Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener
Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
100 results - 
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- - - - - - | TC | cnt | 1d | 1w | 1m | 6m |
X |
Filing Date |
Trade Date |
Ticker |
Company | Insider Name | Insider Title |
Trade Type |
Share Price |
Shares Traded |
Shares Owned |
Own chg |
Value Traded |
1d ret |
1w ret |
1m ret |
6m ret |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2017-09-19 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $43.46 | -32,543 | 983,001 | -3% | -$1,414,241 | |||||
| D | 2017-09-20 | SEIC | Sei Investments Co | Withrow Wayne | EVP | S - Sale+OE | $59.97 | -10,000 | 73,728 | -12% | -$599,700 | |||||
| M | 2017-09-19 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $43.42 | -1,624 | 117,685 | -1% | -$70,522 | |||||
| D | 2017-09-19 | SEIC | Sei Investments Co | McCarthy Kathryn | Dir | S - Sale+OE | $58.69 | -10,000 | 150,400 | -6% | -$586,900 | |||||
| M | 2017-09-19 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $43.41 | -10,686 | 747,008 | -1% | -$463,908 | |||||
| D | 2017-09-19 | SEIC | Sei Investments Co | Ujobai Joseph P | EVP | S - Sale+OE | $58.77 | -20,000 | 45,080 | -31% | -$1,175,400 | |||||
| M | 2017-09-15 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $42.43 | -25,268 | 1,015,544 | -2% | -$1,072,040 | |||||
| M | 2017-09-15 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $42.29 | -1,683 | 119,309 | -1% | -$71,182 | |||||
| M | 2017-09-15 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $42.34 | -10,894 | 757,694 | -1% | -$461,204 | |||||
2017-09-14 | AMTD | Td Ameritrade Holding Corp | Moglia Joseph H | Dir | S - Sale | $44.66 | -15,000 | 155,000 | -9% | -$669,900 | ||||||
| M | 2017-09-13 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $41.94 | -16,666 | 1,040,812 | -2% | -$698,953 | |||||
| M | 2017-09-13 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.94 | -1,666 | 120,992 | -1% | -$69,870 | |||||
| M | 2017-09-13 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.95 | -11,310 | 768,588 | -1% | -$474,420 | |||||
| M | 2017-09-11 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $41.90 | -16,836 | 1,057,478 | -2% | -$705,428 | |||||
| M | 2017-09-11 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.90 | -1,683 | 122,658 | -1% | -$70,518 | |||||
| M | 2017-09-11 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.90 | -1,683 | 122,658 | -1% | -$70,518 | |||||
| M | 2017-09-11 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.89 | -11,380 | 779,898 | -1% | -$476,757 | |||||
2017-09-11 | GBL | Gamco Investors, Inc. Et Al | Van Der Eb Henry | SVP | S - Sale | $28.83 | -474 | 882 | -35% | -$13,663 | ||||||
| M | 2017-09-07 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.40 | -1,623 | 124,341 | -1% | -$67,193 | |||||
| M | 2017-09-07 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.38 | -11,380 | 791,278 | -1% | -$470,886 | |||||
| M | 2017-09-07 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $41.39 | -16,240 | 1,074,314 | -1% | -$672,095 | |||||
| M | 2017-09-05 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.86 | -1,675 | 125,964 | -1% | -$70,123 | |||||
| M | 2017-09-05 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.86 | -10,825 | 802,658 | -1% | -$453,154 | |||||
| M | 2017-09-05 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $41.99 | -20,218 | 1,090,554 | -2% | -$848,943 | |||||
| D | 2017-09-06 | SCHW | Schwab Charles Corp | Kallsen Terri R | EVP - Investor Services | S - Sale+OE | $38.99 | -1,000 | 5,367 | -16% | -$38,987 | |||||
2017-09-05 | BLK | Blackrock Inc. | Fairbairn Robert W | Senior MD | S - Sale | $415.31 | -3,675 | 44,278 | -8% | -$1,526,264 | ||||||
| M | 2017-08-31 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $42.09 | -25,098 | 1,110,772 | -2% | -$1,056,487 | |||||
| M | 2017-08-31 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.84 | -1,666 | 127,639 | -1% | -$69,700 | |||||
| M | 2017-08-31 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.81 | -11,380 | 813,483 | -1% | -$475,805 | |||||
2017-08-31 | GBL | Gamco Investors, Inc. Et Al | Caterina Kieran | Co-Chief Accounting Officer | S - Sale | $29.47 | -2,325 | 2,663 | -47% | -$68,528 | ||||||
| M | 2017-08-29 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.64 | -1,623 | 129,305 | -1% | -$67,589 | |||||
| M | 2017-08-29 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $41.63 | -16,240 | 1,135,870 | -1% | -$676,138 | |||||
| M | 2017-08-29 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.65 | -11,519 | 824,863 | -1% | -$479,766 | |||||
2017-08-30 | SEIC | Sei Investments Co | Doran William | Dir | S - Sale | $57.49 | -10,000 | 671,015 | -1% | -$574,900 | ||||||
| M | 2017-08-25 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $42.29 | -19,588 | 1,152,110 | -2% | -$828,313 | |||||
| M | 2017-08-25 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $42.25 | -1,649 | 130,928 | -1% | -$69,673 | |||||
| M | 2017-08-25 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $42.25 | -10,686 | 836,382 | -1% | -$451,484 | |||||
| M | 2017-08-23 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.70 | -1,624 | 132,577 | -1% | -$67,725 | |||||
| M | 2017-08-23 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $41.72 | -16,241 | 1,171,698 | -1% | -$677,546 | |||||
| M | 2017-08-23 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.72 | -11,519 | 847,068 | -1% | -$480,572 | |||||
2017-08-24 | TG | Tredegar Corp | Gamco Investors, Inc. Et Al | 10% | S - Sale | $16.30 | -700 | 7,500 | -9% | -$11,410 | ||||||
| M | 2017-08-21 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $40.94 | -1,649 | 134,201 | -1% | -$67,510 | |||||
| M | 2017-08-21 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $40.94 | -16,496 | 1,187,939 | -1% | -$675,344 | |||||
| M | 2017-08-21 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $40.94 | -11,285 | 858,587 | -1% | -$462,061 | |||||
2017-08-18 | SF | Stifel Financial Corp | Westbrook Kelvin R | Dir | S - Sale | $48.08 | -5,200 | 6,684 | -44% | -$250,016 | ||||||
| M | 2017-08-17 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $40.77 | -16,495 | 1,204,435 | -1% | -$672,572 | |||||
| M | 2017-08-17 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $40.77 | -11,103 | 869,872 | -1% | -$452,664 | |||||
| M | 2017-08-17 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $40.77 | -1,649 | 135,850 | -1% | -$67,229 | |||||
| M | 2017-08-15 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.36 | -1,683 | 137,499 | -1% | -$69,617 | |||||
| M | 2017-08-15 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $41.36 | -16,836 | 1,220,930 | -1% | -$696,337 | |||||
| M | 2017-08-15 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.38 | -10,490 | 880,975 | -1% | -$434,078 | |||||
| D | 2017-08-14 | H | Hyatt Hotels Corp | Goldman Sachs Group Inc | 10% | S - Sale+OE | $57.58 | -8,654,050 | 308,975 | -97% | -$498,300,199 | |||||
2017-08-14 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $41.26 | -8,418 | 1,237,766 | -1% | -$347,327 | ||||||
2017-08-14 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $41.29 | -841 | 139,182 | -1% | -$34,725 | ||||||
2017-08-14 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $41.24 | -5,135 | 891,465 | -1% | -$211,767 | ||||||
| M | 2017-08-10 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $40.61 | -16,241 | 1,246,184 | -1% | -$659,619 | |||||
| M | 2017-08-10 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $40.60 | -1,624 | 140,023 | -1% | -$65,933 | |||||
| M | 2017-08-10 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $40.60 | -11,519 | 896,600 | -1% | -$467,729 | |||||
2017-08-10 | VIRT | Virtu Financial, Inc. | Temasek Holdings (Private) Ltd | 10% | P - Purchase | $15.60 | +1,666,666 | 20,330,503 | +9% | +$25,999,990 | ||||||
2017-08-10 | VIRT | Virtu Financial, Inc. | North Island Ventures, LLC | 10% | P - Purchase | $15.44 | +338,124 | 40,064,103 | +1% | +$5,220,635 | ||||||
2017-08-08 | MKTX | Marketaxess Holdings Inc | McVey Richard M | COB, CEO | S - Sale | $198.62 | -20,000 | 1,094,790 | -2% | -$3,972,504 | ||||||
| M | 2017-08-08 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $40.31 | -1,674 | 141,647 | -1% | -$67,487 | |||||
| M | 2017-08-08 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $40.31 | -11,310 | 908,119 | -1% | -$455,925 | |||||
| M | 2017-08-08 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $40.30 | -16,751 | 1,262,425 | -1% | -$675,142 | |||||
2017-08-08 | GS | Goldman Sachs Group Inc | Rogers John F.W. | EVP-Chief of Staff, Secretary | S - Sale | $235.02 | -17,685 | 102,342 | -15% | -$4,156,302 | ||||||
2017-08-08 | RJF | Raymond James Financial Inc | Reilly Paul C | CEO | S - Sale | $83.17 | -33,000 | 101,787 | -24% | -$2,744,571 | ||||||
2017-08-09 | SCHW | Schwab Charles Corp | Chandoha Marie A | Pres - CSIM | S - Sale | $41.96 | -7,002 | 7,000 | -50% | -$293,815 | ||||||
| D | 2017-08-07 | WDR | Waddell & Reed Financial Inc | Clouse Benjamin R | VP, Chief Acct. Officer | S - Sale+OE | $20.01 | -5,903 | 34,172 | -15% | -$118,141 | |||||
2017-08-07 | GS | Goldman Sachs Group Inc | Solomon David M | Pres, Co-COO | S - Sale | $231.59 | -3,260 | 196,754 | -2% | -$754,997 | ||||||
| M | 2017-08-07 | WETF | Wisdomtree Investments, Inc. | Lavine Bruce I | Dir | S - Sale | $9.95 | -19,849 | 167,268 | -11% | -$197,546 | |||||
| D | 2017-08-08 | SEIC | Sei Investments Co | Klauder Paul | EVP | S - Sale+OE | $56.30 | -12,500 | 40,758 | -23% | -$703,750 | |||||
| D | 2017-08-08 | SEIC | Sei Investments Co | McGonigle Dennis | EVP | S - Sale+OE | $56.35 | -15,000 | 1,209,068 | -1% | -$845,250 | |||||
| M | 2017-08-04 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $40.54 | -16,071 | 1,279,176 | -1% | -$651,488 | |||||
| M | 2017-08-04 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $40.52 | -1,607 | 143,321 | -1% | -$65,119 | |||||
| M | 2017-08-04 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $40.54 | -11,331 | 919,429 | -1% | -$459,386 | |||||
2017-08-04 | TRU | Transunion | Goldman Sachs Group Inc | 10% | S - Sale | $45.60 | -13,734,177 | 23,552,166 | -37% | -$626,278,471 | ||||||
2017-08-04 | PJC | Piper Jaffray Companies | Crawshaw Christopher D | Head of Asset Management | S - Sale | $63.65 | -8,168 | 26,583 | -24% | -$519,884 | ||||||
2017-08-04 | SEIC | Sei Investments Co | West Alfred P Jr | 10% | S - Sale | $55.94 | -50,000 | 10,686,282 | 0% | -$2,797,000 | ||||||
2017-08-03 | SEIC | Sei Investments Co | West Alfred P Jr | 10% | S - Sale | $56.06 | -50,000 | 10,736,282 | 0% | -$2,803,000 | ||||||
2017-08-07 | SCHW | Schwab Charles Corp | Bechtle Nancy H | Dir | S - Sale | $43.03 | -23,207 | 194,100 | -11% | -$998,528 | ||||||
2017-08-03 | WDR | Waddell & Reed Financial Inc | Kosloff Alan W | Dir | S - Sale | $19.40 | -25,076 | 71,873 | -26% | -$486,474 | ||||||
2017-08-04 | SF | Stifel Financial Corp | Hanser Frederick O | Dir | S - Sale | $50.00 | -4,000 | 33,255 | -11% | -$200,019 | ||||||
| M | 2017-08-03 | WETF | Wisdomtree Investments, Inc. | Lavine Bruce I | Dir | S - Sale | $10.10 | -10,289 | 187,117 | -5% | -$103,917 | |||||
2017-08-04 | SCHW | Schwab Charles Corp | Schwab Charles R | COB, 10% | S - Sale | $43.27 | -290,000 | 140,697,979 | 0% | -$12,547,198 | ||||||
| M | 2017-08-02 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Vice COB | S - Sale | $40.42 | -1,657 | 144,928 | -1% | -$66,979 | |||||
| M | 2017-08-02 | IBKR | Interactive Brokers Group, Inc. | Frank Thomas Aj | CIO | S - Sale | $40.42 | -16,580 | 1,295,247 | -1% | -$670,108 | |||||
| M | 2017-08-02 | IBKR | Interactive Brokers Group, Inc. | Brody Paul Jonathan | CFO | S - Sale | $40.42 | -11,310 | 930,760 | -1% | -$457,173 | |||||
2017-08-03 | JMP | Jmp Group LLC | Tongue Glenn H | Dir | P - Purchase | $5.41 | +10,000 | 190,538 | +6% | +$54,100 | ||||||
2017-08-02 | SF | Stifel Financial Corp | Peacock David A | Dir | P - Purchase | $50.03 | +4,500 | 4,615 | >999% | +$225,149 | ||||||
| M | 2017-08-01 | SF | Stifel Financial Corp | Nesi Victor | Dir | S - Sale | $50.86 | -25,000 | 118,574 | -17% | -$1,271,400 | |||||
| D | 2017-08-01 | MS | Morgan Stanley | Gorman James P | COB, CEO | S - Sale+OE | $47.26 | -212,366 | 1,418,350 | -13% | -$10,037,012 | |||||
2017-08-02 | PJC | Piper Jaffray Companies | Crawshaw Christopher D | Head of Asset Management | S - Sale | $63.50 | -320 | 34,751 | -1% | -$20,320 | ||||||
| M | 2017-08-01 | SEIC | Sei Investments Co | West Alfred P Jr | 10% | S - Sale | $56.40 | -100,000 | 10,786,282 | -1% | -$5,639,500 | |||||
| D | 2017-08-01 | GS | Goldman Sachs Group Inc | Viniar David A | Dir | S - Sale+OE | $227.79 | -4,590 | 980,368 | 0% | -$1,045,562 | |||||
| D | 2017-08-02 | SCHW | Schwab Charles Corp | Kallsen Terri R | EVP - Investor Services | S - Sale+OE | $43.07 | -2,000 | 5,367 | -27% | -$86,137 | |||||
| D | 2017-08-01 | SCHW | Schwab Charles Corp | Chandoha Marie A | Pres - CSIM | S - Sale+OE | $43.17 | -9,705 | 14,002 | -41% | -$418,925 | |||||
2017-08-01 | SCHW | Schwab Charles Corp | Schwab Charles R | COB, 10% | S - Sale | $43.10 | -350,000 | 140,994,079 | 0% | -$15,086,295 | ||||||
2017-07-31 | RJF | Raymond James Financial Inc | Allaire Bella Loykhter | EVP-RJA | S - Sale | $82.83 | -4,000 | 37,889 | -10% | -$331,323 | ||||||
2017-07-31 | SCHW | Schwab Charles Corp | Schwab Charles R | COB, 10% | S - Sale | $42.80 | -26,000 | 141,344,079 | 0% | -$1,112,805 | ||||||
| D | 2017-08-01 | SEIC | Sei Investments Co | Klauder N Jeffrey | EVP | S - Sale+OE | $56.35 | -30,000 | 134,388 | -18% | -$1,690,500 |
Real-time CSV? Options? Alerts? Contact us!
| A | Amended filing |
| D | Derivative transaction in filing (usually option exercise) |
| E | Error detected in filing |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |