Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
General
Tickers
Insider
Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
Filing Delay
N Days Ago
Transaction Filing
P - Purchase
S - Sale
A - Grant
D - Sale to Iss
G - Gift
F - Tax
M - Option Ex
X - Option Ex
C - Cnv Deriv
W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
Industry
Insider Title   Officer
    COB
    CEO
    Pres
    COO
    CFO
    GC
    VP
  Director
  10% Own
  Other
Group by
Sort by
Max Results
Page
clear
Real-time CSV, Options, Alerts
100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

D
2018-04-20
SCHWSchwab Charles CorpMartinetto Joseph RSenior EVP, COOS - Sale+OE$54.80-280,685172,952-62%-$15,381,426
M
2018-04-19
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.30+4,800960,096+1%+$49,440
D
2018-04-20
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$54.79-31,38614,606-68%-$1,719,777
2018-04-23
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$54.99-250,000137,685,8670%-$13,747,475
M
2018-04-18
COWNCowen Inc.Cohen Peter ADirS - Sale$15.08-24,000833,377-3%-$361,986
M
2018-04-16
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.47+7,200955,296+1%+$75,365
2018-04-18
BLKBlackrock Inc.Comerchero Marc D.Principal Accounting OfficerS - Sale$524.84-4002,714-13%-$209,935
M
2018-04-13
COWNCowen Inc.Cohen Peter ADirS - Sale$14.81-16,500857,377-2%-$244,447
D
2018-04-16
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$52.11-2,6290-100%-$136,984
2018-04-13
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.30+5,0002,387,5920%+$16,511
2018-04-13
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.30+5,0003,559,9810%+$16,483
2018-04-13
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.28+5,0001,194,3640%+$16,400
M
2018-04-11
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.45+7,446948,096+1%+$77,778
2018-04-12
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.20+5,0002,382,5920%+$15,982
M
2018-04-10
COWNCowen Inc.Cohen Peter ADirS - Sale$14.53-12,000873,877-1%-$174,303
M
2018-04-06
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.31+7,019940,650+1%+$72,349
M
2018-04-05
COWNCowen Inc.Cohen Peter ADirS - Sale$14.20-4,000885,8770%-$56,785
2018-04-06
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.10+5,0002,377,5920%+$15,500
M
2018-04-03
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.25+6,220933,631+1%+$63,764
2018-04-02
LTSLadenburg Thalmann Financial Services Inc.Krasno Richard MDirP - Purchase$3.10+5,000353,089+1%+$15,513
2018-04-02
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.12+5,0003,554,9810%+$15,600
2018-04-02
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.09+5,0002,372,5920%+$15,473
M
2018-03-28
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.31+5,627927,411+1%+$58,023
2018-03-29
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.30+10,0002,367,5920%+$32,957
2018-03-28
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.25+20,0002,357,592+1%+$64,978
M
2018-03-23
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.54+3,238921,7840%+$34,134
M
2018-03-20
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.48+3,680918,5460%+$38,562
D
2017-03-22
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$75.64-17,08542,165-29%-$1,292,309
D
2018-03-21
SEICSei Investments CoMeyer StephenEVPS - Sale+OE$77.59-4,524190,972-2%-$351,017
AM
2018-03-07
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.88+9,861907,006+1%+$107,313
M
2018-03-15
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.68+4,603914,866+1%+$49,153
2018-03-15
MKTXMarketaxess Holdings IncMcPherson Kevin MGlobal Head of SalesS - Sale$223.43-2,50080,192-3%-$558,574
2018-03-14
RJFRaymond James Financial IncAllison Paul DChair, Pres, CEO RJ Ltd.S - Sale$96.65-6,60030,770-18%-$637,894
D
2018-03-13
SEICSei Investments CoMeyer StephenEVPS - Sale+OE$77.52-5,052191,500-3%-$391,631
D
2018-03-13
SEICSei Investments CoKlauder N JeffreyEVPP - Purchase$23.86+3,63788,025+4%+$86,779
D
2018-03-13
SEICSei Investments CoKlauder N JeffreyEVPS - Sale+OE$77.05-3,63788,025-4%-$280,231
M
2018-03-12
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.88+3,257910,2630%+$35,437
D
2018-03-08
SEICSei Investments CoHeilig KathyVP, ControllerS - Sale+OE$74.80-16,50020,282-45%-$1,234,200
D
2018-03-12
SEICSei Investments CoMeyer StephenEVPS - Sale+OE$77.44-20,424206,872-9%-$1,581,635
D
2018-03-09
SEICSei Investments CoMcGonigle DennisEVPS - Sale+OE$76.70-30,0001,184,068-2%-$2,301,000
DM
2018-03-08
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$75.88-9,6003,196,9040%-$728,492
2018-03-09
RJFRaymond James Financial IncZank Dennis WCOOS - Sale$98.63-20,003183,408-10%-$1,972,812
D
2018-03-12
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$58.01-5,0000-100%-$290,041
2018-03-09
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$218.11-5,40054,727-9%-$1,177,799
2018-03-09
WETFWisdomtree Investments, Inc.Steinhardt Michael HDirS - Sale$9.92-86,21010,845,915-1%-$855,419
2018-03-08
TRUTransunionGoldman Sachs Group Inc10%S - Sale$57.60-19,852,97225,713-100%-$1,143,531,187
2018-03-08
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$60.00-10,000135,000-7%-$600,000
M
2018-03-07
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.85+9,861907,006+1%+$107,015
M
2018-03-07
WETFWisdomtree Investments, Inc.Steinhardt Michael HDirS - Sale$9.94-177,00910,932,125-2%-$1,759,420
2018-03-06
LLNWLimelight Networks, Inc.Goldman Sachs Group Inc10%S - Sale$3.80-15,272,493864,927-95%-$58,035,473
2018-03-07
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$54.07-11,23856,882-16%-$607,693
D
2018-03-05
SEICSei Investments CoCrudup RobertEVPS - Sale+OE$73.70-12,500367,500-3%-$921,250
M
2018-03-07
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale$54.31-8,0460-100%-$436,940
2018-03-07
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale$54.00-9,1561,861-83%-$494,424
D
2018-03-05
SEICSei Investments CoCrudup RobertEVPS - Sale+OE$73.71-25,750367,000-7%-$1,898,015
D
2018-03-05
SEICSei Investments CoCrudup RobertEVPS - Sale+OE$73.47-27,500367,500-7%-$2,020,350
DM
2018-03-06
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$74.65-5,4003,192,3040%-$403,134
D
2018-03-05
SEICSei Investments CoCrudup RobertEVPS - Sale+OE$73.63-15,000370,000-4%-$1,104,450
D
2018-03-05
SEICSei Investments CoCrudup RobertEVPS - Sale+OE$73.60-15,000370,000-4%-$1,104,000
M
2018-03-05
WETFWisdomtree Investments, Inc.Steinhardt Michael HDirS - Sale$9.89-453,92611,109,134-4%-$4,490,855
M
2018-03-02
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.87+1,602897,1450%+$17,416
M
2018-03-01
WETFWisdomtree Investments, Inc.Steinhardt Michael HDirS - Sale$9.73-119,76211,563,060-1%-$1,164,869
2018-03-05
SFStifel Financial CorpPlotkin Ben AVice COB, SVPS - Sale$63.30-9,012101,728-8%-$570,460
M
2018-02-27
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.92+2,386895,5430%+$26,054
M
2018-02-27
WETFWisdomtree Investments, Inc.Steinhardt Michael HDirS - Sale$9.89-163,09311,682,822-1%-$1,612,266
2018-02-27
AMTDTd Ameritrade Holding CorpQuirk Steven M.EVP, Trader GroupS - Sale$59.82-5,00086,861-5%-$299,100
D
2018-03-01
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$52.94-5,0001,861-73%-$264,722
DM
2018-02-26
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$74.17-15,0003,201,9040%-$1,112,600
2018-02-26
BLKBlackrock Inc.Goldstein Robert L.COOS - Sale$558.00-5,00043,393-10%-$2,790,000
2018-02-23
GSGoldman Sachs Group IncRogers John F.W.EVP-Chief of Staff, SecretaryS - Sale$265.37-4,40089,382-5%-$1,167,610
2018-02-27
SCHWSchwab Charles CorpSneed Paula ADirS - Sale$54.91-12,040102,433-11%-$661,156
D
2018-02-27
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$55.05-30,02056,882-35%-$1,652,481
D
2018-02-26
SCHWSchwab Charles CorpMurtagh Nigel JEVP - Corporate RiskS - Sale+OE$53.28-15,00023,579-39%-$799,235
M
2018-02-22
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.72+6,634893,157+1%+$71,096
2018-02-23
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$544.55-65010,785-6%-$353,958
2018-02-21
GSGoldman Sachs Group IncLee Brian JPrincipal Accounting OfficerS - Sale$263.92-6,73836,249-16%-$1,778,293
M
2018-02-20
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$200.67-8,00043,396-16%-$1,605,379
DM
2018-02-20
WETFWisdomtree Investments, Inc.Abner David J.Head of WisdomTree EuropeS - Sale+OE$10.52-25,000167,680-13%-$262,888
2018-02-20
BLKBlackrock Inc.Stork RyanSenior MDS - Sale$543.50-7,13615,135-32%-$3,878,416
M
2018-02-16
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.81+8,725886,523+1%+$94,338
2018-02-20
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$541.61-2,000169,830-1%-$1,083,220
2018-02-16
WETFWisdomtree Investments, Inc.Steinberg Jonathan LCEOS - Sale$10.15-81,6637,393,485-1%-$828,814
D
2018-02-16
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$73.52-10,00038,258-21%-$735,200
D
2018-02-16
SEICSei Investments CoKlauder N JeffreyEVPS - Sale+OE$73.77-20,000104,388-16%-$1,475,400
D
2018-02-09
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$72.81-20,00045,080-31%-$1,456,200
2018-02-16
MSMorgan StanleyPruzan JonathanCFOS - Sale$55.35-52,204130,054-29%-$2,889,361
2018-02-14
MSMorgan StanleyBrodsky Jeffrey SCHROS - Sale$54.97-11,054106,061-9%-$607,600
2018-02-14
MSMorgan StanleyGrossman Eric FGCS - Sale$54.72-17,421188,674-8%-$953,296
2018-02-15
MSMorgan StanleyGorman James PCOB, CEOS - Sale$55.34-100,0001,267,821-7%-$5,533,810
2018-02-15
RJFRaymond James Financial IncAckart Jennifer CSVP, ControllerS - Sale$91.00-5,00011,131-31%-$455,000
M
2018-02-14
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.83+4,754877,198+1%+$51,463
M
2018-02-13
MSMorgan StanleySimkowitz Daniel AHead of Investment ManagementS - Sale$53.55-87,050145,299-37%-$4,661,615
2018-02-14
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$52.17-74,450137,908,7590%-$3,884,295
M
2018-02-09
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.58+9,780873,044+1%+$103,459
2018-02-12
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$526.93-2,50011,435-18%-$1,317,325
2018-02-12
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$520.64-2,00026,267-7%-$1,041,280
2018-02-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$190.61-35,0001,088,257-3%-$6,671,297
2018-02-07
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$536.57-1,25013,935-8%-$670,712
2018-02-06
AMTDTd Ameritrade Holding CorpNally Thomas A.EVP, Institutional ServicesS - Sale$56.13-17,243160,079-10%-$967,850
D
2018-02-07
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$51.94-2,0261,861-52%-$105,236

Real-time CSV? Options? Alerts? Contact us!
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top