Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
General
Tickers
Insider
Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
Filing Delay
N Days Ago
Transaction Filing
P - Purchase
S - Sale
A - Grant
D - Sale to Iss
G - Gift
F - Tax
M - Option Ex
X - Option Ex
C - Cnv Deriv
W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
Industry
Insider Title   Officer
    COB
    CEO
    Pres
    COO
    CFO
    GC
    VP
  Director
  10% Own
  Other
Group by
Sort by
Max Results
Page
clear
Real-time CSV, Options, Alerts
100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
TCcnt1d1w1m6m
P16+0+1+4+0
S75+0+0-3+0

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2017-05-26
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$405.98-50028,495-2%-$202,988
2017-05-23
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$2.25+5,0003,294,0420%+$11,247
2017-05-22
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$2.23+5,0001,990,0040%+$11,137
2017-05-19
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.15+5,0001,036,9290%+$10,750
2017-05-17
KCGKcg Holdings, Inc.Ogurtsov NickCOO, Chief Risk OfficerS - Sale$19.85-58,5490-100%-$1,162,198
D
2017-05-17
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale+OE$184.70-23050,2340%-$42,481
DM
2017-05-15
KCGKcg Holdings, Inc.Ogurtsov NickCOO, Chief Risk OfficerS - Sale+OE$0.00-171,46158,549-75%-$0
2017-04-25
IBKRInteractive Brokers Group, Inc.Galik MilanPresS - Sale$34.52-1849,7510%-$35
D
2017-05-10
MSMorgan StanleyGorman James PCOB, CEOS - Sale+OE$42.93-212,3651,420,542-13%-$9,117,530
D
2017-05-11
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$51.60-5,0003,196,9040%-$258,0000
D
2017-05-09
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$51.16-30,00055,080-35%-$1,534,800+1
D
2017-05-05
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$51.30-15,0003,206,9040%-$769,500+1
2017-05-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$185.70-20,0001,065,844-2%-$3,713,920+1
D
2017-05-02
KCGKcg Holdings, Inc.McCarthy John AGCS - Sale+OE$19.94-26,95134,878-44%-$537,40300
2017-05-02
COWNCowen Group, Inc.Holmes John JCOOS - Sale$15.71-35,000121,256-22%-$549,710+1-4
DM
2017-05-01
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$191.20-27,0001,085,844-2%-$5,162,43400
M
2017-04-28
JMPJmp Group LLCTongue Glenn HDirP - Purchase$5.76+20,864177,297+13%+$120,075-1-2
2017-04-27
SCHWSchwab Charles CorpGoldfarb Mark ADirP - Purchase$26.97+1,8501,850New+$49,888+2+3
D
2017-04-25
KCGKcg Holdings, Inc.Tusar Gregory ASee RemarksS - Sale+OE$0.00-113,3000-100%-$000
M
2017-04-25
KCGKcg Holdings, Inc.Allison PhilipCEO of KCG Europe LimitedS - Sale$0.00-397,78165,662-86%-$000
2017-04-26
SEICSei Investments CoWest Alfred P Jr10%S - Sale$50.94-50,00010,986,2820%-$2,547,0000-1
D
2017-04-26
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$50.91-10,0003,186,9040%-$509,1500-1
D
2017-04-24
NAVINavient CorpSuitt Gilleland DianeDirS - Sale+OE$15.89-5,467105,760-5%-$86,889-2-3
2017-04-26
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$40.25-300,000141,625,3290%-$12,075,150-20
2017-04-24
KCGKcg Holdings, Inc.Ogurtsov NickCOO, Chief Risk OfficerS - Sale$0.00-104,02158,549-64%-$00+1
M
2017-04-24
SEICSei Investments CoWest Alfred P Jr10%S - Sale$50.78-125,00011,036,282-1%-$6,347,5000-1
D
2017-04-26
SCHWSchwab Charles CorpBechtle Nancy HDirS - Sale+OE$39.85-7,823215,476-4%-$311,710+1+1
D
2017-04-25
SCHWSchwab Charles CorpMcLin Stephen TDirS - Sale+OE$39.69-7,823161,687-5%-$310,518+10
DM
2017-04-21
KCGKcg Holdings, Inc.Tusar Gregory ASee RemarksS - Sale+OE$0.00-190,180109,900-63%-$00+1
D
2017-04-19
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$38.36-27,1225,367-83%-$1,040,467-1+4
2017-04-19
SCHWSchwab Charles CorpBettinger Walter WPres, CEOS - Sale$38.57-15,056271,956-5%-$580,636+1+5
M
2017-04-12
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.46+144,5421,205,752+14%+$2,234,172-1+4
M
2017-04-10
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.62+100,0001,061,210+10%+$1,562,255+2-30
M
2017-01-10
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.87+151,128961,210+19%+$2,398,62100-2
D
2017-03-09
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$51.38-30,00094,518-24%-$1,541,400+1+2+1
D
2017-03-31
SEICSei Investments CoMcCarthy KathrynDirS - Sale+OE$50.44-2,500142,900-2%-$126,1000+2+1
2017-03-21
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.98+28,273810,082+4%+$451,780+2+1-6
2017-03-22
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.20+5,0001,031,9290%+$11,000+5+13+8
2017-03-20
FPTFederated Premier Intermediate Municipal Income FundBank of America Corp /de/10%P - Purchase$12.94+520-100%+$67300+1
2017-03-22
FPTFederated Premier Intermediate Municipal Income FundBank of America Corp /de/10%S - Sale$12.89-520-100%-$67000+1
2017-03-20
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.38+5,0001,026,9290%+$11,900-4+5+6
2017-03-16
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$16.00+300781,8090%+$4,800-1+2-7
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$2.33+10,0001,985,004+1%+$23,3420+1+9
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$2.36+10,0003,289,0420%+$23,6000+1+9
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.36+5,0001,021,9290%+$11,7910+1+9
D
2017-03-16
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$43.50-6,31714,002-31%-$274,809-2-8-14
M
2017-03-14
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$39.18-20,000180,000-10%-$783,6000-6-9
M
2017-03-14
WETFWisdomtree Investments, Inc.Steinberg Jonathan LCEOP - Purchase$9.14+97,9717,463,666+1%+$895,334+2-6-10
D
2017-03-13
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$43.01-8,90314,002-39%-$382,940-10-9
D
2017-03-07
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$51.13-2,5003,184,4040%-$127,8250+2-1
D
2017-03-08
SEICSei Investments CoMeyer StephenEVPS - Sale+OE$51.26-10,000196,448-5%-$512,6000+2-1
M
2017-03-07
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$42.20-5,03856,880-8%-$212,5860+2-5
2017-03-03
RJFRaymond James Financial IncAckart Jennifer CSVP, ControllerS - Sale$80.00-2,50019,501-11%-$200,000-10-4
D
2017-03-03
SEICSei Investments CoHeilig KathyVP, ControllerS - Sale+OE$51.30-22,50026,282-46%-$1,154,2500+2-2
2017-03-06
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$42.08-5,09861,918-8%-$214,524-1+1-4
D
2017-03-06
SEICSei Investments CoKlauder N JeffreyEVPS - Sale+OE$51.07-30,000134,388-18%-$1,532,1000+1-2
2017-03-02
RJFRaymond James Financial IncAckart Jennifer CSVP, ControllerS - Sale$79.44-2,50022,001-10%-$198,602-1-1-4
2017-03-01
RJFRaymond James Financial IncZank Dennis WCOOS - Sale$81.57-6,054192,272-3%-$493,815-2-3-6
D
2017-03-01
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$41.63-15,1343,018-83%-$630,097-2-3-6
D
2017-03-01
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$43.08-35,93056,880-39%-$1,547,832-2-3-6
2017-02-23
PJCPiper Jaffray CompaniesWinges Martin BradleyCIO, Head of Fixed IncomeS - Sale$73.50-2,00044,710-4%-$147,0000-3-13
2017-02-22
BLKBlackrock Inc.Stork RyanSenior MDS - Sale$390.00-5,15017,442-23%-$2,008,5000+1-3
2017-02-22
BLKBlackrock Inc.Fairbairn Robert WSenior MDS - Sale$390.02-1,30048,568-3%-$507,0260+1-3
D
2017-02-23
SEICSei Investments CoBlumenstein SarahDirS - Sale+OE$50.45-3,06314,425-18%-$154,528+1+10
2017-02-21
GSGoldman Sachs Group IncSalame Pablo JVice COBS - Sale$251.80-10,000185,747-5%-$2,518,0390+1-8
D
2017-02-21
GSGoldman Sachs Group IncSolomon David MPres, Co-COOS - Sale+OE$252.18-7,954200,014-4%-$2,005,8390+1-8
D
2017-02-22
SEICSei Investments CoCrudup RobertEVPS - Sale+OE$50.28-12,500367,500-3%-$628,5000+20
2017-02-17
KCGKcg Holdings, Inc.Fisher Peter R.DirP - Purchase$0.00+17,50023,370+298%+$00-3+27
D
2017-02-22
RJFRaymond James Financial IncRaney Steven MPres, CEO RJBankS - Sale+OE$79.10-2,11527,360-7%-$167,297+1-1-6
DM
2017-02-17
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$50.50-20,00035,091-36%-$1,010,000+10+1
2017-02-21
RJFRaymond James Financial IncElwyn Tashtego SPres - RJAS - Sale$79.21-4,00017,530-19%-$316,8230+1-6
D
2017-02-16
GSGoldman Sachs Group IncCohen Alan MEVP, Global Head of ComplianceS - Sale+OE$250.16-5,59967,719-8%-$1,400,649+10-7
2017-02-15
PJCPiper Jaffray CompaniesLarue R ScottCo-Head Global IB, Cap MktsS - Sale$81.51-5,00062,524-7%-$407,5300-5-11
2017-02-15
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$391.29-30016,386-2%-$117,38800-2
M
2017-02-14
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$41.58-738,000141,903,359-1%-$30,683,5390-1+3
2017-02-15
SFStifel Financial CorpPlotkin Ben AVice COBS - Sale$55.40-7,083116,226-6%-$392,3980-1-4
M
2017-02-14
GSGoldman Sachs Group IncRogers John F.W.EVP-Chief of Staff, SecretaryS - Sale$250.06-32,325120,027-21%-$8,083,19300-2
2017-02-14
MSMorgan StanleyWirth Paul CDeputy CFOS - Sale$46.03-12,481203,557-6%-$574,563-100
D
2017-02-13
GSGoldman Sachs Group IncViniar David ADirS - Sale+OE$246.93-5,954980,368-1%-$1,470,2130+10
M
2017-02-10
KCGKcg Holdings, Inc.McCarthy John AGCS - Sale$0.00-31,67421,000-60%-$00+1+18
2017-02-13
PJCPiper Jaffray CompaniesCrawshaw Christopher DHead of Asset ManagementS - Sale$79.76-10,00031,651-24%-$797,590+2-5-16
2017-02-13
PJCPiper Jaffray CompaniesEsckilsen Christine NChief of Human CapitalS - Sale$79.72-1,5005,466-22%-$119,577+2-5-16
2017-02-13
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$189.57-8,00050,576-14%-$1,516,576+1+1+1
2017-02-13
MKTXMarketaxess Holdings IncHersch Ronald MDirS - Sale$189.01-12,00034,981-26%-$2,268,084+1+1+1
2017-02-13
RJFRaymond James Financial IncJulien Jeffrey PCFO, EVP - FinS - Sale$77.75-7,75272,564-10%-$602,700+1+20
D
2017-02-13
SCHWSchwab Charles CorpGoldfarb Mark ADirS - Sale+OE$40.94-15,68821,147-43%-$642,228+1+3+5
2017-02-10
PJCPiper Jaffray CompaniesKlinefelter Jeffrey PGlobal Head of EquitiesS - Sale$77.13-4,65051,856-8%-$358,659+1-4-15
2017-02-10
PJCPiper Jaffray CompaniesCrawshaw Christopher DHead of Asset ManagementS - Sale$79.12-10,00041,651-19%-$791,190+1-4-15
AM
2016-04-24
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$30.23-1,047,300108,643,743-1%-$31,659,432+2+4+8
2017-02-09
SFStifel Financial CorpMulroy Thomas PDirS - Sale$53.47-30,000109,954-21%-$1,604,100+1+4+1
2017-02-09
SFStifel Financial CorpHimelfarb Richard JDirS - Sale$53.38-35,000134,166-21%-$1,868,300+1+4+1
D
2017-02-09
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale+OE$188.20-10,46862,167-14%-$1,970,062+2+3+3
D
2017-02-08
MSMorgan StanleyKelleher Thomas ColmPresS - Sale+OE$43.82-182,027654,782-22%-$7,976,587+1+3+3
2017-02-08
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$374.92-8,573176,596-5%-$3,214,150+1+2+1
2017-02-09
SEICSei Investments CoWest Alfred P Jr10%S - Sale$49.08-71,00011,161,282-1%-$3,484,680+1+2+6
M
2017-02-07
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$188.68-18,8291,062,844-2%-$3,552,565-1+2+2
2017-02-07
GSGoldman Sachs Group IncSolomon David MPres, Co-COOS - Sale$240.08-6,250200,014-3%-$1,500,511+2+5+5
2017-02-07
GSGoldman Sachs Group IncSalame Pablo JVice COBS - Sale$240.19-16,185195,747-8%-$3,887,397+2+5+5
2017-02-07
PJCPiper Jaffray CompaniesSchoneman Debbra L.CFOS - Sale$76.09-7,00029,445-19%-$532,6210+5-10
2017-02-06
CLMSCalamos Asset Management, Inc. /de/Mangrove Partners Master Fund, Ltd.10%P - Purchase$8.37+101,2552,767,490+4%+$847,588+1-1

Real-time CSV? Options? Alerts? Contact us!
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top