Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2018-11-15
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$2.68+5,0002,656,2040%+$13,418
2018-11-15
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$46.97-383,000130,188,2950%-$17,989,804
M
2018-11-13
GHLGreenhill & Co IncGreenhill Robert FChairmanP - Purchase$22.69+219,7702,311,263+11%+$4,987,361
M
2018-11-12
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.92+12,3766,230,1080%+$60,891
M
2018-11-08
GHLGreenhill & Co IncBok Scott LCEOP - Purchase$22.60+220,6341,596,537+16%+$4,986,334
D
2018-11-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$205.38-20,0001,044,846-2%-$4,107,651
2018-11-07
SFStifel Financial CorpPeacock David ADirP - Purchase$48.55+2,0008,515+31%+$97,096
2018-11-07
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$25.89+8,00053,410+18%+$207,091
M
2018-11-05
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.99+13,9236,217,7320%+$69,533
2018-11-07
SFStifel Financial CorpZimmerman Michael JDirP - Purchase$48.39+5,00010,694+88%+$241,950
D
2018-11-05
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$47.18-12,4000-100%-$585,016
2018-11-01
SFStifel Financial CorpZemlyak James MChief Fincial, Admin OfficerP - Purchase$46.99+3,565840,7570%+$167,519
M
2018-10-31
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.94+2,7976,203,8090%+$13,815
DM
2018-10-29
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$211.93-23,8421,064,846-2%-$5,052,763
M
2018-10-26
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.02+36,3956,201,012+1%+$182,866
2018-10-29
RJFRaymond James Financial IncElwyn Tashtego SPres - RJAP - Purchase$73.75+1,50016,358+10%+$110,625
2018-10-30
JMPJmp Group LLCMack Carter DPresP - Purchase$5.00+20,0001,368,631+1%+$99,966
M
2018-10-26
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$4.98+12,469381,565+3%+$62,075
M
2018-10-23
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+87,6296,164,617+1%+$442,178
2018-10-19
ENLKEnlink Midstream Partners, LPGoldman Sachs Group Inc10%P - Purchase$18.26+16,700449,622+4%+$304,942
M
2018-10-19
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+14,5146,076,9880%+$73,230
2018-10-22
BLKBlackrock Inc.Ford William EDirP - Purchase$395.21+2,0009,466+27%+$790,419
E
2018-10-19
CPFHCapital Financial Holdings, IncDihle Gordon D.CEO, 10%P - Purchase$325.00+455+8%+$1,300
2018-10-16
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+7006,062,4740%+$3,535
2018-10-17
BLKBlackrock Inc.Ford William EDirP - Purchase$409.59+2,0007,466+37%+$819,176
D
2018-10-16
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$48.01-8,4244,606-65%-$404,394
D
2018-10-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$48.84-2,6290-100%-$128,390
2018-10-15
LTSLadenburg Thalmann Financial Services Inc.Giovanniello JosephSVPP - Purchase$2.55+4,000359,547+1%+$10,190
M
2018-10-11
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+30,7666,061,774+1%+$155,368
2018-10-12
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$2.54+10,0002,482,5920%+$25,388
M
2018-10-08
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.04+19,9946,031,0080%+$100,740
2018-10-08
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$2.61+15,0003,584,9810%+$39,107
2018-10-02
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.50+10,0001,214,364+1%+$25,000
2018-09-21
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$2.53+50,0002,472,592+2%+$126,430
2018-09-19
EVVEaton Vance Ltd Duration Income FundMorgan Stanley10%S - Sale$23,000.00-557584-49%-$12,811,000
2018-09-19
EVFEaton Vance Senior Income TrustMorgan Stanley10%S - Sale$23,000.00-32794-78%-$7,521,000
M
2017-09-20
IBKRInteractive Brokers Group, Inc.Galik MilanPresP - Purchase$59.04+2,128860,9930%+$125,645
2018-09-18
COLDAmericold Realty TrustGoldman Sachs Group Inc10%S - Sale$0.00-9,083,28014,746,324-38%-$0
2018-09-17
SFStifel Financial CorpHanser Frederick ODirector of a SubsidiaryS - Sale$54.42-10,00039,905-20%-$544,200
2018-09-12
WDRWaddell & Reed Financial IncKosloff Alan WDirS - Sale$20.42-19,61440,077-33%-$400,551
2018-09-11
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$20.53-2,64222,184-11%-$54,240
M
2018-08-23
ENLKEnlink Midstream Partners, LPGoldman Sachs Group Inc10%P - Purchase$18.74+433,421474,731>999%+$8,120,490
D
2018-09-12
SEICSei Investments CoMcGonigle DennisEVPS - Sale+OE$62.83-15,0001,169,068-1%-$942,450
D
2018-09-12
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$62.72-15,00070,293-18%-$940,800
D
2018-09-10
RJFRaymond James Financial IncCarson John C Jr.PresS - Sale+OE$92.66-5,69858,976-9%-$527,986
M
2018-09-04
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.49-29,8401,127,080-3%-$1,864,756
2018-08-31
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.19-6,8711,156,920-1%-$427,307
M
2018-08-29
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.11-24,7561,163,791-2%-$1,537,533
M
2018-08-27
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.17-54,9721,188,547-4%-$3,417,504
2018-08-20
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group Inc10%S - Sale$22.27-4686,483,6530%-$10,422
2018-08-21
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group Inc10%P - Purchase$22.26+4686,483,6530%+$10,418
2018-08-21
AMTDTd Ameritrade Holding CorpDesilva Peter JEVP, Retail DistributionP - Purchase$56.73+5,00029,000+21%+$283,650
M
2018-08-20
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.11-28,7761,243,519-2%-$1,787,136
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.20+5,0002,422,5920%+$16,000
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.20+5,0003,569,9810%+$16,000
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.20+5,0001,204,3640%+$16,020
D
2018-08-16
SCHWSchwab Charles CorpDodds Christopher VDirS - Sale+OE$51.14-15,718467,160-3%-$803,823
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Gilinski SaulDirS - Sale$3.23-50,0001,562,007-3%-$161,670
2018-08-16
SFStifel Financial CorpNesi VictorCo-PresS - Sale$55.02-1,250190,868-1%-$68,773
2018-08-14
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$186.51-12,83141,896-23%-$2,393,094
D
2018-08-13
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$59.84-1,47356,766-3%-$88,144
D
2018-08-10
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$59.80-1,50056,793-3%-$89,700
D
2018-08-09
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$59.83-17,02772,320-19%-$1,018,725
M
2018-08-10
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.05-30,9511,272,295-2%-$1,920,446
2018-08-09
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.02-7,8121,303,246-1%-$484,500
2018-08-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$186.70-20,0001,044,688-2%-$3,733,993
2018-08-09
GBLGamco Investors, Inc. Et AlLapointe DianeCo-Chief Accounting OfficerS - Sale$26.15-3,9969,000-31%-$104,500
2018-08-08
GHLGreenhill & Co IncCostantino Kevin MPresS - Sale$32.24-8,17515,871-34%-$263,566
DM
2018-08-03
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$189.16-23,0141,064,688-2%-$4,353,411
D
2018-08-01
SEICSei Investments CoBarr KevinEVPS - Sale+OE$59.14-25,000113,268-18%-$1,478,500
D
2018-08-01
GSGoldman Sachs Group IncSolomon David MPres, COOS - Sale+OE$237.93-8,488222,625-4%-$2,019,505
2018-08-02
BLKBlackrock Inc.Ford William EDirP - Purchase$467.92+1,0005,400+23%+$467,919
2018-07-31
VIRTVirtu Financial, Inc.Nixon JohnDirP - Purchase$20.15+5,00024,894+25%+$100,732
2018-07-24
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$52.75-190,500134,281,8370%-$10,049,275
2018-07-18
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$507.67-19,8001,086,329-2%-$10,051,885
D
2018-07-18
GSGoldman Sachs Group IncSolomon David MPres, COOS - Sale+OE$232.08-8,382222,625-4%-$1,945,314
2018-07-18
BLKBlackrock Inc.Ford William EDirP - Purchase$507.98+1,0004,400+29%+$507,983
2018-07-02
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.40+5,0002,417,5920%+$17,009
2018-06-29
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.43+5,0002,412,5920%+$17,145
2018-06-28
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.50+10,0002,407,5920%+$35,017
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.57+5,0002,397,5920%+$17,848
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.47+5,0003,564,9810%+$17,348
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.44+5,0001,199,3640%+$17,222
2018-06-25
EACQEasterly Acquisition Corp.Jefferies LLC10%S - Sale$10.30-500,0002,000,000-20%-$5,150,000
2018-06-25
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.57+5,0002,392,5920%+$17,838
E
2018-06-20
CPFHCapital Financial Holdings, IncDihle Gordon D.CEO, 10%P - Purchase$500.00+251+4%+$1,000
2018-06-19
GFFGriffon CorpGoldman Sachs Group Inc10%S - Sale$17.05-5,583,375649,296-90%-$95,224,461
M
2018-06-19
COWNCowen Inc.Cohen Peter ADirS - Sale$15.09-6,090689,505-1%-$91,903
2018-06-14
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$60.00-10,000125,000-7%-$600,000
2018-06-18
GBLGamco Investors, Inc. Et AlCaterina KieranCo-Chief Accounting OfficerS - Sale$25.24-6636,000-10%-$16,736
DM
2018-06-14
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$29.91-117,043150,000-44%-$3,500,971
D
2018-06-13
VIRTVirtu Financial, Inc.Molluso JosephEVP, CFOS - Sale+OE$30.18-88,3040-100%-$2,665,280
2018-06-13
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+16,5006,011,0140%+$83,325
D
2018-06-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$56.03-2,6290-100%-$147,297
M
2018-06-13
COWNCowen Inc.Cohen Peter ADirS - Sale$15.23-5,000695,595-1%-$76,151
D
2018-06-12
SEICSei Investments CoUjobai Joseph PExec OFFICERS - Sale+OE$66.52-20,00045,080-31%-$1,330,400
D
2018-06-13
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$30.17-82,521242,116-25%-$2,489,295
2018-06-12
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$19.93-2,64024,826-10%-$52,626
D
2018-06-12
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$29.92-99,218242,116-29%-$2,968,424
M
2018-06-08
COWNCowen Inc.Cohen Peter ADirS - Sale$15.18-4,000700,595-1%-$60,706
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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