Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2020-03-25
SFStifel Financial CorpPeacock David ADirP - Purchase$40.99+1,00014,415+7%+$40,990
D
2020-03-23
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$26.00+1,83170,502+3%+$47,606
2020-03-23
SFStifel Financial CorpPeacock David ADirP - Purchase$32.47+1,00013,415+8%+$32,468
2020-03-20
PIPRPiper Sandler CompaniesCarter Timothy LCFOP - Purchase$37.67+2,0009,222+28%+$75,340
M
2020-03-19
PIPRPiper Sandler CompaniesAbraham Chad RCOB, CEOP - Purchase$35.21+2,00075,816+3%+$70,425
2020-03-19
SFStifel Financial CorpKruszewski Ronald JCEOP - Purchase$31.85+10,000865,000+1%+$318,500
2020-03-19
COWNCowen Inc.Barth Brett HDirP - Purchase$6.29+10,00091,052+12%+$62,934
2020-03-18
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$15.50+4,00087,616+5%+$62,000
2020-03-13
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresP - Purchase$47.04+5,00063,185+9%+$235,188
2020-03-16
FRHCFreedom Holding Corp.Tashtitov AskarPresP - Purchase$13.23+30,00077,200+64%+$396,900
2020-03-12
RJFRaymond James Financial IncGodbold Francis SVice COBP - Purchase$61.49+12,500161,273+8%+$768,583
2020-03-12
COWNCowen Inc.Barth Brett HDirP - Purchase$10.04+10,00081,052+14%+$100,390
2020-03-12
WETFWisdomtree Investments, Inc.Schwartz JeremyGlobal Head of ResearchP - Purchase$2.32+20,000692,496+3%+$46,380
D
2020-03-12
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$34.00+1,67168,671+2%+$56,807
2020-03-11
PIPRPiper Sandler CompaniesLarue R ScottCo-Head Global IB, Cap MktsP - Purchase$54.50+10,00078,780+15%+$545,000
2020-03-11
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$20.21+1,00083,616+1%+$20,210
2020-03-11
WETFWisdomtree Investments, Inc.Bossone AnthonyDirP - Purchase$3.00+100,000548,070+22%+$300,000
2020-03-09
SFStifel Financial CorpGrady Robert EdwardDirS - Sale$43.39-5,0006,383-44%-$216,950
2020-03-09
RJFRaymond James Financial IncGodbold Francis SVice COBP - Purchase$65.40+12,542148,773+9%+$820,224
2020-03-09
COWNCowen Inc.Solomon Jeffrey MCOB, CEOP - Purchase$12.13+10,000860,675+1%+$121,305
2020-03-09
COWNCowen Inc.Littman Owen SGCP - Purchase$12.13+2,000182,699+1%+$24,261
2020-03-09
COWNCowen Inc.Leibowitz Lawrence EDirP - Purchase$12.13+8,00026,604+43%+$97,044
2020-03-09
COWNCowen Inc.Lasota StephenCFOP - Purchase$12.13+2,000229,911+1%+$24,261
2020-03-09
COWNCowen Inc.Holmes John JCOOP - Purchase$12.13+2,000187,074+1%+$24,261
2020-03-09
COWNCowen Inc.Barth Brett HDirP - Purchase$12.13+10,00071,052+16%+$121,305
2020-03-06
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$32.94-12,62976,423-14%-$416,001
DM
2020-03-02
GBLGamco Investors, Inc. Et AlDaniels Leslie BDirP - Purchase$15.33+10,00010,000New+$153,334
M
2020-02-28
WETFWisdomtree Investments, Inc.Bossone AnthonyDirP - Purchase$3.89+100,000448,070+29%+$389,494
2020-02-28
MSMorgan StanleyLuczo Stephen JDirP - Purchase$44.97+50,000174,122+40%+$2,248,735
2020-02-27
SEICSei Investments CoWest Alfred P Jr10%S - Sale$60.89-122,4119,581,977-1%-$7,453,606
2020-02-26
SEICSei Investments CoWest Alfred P Jr10%S - Sale$63.19-56,0029,704,388-1%-$3,538,766
2020-02-24
SEICSei Investments CoWest Alfred P Jr10%S - Sale$66.43-11,5879,760,3900%-$769,724
2020-02-21
MSMorgan StanleyLuczo Stephen JDirP - Purchase$53.00+50,000124,122+67%+$2,649,955
2020-02-20
RJFRaymond James Financial IncAllaire Bella LoykhterEVP-RJAS - Sale$101.26-10,80058,584-16%-$1,093,608
2020-02-20
BLKBlackrock Inc.Shedlin GaryCFO, Senior MDS - Sale$571.49-4,00016,891-19%-$2,285,940
2020-02-20
RJFRaymond James Financial IncDowdle Jeffrey ACOO, Head of Asset Mgmt.S - Sale$100.52-8,69249,257-15%-$873,744
D
2020-02-18
LTSLadenburg Thalmann Financial Services Inc.Kaufman BrettSVP, CFOS - Sale+OE$25.00-2050-100%-$5,134
2020-02-14
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$565.35-44,300837,017-5%-$25,045,190
AM
2019-09-23
VIVEViveve Medical, Inc.Goldman Sachs Group IncNone - See FN 3P - Purchase$5.76+65,80092,425+247%+$379,032
AM
2019-09-20
VIVEViveve Medical, Inc.Goldman Sachs Group IncNone - See FN 3S - Sale$5.08-26,41792,425-22%-$134,073
AM
2019-10-01
VIVEViveve Medical, Inc.Goldman Sachs Group IncNone - See FN 3S - Sale$4.81-92,42523,688-80%-$444,464
2020-02-14
MKTXMarketaxess Holdings IncMcPherson Kevin MGlobal Head of SalesS - Sale$342.42-3,00078,892-4%-$1,027,260
2020-02-13
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$334.25-2,50037,265-6%-$835,638
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkFormer Director and OfficerS - Sale+OE$25.07-4,0000-100%-$100,280
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Simkin Jacqueline MFormer DirectorS - Sale+OE$25.08-8,0000-100%-$200,664
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottFormer Director and OfficerS - Sale+OE$25.10-3,900100-98%-$97,899
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardFormer Director and OfficerS - Sale+OE$25.11-4,000200-95%-$100,456
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Giovanniello JosephFormer OfficerS - Sale+OE$25.11-2,0000-100%-$50,220
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Genson Brian SFormer DirectorS - Sale+OE$25.08-2,0000-100%-$50,160
D
2020-02-13
SCHWSchwab Charles CorpMcLin Stephen TDirS - Sale+OE$47.29-5,364164,406-3%-$253,640
2020-02-10
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$342.01-4,00038,451-9%-$1,368,040
2020-02-10
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$339.25-25,000952,944-3%-$8,481,255
2020-02-11
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$47.76-8,500123,070,5820%-$405,934
2020-02-07
BLKBlackrock Inc.Comerchero Marc D.Principal Accounting OfficerS - Sale$553.01-6002,184-22%-$331,806
2020-02-06
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale$542.00-3,75016,140-19%-$2,032,504
2020-02-05
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$541.81-4,998163,038-3%-$2,707,966
2020-02-04
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$539.01-2,30027,146-8%-$1,239,723
2020-02-04
BLKBlackrock Inc.Goldstein Robert L.COOS - Sale$539.09-5,08941,857-11%-$2,743,429
M
2020-01-31
GSGoldman Sachs Group IncViniar David ADirS - Sale$242.36-25,000885,368-3%-$6,059,087
2020-01-31
GSGoldman Sachs Group IncStein LaurenceChief Administrative OfficerS - Sale$239.26-9,53328,474-25%-$2,280,866
M
2020-01-31
SFStifel Financial CorpWeisel Thomas WDirS - Sale$65.39-27,58341,737-40%-$1,803,552
2020-02-03
WETFWisdomtree Investments, Inc.Ziemba Peter MChief Administrative OfficerP - Purchase$4.19+25,0001,004,201+3%+$104,685
2020-02-03
WETFWisdomtree Investments, Inc.Steinberg Jonathan LCEOP - Purchase$4.26+177,0998,325,289+2%+$754,017
2020-02-03
WETFWisdomtree Investments, Inc.Schwartz JeremyGlobal Head of ResearchP - Purchase$4.20+20,000672,496+3%+$84,086
2020-02-03
WETFWisdomtree Investments, Inc.Lilien R JarrettPresP - Purchase$4.23+23,529531,933+5%+$99,483
2020-02-03
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$45.73-220,000123,079,0820%-$10,061,150
D
2020-01-30
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale+OE$47.19-327,360123,299,0820%-$15,446,891
D
2020-01-31
SCHWSchwab Charles CorpMorgan Peter J. IIIEVP, GCS - Sale+OE$46.11-16,73814,710-53%-$771,774
2020-01-30
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$534.05-1,33628,267-5%-$713,489
2020-01-30
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$536.74-46,730869,347-5%-$25,081,918
2020-01-29
RJFRaymond James Financial IncBunn James EPres-GlobEq, Inv Banking-RJAS - Sale$91.05-5,12010,606-33%-$466,176
D
2020-01-28
WETFWisdomtree Investments, Inc.Muni AmitCFOS - Sale+OE$3.87-28,500668,987-4%-$110,329
2020-01-24
SIEBSiebert Financial CorpGebbia Gloria EMEMBER OF 10% OWNER GROUP, 10%S - Sale$1.90-350,00019,221,799-2%-$665,000
2020-01-24
SIEBSiebert Financial CorpKennedy Cabot Acquisition, LLCMember of 10% owner group, 10%S - Sale$1.90-350,0003,177,283-10%-$665,000
2020-01-24
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$29.55+1,20082,616+1%+$35,460
2020-01-22
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$29.25+1,00081,416+1%+$29,250
2020-01-17
SFStifel Financial CorpNesi VictorCo-PresS - Sale$65.06-3,750177,554-2%-$243,975
2020-01-17
SFStifel Financial CorpHimelfarb Richard JSVPS - Sale$65.07-10,00095,177-10%-$650,700
2020-01-16
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$535.21-2,276163,898-1%-$1,218,133
D
2020-01-16
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$49.00-3,1530-100%-$154,497
D
2020-01-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$47.33-3,1620-100%-$149,648
2019-12-31
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%P - Purchase$19.43+1,20021,732,0850%+$23,318
2019-12-19
SEICSei Investments CoDoran WilliamDirS - Sale$66.63-2,000669,9150%-$133,260
2019-12-26
SFStifel Financial CorpZemlyak James MCo-PresS - Sale$61.65-3,303840,1820%-$203,630
2019-12-27
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%P - Purchase$19.43+70221,730,8850%+$13,639
M
2019-12-30
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$28.85+8,00680,416+11%+$230,978
2019-12-26
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%P - Purchase$19.59+50021,730,1830%+$9,795
2019-12-24
GBLGamco Investors, Inc. Et AlWilson Elisa M.DirS - Sale$19.13-3,50023,808-13%-$66,965
2019-12-20
SFStifel Financial CorpOates James MDirS - Sale$61.99-10,0009,435-51%-$619,940
M
2019-12-18
FRHCFreedom Holding Corp.Ler EvgenyCFOS - Sale$14.75-30,00047,600-39%-$442,588
2019-12-18
SEICSei Investments CoDoran WilliamDirS - Sale$66.94-3,000671,9150%-$200,820
2019-12-17
AMTDTd Ameritrade Holding CorpKoplow Ellen L SEVP, GC, Sec.S - Sale$52.01-17,241104,862-14%-$896,704
2019-12-16
AMTDTd Ameritrade Holding CorpBoyle Stephen JPres, CEOS - Sale$52.25-18,180186,522-9%-$949,905
2019-12-16
SEICSei Investments CoDoran WilliamDirS - Sale$66.28-5,000674,915-1%-$331,400
2019-12-16
SIEBSiebert Financial CorpGebbia Gloria EMEMBER OF 10% OWNER GROUP, 10%S - Sale$1.90-50,00017,086,9770%-$95,000
2019-12-16
SIEBSiebert Financial CorpKennedy Cabot Acquisition, LLCMember of 10% owner group, 10%S - Sale$1.90-50,0003,527,283-1%-$95,000
M
2019-12-16
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$18.59-81,10021,729,6830%-$1,507,814
2019-12-16
SFStifel Financial CorpNesi VictorCo-PresS - Sale$62.22-1,875180,248-1%-$116,654
D
2019-12-16
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$35.92+90073,177+1%+$32,329
D
2019-12-13
RJFRaymond James Financial IncReilly Paul CCOB, CEOS - Sale+OE$90.62-11,621111,862-9%-$1,053,115
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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