Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2019-07-18
GSGoldman Sachs Group IncHolmes Dane EEVP, Global Head of HCMS - Sale$212.15-3,1657,839-29%-$671,446
D
2019-07-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$40.20-3,7400-100%-$150,348
2019-07-10
SFStifel Financial CorpNesi VictorCo-PresS - Sale$60.12-1,415183,998-1%-$85,070
2019-07-01
SFStifel Financial CorpNesi VictorCo-PresS - Sale$60.00-3,585185,413-2%-$215,100
2019-07-01
HOFDHomefed CorpJefferies Financial Group Inc.10%P - Purchase$0.00+4,648,12315,500,246+43%+$0
D
2019-06-27
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$34.91+6,20015,515+67%+$216,454
DM
2019-06-21
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$35.39+3,0319,315+48%+$107,265
2019-06-19
SFStifel Financial CorpDubinsky John PDirS - Sale$57.25-2,00057,912-3%-$114,500
DM
2019-06-19
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$35.60+3,5446,284+129%+$126,171
D
2019-06-18
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$35.72+6422,740+31%+$22,931
D
2019-06-07
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale+OE$337.30-10256,8630%-$34,405
2019-06-05
FRGIFiesta Restaurant Group, Inc.Jefferies Financial Group Inc.10%P - Purchase$14.00+93,2575,262,189+2%+$1,305,374
2019-06-03
FRGIFiesta Restaurant Group, Inc.Jefferies Financial Group Inc.10%P - Purchase$13.99+10,0005,168,9320%+$139,900
2019-05-31
COWNCowen Inc.Barth Brett HDirP - Purchase$15.29+20,00047,332+73%+$305,780
2019-06-03
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$3.13+10,0003,412,4490%+$31,326
2019-05-31
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%P - Purchase$17.05+1,31721,803,3570%+$22,455
2019-05-31
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$3.23+10,0003,402,4490%+$32,295
2019-05-31
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.20+10,0001,621,290+1%+$32,011
2019-05-31
FRGIFiesta Restaurant Group, Inc.Jefferies Financial Group Inc.10%P - Purchase$13.93+60,0005,158,932+1%+$836,076
2019-05-30
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$3.37+10,0003,392,4490%+$33,668
M
2019-05-28
FRGIFiesta Restaurant Group, Inc.Jefferies Financial Group Inc.10%P - Purchase$13.75+429,3895,098,932+9%+$5,901,982
D
2019-05-29
RJFRaymond James Financial IncSantelli Jonathan NEVP, GC, SecyS - Sale+OE$84.82-7252,347-24%-$61,498
M
2019-05-23
FRGIFiesta Restaurant Group, Inc.Jefferies Financial Group Inc.10%P - Purchase$13.65+226,5574,669,543+5%+$3,093,340
2019-05-23
VIRTVirtu Financial, Inc.Cavoli StephenEVPS - Sale$23.48-7,50046,840-14%-$176,100
2019-05-23
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$3.34+10,0003,382,4490%+$33,399
2019-05-23
WETFWisdomtree Investments, Inc.Steinberg Jonathan LCEOP - Purchase$6.25+79,3658,005,270+1%+$496,253
2019-05-22
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$3.35+10,0003,372,4490%+$33,515
2019-05-22
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.35+10,0001,611,290+1%+$33,459
M
2019-05-20
FRGIFiesta Restaurant Group, Inc.Jefferies Financial Group Inc.10%P - Purchase$13.96+18,9174,442,9860%+$264,123
AD
2019-03-19
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$52.89-7,50048,318-13%-$396,675
2019-05-16
NAVINavient CorpHauber Stephen MEVP, Chief Risk, Compliance OfS - Sale$13.63-9,000112,506-7%-$122,674
M
2019-05-15
FRGIFiesta Restaurant Group, Inc.Jefferies Financial Group Inc.10%P - Purchase$13.96+252,2954,424,069+6%+$3,520,890
2019-05-16
LTSLadenburg Thalmann Financial Services Inc.Liebowitz MichaelDirP - Purchase$3.27+25,000241,498+12%+$81,750
2019-05-16
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$3.31+10,0003,096,2040%+$33,139
D
2019-05-16
SCHWSchwab Charles CorpMcLin Stephen TDirS - Sale+OE$43.85-4,356154,835-3%-$191,024
2019-05-15
SFStifel Financial CorpNesi VictorCo-PresS - Sale$56.04-1,250188,998-1%-$70,046
2019-05-14
LTSLadenburg Thalmann Financial Services Inc.Liebowitz MichaelDirP - Purchase$3.24+20,100216,498+10%+$65,214
2019-04-16
INAPInternap CorpGamco Investors, Inc. Et Al10%S - Sale$4.68-3712,0000%-$173
2019-05-13
WETFWisdomtree Investments, Inc.Steinberg Jonathan LCEOP - Purchase$6.57+75,0007,925,905+1%+$492,765
M
2019-05-09
FRGIFiesta Restaurant Group, Inc.Jefferies Financial Group Inc.10%P - Purchase$13.31+385,1534,171,774+10%+$5,127,146
D
2019-05-10
SEICSei Investments CoBlumenstein SarahDirS - Sale+OE$51.96-5,00016,362-23%-$259,800
2019-05-09
SFStifel Financial CorpOates James MDirS - Sale$58.61-20,00017,397-53%-$1,172,200
2019-05-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$281.14-20,000990,189-2%-$5,622,817
D
2019-05-06
RJFRaymond James Financial IncRaney Steven MPres, CEO RJBankS - Sale+OE$90.60-2,92635,257-8%-$265,096
2019-05-03
SCHWSchwab Charles CorpRuffel Charles A.DirP - Purchase$46.10+2,5003,288+317%+$115,250
2019-05-03
RJFRaymond James Financial IncAllison Paul DChair, Pres, CEO RJ Ltd.S - Sale$90.46-5,00033,980-13%-$452,284
2019-05-03
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$46.27-56,280127,648,6820%-$2,604,270
M
2019-04-29
MKTXMarketaxess Holdings IncMcPherson Kevin MGlobal Head of SalesS - Sale$278.50-4,00085,317-4%-$1,113,984
2019-04-29
RJFRaymond James Financial IncTrocin Jeffrey ECo-Pres-GlobEq, Inv Banking-RJS - Sale$91.11-13,157187,992-7%-$1,198,717
2019-04-29
RJFRaymond James Financial IncJulien Jeffrey PCFO, EVP - FinS - Sale$90.99-28,07357,387-33%-$2,554,288
2019-04-30
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$481.79-31,250975,255-3%-$15,055,837
2019-04-29
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$479.40-7510,789-1%-$35,955
2019-04-29
RJFRaymond James Financial IncReilly Paul CCEOS - Sale$91.35-60,00081,326-42%-$5,481,048
2019-04-29
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$45.97-250,000127,704,9620%-$11,492,100
2019-04-26
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$265.61-1,48953,564-3%-$395,495
2019-04-25
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$478.29-15010,864-1%-$71,744
2019-04-25
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$45.56-250,000127,954,9620%-$11,390,300
2019-04-23
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$45.57-250,000128,204,9620%-$11,391,300
2019-04-22
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$3.98+1,0006,617,1310%+$3,980
2019-04-22
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$45.29-250,000205,967,2080%-$11,321,550
2019-04-18
MSMorgan StanleySimkowitz Daniel AHead of Investment ManagementP - Purchase$47.57+7,000194,554+4%+$332,979
2019-04-18
GBLGamco Investors, Inc. Et AlFrederick J. Mancheski Revocable Trust Indenture, Dated June 8, 1999, As Amended10%S - Sale$21.00-1,136,7040-100%-$23,870,784
M
2019-04-16
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$3.99+16,3066,616,1310%+$65,014
2019-04-17
SCHWSchwab Charles CorpMurtagh Nigel JEVP - Corporate RiskS - Sale$45.70-23,20039,875-37%-$1,060,300
2019-04-17
BLKBlackrock Inc.Shedlin GaryCFO, Senior MDS - Sale$467.99-2,75021,768-11%-$1,286,982
2019-04-17
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$468.22-30011,014-3%-$140,465
D
2019-04-16
SCHWSchwab Charles CorpMcLin Stephen TDirS - Sale+OE$45.59-4,000154,835-3%-$182,374
D
2019-04-16
SCHWSchwab Charles CorpMurtagh Nigel JEVP - Corporate RiskS - Sale+OE$45.64-57,00063,075-47%-$2,601,611
2019-04-15
INAPInternap CorpGamco Investors, Inc. Et Al10%S - Sale$4.63-7512,037-1%-$348
2019-04-15
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.47+15,0001,512,541+1%+$52,124
2019-04-15
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$3.43+10,0003,086,2040%+$34,301
D
2019-04-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$46.52-3,7400-100%-$173,985
2019-04-12
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.46+10,0001,497,541+1%+$34,600
2019-04-11
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.38+10,0004,058,5460%+$33,768
2019-04-10
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardCEO, Pres, COBP - Purchase$3.24+20,0003,076,204+1%+$64,740
2019-04-10
LTSLadenburg Thalmann Financial Services Inc.Liebowitz MichaelDirP - Purchase$3.23+12,902196,398+7%+$41,733
2019-04-08
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$3.95+1,0006,599,8250%+$3,950
A
2019-03-12
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.05+3,1504,960,7300%+$12,748
2019-04-05
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.93+15,0001,487,541+1%+$43,988
2019-04-05
LTSLadenburg Thalmann Financial Services Inc.Davis Glenn CDirP - Purchase$2.93+5,00039,000+15%+$14,642
2019-04-05
LTSLadenburg Thalmann Financial Services Inc.Liebowitz MichaelDirP - Purchase$2.92+10,000183,496+6%+$29,200
2019-03-28
SIEBSiebert Financial CorpKennedy Cabot Acquisition, LLCMember of 10% owner group, 10%S - Sale$1.90-50,0003,627,283-1%-$95,000
2019-03-28
SIEBSiebert Financial CorpGebbia Gloria EMEMBER OF 10% OWNER GROUP, 10%S - Sale$1.90-50,00017,195,3770%-$95,000
2019-04-01
RVAReva Medical, Inc.Goldman Sachs Group Inc10%S - Sale$0.00-2,444,6951,930,305-56%-$0
M
2019-03-28
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$3.89+54,1696,599,185+1%+$210,583
M
2019-03-25
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$3.99+31,4696,545,0160%+$125,554
2019-03-22
WDRWaddell & Reed Financial IncLogue Dennis EDirS - Sale$16.72-5,00069,452-7%-$83,600
M
2019-03-20
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.01+25,4756,513,5470%+$102,226
A
2017-12-27
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$0.00+04,918,4770%+$0
D
2019-03-19
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$52.89-7,50044,682-14%-$396,675
D
2019-03-14
SEICSei Investments CoHeilig KathyVPS - Sale+OE$51.50-16,00019,782-45%-$824,000
M
2019-03-15
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$3.88+71,2136,497,272+1%+$276,004
M
2019-03-08
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.01+13,0346,426,0590%+$52,251
2019-03-01
SEICSei Investments CoWest Alfred P Jr10%S - Sale$53.03-116,4129,811,713-1%-$6,173,328
2019-03-05
BNFTBenefitfocus,inc.Goldman Sachs Group Inc10%S - Sale$46.80-3,254,735567,871-85%-$152,329,735
2019-03-06
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale$45.93-12,6040-100%-$578,936
2019-03-06
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale$45.93-16,3461,249-93%-$750,804
M
2019-03-05
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$4.03+45,7387,725,968+1%+$184,319
2017-12-27
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.50+9,2006,367,2870%+$50,554
D
2019-03-05
SCHWSchwab Charles CorpChandoha Marie ACEO - CSIMS - Sale+OE$45.48-45,04617,777-72%-$2,048,679
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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