Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
General
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Sh Price $
Lqdty M$
Date
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Trade Date
  
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N Days Ago
Transaction Filing
 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
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100 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m
D
2021-01-15
 WETFWisdomtree Investments, Inc.Muni AmitCFOS - Sale+OE$5.33-75,000668,987-10%-$399,593
M
2021-01-13
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$69.47-35,4391,332,895-3%-$2,462,006
M
2021-01-13
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$69.47-4,926834,752-1%-$342,191
M
2021-01-12
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$69.57-28,8009,280,3110%-$2,003,542
2021-01-12
 EPWREmpowerment & Inclusion Capital I Corp.Jefferies Financial Group Inc.10%P - Purchase$10.00+250,000250,000New+$2,500,000
2021-01-08
 SPTSprout Social, Inc.Goldman Sachs Group IncDirP - Purchase$50.53+6402,332,3240%+$32,338
2021-01-04
 SPTSprout Social, Inc.Goldman Sachs Group IncDirS - Sale$45.65-6402,332,3240%-$29,214
M
2021-01-11
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$68.99-5,079839,678-1%-$350,425
M
2021-01-11
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$69.00-36,4271,368,334-3%-$2,513,291
M
2021-01-08
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$69.45-28,8009,309,1110%-$2,000,196
D
2021-01-12
 SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$60.98-3,5030-100%-$213,613
D
2021-01-11
 SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$60.01-29,97676,463-28%-$1,798,731
M
2021-01-07
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$69.61-36,5091,404,761-3%-$2,541,490
M
2021-01-07
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$69.61-5,091844,757-1%-$354,394
M
2021-01-06
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$67.90-28,8009,337,9110%-$1,955,444
M
2021-01-05
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$64.68-5,065849,848-1%-$327,583
M
2021-01-05
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$64.68-36,3451,441,270-2%-$2,350,752
D
2021-01-07
 SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$58.98-3,5030-100%-$206,613
2021-01-06
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$19.00-4,00021,549,5600%-$76,000
D
2021-01-06
 SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$55.94-7,3160-100%-$409,266
2021-01-04
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.89+2502,018,5000%+$973
M
2021-01-04
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$61.60-29,5009,366,7110%-$1,817,289
M
2020-12-31
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$60.83-36,6741,460,182-2%-$2,230,721
M
2020-12-31
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$60.83-5,116808,368-1%-$311,191
M
2020-12-30
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$60.74-32,0009,396,2110%-$1,943,830
2020-12-31
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$18.03-83321,553,5600%-$15,022
2020-12-29
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.74+2502,018,2500%+$935
M
2020-12-29
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$61.06-36,1241,496,856-2%-$2,205,604
M
2020-12-29
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$61.06-5,043813,484-1%-$307,948
M
2020-12-28
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$61.70-31,6009,428,2110%-$1,949,704
M
2020-12-28
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$18.28-9,10021,554,3930%-$166,357
M
2020-12-24
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$61.57-27,5591,532,980-2%-$1,696,944
M
2020-12-24
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$61.57-3,859818,5270%-$237,605
D
2020-12-29
 SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$52.99-3,8130-100%-$202,064
M
2020-12-23
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$60.81-22,1009,459,8110%-$1,343,918
2020-12-23
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.63+2502,018,0000%+$908
M
2020-12-22
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$60.36-35,9031,560,539-2%-$2,167,217
M
2020-12-22
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$60.36-5,020822,386-1%-$303,023
2020-12-24
 SCHWSchwab Charles CorpSchwab Charles RCOBS - Sale$52.05-98,870120,852,8320%-$5,146,085
2020-12-17
 SCHWSchwab Charles CorpSchwab Charles RCOBS - Sale$51.48-98,870120,951,7020%-$5,089,551
M
2020-12-21
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$58.95-28,8009,481,9110%-$1,697,652
M
2020-12-21
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.60+5002,017,7500%+$1,803
M
2020-12-22
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$17.81-41,84521,563,4930%-$745,269
M
2020-12-18
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$58.84-36,5201,596,442-2%-$2,148,859
M
2020-12-18
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$58.84-5,096827,406-1%-$299,823
M
2020-12-17
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$59.42-28,8009,510,7110%-$1,711,185
M
2020-12-16
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$58.09-25,0881,632,962-2%-$1,457,377
M
2020-12-16
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$58.15-3,622832,5020%-$210,601
M
2020-12-17
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$16.57-11,80021,605,3380%-$195,487
M
2020-11-15
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.65+7412,017,2500%+$2,704
M
2020-12-15
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$56.59-30,2009,539,5110%-$1,709,125
D
2020-12-15
 RJFRaymond James Financial IncRaney Steven MPres, CEO RJBankS - Sale+OE$93.64-3,22437,017-8%-$301,906
M
2020-12-14
 FRHCFreedom Holding Corp.Ler EvgenyCFOS - Sale$43.03-18,75520,000-48%-$806,995
M
2020-12-14
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$55.20-35,3571,658,050-2%-$1,951,730
M
2020-12-14
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$55.20-4,915836,124-1%-$271,296
M
2020-12-15
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$15.59-21,03921,617,1380%-$328,058
2020-12-15
 MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale$554.96-75053,408-1%-$416,220
D
2020-12-14
 RJFRaymond James Financial IncReilly Paul CCOB, CEOS - Sale+OE$92.84-13,81686,952-14%-$1,282,684
M
2020-12-11
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$54.69-31,3009,569,7110%-$1,711,911
2020-12-11
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.35+82,016,5090%+$27
M
2020-12-10
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$55.13-36,5091,693,407-2%-$2,012,734
M
2020-12-10
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$55.13-5,090841,039-1%-$280,615
D
2020-12-11
 SEICSei Investments CoMeyer StephenEVPS - Sale+OE$56.33-7,000289,448-2%-$394,310
M
2020-12-09
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$55.57-32,1009,601,0110%-$1,783,849
M
2020-12-10
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$15.24-8,90021,638,1770%-$135,607
2020-12-09
 RJFRaymond James Financial IncAllaire Bella LoykhterEVP-RJAS - Sale$92.23-5,31357,381-8%-$490,030
2020-12-10
 SCHWSchwab Charles CorpSchwab Charles RCOBS - Sale$49.86-98,870121,256,9020%-$4,929,915
M
2020-12-08
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$54.57-35,7021,729,916-2%-$1,948,095
M
2020-12-08
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$54.56-4,974846,129-1%-$271,394
D
2020-12-09
 SEICSei Investments CoMcCarthy KathrynDirS - Sale+OE$56.35-9,500152,900-6%-$535,325
M
2020-12-07
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.50+1,5012,016,5010%+$5,253
2020-12-07
 MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$546.49-4,00026,192-13%-$2,185,965
2020-12-08
 MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$565.17-41,000813,063-5%-$23,172,008
2020-12-08
 MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$566.13-2507,589-3%-$141,533
M
2020-12-08
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$15.18-2,52221,647,0770%-$38,283
M
2020-12-07
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$53.46-21,6009,633,1110%-$1,154,793
M
2020-12-04
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$54.51-35,3631,765,618-2%-$1,927,489
M
2020-12-04
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$54.50-4,952851,103-1%-$269,905
2020-12-07
 SFStifel Financial CorpNesi VictorCo-PresS - Sale$74.02-7,500169,054-4%-$555,150
D
2020-12-04
 RJFRaymond James Financial IncCatanese GeorgeChief Risk OfficerS - Sale+OE$96.45-4,8913,228-60%-$471,731
M
2020-12-03
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$54.88-29,9119,654,7110%-$1,641,592
2020-12-03
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.44+2992,015,0000%+$1,029
2020-12-04
 COHNCohen & Co Inc.Cohen Daniel GCOB, CE Europe, 10%P - Purchase$16.64+10,000212,757+5%+$166,400
D
2020-12-03
 RJFRaymond James Financial IncSantelli Jonathan NEVP, GC, SecyS - Sale+OE$94.40-3,0003,374-47%-$283,212
2020-12-03
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$15.12-12,24121,649,5990%-$185,026
M
2020-12-02
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$54.70-35,7281,800,981-2%-$1,954,239
M
2020-12-02
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$54.69-4,989856,055-1%-$272,863
DM
2020-12-02
 RJFRaymond James Financial IncReilly Paul CCOB, CEOS - Sale+OE$94.51-40,41286,952-32%-$3,819,517
2020-12-03
 SCHWSchwab Charles CorpSchwab Charles RCOBS - Sale$50.49-98,870121,444,6220%-$4,992,263
2020-12-01
 BLKBlackrock Inc.Meade Christopher J.GC, CLOS - Sale$710.50-1797,354-2%-$127,180
2020-12-02
 WETFWisdomtree Investments, Inc.Salerno FrankDirS - Sale$4.50-5,568258,627-2%-$25,056
M
2020-12-01
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$54.30-32,5899,684,6220%-$1,769,464
M
2020-11-30
 IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$53.29-36,2721,836,709-2%-$1,932,809
M
2020-11-30
 IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$53.29-5,059861,044-1%-$269,579
M
2020-12-01
 GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$15.35-26,65021,661,8400%-$409,119
2020-11-30
 JMPJmp Group LLCWedbush Securities Inc10%P - Purchase$3.00+16,1512,014,701+1%+$48,427
M
2020-11-30
 SEICSei Investments CoWest Alfred P Jr10%S - Sale$53.43-129,4609,352,517-1%-$6,917,292
M
2020-11-27
 IBKRInteractive Brokers Group, Inc.Peterffy ThomasCOBS - Sale$53.12-23,9009,717,2110%-$1,269,547
D
2020-12-01
 SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$50.35-13,2720-100%-$668,266
D
2020-11-25
 SEICSei Investments CoDoran WilliamDirS - Sale+OE$56.70-10,0001,349,830-1%-$567,000

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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