Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
General
Tickers
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Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
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N Days Ago
Transaction Filing
 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
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100 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2024-07-26
MSMorgan StanleyCrawley MandellCHROS - Sale$105.25-3,50043,224-7%-$368,375
2024-07-19
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$61.96-9,0002,236,7230%-$557,633
2024-07-17
SCHWSchwab Charles CorpBettinger Walter WCo-COB, CEOP - Purchase$66.26+25,000840,101+3%+$1,656,500
2024-07-17
SCHWSchwab Charles CorpWurster Richard APresP - Purchase$62.05+10,000148,170+7%+$620,454
2024-07-18
MSMorgan StanleyAkram RajaDeputy CFOS - Sale$106.37-7,50087,119-8%-$797,765
2024-07-19
MSMorgan StanleyYeshaya SharonCFOS - Sale$104.00-15,547108,689-13%-$1,616,888
2024-07-17
MSMorgan StanleyHerz Robert HDirS - Sale$106.62-1,00095,908-1%-$106,621
2024-07-17
MSMorgan StanleySimkowitz Daniel ACo-PresS - Sale$106.54-40,000444,244-8%-$4,261,768
2024-07-17
MSMorgan StanleyGorman James PExec COBS - Sale$105.06-200,000568,059-26%-$21,012,300
D
2024-07-16
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale+OE$834.42-27,0006,480-81%-$22,529,395
2024-07-16
GSGoldman Sachs Group IncMontag Thomas K.DirS - Sale$505.04-10,000196,716-5%-$5,050,436
2024-07-16
GSGoldman Sachs Group IncViniar David ADirS - Sale$502.43-5,000809,304-1%-$2,512,125
2024-07-16
GSGoldman Sachs Group IncLee Brian JChief Risk OfficerS - Sale$506.01-5,00024,903-17%-$2,530,070
D
2024-07-12
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$22.20-120,2360-100%-$2,669,708
D
2024-07-11
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale+OE$75.00-78055,050-1%-$58,502
D
2024-07-05
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$22.50-250,0006,907-97%-$5,624,800
2024-07-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$22.80-12,500956,247-1%-$284,990
2024-07-03
BATRAAtlanta Braves Holdings, Inc.Gabelli Mario J10%P - Purchase$42.29+500128,1500%+$21,147
2024-06-25
BATRAAtlanta Braves Holdings, Inc.Gabelli Mario J10%P - Purchase$39.88+500127,6500%+$19,940
2024-06-24
BATRAAtlanta Braves Holdings, Inc.Associated Capital Group, Inc.10%P - Purchase$39.96+2,000127,150+2%+$79,920
2024-06-24
SEICSei Investments CoDoran WilliamDirS - Sale$67.04-5,000656,386-1%-$335,200
D
2024-06-20
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$21.63-121,2260-100%-$2,622,712
2024-06-20
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$72.49-9,0002,245,7230%-$652,373
2024-06-24
CNGLCanna-Global Acquisition CorpCowen Inc.10%P - Purchase$10.50+2,800200,148+1%+$29,400
2024-06-13
STGWStagwell IncGoldman Sachs Group Inc10%S - Sale$6.34-4,000,00012,981,022-24%-$25,360,000
D
2024-06-12
SCHWSchwab Charles CorpClark Bernard J.MD Head of Advisor ServicesS - Sale+OE$75.00-8,164126,079-6%-$612,300
2024-06-07
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale$199.48-50055,009-1%-$99,740
2024-06-07
COHNCohen & Co Inc.Pooler Joseph W. Jr.EVP, CFO, TreasurerS - Sale$11.64-10,00058,785-15%-$116,400
D
2024-06-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$21.03-250,0006,907-97%-$5,258,275
2024-06-04
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$21.05-12,500943,815-1%-$263,063
2024-06-03
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$21.25-5,0001,066,2410%-$106,274
D
2024-05-30
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$21.28-406,8856,907-98%-$8,657,536
D
2024-05-30
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$22.02-116,6690-100%-$2,569,611
2024-05-31
BATRAAtlanta Braves Holdings, Inc.Gabelli Mario J10%P - Purchase$41.40+500125,1500%+$20,700
D
2024-05-29
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$21.11-45,5456,907-87%-$961,300
M
2024-05-29
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$2.36+4,640339,394+1%+$10,962
2024-05-29
DOMHDominari Holdings Inc.Wool Kyle MichaelPres, 10%P - Purchase$2.20+5,0001,522,3970%+$11,000
D
2024-05-28
SCHWSchwab Charles CorpClark Bernard J.MD Head of Advisor ServicesS - Sale+OE$70.94-77,431126,079-38%-$5,493,146
D
2024-05-21
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$21.12-47,5706,907-87%-$1,004,674
2024-05-22
BATRAAtlanta Braves Holdings, Inc.Associated Capital Group, Inc.10%P - Purchase$41.63+3,000124,650+2%+$124,880
2024-05-20
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$807.29-30,978383,168-7%-$25,008,124
2024-05-20
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$78.41-9,0002,252,9140%-$705,727
M
2024-05-17
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresS - Sale$212.49-5,00055,223-8%-$1,062,441
2024-05-16
GSGoldman Sachs Group IncRogers John F.W.EVPS - Sale$466.25-14,79481,137-15%-$6,897,657
D
2024-05-15
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$18.27-16,6670-100%-$304,463
2024-05-14
MSMorgan StanleyCrawley MandellCHROS - Sale$99.61-6,95446,274-13%-$692,663
M
2024-05-14
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$77.45-123,42598,742,3190%-$9,559,410
M
2024-05-13
JEFJefferies Financial Group Inc.Friedman Brian PPresS - Sale$46.27-280,3965,648,762-5%-$12,974,358
D
2024-05-10
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$16.63-153,1800-100%-$2,547,138
D
2024-05-10
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale+OE$795.00-9,0006,480-58%-$7,155,000
2024-05-10
GSGoldman Sachs Group IncSolomon David MCOB, CEOS - Sale$457.32-6,600146,604-4%-$3,018,312
M
2024-05-13
SEICSei Investments CoWest Alfred P JrExec COBS - Sale$68.09-48,4757,676,996-1%-$3,300,577
A
2024-05-06
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$76.38-13,1132,287,894-1%-$1,001,635
2024-05-09
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$76.13-26,3152,261,579-1%-$2,003,429
M
2024-05-09
SEICSei Investments CoWest Alfred P JrExec COBS - Sale$68.61-140,0007,725,471-2%-$9,605,400
2024-05-10
OPYOppenheimer Holdings IncBehrens EvanDirS - Sale$43.65-4,1254,875-46%-$180,056
D
2024-05-06
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$17.93-250,0006,907-97%-$4,481,850
2024-05-06
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$76.38-13,1132,281,541-1%-$1,001,635
M
2024-05-03
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$75.95-132,01598,965,5340%-$10,026,899
2024-05-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$17.83-12,500854,995-1%-$222,863
2024-05-06
PIPRPiper Sandler CompaniesGeelan John WGCS - Sale$211.14-1,57016,854-9%-$331,490
2024-05-03
NAVINavient CorpHeleen Mark LEVP, CLO, SecretaryS - Sale$16.00-10,000405,190-2%-$160,000
2024-05-03
RJFRaymond James Financial IncBunn James EPres-GlobEq, Inv Banking-RJAS - Sale$124.44-11,09548,938-18%-$1,380,614
D
2024-05-02
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$17.04-25,04939,491-39%-$426,875
2024-05-01
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$16.72-5,000997,4070%-$83,602
2024-05-02
SFStifel Financial CorpPeacock David ADirS - Sale$79.90-13,00018,646-41%-$1,038,700
2024-04-29
GSGoldman Sachs Group IncViniar David ADirS - Sale$432.25-5,000819,304-1%-$2,161,234
M
2024-04-26
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$74.87-119,81199,097,5490%-$8,970,429
2024-04-26
RJFRaymond James Financial IncRaney Steven MPres, CEO RJBankS - Sale$121.01-4,17454,035-7%-$505,107
D
2024-04-24
SCHWSchwab Charles CorpCrawford Peter B.CFOS - Sale+OE$75.51-5,48160,567-8%-$413,855
D
2024-04-23
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$17.61-154,16036,045-81%-$2,714,835
2024-04-24
JEFJefferies Financial Group Inc.Handler Richard BCEOS - Sale$43.50-1,500,00016,706,626-8%-$65,250,900
2024-04-22
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$74.62-89,27599,217,3600%-$6,661,308
D
2024-04-19
SCHWSchwab Charles CorpEllis Stephen ADirS - Sale+OE$73.21-14,750115,969-11%-$1,079,774
DM
2024-04-18
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale+OE$73.30-16,4822,301,007-1%-$1,208,136
D
2024-04-18
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$17.16-16,66736,045-32%-$285,994
2024-04-18
MSMorgan StanleyGorman James PExec COBS - Sale$90.21-100,000766,863-12%-$9,020,530
2024-04-17
MSMorgan StanleySmith Charles Aubrey IIIChief Risk OfficerS - Sale$90.09-11,200131,419-8%-$1,009,019
2024-04-16
SCHWSchwab Charles CorpGoldfarb Mark ADirS - Sale$70.86-7,10027,312-21%-$503,081
D
2024-04-16
SCHWSchwab Charles CorpSarin ArunDirS - Sale+OE$71.11-5,01126,012-16%-$356,322
2024-04-16
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale$72.40-10,00073,113-12%-$723,975
DM
2024-04-16
SCHWSchwab Charles CorpCrawford Peter B.CFOS - Sale+OE$72.17-11,59660,567-16%-$836,923
2024-04-16
SCHWSchwab Charles CorpMorgan Peter J. IIIGCS - Sale$72.23-24,520148-99%-$1,771,151
2024-04-16
SCHWSchwab Charles CorpMartinetto Joseph RCOOS - Sale$70.83-43,000301,873-12%-$3,045,595
2024-04-08
DOMHDominari Holdings Inc.Wool Kyle MichaelPres, 10%P - Purchase$2.99+8,5001,517,397+1%+$25,390
D
2024-04-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$18.67-250,0006,907-97%-$4,668,675
2024-04-04
DOMHDominari Holdings Inc.Wool Kyle MichaelPres, 10%P - Purchase$2.87+19,00028,000+211%+$54,511
M
2024-04-04
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$2.82+17,444334,754+5%+$49,162
2024-04-02
BATRAAtlanta Braves Holdings, Inc.Gabelli Mario J10%P - Purchase$41.25+500121,6500%+$20,625
D
2024-04-01
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale+OE$19.59-5,0001,002,4070%-$97,960
2024-03-28
SEICSei Investments CoWest Alfred P JrExec COB, 10%S - Sale$72.14-19,3637,865,4710%-$1,396,847
A
2024-03-22
SCHWSchwab Charles CorpAdams John K JrDirS - Sale$72.64-15,70145,125-26%-$1,140,539
2024-03-26
SEICSei Investments CoWest Alfred P JrExec COB, 10%S - Sale$70.75-150,0007,884,834-2%-$10,612,500
D
2024-03-08
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$69.80-2,00034,830-5%-$139,600
D
2024-03-22
SCHWSchwab Charles CorpAdams John K JrDirS - Sale+OE$72.64-15,70144,451-26%-$1,140,539
2024-03-21
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$70.87-9,0002,310,0070%-$637,848
D
2024-03-21
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale+OE$70.03-12,94883,246-13%-$906,686
D
2024-03-21
SCHWSchwab Charles CorpCraig Jonathan M.Please see remarksS - Sale+OE$70.01-4,9770-100%-$348,430
D
2024-03-19
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$17.17-16,66736,045-32%-$286,129
M
2024-03-08
STHOStar HoldingsCowen Inc.10%P - Purchase$12.15+22,0461,328,053+2%+$267,840

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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