Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

D
2019-01-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$43.58-3,7390-100%-$162,946
2019-01-03
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.46+5,0001,256,5170%+$12,296
2019-01-02
WDRWaddell & Reed Financial IncWalton Jerry WDirS - Sale$0.00-6,92278,827-8%-$0
M
2018-12-31
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.01+4,5006,344,6670%+$18,066
2019-01-02
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.38+5,0001,251,5170%+$11,875
2018-12-31
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$24.82+1,00066,410+2%+$24,817
DM
2018-12-26
GSGoldman Sachs Group IncPalm Gregory KEVP - GCS - Sale+OE$158.41-16,4511,033,922-2%-$2,606,021
M
2018-12-24
SCHWSchwab Charles CorpBettinger Walter WPres, CEOP - Purchase$38.81+124,669376,306+50%+$4,838,074
D
2018-12-24
LTSLadenburg Thalmann Financial Services Inc.Frost Phillip Md Et AlFormer 10% OwnerS - Sale+OE$2.50-50,900,0007,934,630-87%-$127,250,000
2018-11-23
WETFWisdomtree Investments, Inc.Schwartz JeremyGlobal Head of ResearchP - Purchase$7.49+1,290555,4040%+$9,665
M
2018-12-21
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.08+2,5946,340,1670%+$10,582
2018-12-21
COWNCowen Inc.Barth Brett HDirP - Purchase$12.92+5,00027,332+22%+$64,579
2018-12-21
ITGInvestment Technology Group, Inc.Jones TimothyDirS - Sale$30.01-1,65366,962-2%-$49,607
D
2018-12-19
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$47.50-4,99768,425-7%-$237,358
D
2018-12-18
ITGInvestment Technology Group, Inc.Troise Francis JCEO, PresS - Sale+OE$30.02-65,611237,398-22%-$1,969,314
2018-12-17
ITGInvestment Technology Group, Inc.Wood Steven SydneyDirS - Sale$30.01-9,35475,384-11%-$280,748
2018-12-18
ITGInvestment Technology Group, Inc.Jones TimothyDirS - Sale$30.04-5,06068,615-7%-$152,013
2018-12-13
COLDAmericold Realty TrustGoldman Sachs Group Inc10%S - Sale$0.00-6,500,0008,243,845-44%-$0
M
2018-12-04
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.55+96,5656,337,573+2%+$439,642
2018-12-13
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%P - Purchase$18.97+1,50321,802,0400%+$28,508
DM
2018-12-12
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$33.51+2,0982,098New+$70,294
D
2018-12-04
SEICSei Investments CoMcGonigle DennisDirS - Sale+OE$51.63-15,0001,169,068-1%-$774,450
2018-12-04
RJFRaymond James Financial IncCatanese GeorgeSVP, Chief Risk OfficerS - Sale$78.71-6,6116,073-52%-$520,352
D
2018-12-03
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$46.09-4,9131,180-81%-$226,441
2018-12-03
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.00-5641,126,5160%-$34,968
M
2018-11-27
SEICSei Investments CoWest Alfred P Jr10%S - Sale$53.41-212,99510,031,713-2%-$11,376,583
D
2018-11-26
BEBloom Energy CorpMorgan Stanley10%S - Sale+OE$15.03-311,638-2%-$466
2018-11-27
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$24.59+6,40065,410+11%+$157,375
2018-11-26
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$419.11-2,100168,779-1%-$880,129
M
2018-11-23
SEICSei Investments CoWest Alfred P Jr10%S - Sale$53.28-96,76720,549,9570%-$5,155,656
M
2018-11-21
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.94+6,7006,241,0080%+$33,128
2018-11-21
COWNCowen Inc.Barth Brett HDirP - Purchase$15.33+10,00022,332+81%+$153,271
M
2018-11-20
SEICSei Investments CoWest Alfred P Jr10%S - Sale$52.76-145,23810,341,475-1%-$7,662,352
2018-11-20
MKTXMarketaxess Holdings IncMcPherson Kevin MGlobal Head of SalesS - Sale$216.89-2,50077,692-3%-$542,230
2018-11-20
GHLGreenhill & Co IncHartzband Meryl DDirP - Purchase$23.82+1,0301,030New+$24,535
M
2018-11-16
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.91+4,2006,234,3080%+$20,624
2018-11-20
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$23.86+5,60059,010+10%+$133,592
2018-11-16
WDRWaddell & Reed Financial IncWalton Jerry WDirS - Sale$19.05-9,42771,905-12%-$179,589
2018-11-15
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$2.68+5,0002,656,2040%+$13,418
2018-11-15
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$46.97-383,000130,188,2950%-$17,989,804
M
2018-11-13
GHLGreenhill & Co IncGreenhill Robert FChairmanP - Purchase$22.69+219,7702,311,263+11%+$4,987,361
M
2018-11-12
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.92+12,3766,230,1080%+$60,891
M
2018-11-08
GHLGreenhill & Co IncBok Scott LCEOP - Purchase$22.60+220,6341,596,537+16%+$4,986,334
D
2018-11-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$205.38-20,0001,044,846-2%-$4,107,651
2018-11-07
SFStifel Financial CorpPeacock David ADirP - Purchase$48.55+2,0008,515+31%+$97,096
2018-11-07
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$25.89+8,00053,410+18%+$207,091
M
2018-11-05
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.99+13,9236,217,7320%+$69,533
2018-11-07
SFStifel Financial CorpZimmerman Michael JDirP - Purchase$48.39+5,00010,694+88%+$241,950
D
2018-11-05
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$47.18-12,4000-100%-$585,016
2018-11-01
SFStifel Financial CorpZemlyak James MChief Fincial, Admin OfficerP - Purchase$46.99+3,565840,7570%+$167,519
M
2018-10-31
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.94+2,7976,203,8090%+$13,815
DM
2018-10-29
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$211.93-23,8421,064,846-2%-$5,052,763
M
2018-10-26
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.02+36,3956,201,012+1%+$182,866
2018-10-29
RJFRaymond James Financial IncElwyn Tashtego SPres - RJAP - Purchase$73.75+1,50016,358+10%+$110,625
2018-10-30
JMPJmp Group LLCMack Carter DPresP - Purchase$5.00+20,0001,368,631+1%+$99,966
M
2018-10-26
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$4.98+12,469381,565+3%+$62,075
M
2018-10-23
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+87,6296,164,617+1%+$442,178
2018-10-19
ENLKEnlink Midstream Partners, LPGoldman Sachs Group Inc10%P - Purchase$18.26+16,700449,622+4%+$304,942
M
2018-10-19
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+14,5146,076,9880%+$73,230
2018-10-22
BLKBlackrock Inc.Ford William EDirP - Purchase$395.21+2,0009,466+27%+$790,419
E
2018-10-19
CPFHCapital Financial Holdings, IncDihle Gordon D.CEO, 10%P - Purchase$325.00+455+8%+$1,300
2018-10-16
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+7006,062,4740%+$3,535
2018-10-17
BLKBlackrock Inc.Ford William EDirP - Purchase$409.59+2,0007,466+37%+$819,176
D
2018-10-16
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$48.01-8,4244,606-65%-$404,394
D
2018-10-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$48.84-2,6290-100%-$128,390
2018-10-15
LTSLadenburg Thalmann Financial Services Inc.Giovanniello JosephSVPP - Purchase$2.55+4,000359,547+1%+$10,190
M
2018-10-11
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+30,7666,061,774+1%+$155,368
2018-10-12
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$2.54+10,0002,482,5920%+$25,388
M
2018-10-08
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.04+19,9946,031,0080%+$100,740
2018-10-08
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$2.61+15,0003,584,9810%+$39,107
2018-10-02
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.50+10,0001,214,364+1%+$25,000
2018-09-21
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$2.53+50,0002,472,592+2%+$126,430
2018-09-19
EVVEaton Vance Ltd Duration Income FundMorgan Stanley10%S - Sale$23,000.00-557584-49%-$12,811,000
2018-09-19
EVFEaton Vance Senior Income TrustMorgan Stanley10%S - Sale$23,000.00-32794-78%-$7,521,000
M
2017-09-20
IBKRInteractive Brokers Group, Inc.Galik MilanPresP - Purchase$59.04+2,128860,9930%+$125,645
2018-09-18
COLDAmericold Realty TrustGoldman Sachs Group Inc10%S - Sale$0.00-9,083,28014,746,324-38%-$0
2018-09-17
SFStifel Financial CorpHanser Frederick ODirector of a SubsidiaryS - Sale$54.42-10,00039,905-20%-$544,200
2018-09-12
WDRWaddell & Reed Financial IncKosloff Alan WDirS - Sale$20.42-19,61440,077-33%-$400,551
2018-09-11
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$20.53-2,64222,184-11%-$54,240
M
2018-08-23
ENLKEnlink Midstream Partners, LPGoldman Sachs Group Inc10%P - Purchase$18.74+433,421474,731>999%+$8,120,490
D
2018-09-12
SEICSei Investments CoMcGonigle DennisEVPS - Sale+OE$62.83-15,0001,169,068-1%-$942,450
D
2018-09-12
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$62.72-15,00070,293-18%-$940,800
D
2018-09-10
RJFRaymond James Financial IncCarson John C Jr.PresS - Sale+OE$92.66-5,69858,976-9%-$527,986
M
2018-09-04
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.49-29,8401,127,080-3%-$1,864,756
2018-08-31
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.19-6,8711,156,920-1%-$427,307
M
2018-08-29
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.11-24,7561,163,791-2%-$1,537,533
M
2018-08-27
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.17-54,9721,188,547-4%-$3,417,504
2018-08-20
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group Inc10%S - Sale$22.27-4686,483,6530%-$10,422
2018-08-21
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group Inc10%P - Purchase$22.26+4686,483,6530%+$10,418
2018-08-21
AMTDTd Ameritrade Holding CorpDesilva Peter JEVP, Retail DistributionP - Purchase$56.73+5,00029,000+21%+$283,650
M
2018-08-20
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.11-28,7761,243,519-2%-$1,787,136
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.20+5,0002,422,5920%+$16,000
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.20+5,0003,569,9810%+$16,000
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.20+5,0001,204,3640%+$16,020
D
2018-08-16
SCHWSchwab Charles CorpDodds Christopher VDirS - Sale+OE$51.14-15,718467,160-3%-$803,823
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Gilinski SaulDirS - Sale$3.23-50,0001,562,007-3%-$161,670
2018-08-16
SFStifel Financial CorpNesi VictorCo-PresS - Sale$55.02-1,250190,868-1%-$68,773
2018-08-14
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$186.51-12,83141,896-23%-$2,393,094
D
2018-08-13
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$59.84-1,47356,766-3%-$88,144
D
2018-08-10
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$59.80-1,50056,793-3%-$89,700
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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