Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2019-03-20
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.01+25,4756,513,5470%+$102,226
A
2017-12-27
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$0.00+04,918,4770%+$0
D
2019-03-19
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$52.89-7,50044,682-14%-$396,675
D
2019-03-14
SEICSei Investments CoHeilig KathyVPS - Sale+OE$51.50-16,00019,782-45%-$824,000
M
2019-03-15
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$3.88+71,2136,497,272+1%+$276,004
M
2019-03-08
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.01+13,0346,426,0590%+$52,251
2019-03-01
SEICSei Investments CoWest Alfred P Jr10%S - Sale$53.03-116,4129,811,713-1%-$6,173,328
2019-03-05
BNFTBenefitfocus,inc.Goldman Sachs Group Inc10%S - Sale$46.80-3,254,735567,871-85%-$152,329,735
2019-03-06
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale$45.93-12,6040-100%-$578,936
2019-03-06
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale$45.93-16,3461,249-93%-$750,804
M
2019-03-05
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.03+45,7387,725,968+1%+$184,319
2017-12-27
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.50+9,2006,367,2870%+$50,554
D
2019-03-05
SCHWSchwab Charles CorpChandoha Marie ACEO - CSIMS - Sale+OE$45.48-45,04617,777-72%-$2,048,679
DM
2019-03-01
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$46.75-41,28517,595-70%-$1,929,901
2019-03-04
BLKBlackrock Inc.Goldstein Robert L.COOS - Sale$443.00-5,13343,482-11%-$2,273,919
2019-02-28
SEICSei Investments CoWest Alfred P Jr10%S - Sale$52.75-83,5889,928,125-1%-$4,409,267
2019-02-26
MSMorgan StanleyWirth Paul CDeputy CFOS - Sale$42.40-25,000169,031-13%-$1,060,073
M
2019-02-26
SEICSei Investments CoWest Alfred P Jr10%S - Sale$52.65-100,00010,031,713-1%-$5,265,250
DM
2019-02-22
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$52.96-27,70376,603-27%-$1,467,074
2019-02-21
AMTDTd Ameritrade Holding CorpNally Thomas A.EVP, Institutional ServicesS - Sale$56.10-25,000157,780-14%-$1,402,500
2019-02-20
GSGoldman Sachs Group IncHolmes Dane EEVP, Global Head of HCMS - Sale$198.31-1,48911,004-12%-$295,284
2019-02-19
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$231.99-8,00044,257-15%-$1,855,925
2019-02-21
SFStifel Financial CorpNesi VictorCo-PresS - Sale$55.03-2,500186,160-1%-$137,575
2019-02-15
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$17.75-1,00023,492-4%-$17,750
2019-02-15
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$431.01-22511,314-2%-$96,977
2019-02-15
BLKBlackrock Inc.Comerchero Marc D.Principal Accounting OfficerS - Sale$432.22-6002,079-22%-$259,330
M
2018-11-15
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.80+13,4206,358,0870%+$64,428
D
2019-02-14
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$50.50-10,00073,428-12%-$505,000
DM
2019-02-11
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$26.30-127,08875,000-63%-$3,343,056
2019-02-13
BLKBlackrock Inc.Lord RachelSenior MDS - Sale$426.70-3,8638,043-32%-$1,648,342
2019-02-11
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$412.75-44,0001,006,505-4%-$18,160,869
2019-02-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$220.94-20,0001,010,189-2%-$4,418,723
2019-02-08
OPYOppenheimer Holdings IncLowenthal Albert GCEO, 10%P - Purchase$26.33+1,00797,128+1%+$26,514
D
2019-02-05
GHLGreenhill & Co IncWyles DavidPresS - Sale+OE$25.08-33,3690-100%-$836,895
2019-02-06
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$417.04-3,00027,543-10%-$1,251,120
2019-02-05
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$415.78-2,25011,539-16%-$935,515
D
2019-02-06
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$50.11-1,50064,928-2%-$75,165
D
2019-02-04
MKTXMarketaxess Holdings IncGomach David GDirS - Sale+OE$215.83-3,18719,358-14%-$687,850
D
2019-02-05
MKTXMarketaxess Holdings IncSteinhardt JohnDirS - Sale+OE$215.62-3,18721,712-13%-$687,181
DM
2019-02-04
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$50.00-15,80078,343-17%-$789,922
2019-02-05
SEICSei Investments CoKlauder PaulEVPP - Purchase$49.81+3,11019,841+19%+$154,909
2019-02-01
ENLCEnlink Midstream, LLCGoldman Sachs Group Inc10%P - Purchase$10.86+24,791695,632+4%+$269,210
2019-02-01
ENLCEnlink Midstream, LLCGoldman Sachs Group Inc10%S - Sale$10.88-24,791695,632-3%-$269,726
2019-02-04
WETFWisdomtree Investments, Inc.Bossone AnthonyDirP - Purchase$5.92+50,000232,122+27%+$295,965
2019-02-04
WETFWisdomtree Investments, Inc.Muni AmitCFOP - Purchase$5.99+13,500678,937+2%+$80,816
2019-02-04
WETFWisdomtree Investments, Inc.Ziemba Peter MChief Administrative OfficerP - Purchase$6.07+16,000957,177+2%+$97,082
2019-02-04
WETFWisdomtree Investments, Inc.Steinberg Jonathan LCEOP - Purchase$5.98+85,0007,850,905+1%+$508,368
2019-01-31
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$412.75-9,0481,050,505-1%-$3,734,558
2019-02-01
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$47.04-250,000128,876,9850%-$11,760,200
M
2019-01-29
BLKBlackrock Inc.Shedlin GaryCFO, Senior MDS - Sale$410.74-5,40023,788-19%-$2,218,004
2019-01-25
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$412.76-5,1201,045,8890%-$2,113,346
2019-01-29
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$409.29-3,077169,995-2%-$1,259,396
2019-01-18
MSMorgan StanleyBrodsky Jeffrey SCHROS - Sale$43.38-15,565116,358-12%-$675,152
M
2019-01-18
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$418.32-30,8321,051,009-3%-$12,897,623
D
2019-01-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$43.58-3,7390-100%-$162,946
2019-01-03
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.46+5,0001,256,5170%+$12,296
2019-01-02
WDRWaddell & Reed Financial IncWalton Jerry WDirS - Sale$0.00-6,92278,827-8%-$0
M
2018-12-31
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.01+4,5006,344,6670%+$18,066
2019-01-02
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.38+5,0001,251,5170%+$11,875
2018-12-31
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$24.82+1,00066,410+2%+$24,817
DM
2018-12-26
GSGoldman Sachs Group IncPalm Gregory KEVP - GCS - Sale+OE$158.41-16,4511,033,922-2%-$2,606,021
M
2018-12-24
SCHWSchwab Charles CorpBettinger Walter WPres, CEOP - Purchase$38.81+124,669376,306+50%+$4,838,074
D
2018-12-24
LTSLadenburg Thalmann Financial Services Inc.Frost Phillip Md Et AlFormer 10% OwnerS - Sale+OE$2.50-50,900,0007,934,630-87%-$127,250,000
2018-11-23
WETFWisdomtree Investments, Inc.Schwartz JeremyGlobal Head of ResearchP - Purchase$7.49+1,290555,4040%+$9,665
M
2018-12-21
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.08+2,5946,340,1670%+$10,582
2018-12-21
COWNCowen Inc.Barth Brett HDirP - Purchase$12.92+5,00027,332+22%+$64,579
2018-12-21
ITGInvestment Technology Group, Inc.Jones TimothyDirS - Sale$30.01-1,65366,962-2%-$49,607
D
2018-12-19
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$47.50-4,99768,425-7%-$237,358
D
2018-12-18
ITGInvestment Technology Group, Inc.Troise Francis JCEO, PresS - Sale+OE$30.02-65,611237,398-22%-$1,969,314
2018-12-17
ITGInvestment Technology Group, Inc.Wood Steven SydneyDirS - Sale$30.01-9,35475,384-11%-$280,748
2018-12-18
ITGInvestment Technology Group, Inc.Jones TimothyDirS - Sale$30.04-5,06068,615-7%-$152,013
2018-12-13
COLDAmericold Realty TrustGoldman Sachs Group Inc10%S - Sale$0.00-6,500,0008,243,845-44%-$0
M
2018-12-04
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.55+96,5656,337,573+2%+$439,642
2018-12-13
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%P - Purchase$18.97+1,50321,802,0400%+$28,508
DM
2018-12-12
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$33.51+2,0982,098New+$70,294
D
2018-12-04
SEICSei Investments CoMcGonigle DennisDirS - Sale+OE$51.63-15,0001,169,068-1%-$774,450
2018-12-04
RJFRaymond James Financial IncCatanese GeorgeSVP, Chief Risk OfficerS - Sale$78.71-6,6116,073-52%-$520,352
D
2018-12-03
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$46.09-4,9131,180-81%-$226,441
2018-12-03
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.00-5641,126,5160%-$34,968
M
2018-11-27
SEICSei Investments CoWest Alfred P Jr10%S - Sale$53.41-212,99510,031,713-2%-$11,376,583
D
2018-11-26
BEBloom Energy CorpMorgan Stanley10%S - Sale+OE$15.03-311,638-2%-$466
2018-11-27
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$24.59+6,40065,410+11%+$157,375
2018-11-26
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$419.11-2,100168,779-1%-$880,129
M
2018-11-23
SEICSei Investments CoWest Alfred P Jr10%S - Sale$53.28-96,76720,549,9570%-$5,155,656
M
2018-11-21
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.94+6,7006,241,0080%+$33,128
2018-11-21
COWNCowen Inc.Barth Brett HDirP - Purchase$15.33+10,00022,332+81%+$153,271
M
2018-11-20
SEICSei Investments CoWest Alfred P Jr10%S - Sale$52.76-145,23810,341,475-1%-$7,662,352
2018-11-20
MKTXMarketaxess Holdings IncMcPherson Kevin MGlobal Head of SalesS - Sale$216.89-2,50077,692-3%-$542,230
2018-11-20
GHLGreenhill & Co IncHartzband Meryl DDirP - Purchase$23.82+1,0301,030New+$24,535
M
2018-11-16
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.91+4,2006,234,3080%+$20,624
2018-11-20
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$23.86+5,60059,010+10%+$133,592
2018-11-16
WDRWaddell & Reed Financial IncWalton Jerry WDirS - Sale$19.05-9,42771,905-12%-$179,589
2018-11-15
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$2.68+5,0002,656,2040%+$13,418
2018-11-15
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$46.97-383,000130,188,2950%-$17,989,804
M
2018-11-13
GHLGreenhill & Co IncGreenhill Robert FChairmanP - Purchase$22.69+219,7702,311,263+11%+$4,987,361
M
2018-11-12
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.92+12,3766,230,1080%+$60,891
M
2018-11-08
GHLGreenhill & Co IncBok Scott LCEOP - Purchase$22.60+220,6341,596,537+16%+$4,986,334
D
2018-11-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$205.38-20,0001,044,846-2%-$4,107,651
2018-11-07
SFStifel Financial CorpPeacock David ADirP - Purchase$48.55+2,0008,515+31%+$97,096
2018-11-07
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$25.89+8,00053,410+18%+$207,091
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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