Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2020-05-26
BLKBlackrock Inc.Meade Christopher J.GC, CLOS - Sale$526.04-2,0008,334-19%-$1,052,076
2020-05-26
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$527.53-1,50025,471-6%-$791,295
2020-05-27
BLKBlackrock Inc.Buckingham GeraldineSenior MDS - Sale$526.48-1,6007,599-17%-$842,363
D
2020-05-26
AVTRAvantor, Inc.Goldman Sachs & Co. LLC10%S - Sale+OE$15.90-13,726,41158,881,710-19%-$218,249,935
2020-05-26
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.80+575414,5870%+$1,607
M
2020-05-21
SFStifel Financial CorpDubinsky John PDirS - Sale$46.98-7,00018,681-27%-$328,880
D
2020-05-22
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Remarks, 10%P - Purchase$0.00+216,68060,308,4200%+$0
M
2020-05-19
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.73+1,750414,0120%+$4,770
D
2020-04-01
CLBCore Laboratories N VGoldman Sachs Group Inc10%P - Purchase$9.34+6764,640,9000%+$6,313
E
2020-05-15
BLKBlackrock Inc.Pnc Bancorp Inc.10%S - Sale$42.05-34,279,4300-100%-$1,441,590,128
2020-05-18
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.71+1,000412,2620%+$2,712
2020-05-15
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.66+1,500411,2620%+$3,995
2020-05-14
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$501.60-2,50033,847-7%-$1,254,011
2020-05-13
VIRTVirtu Financial, Inc.Temasek Holdings (Private) Ltd10%S - Sale$23.10-5,500,00011,380,503-33%-$127,050,000
2020-05-13
NAVINavient CorpArnold FrederickDirP - Purchase$6.66+6,50035,235+23%+$43,287
2020-05-13
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.64+33,3906,663,479+1%+$88,223
M
2020-05-13
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.69+2,300409,762+1%+$6,178
D
2020-05-11
VIRTVirtu Financial, Inc.Grano Joseph C.DirS - Sale+OE$24.33-10,1330-100%-$246,575
M
2020-05-11
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.64+2,552407,462+1%+$6,730
D
2020-05-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$483.62-25,000965,908-3%-$12,090,449
2020-05-08
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$479.66-4,00034,192-10%-$1,918,636
2020-05-08
SFStifel Financial CorpDubinsky John PDirS - Sale$44.55-12,77516,281-44%-$569,126
2020-05-07
BLKBlackrock Inc.Lord RachelSenior MDS - Sale$499.31-3,0008,517-26%-$1,497,943
M
2020-05-07
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.61+4,800404,910+1%+$12,550
M
2020-05-06
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.55+6,9586,630,0890%+$17,713
2020-05-05
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale$479.44-2,00054,375-4%-$958,874
2020-05-05
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$481.13-2508,089-3%-$120,283
2020-05-06
NAVINavient CorpUnger Laura SDirP - Purchase$7.25+3,00044,082+7%+$21,750
M
2020-05-05
RJFRaymond James Financial IncCarson John C Jr.PresS - Sale$63.25-15,00056,848-21%-$948,813
M
2020-05-05
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.48+3,750400,110+1%+$9,314
2020-05-01
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.45+6,0006,623,1310%+$14,675
2020-05-04
NAVINavient CorpHeleen Mark LEVP, CLO, SecretaryP - Purchase$6.77+7,250297,581+2%+$49,092
2020-05-04
MKTXMarketaxess Holdings IncRoupie Christophe Pierre DanielHead of Europe, AsiaS - Sale$457.00-1,92010,914-15%-$877,440
2020-05-04
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.45+1,750396,3600%+$4,284
M
2020-04-29
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$40.00-14,000103,760-12%-$560,000
2020-04-28
BLKBlackrock Inc.Goldstein Robert L.COOS - Sale$497.36-1,60040,257-4%-$795,783
M
2020-04-27
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale$500.65-1,82114,319-11%-$911,684
2020-04-28
BLKBlackrock Inc.Shedlin GaryCFO, Senior MDS - Sale$508.16-2,62514,266-16%-$1,333,923
2020-04-27
SCHWSchwab Charles CorpRuffel Charles A.DirP - Purchase$36.73+2,4609,357+36%+$90,368
2020-04-28
MSMorgan StanleyBrodsky Jeffrey SCHROS - Sale$40.57-18,174146,044-11%-$737,319
2020-04-23
IBKRInteractive Brokers Group, Inc.Uhde PhilipSee RemarksS - Sale$39.20-1,652110,496-1%-$64,758
D
2020-04-21
SCHWSchwab Charles CorpMcLin Stephen TDirS - Sale+OE$35.61-11,082164,406-6%-$394,577
2020-04-16
SIEBSiebert Financial CorpGebbia RichardMEMBER OF 10% OWNER GROUPS - Sale$5.60-748,2332,975,081-20%-$4,190,105
2020-04-16
SIEBSiebert Financial CorpGebbia DavidMEMBER OF 10% OWNER GROUPS - Sale$5.60-748,2331,071,081-41%-$4,190,105
2020-04-16
SIEBSiebert Financial CorpGebbia John M.MEMBER OF 10% OWNER GROUPS - Sale$5.60-685,1551,850,681-27%-$3,836,868
2020-04-17
MSMorgan StanleyLuczo Stephen JDirP - Purchase$38.68+19,000193,122+11%+$734,871
2020-04-16
SIEBSiebert Financial CorpGebbia Gloria EMEMBER OF 10% OWNER GROUP, 10%P - Purchase$5.60+2,181,62119,221,799+13%+$12,217,078
2020-04-16
SIEBSiebert Financial CorpGebbia Gloria EMEMBER OF 10% OWNER GROUP, 10%S - Sale$5.60-2,181,62119,221,799-10%-$12,217,078
2020-04-17
SCHWSchwab Charles CorpGoldfarb Mark ADirP - Purchase$36.17+5,53031,156+22%+$200,048
2020-04-17
BLKBlackrock Inc.Kapito RobertPresS - Sale$476.98-88,799310,275-22%-$42,355,171
D
2020-03-25
AMBAAmbarella IncGoldman Sachs Group Inc10%S - Sale+OE$47.93-3,60140,299-8%-$172,583
D
2020-04-03
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$26.05+2,66378,615+4%+$69,371
D
2020-04-01
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$25.93+5,00075,502+7%+$129,660
2020-03-25
SFStifel Financial CorpPeacock David ADirP - Purchase$40.99+1,00014,415+7%+$40,990
D
2020-03-23
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$26.00+1,83170,502+3%+$47,606
2020-03-23
SFStifel Financial CorpPeacock David ADirP - Purchase$32.47+1,00013,415+8%+$32,468
2020-03-20
PIPRPiper Sandler CompaniesCarter Timothy LCFOP - Purchase$37.67+2,0009,222+28%+$75,340
M
2020-03-19
PIPRPiper Sandler CompaniesAbraham Chad RCOB, CEOP - Purchase$35.21+2,00075,816+3%+$70,425
2020-03-19
SFStifel Financial CorpKruszewski Ronald JCEOP - Purchase$31.85+10,000865,000+1%+$318,500
2020-03-19
COWNCowen Inc.Barth Brett HDirP - Purchase$6.29+10,00091,052+12%+$62,934
2020-03-18
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$15.50+4,00087,616+5%+$62,000
2020-03-13
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresP - Purchase$47.04+5,00063,185+9%+$235,188
2020-03-16
FRHCFreedom Holding Corp.Tashtitov AskarPresP - Purchase$13.23+30,00077,200+64%+$396,900
2020-03-12
RJFRaymond James Financial IncGodbold Francis SVice COBP - Purchase$61.49+12,500161,273+8%+$768,583
2020-03-12
COWNCowen Inc.Barth Brett HDirP - Purchase$10.04+10,00081,052+14%+$100,390
2020-03-12
WETFWisdomtree Investments, Inc.Schwartz JeremyGlobal Head of ResearchP - Purchase$2.32+20,000692,496+3%+$46,380
D
2020-03-12
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$34.00+1,67168,671+2%+$56,807
2020-03-11
PIPRPiper Sandler CompaniesLarue R ScottCo-Head Global IB, Cap MktsP - Purchase$54.50+10,00078,780+15%+$545,000
2020-03-11
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$20.21+1,00083,616+1%+$20,210
2020-03-11
WETFWisdomtree Investments, Inc.Bossone AnthonyDirP - Purchase$3.00+100,000548,070+22%+$300,000
2020-03-09
SFStifel Financial CorpGrady Robert EdwardDirS - Sale$43.39-5,0006,383-44%-$216,950
2020-03-09
RJFRaymond James Financial IncGodbold Francis SVice COBP - Purchase$65.40+12,542148,773+9%+$820,224
2020-03-09
COWNCowen Inc.Solomon Jeffrey MCOB, CEOP - Purchase$12.13+10,000860,675+1%+$121,305
2020-03-09
COWNCowen Inc.Littman Owen SGCP - Purchase$12.13+2,000182,699+1%+$24,261
2020-03-09
COWNCowen Inc.Leibowitz Lawrence EDirP - Purchase$12.13+8,00026,604+43%+$97,044
2020-03-09
COWNCowen Inc.Lasota StephenCFOP - Purchase$12.13+2,000229,911+1%+$24,261
2020-03-09
COWNCowen Inc.Holmes John JCOOP - Purchase$12.13+2,000187,074+1%+$24,261
2020-03-09
COWNCowen Inc.Barth Brett HDirP - Purchase$12.13+10,00071,052+16%+$121,305
2020-03-06
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$32.94-12,62976,423-14%-$416,001
DM
2020-03-02
GBLGamco Investors, Inc. Et AlDaniels Leslie BDirP - Purchase$15.33+10,00010,000New+$153,334
M
2020-02-28
WETFWisdomtree Investments, Inc.Bossone AnthonyDirP - Purchase$3.89+100,000448,070+29%+$389,494
2020-02-28
MSMorgan StanleyLuczo Stephen JDirP - Purchase$44.97+50,000174,122+40%+$2,248,735
2020-02-27
SEICSei Investments CoWest Alfred P Jr10%S - Sale$60.89-122,4119,581,977-1%-$7,453,606
2020-02-26
SEICSei Investments CoWest Alfred P Jr10%S - Sale$63.19-56,0029,704,388-1%-$3,538,766
2020-02-24
SEICSei Investments CoWest Alfred P Jr10%S - Sale$66.43-11,5879,760,3900%-$769,724
2020-02-21
MSMorgan StanleyLuczo Stephen JDirP - Purchase$53.00+50,000124,122+67%+$2,649,955
2020-02-20
RJFRaymond James Financial IncAllaire Bella LoykhterEVP-RJAS - Sale$101.26-10,80058,584-16%-$1,093,608
2020-02-20
BLKBlackrock Inc.Shedlin GaryCFO, Senior MDS - Sale$571.49-4,00016,891-19%-$2,285,940
2020-02-20
RJFRaymond James Financial IncDowdle Jeffrey ACOO, Head of Asset Mgmt.S - Sale$100.52-8,69249,257-15%-$873,744
D
2020-02-18
LTSLadenburg Thalmann Financial Services Inc.Kaufman BrettSVP, CFOS - Sale+OE$25.00-2050-100%-$5,134
2020-02-14
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$565.35-44,300837,017-5%-$25,045,190
AM
2019-09-23
VIVEViveve Medical, Inc.Goldman Sachs Group IncNone - See FN 3P - Purchase$5.76+65,80092,425+247%+$379,032
AM
2019-09-20
VIVEViveve Medical, Inc.Goldman Sachs Group IncNone - See FN 3S - Sale$5.08-26,41792,425-22%-$134,073
AM
2019-10-01
VIVEViveve Medical, Inc.Goldman Sachs Group IncNone - See FN 3S - Sale$4.81-92,42523,688-80%-$444,464
2020-02-14
MKTXMarketaxess Holdings IncMcPherson Kevin MGlobal Head of SalesS - Sale$342.42-3,00078,892-4%-$1,027,260
2020-02-13
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$334.25-2,50037,265-6%-$835,638
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkFormer Director and OfficerS - Sale+OE$25.07-4,0000-100%-$100,280
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Simkin Jacqueline MFormer DirectorS - Sale+OE$25.08-8,0000-100%-$200,664
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottFormer Director and OfficerS - Sale+OE$25.10-3,900100-98%-$97,899
D
2020-02-12
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardFormer Director and OfficerS - Sale+OE$25.11-4,000200-95%-$100,456
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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