Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
General
Tickers
Insider
Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
Filing Delay
N Days Ago
Transaction Filing
P - Purchase
S - Sale
A - Grant
D - Sale to Iss
G - Gift
F - Tax
M - Option Ex
X - Option Ex
C - Cnv Deriv
W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
Industry
Insider Title   Officer
    COB
    CEO
    Pres
    COO
    CFO
    GC
    VP
  Director
  10% Own
  Other
Group by
Sort by
Max Results
Page
clear
Real-time CSV, Options, Alerts
100 results - Yahoo - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

D
2020-10-20
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$40.00-6,3260-100%-$253,053
2020-10-02
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$48.82-41,11485,551-32%-$2,007,185
D
2019-08-09
PROSProsight Global, Inc.Goldman Sachs Group Inc10%P - Purchase$18.30+8,08317,006,8760%+$147,919
D
2019-08-09
PROSProsight Global, Inc.Goldman Sachs Group Inc10%S - Sale+OE$18.30-8,08317,006,8760%-$147,919
D
2020-09-28
SEICSei Investments CoMcGonigle DennisEVPS - Sale+OE$51.60-20,0001,165,068-2%-$1,032,000
M
2020-09-22
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$48.57-39,500126,665-24%-$1,918,530
2020-09-22
ONEWOnewater Marine Inc.Goldman Sachs Group Inc10%S - Sale$19.00-1,013,1651,408-100%-$19,250,135
2020-09-18
SEICSei Investments CoWest Alfred P JrDirS - Sale$50.19-65,0009,481,977-1%-$3,262,350
M
2020-09-17
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$47.95-24,300166,165-13%-$1,165,185
2020-09-17
SEICSei Investments CoWest Alfred P Jr10%S - Sale$50.06-35,0009,546,9770%-$1,752,100
2020-09-16
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$47.71-20,255190,465-10%-$966,366
M
2020-09-11
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$47.78-23,100210,720-10%-$1,103,754
2020-09-10
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.39+200,0006,765,536+3%+$478,000
2020-09-10
JMPJmp Group LLCJolson Joseph ACEO, 10%S - Sale$2.39-200,0006,765,536-3%-$478,000
M
2020-09-09
SFStifel Financial CorpGrady Robert EdwardDirS - Sale$51.47-8,2820-100%-$426,279
M
2020-09-09
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$48.37-9,900233,820-4%-$478,848
2020-09-09
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$456.91-4,00030,192-12%-$1,827,657
M
2020-09-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$452.95-42,000933,283-4%-$19,024,104
M
2020-09-04
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$50.49-53,627243,720-18%-$2,707,726
M
2020-09-02
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$53.02-99,297297,347-25%-$5,264,567
2020-09-02
BLKBlackrock Inc.Wagner SusanDirS - Sale$603.48-42,000431,847-9%-$25,345,968
M
2020-08-31
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$53.19-115,103396,644-22%-$6,121,902
M
2020-08-27
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$53.14-330,954511,747-39%-$17,587,954
2020-08-27
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale$500.00-50054,158-1%-$250,000
2020-08-26
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$52.60-156,869842,701-16%-$8,251,309
M
2020-08-24
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$51.94-85,981999,570-8%-$4,465,796
2020-08-21
AVTRAvantor, Inc.Goldman Sachs & Co. LLC10%S - Sale$19.51-15,397,00543,483,708-26%-$300,341,678
M
2020-08-20
GHLGreenhill & Co IncBok Scott LCOB, CEO, 10%P - Purchase$11.21+65,9612,171,502+3%+$739,603
2020-08-17
SPTSprout Social, Inc.Goldman Sachs Group Inc10%S - Sale$27.50-1,725,0008,660,418-17%-$47,437,500
2020-08-13
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$488.68-2,50031,347-7%-$1,221,690
2020-08-14
COHNCohen & Co Inc.Cohen Daniel GCOB, CE Europe, 10%P - Purchase$19.62+2,500222,853+1%+$49,048
2020-08-13
COHNCohen & Co Inc.Brafman Lester RaymondCEOP - Purchase$20.01+1,000111,093+1%+$20,010
2020-08-13
NAVINavient CorpCabral Anna EscobedoDirP - Purchase$8.81+6,00024,226+33%+$52,860
2020-08-13
FRHCFreedom Holding Corp.Ler EvgenyCFOS - Sale$20.82-8,84538,755-19%-$184,153
D
2020-08-11
VIRTVirtu Financial, Inc.Cifu Douglas ACEOP - Purchase$22.45+100,000292,755+52%+$2,245,263
2020-08-10
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$487.62-25,000975,283-2%-$12,190,498
2020-08-10
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$508.88-2507,839-3%-$127,220
2020-08-06
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale$583.20-36013,459-3%-$209,950
2020-08-05
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$34.11-200,000122,422,8740%-$6,822,500
2020-08-03
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.64+33,3336,765,5360%+$87,999
2020-07-31
NAVINavient CorpRemondi John FCEOP - Purchase$7.82+50,0002,684,836+2%+$390,930
D
2020-07-31
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale+OE$33.23-65,056122,622,8740%-$2,161,974
M
2020-07-28
GHLGreenhill & Co IncBok Scott LCOB, CEO, 10%P - Purchase$10.96+148,6142,105,541+8%+$1,629,188
D
2020-07-30
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale+OE$33.19-65,056122,622,8740%-$2,158,968
M
2020-07-28
GHLGreenhill & Co IncBok Scott LCOB, CEO, 10%P - Purchase$10.96+148,6142,105,541+8%+$1,629,188
D
2020-07-30
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale+OE$33.19-65,056122,622,8740%-$2,158,968
2020-07-24
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$574.83-4,182158,856-3%-$2,403,921
2020-07-21
MSMorgan StanleyRooney Robert PHead of Tech, Ops, ResilienceS - Sale$52.18-18,355209,542-8%-$957,843
2020-07-21
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$19.58+60095,910+1%+$11,751
2020-07-22
SCHWSchwab Charles CorpRuffel Charles A.DirP - Purchase$34.91+2,85415,620+22%+$99,633
2020-07-21
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$580.29-41,706785,261-5%-$24,201,455
2020-07-20
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$580.16-3,00022,471-12%-$1,740,472
2020-07-20
MSMorgan StanleyHotsuki KeishiChief Risk OfficerS - Sale$52.00-19,000243,666-7%-$988,000
2020-07-17
MSMorgan StanleySaperstein Andrew MHead of Wealth ManagementS - Sale$52.56-28,846119,594-19%-$1,516,195
2020-07-17
MSMorgan StanleyGrossman Eric FGCS - Sale$52.84-54,420250,835-18%-$2,875,531
2020-07-17
MSMorgan StanleyGorman James PCOB, CEOS - Sale$52.39-150,0001,197,952-11%-$7,858,067
M
2020-07-15
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$18.27+7,69495,310+9%+$140,552
2020-07-13
JEFJefferies Financial Group Inc.Friedman Brian PPresP - Purchase$16.27+5,0009,052,0530%+$81,350
2020-06-26
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.60+1,4546,732,2030%+$3,779
2020-06-19
LACQLeisure Acquisition Corp.Morgan Stanley10%S - Sale$0.00-776,2900-100%-$0
2020-06-15
VIRTVirtu Financial, Inc.Public Sector Pension Investment Board10%S - Sale$22.75-7,000,00011,669,062-37%-$159,250,000
2020-06-15
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.77+67,2706,730,749+1%+$186,338
2020-06-09
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$44.00-9,68394,113-9%-$426,052
2020-06-09
RJFRaymond James Financial IncSantelli Jonathan NEVP, GC, SecyS - Sale$81.33-1,2502,646-32%-$101,664
M
2020-06-08
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$15.43-3,61021,728,4750%-$55,708
2020-06-05
RJFRaymond James Financial IncCarson John C Jr.PresS - Sale$82.53-10,00046,858-18%-$825,271
2020-06-05
RJFRaymond James Financial IncJulien Jeffrey PEVP - FinS - Sale$81.58-9,15049,251-16%-$746,444
D
2020-06-04
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$40.02-10,9350-100%-$437,608
2020-06-03
SFStifel Financial CorpDubinsky John PDirS - Sale$51.55-2,40016,281-13%-$123,720
2020-05-26
BLKBlackrock Inc.Meade Christopher J.GC, CLOS - Sale$526.04-2,0008,334-19%-$1,052,076
2020-05-26
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$527.53-1,50025,471-6%-$791,295
2020-05-27
BLKBlackrock Inc.Buckingham GeraldineSenior MDS - Sale$526.48-1,6007,599-17%-$842,363
D
2020-05-26
AVTRAvantor, Inc.Goldman Sachs & Co. LLC10%S - Sale+OE$15.90-13,726,41158,881,710-19%-$218,249,935
2020-05-26
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.80+575414,5870%+$1,607
M
2020-05-21
SFStifel Financial CorpDubinsky John PDirS - Sale$46.98-7,00018,681-27%-$328,880
D
2020-05-22
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Remarks, 10%P - Purchase$0.00+216,68060,308,4200%+$0
M
2020-05-19
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.73+1,750414,0120%+$4,770
D
2020-04-01
CLBCore Laboratories N VGoldman Sachs Group Inc10%P - Purchase$9.34+6764,640,9000%+$6,313
E
2020-05-15
BLKBlackrock Inc.Pnc Bancorp Inc.10%S - Sale$42.05-34,279,4300-100%-$1,441,590,128
2020-05-18
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.71+1,000412,2620%+$2,712
2020-05-15
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.66+1,500411,2620%+$3,995
2020-05-14
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$501.60-2,50033,847-7%-$1,254,011
2020-05-13
VIRTVirtu Financial, Inc.Temasek Holdings (Private) Ltd10%S - Sale$23.10-5,500,00011,380,503-33%-$127,050,000
2020-05-13
NAVINavient CorpArnold FrederickDirP - Purchase$6.66+6,50035,235+23%+$43,287
2020-05-13
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.64+33,3906,663,479+1%+$88,223
M
2020-05-13
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.69+2,300409,762+1%+$6,178
D
2020-05-11
VIRTVirtu Financial, Inc.Grano Joseph C.DirS - Sale+OE$24.33-10,1330-100%-$246,575
M
2020-05-11
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.64+2,552407,462+1%+$6,730
D
2020-05-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$483.62-25,000965,908-3%-$12,090,449
2020-05-08
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$479.66-4,00034,192-10%-$1,918,636
2020-05-08
SFStifel Financial CorpDubinsky John PDirS - Sale$44.55-12,77516,281-44%-$569,126
2020-05-07
BLKBlackrock Inc.Lord RachelSenior MDS - Sale$499.31-3,0008,517-26%-$1,497,943
M
2020-05-07
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.61+4,800404,910+1%+$12,550
M
2020-05-06
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.55+6,9586,630,0890%+$17,713
2020-05-05
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale$479.44-2,00054,375-4%-$958,874
2020-05-05
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$481.13-2508,089-3%-$120,283
2020-05-06
NAVINavient CorpUnger Laura SDirP - Purchase$7.25+3,00044,082+7%+$21,750
M
2020-05-05
RJFRaymond James Financial IncCarson John C Jr.PresS - Sale$63.25-15,00056,848-21%-$948,813
M
2020-05-05
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.48+3,750400,110+1%+$9,314
2020-05-01
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.45+6,0006,623,1310%+$14,675
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top