Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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Lqdty M$
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
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100 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2024-05-17
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresS - Sale$212.49-5,00055,223-8%-$1,062,441
2024-05-16
GSGoldman Sachs Group IncRogers John F.W.EVPS - Sale$466.25-14,79481,137-15%-$6,897,657
D
2024-05-15
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$18.27-16,6670-100%-$304,463
2024-05-14
MSMorgan StanleyCrawley MandellCHROS - Sale$99.61-6,95446,274-13%-$692,663
M
2024-05-14
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$77.45-123,42598,742,3190%-$9,559,410
M
2024-05-13
JEFJefferies Financial Group Inc.Friedman Brian PPresS - Sale$46.27-280,3965,648,762-5%-$12,974,358
D
2024-05-10
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$16.63-153,1800-100%-$2,547,138
D
2024-05-10
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale+OE$795.00-9,0006,480-58%-$7,155,000
2024-05-10
GSGoldman Sachs Group IncSolomon David MCOB, CEOS - Sale$457.32-6,600146,604-4%-$3,018,312
M
2024-05-13
SEICSei Investments CoWest Alfred P JrExec COBS - Sale$68.09-48,4757,676,996-1%-$3,300,577
A
2024-05-06
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$76.38-13,1132,287,894-1%-$1,001,635
2024-05-09
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$76.13-26,3152,261,579-1%-$2,003,429
M
2024-05-09
SEICSei Investments CoWest Alfred P JrExec COBS - Sale$68.61-140,0007,725,471-2%-$9,605,400
2024-05-10
OPYOppenheimer Holdings IncBehrens EvanDirS - Sale$43.65-4,1254,875-46%-$180,056
D
2024-05-06
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$17.93-250,0006,907-97%-$4,481,850
2024-05-06
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$76.38-13,1132,281,541-1%-$1,001,635
M
2024-05-03
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$75.95-132,01598,965,5340%-$10,026,899
2024-05-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$17.83-12,500854,995-1%-$222,863
2024-05-06
PIPRPiper Sandler CompaniesGeelan John WGCS - Sale$211.14-1,57016,854-9%-$331,490
2024-05-03
NAVINavient CorpHeleen Mark LEVP, CLO, SecretaryS - Sale$16.00-10,000405,190-2%-$160,000
2024-05-03
RJFRaymond James Financial IncBunn James EPres-GlobEq, Inv Banking-RJAS - Sale$124.44-11,09548,938-18%-$1,380,614
D
2024-05-02
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$17.04-25,04939,491-39%-$426,875
2024-05-01
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$16.72-5,000997,4070%-$83,602
2024-05-02
SFStifel Financial CorpPeacock David ADirS - Sale$79.90-13,00018,646-41%-$1,038,700
2024-04-29
GSGoldman Sachs Group IncViniar David ADirS - Sale$432.25-5,000819,304-1%-$2,161,234
M
2024-04-26
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$74.87-119,81199,097,5490%-$8,970,429
2024-04-26
RJFRaymond James Financial IncRaney Steven MPres, CEO RJBankS - Sale$121.01-4,17454,035-7%-$505,107
D
2024-04-24
SCHWSchwab Charles CorpCrawford Peter B.CFOS - Sale+OE$75.51-5,48160,567-8%-$413,855
D
2024-04-23
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$17.61-154,16036,045-81%-$2,714,835
2024-04-24
JEFJefferies Financial Group Inc.Handler Richard BCEOS - Sale$43.50-1,500,00016,706,626-8%-$65,250,900
2024-04-22
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$74.62-89,27599,217,3600%-$6,661,308
D
2024-04-19
SCHWSchwab Charles CorpEllis Stephen ADirS - Sale+OE$73.21-14,750115,969-11%-$1,079,774
DM
2024-04-18
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale+OE$73.30-16,4822,301,007-1%-$1,208,136
D
2024-04-18
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$17.16-16,66736,045-32%-$285,994
2024-04-18
MSMorgan StanleyGorman James PExec COBS - Sale$90.21-100,000766,863-12%-$9,020,530
2024-04-17
MSMorgan StanleySmith Charles Aubrey IIIChief Risk OfficerS - Sale$90.09-11,200131,419-8%-$1,009,019
2024-04-16
SCHWSchwab Charles CorpGoldfarb Mark ADirS - Sale$70.86-7,10027,312-21%-$503,081
D
2024-04-16
SCHWSchwab Charles CorpSarin ArunDirS - Sale+OE$71.11-5,01126,012-16%-$356,322
2024-04-16
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale$72.40-10,00073,113-12%-$723,975
DM
2024-04-16
SCHWSchwab Charles CorpCrawford Peter B.CFOS - Sale+OE$72.17-11,59660,567-16%-$836,923
2024-04-16
SCHWSchwab Charles CorpMorgan Peter J. IIIGCS - Sale$72.23-24,520148-99%-$1,771,151
2024-04-16
SCHWSchwab Charles CorpMartinetto Joseph RCOOS - Sale$70.83-43,000301,873-12%-$3,045,595
2024-04-08
DOMHDominari Holdings Inc.Wool Kyle MichaelPres, 10%P - Purchase$2.99+8,5001,517,397+1%+$25,390
D
2024-04-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$18.67-250,0006,907-97%-$4,668,675
2024-04-04
DOMHDominari Holdings Inc.Wool Kyle MichaelPres, 10%P - Purchase$2.87+19,00028,000+211%+$54,511
M
2024-04-04
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$2.82+17,444334,754+5%+$49,162
2024-04-02
BATRAAtlanta Braves Holdings, Inc.Gabelli Mario J10%P - Purchase$41.25+500121,6500%+$20,625
D
2024-04-01
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale+OE$19.59-5,0001,002,4070%-$97,960
2024-03-28
SEICSei Investments CoWest Alfred P JrExec COB, 10%S - Sale$72.14-19,3637,865,4710%-$1,396,847
A
2024-03-22
SCHWSchwab Charles CorpAdams John K JrDirS - Sale$72.64-15,70145,125-26%-$1,140,539
2024-03-26
SEICSei Investments CoWest Alfred P JrExec COB, 10%S - Sale$70.75-150,0007,884,834-2%-$10,612,500
D
2024-03-08
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$69.80-2,00034,830-5%-$139,600
D
2024-03-22
SCHWSchwab Charles CorpAdams John K JrDirS - Sale+OE$72.64-15,70144,451-26%-$1,140,539
2024-03-21
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$70.87-9,0002,310,0070%-$637,848
D
2024-03-21
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale+OE$70.03-12,94883,246-13%-$906,686
D
2024-03-21
SCHWSchwab Charles CorpCraig Jonathan M.Please see remarksS - Sale+OE$70.01-4,9770-100%-$348,430
D
2024-03-19
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$17.17-16,66736,045-32%-$286,129
M
2024-03-08
STHOStar HoldingsCowen Inc.10%P - Purchase$12.15+22,0461,328,053+2%+$267,840
M
2024-03-08
STHOStar HoldingsCowen Inc.10%S - Sale$11.95-26,2131,328,053-2%-$313,335
M
2024-03-06
STHOStar HoldingsCowen Inc.10%P - Purchase$11.99+11,0531,328,017+1%+$132,495
M
2024-03-06
STHOStar HoldingsCowen Inc.10%S - Sale$11.82-15,0121,328,017-1%-$177,375
M
2024-03-13
SFStifel Financial CorpSliney David DCOOS - Sale$74.68-20,795184,619-10%-$1,552,978
D
2024-03-12
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$16.41-157,17736,045-81%-$2,579,935
D
2024-03-11
SFStifel Financial CorpMichaud Thomas B.SVPS - Sale+OE$74.26-25,42190,055-22%-$1,887,763
2024-03-06
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale$67.80-29,99183,246-26%-$2,033,271
2024-03-06
SCHWSchwab Charles CorpCraig Jonathan M.Please see remarksS - Sale$67.80-48,7510-100%-$3,305,083
2024-03-05
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$15.90-12,500814,489-2%-$198,795
D
2024-03-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$16.76-250,0006,907-97%-$4,190,350
2024-03-06
FRHCFreedom Holding Corp.Tukanov RenatCTOS - Sale$75.43-3,0009,006-25%-$226,290
D
2024-03-01
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale+OE$16.47-5,000971,497-1%-$82,369
D
2024-02-29
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$16.17-16,66736,045-32%-$269,429
M
2024-02-29
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresS - Sale$190.69-5,00060,223-8%-$953,439
2024-02-28
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$65.29-9,0002,319,0070%-$587,609
2024-02-28
SCHWSchwab Charles CorpCrawford Peter B.CFOS - Sale$65.71-5,50024,111-19%-$361,408
2024-02-28
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$809.92-30,978414,146-7%-$25,089,571
D
2024-02-26
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$15.12-500,0006,907-99%-$7,559,500
D
2024-02-26
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$15.10-482,66736,045-93%-$7,286,614
M
2024-02-26
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresS - Sale$184.76-4,05065,223-6%-$748,285
2024-02-23
HOODRobinhood Markets, Inc.Quirk Steven M.Chief Brokerage OfficerS - Sale$14.43-60,895350,769-15%-$878,544
M
2024-02-22
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$64.66-117,00099,282,1610%-$7,565,407
2024-02-22
GSGoldman Sachs Group IncBerlinski Philip R.Global TreasurerS - Sale$390.64-11,65025,403-31%-$4,550,948
2024-02-23
GSGoldman Sachs Group IncColeman Denis P.CFOS - Sale$394.43-12,68033,535-27%-$5,001,372
D
2024-02-23
SEICSei Investments CoWarner Mark AndrewSee RemarksS - Sale+OE$67.31-3,0001,300-70%-$201,930
D
2024-02-23
BLKBlackrock Inc.Lord RachelSenior MDS - Sale+OE$818.06-36,05917,004-68%-$29,498,473
2024-02-23
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale$821.69-2406,480-4%-$197,207
D
2024-02-21
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$13.57-188,07736,045-84%-$2,552,073
2024-02-21
SFStifel Financial CorpNesi VictorCo-PresS - Sale$75.37-36,000285,465-11%-$2,713,320
M
2024-02-21
IFINInfint Acquisition CorpCowen Inc.10%S - Sale$11.35-105,574474,304-18%-$1,198,315
M
2024-02-21
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$105.94-10,000108,770-8%-$1,059,350
D
2024-02-15
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale+OE$64.99-71,22699,399,1610%-$4,628,999
2024-02-15
SCHWSchwab Charles CorpCrawford Peter B.CFOS - Sale$64.76-8,00029,611-21%-$518,084
M
2024-02-15
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$104.23-15,000118,770-11%-$1,563,461
2024-02-16
MKTXMarketaxess Holdings IncMcPherson Kevin MChief Revenue OfficerS - Sale$221.26-2,00070,092-3%-$442,520
M
2024-02-13
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$101.29-75,000133,770-36%-$7,597,054
2024-02-12
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$12.00-5,000916,267-1%-$60,000
2024-02-12
BLKBlackrock Inc.Cohen StephenSenior MDS - Sale$805.55-9504,437-18%-$765,273
2024-02-12
MSMorgan StanleySaperstein Andrew MCo-PresS - Sale$87.19-26,655286,835-9%-$2,324,092
2024-02-12
MSMorgan StanleyGorman James PExec COBS - Sale$87.30-100,000731,674-12%-$8,730,220
D
2024-02-12
SEICSei Investments CoSharma SanjaySee Remarks*S - Sale+OE$67.20-15,00016,895-47%-$1,008,000
2024-02-13
WTWisdomtree, Inc.Steinberg Jonathan LCEOP - Purchase$7.20+303,7819,173,636+3%+$2,186,768

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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