Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
General
Tickers
Insider
Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
Filing Delay
N Days Ago
Transaction Filing
P - Purchase
S - Sale
A - Grant
D - Sale to Iss
G - Gift
F - Tax
M - Option Ex
X - Option Ex
C - Cnv Deriv
W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
Industry
Insider Title   Officer
    COB
    CEO
    Pres
    COO
    CFO
    GC
    VP
  Director
  10% Own
  Other
Group by
Sort by
Max Results
Page
clear
Real-time CSV, Options, Alerts
100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

D
2017-11-21
RJFRaymond James Financial IncCatanese GeorgeSVP, Chief Risk OfficerS - Sale+OE$85.63-2,0005,774-26%-$171,264
2017-11-21
GSGoldman Sachs Group IncViniar David ADirS - Sale$238.02-25,000945,368-3%-$5,950,508
2017-11-21
GSGoldman Sachs Group IncRogers John F.W.EVP-Chief of Staff, SecretaryS - Sale$238.01-20,49068,414-23%-$4,876,794
DM
2017-11-20
GSGoldman Sachs Group IncSolomon David MPres, Co-COOS - Sale+OE$238.99-6,104194,354-3%-$1,458,765
DM
2017-11-20
GSGoldman Sachs Group IncPalm Gregory KEVP - GCS - Sale+OE$238.99-4,6201,024,6790%-$1,104,111
DM
2017-11-20
GSGoldman Sachs Group IncGnodde Richard JVice COBS - Sale+OE$238.99-5,718195,153-3%-$1,366,517
2017-11-21
RJFRaymond James Financial IncGodbold Francis SVice COBS - Sale$85.51-45,000154,611-23%-$3,848,126
DM
2017-11-20
GSGoldman Sachs Group IncBlankfein Lloyd CCOB, CEOS - Sale+OE$238.38-20,7942,298,210-1%-$4,956,950
2017-11-20
WDRWaddell & Reed Financial IncKosloff Alan WDirS - Sale$19.82-19,17852,695-27%-$380,031
2017-11-17
SFStifel Financial CorpFisher Mark PSVP, GCS - Sale$52.30-5,00021,369-19%-$261,500
2017-11-17
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$477.54-10015,089-1%-$47,754
D
2017-11-16
MKTXMarketaxess Holdings IncMcPherson Kevin MGlobal Head of SalesS - Sale+OE$176.61-5,00085,929-5%-$883,057
M
2017-11-15
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$44.65-350,000139,214,8290%-$15,629,023
D
2017-11-14
MKTXMarketaxess Holdings IncSteinhardt JohnDirS - Sale+OE$174.00-4,22523,614-15%-$735,137
2017-11-15
SFStifel Financial CorpHanser Frederick ODirS - Sale$51.96-3,00030,255-9%-$155,880
D
2017-11-15
SEICSei Investments CoBlumenstein SarahDirS - Sale+OE$65.33-5,00016,362-23%-$326,650
2017-11-13
GSGoldman Sachs Group IncSolomon David MPres, Co-COOS - Sale$238.49-2,400194,354-1%-$572,385
2017-11-10
SFStifel Financial CorpHimelfarb Richard JDirS - Sale$52.41-30,000104,166-22%-$1,572,300
2017-11-10
SFStifel Financial CorpNesi VictorDirS - Sale$52.44-24,88893,686-21%-$1,305,249
2017-11-10
SFStifel Financial CorpMichaud Thomas B.SVPS - Sale$52.40-24,53660,589-29%-$1,285,738
2017-11-10
SFStifel Financial CorpOates James MDirS - Sale$52.27-1,76828,640-6%-$92,413
AD
2017-11-09
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$64.46-17,50071,956-20%-$1,128,050
M
2017-11-09
WDRWaddell & Reed Financial IncButch Thomas WEVP, CMOS - Sale$19.23-40,000491,620-8%-$769,040
2017-11-10
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$44.29-200,000139,564,8290%-$8,857,960
D
2017-11-09
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$64.46-17,50042,580-29%-$1,128,050
2017-11-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$178.29-35,0001,082,476-3%-$6,240,094
2017-11-08
SCHWSchwab Charles CorpCrawford Peter B.EVP, CFOS - Sale$44.03-49120,082-2%-$21,618
2017-11-08
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale$43.97-8153,537-19%-$35,836
D
2017-11-08
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$44.31-16,7990-100%-$744,412
2017-11-07
SCHWSchwab Charles CorpBettinger Walter WPres, CEOP - Purchase$27.21+72,51072,510New+$1,973,177
M
2017-11-06
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$54.21-54,903311,827-15%-$2,976,105
2017-11-06
SCHWSchwab Charles CorpCrawford Peter B.EVP, CFOS - Sale$44.64-1,06320,082-5%-$47,454
2017-11-06
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale$44.64-8613,537-20%-$38,439
2017-11-02
TRUTransunionGoldman Sachs Group Inc10%S - Sale$52.25-3,698,13719,914,831-16%-$193,227,658
M
2017-11-02
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$54.33-72,610366,730-17%-$3,944,921
M
2017-11-02
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$54.33-72,610366,730-17%-$3,944,921
M
2017-11-02
SEICSei Investments CoKlauder N JeffreyEVPS - Sale$64.77-10,00042,194-19%-$647,696
2017-11-02
SEICSei Investments CoWest Alfred P Jr10%S - Sale$64.64-50,00010,569,2720%-$3,232,000
2017-11-01
SEICSei Investments CoWest Alfred P Jr10%S - Sale$64.64-67,01010,619,272-1%-$4,331,526
D
2017-11-02
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale+OE$176.40-4,00061,717-6%-$705,608
D
2017-11-03
SCHWSchwab Charles CorpGarfield David REVP, GCS - Sale+OE$44.58-75,62913,624-85%-$3,371,896
M
2017-10-31
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$53.90-73,265439,340-14%-$3,948,983
D
2017-11-02
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$44.18-1,9815,367-27%-$87,516
AD
2017-10-31
SCHWSchwab Charles CorpMurtagh Nigel JEVP - Corporate RiskS - Sale+OE$45.15-8,00023,622-25%-$361,194
M
2017-10-27
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$53.23-44,784512,605-8%-$2,383,713
2017-10-31
SCHWSchwab Charles CorpMurtagh Nigel JEVP - Corporate RiskS - Sale$45.15-8,00015,622-34%-$361,194
2017-10-26
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$52.41-2095,5850%-$1,048
2017-10-27
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$52.47-606602,0700%-$31,797
M
2017-10-25
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$51.34-1,29095,605-1%-$66,234
M
2017-10-25
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$51.61-11,519602,676-2%-$594,508
M
2017-10-25
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$51.52-29,764557,389-5%-$1,533,294
2017-10-26
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$44.78-5,065139,908,3290%-$226,805
2017-10-26
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale$45.59-7,0000-100%-$319,150
M
2017-10-23
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$50.59-32,670587,153-5%-$1,652,637
M
2017-10-23
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$50.65-10,756614,195-2%-$544,765
M
2017-10-23
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$50.84-2,68396,895-3%-$136,402
2017-10-25
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$44.78-394,935139,979,3940%-$17,685,308
2017-10-23
MSMorgan StanleyKelleher Thomas ColmPresS - Sale$50.59-40,000692,037-5%-$2,023,516
2017-10-24
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$44.89-225,000140,374,3290%-$10,101,240
2017-10-20
NAVINavient CorpLown Christian M.EVP, CFOP - Purchase$12.35+6,00078,992+8%+$74,119
D
2017-10-20
GSGoldman Sachs Group IncViniar David ADirS - Sale+OE$245.18-7,393980,368-1%-$1,812,617
2017-10-20
GSGoldman Sachs Group IncSchwartz Harvey MPres, Co-COOS - Sale$245.00-25,000281,547-8%-$6,125,000
M
2017-10-19
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$49.38-33,700619,823-5%-$1,663,962
M
2017-10-19
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$49.37-1,68399,578-2%-$83,088
M
2017-10-19
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$49.36-11,171624,951-2%-$551,378
2017-10-20
IBKRInteractive Brokers Group, Inc.Mendonca DenisChief Accounting OfficerS - Sale$49.50-1,1567,603-13%-$57,222
2017-10-18
MSMorgan StanleyGrossman Eric FGCS - Sale$49.83-26,083206,203-11%-$1,299,638
2017-10-18
MSMorgan StanleyBrodsky Jeffrey SCHROS - Sale$50.07-16,397115,530-12%-$821,024
D
2017-10-18
GSGoldman Sachs Group IncGnodde Richard JVice COBS - Sale+OE$239.95-4,951195,153-2%-$1,187,993
M
2017-10-17
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$48.63-33,700653,523-5%-$1,638,753
M
2017-10-17
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$48.65-1,683101,261-2%-$81,873
M
2017-10-17
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$48.63-11,311636,122-2%-$550,049
M
2017-10-13
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$47.56-1,675102,944-2%-$79,662
M
2017-10-13
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$47.58-11,033647,433-2%-$524,945
M
2017-10-13
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$47.57-33,615687,223-5%-$1,599,226
2017-10-12
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$481.58-100174,2330%-$48,158
2017-10-12
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$478.61-42515,189-3%-$203,409
2017-10-12
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$478.99-1,00027,495-4%-$478,990
M
2017-10-11
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$47.78-1,608104,619-2%-$76,838
M
2017-10-11
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$47.73-11,241658,466-2%-$536,563
M
2017-10-11
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$47.75-32,772720,838-4%-$1,564,752
M
2017-10-09
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$47.42-1,658106,227-2%-$78,625
M
2017-10-09
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$47.45-10,339669,707-2%-$490,579
M
2017-10-09
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$47.43-32,977753,610-4%-$1,564,123
M
2017-10-05
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$47.53-33,266786,587-4%-$1,581,107
M
2017-10-05
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$47.52-1,649107,885-2%-$78,368
M
2017-10-05
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$47.53-11,519680,046-2%-$547,556
D
2017-10-06
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$46.02-4,2675,367-44%-$196,357
D
2017-10-06
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$45.94-19,0747,000-73%-$876,166
D
2017-10-05
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$45.01-7,7937,000-53%-$350,732
M
2017-10-03
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$47.12-1,623109,534-1%-$76,480
M
2017-10-03
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$47.10-33,105819,853-4%-$1,559,196
M
2017-10-03
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$47.11-10,617691,565-2%-$500,129
D
2017-10-04
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$44.51-3,9237,000-36%-$174,621
D
2017-10-04
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$44.36-1,0005,367-16%-$44,357
D
2017-10-03
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$44.50-4,5007,000-39%-$200,255
M
2017-09-29
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$45.26-1,683111,157-1%-$76,169
M
2017-09-29
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$45.20-11,310702,182-2%-$511,233
M
2017-09-29
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$45.23-32,951852,958-4%-$1,490,305
2017-10-02
TGTredegar CorpGamco Investors, Inc. Et Al10%S - Sale$18.25-1,5006,000-20%-$27,375

Real-time CSV? Options? Alerts? Contact us!
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top