024-02-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$277.36-10,76215,826,5220%-$2,984,989
2024-02-09
BXBlackstone Inc.Baratta JosephDirS - Sale$128.05-28,852982,221-3%-$3,694,438
D
2024-02-08
APAMArtisan Partners Asset Management Inc.Ramirez Gregory KEVP, 10%S - Sale+OE$42.29-2,500155,314-2%-$105,713
2024-02-06
AMPAmeriprise Financial IncSharpe Robert Francis JrDirS - Sale$386.60-4,00018,325-18%-$1,546,386
2024-02-07
EVREvercore Inc.Pensa PaulContr, Prin. Acct.OfficerS - Sale$170.38-1,5404,447-26%-$262,380
2024-02-07
FHIFederated Hermes, Inc.Uhlman Paul AVPS - Sale$35.26-90,745289,904-24%-$3,200,014
M
2024-02-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$276.43-14515,837,2840%-$40,082
2024-02-05
VRTSVirtus Investment Partners, Inc.Angerthal Michael AEVP, CFO, TreasurerS - Sale$232.51-8,04969,897-10%-$1,871,471
M
2024-02-01
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$279.38-7,14615,837,4290%-$1,996,462
2024-02-01
EVREvercore Inc.Lalonde Timothy GilbertCFOS - Sale$173.51-2,50037,172-6%-$433,770
2024-01-29
OWLBlue Owl Capital Inc.Glide Path Solutions 2020, L.P.10%S - Sale$15.82-6,500,00043,500,000-13%-$102,797,500
D
2024-01-26
AMPAmeriprise Financial IncTruscott William FCEO, Global Asset ManagementS - Sale+OE$390.22-9,68936,738-21%-$3,780,832
D
2024-01-29
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale+OE$389.47-5,1469,712-35%-$2,004,192
2024-01-30
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$36.15-1,66031,689-5%-$60,010
2023-11-17
AMKAssetmark Financial Holdings, Inc.McNatt Joel David JrEVP, Investment SolutionsS - Sale$25.17-4,00056,319-7%-$100,680
M
2024-01-19
TACTTransact Technologies IncB. Riley Financial, Inc.10%S - Sale$7.64-61,191984,862-6%-$467,249
M
2024-01-16
TACTTransact Technologies IncB. Riley Financial, Inc.10%S - Sale$7.51-20,4521,046,053-2%-$153,611
M
2024-01-10
TACTTransact Technologies IncB. Riley Financial, Inc.10%S - Sale$7.50-17,2861,066,505-2%-$129,653
M
2024-01-05
TACTTransact Technologies IncB. Riley Financial, Inc.10%S - Sale$7.52-28,8421,083,791-3%-$216,942
2023-12-27
PXP10, Inc.Feinglass MichaelSee Remarks, 10%S - Sale$10.10-30,000397,496-7%-$303,144
D
2023-12-27
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$122.18-10,0000-100%-$1,221,800
2023-06-29
AMPAmeriprise Financial IncAlvero GumerPres-INSURANCE, ANNUITIESS - Sale$329.94-4608,227-5%-$151,771
2023-12-18
HNNAHennessy Advisors IncHennessy Neil JCEO, 10%P - Purchase$6.50+5992,079,3150%+$3,894
2023-12-21
BXBlackstone Inc.Payne DavidChief Accounting OfficerS - Sale$128.21-5,50047,781-10%-$705,155
M
2023-12-20
GCMGGcm Grosvenor Inc.Bentley Pamela LCFOS - Sale$8.78-50,00028,014-64%-$439,218
2023-12-19
PXP10, Inc.Nelson Andrew RowanSee RemarksS - Sale$10.29-8,40329,307-22%-$86,471
2023-12-18
PNTPoint Biopharma Global Inc.Bvf Partners L P/IlFormer 10% OwnerS - Sale$12.45-17,161,2780-100%-$213,657,911
2023-12-19
HNNAHennessy Advisors IncHennessy Neil JCEO, 10%P - Purchase$6.50+1002,048,5950%+$650
M
2023-12-18
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$170.10-3,00030,500-9%-$510,290
D
2023-12-19
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$120.12-1,5000-100%-$180,180
M
2023-12-15
GCMGGcm Grosvenor Inc.Bentley Pamela LCFOS - Sale$8.90-75,00078,014-49%-$667,830
2023-12-15
CGCarlyle Group Inc.Schwartz Harvey MCEOS - Sale$41.74-295,3586,768,046-4%-$12,328,036
2023-12-15
RILYB. Riley Financial, Inc.Kelleher Thomas J /AdvCo-CEOP - Purchase$20.22+20,0001,036,906+2%+$404,392
M
2023-12-15
HNNAHennessy Advisors IncHennessy Neil JCEO, 10%P - Purchase$6.50+1,5512,098,6160%+$10,082
2023-12-14
PXP10, Inc.Abell Alexander I.See RemarksS - Sale$10.03-17,496400,000-4%-$175,512
M
2023-12-14
STEPStepstone Group Inc.Lim James10%S - Sale$28.97-246,9326,397,754-4%-$7,152,417
2023-12-14
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale$378.23-3,0008,457-26%-$1,134,692
D
2023-12-13
AMPAmeriprise Financial IncBerman Walter StanleyEVP, CFOS - Sale+OE$370.82-6,4098,405-43%-$2,376,552
2023-12-13
GTESGates Industrial Corp PlcBlackstone Inc.10%S - Sale$11.15-17,250,0002,037,205-89%-$192,337,500
2023-12-14
BENFranklin Resources IncSethi AlokEVP, Head of Global OperationsS - Sale$29.27-22,00070,481-24%-$643,845
2023-12-12
HNNAHennessy Advisors IncHennessy Neil JCEO, 10%P - Purchase$6.50+7,1902,097,0650%+$46,729
D
2023-12-11
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale+OE$365.86-9,948158,795-6%-$3,639,586
M
2021-08-10
HNNAHennessy Advisors IncHennessy Brian ADirP - Purchase$10.06+3,900287,690+1%+$39,247
2017-03-07
HNNAHennessy Advisors IncPomilia Susan WeberDirP - Purchase$18.29+2,275116,556+2%+$41,619
2023-12-08
PXP10, Inc.Abell Alexander I.See RemarksS - Sale$9.93-20,000417,496-5%-$198,600
2023-12-06
AMKAssetmark Financial Holdings, Inc.Hansen Carrie E.EVP, COOS - Sale$26.18-11,500145,193-7%-$301,070
2023-12-05
EVREvercore Inc.Beattie Richard IDirS - Sale$151.31-6,52217,000-28%-$986,844
2023-12-07
CNSCohen & Steers, Inc.Dulik ElenaChief Accounting Officer, SVPS - Sale$62.28-72519,862-4%-$45,153
2023-12-05
BENFranklin Resources IncSethi AlokEVP, Head of Global OperationsS - Sale$25.38-25,00092,481-21%-$634,465
D
2023-12-03
BMBLBumble Inc.Bx Buzz Ml-1 Gp LLC10%S - Sale+OE$13.88-4,012,10113,869-100%-$55,690,770
D
2023-12-01
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$107.17-1,0000-100%-$107,170
DM
2023-11-30
PXP10, Inc.Feinglass MichaelSee Remarks, 10%S - Sale+OE$10.12-30,000427,496-7%-$303,568
2023-12-01
PJTPjt Partners Inc.Lee Ji-YeunManaging PartnerS - Sale$89.76-10,00083,421-11%-$897,604
D
2023-11-30
ARENArena Group Holdings, Inc.B. Riley Financial, Inc.10%S - Sale+OE$2.90-7,400,0170-100%-$21,460,049
D
2023-11-28
PXP10, Inc.Poston Edwin A.See RemarksS - Sale+OE$9.66-18,59523,494-44%-$179,654
DM
2023-11-20
PXP10, Inc.Abell Alexander I.See RemarksS - Sale+OE$9.73-34,445437,496-7%-$335,216
M
2023-11-28
APOApollo Global Management, Inc.Zelter James CCo-Pres (See Remarks)S - Sale$91.08-87,5007,811,640-1%-$7,969,591
D
2023-11-30
HLIHoulihan Lokey, Inc.Alley J LindseyCFOS - Sale+OE$107.48-10,0000-100%-$1,074,800
2023-11-27
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$277.17-6,25715,892,2000%-$1,734,274
M
2023-11-14
PXP10, Inc.McCoy David M.See Remarks, 10%P - Purchase$9.73+14,00039,275+55%+$136,247
2023-11-24
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$275.86-6,55515,898,4570%-$1,808,263
M
2023-11-21
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$274.94-25,30015,905,0120%-$6,955,981
2023-11-21
OAK.POaktree Capital Group, LLCPerry Mansco IIIDirP - Purchase$20.70+1,0001,000New+$20,700
M
2023-11-20
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Hermes Fund Managers Ltd.S - Sale$31.87-9,156186,478-5%-$291,783
2023-11-20
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$32.04-96533,349-3%-$30,918
2023-11-20
FHIFederated Hermes, Inc.Uhlman Paul AVPS - Sale$31.90-5,925380,649-2%-$189,021
2023-11-20
FHIFederated Hermes, Inc.Novak Richard APrincipal Accounting OfficerS - Sale$31.98-1,37849,976-3%-$44,065
2023-11-20
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$31.91-5,254218,341-2%-$167,630
2023-11-20
FHIFederated Hermes, Inc.Fisher John BVPS - Sale$31.91-7,622592,982-1%-$243,246
2023-11-20
FHIFederated Hermes, Inc.Dudiak Dolores DVPS - Sale$32.01-77479,678-1%-$24,776
2023-11-20
FHIFederated Hermes, Inc.Ceresino Gordon JVice COBS - Sale$31.91-6,899148,930-4%-$220,144

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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