Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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Lqdty M$
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
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100 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2023-11-27
MKTXMarketaxess Holdings IncMcPherson Kevin MChief Revenue OfficerS - Sale$230.95-1,02069,879-1%-$235,569
2023-11-28
DOMHDominari Holdings Inc.Devall Christopher FranklinCOOP - Purchase$2.26+1,00022,033+5%+$2,259
2023-11-27
DOMHDominari Holdings Inc.Wool Kyle MichaelDir, 10%P - Purchase$2.20+1,000850,8470%+$2,200
M
2023-11-22
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$2.13+2,804243,310+1%+$5,965
2023-11-21
GSGoldman Sachs Group IncLeslie Ericka TChief Administrative OfficerS - Sale$335.15-1,37610,471-12%-$461,166
2023-11-22
SEICSei Investments CoWest Alfred P JrExec COB, 10%S - Sale$57.91-18,5598,019,8770%-$1,074,752
D
2023-11-21
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$58.00-8,92455,399-14%-$517,592
M
2023-11-17
SEICSei Investments CoWest Alfred P JrExec COB, 10%S - Sale$57.99-188,5838,038,436-2%-$10,936,229
2023-11-20
DOMHDominari Holdings Inc.Wool Kyle MichaelDirP - Purchase$2.05+2,000849,8470%+$4,103
2023-11-20
FRHCFreedom Holding Corp.Lukyanov Sergey*See RemarksS - Sale$82.77-2,50064,101-4%-$206,925
M
2023-11-16
FRHCFreedom Holding Corp.Lukyanov Sergey*See RemarksS - Sale$82.20-18,50066,601-22%-$1,520,630
2023-11-16
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$1.97+2,500240,506+1%+$4,916
2023-11-13
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale$8.31-106,319454,233-19%-$883,617
2023-11-14
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$1.93+2,500238,006+1%+$4,825
2023-11-08
PBLAPanbela Therapeutics, Inc.Goldman Sachs Group Inc10%S - Sale$0.71-72,874397,954-15%-$51,741
2023-11-08
RJFRaymond James Financial IncDowdle Jeffrey ACOO, Head of Asset Mgmt.S - Sale$99.41-8,04455,959-13%-$799,629
2023-11-07
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$80.89-2,201708,7710%-$178,039
2023-11-06
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale$9.61-83,333545,884-13%-$800,772
2023-11-06
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$652.03-15,385435,260-3%-$10,031,416
2023-11-07
NAVINavient CorpHeleen Mark LEVP, CLO, SecretaryS - Sale$16.99-10,000406,408-2%-$169,863
2023-11-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$9.69-12,500622,170-2%-$121,179
M
2023-11-03
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$80.19-10,283710,972-1%-$824,619
2023-11-03
SCHWSchwab Charles CorpCrawford Peter B.CFOS - Sale$56.19-3,11441,611-7%-$174,964
D
2023-11-02
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$9.35-27,832560,552-5%-$260,307
D
2023-11-02
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$9.35-27,829629,217-4%-$260,301
M
2023-11-01
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$80.04-21,803721,255-3%-$1,745,177
2023-11-02
BATRAAtlanta Braves Holdings, Inc.Associated Capital Group, Inc.10%P - Purchase$38.99+40121,3500%+$1,560
M
2023-10-30
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$80.01-25,105743,058-3%-$2,008,532
M
2023-10-26
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$80.18-17,295768,163-2%-$1,386,655
2023-10-24
SCHWSchwab Charles CorpSneed Paula ADirS - Sale$49.98-6,918117,200-6%-$345,737
M
2023-10-24
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$80.25-20,595785,458-3%-$1,652,681
2023-10-23
BATRAAtlanta Braves Holdings, Inc.Associated Capital Group, Inc.10%P - Purchase$37.75+1,000121,310+1%+$37,750
M
2023-10-20
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$80.51-26,295806,053-3%-$2,117,036
M
2023-10-18
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$82.19-26,294832,348-3%-$2,161,016
M
2023-10-16
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$86.43-26,295858,642-3%-$2,272,551
M
2023-10-16
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$86.42-26,376628,124-4%-$2,279,385
M
2023-10-12
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$85.71-26,376654,500-4%-$2,260,766
M
2023-10-12
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$85.70-26,195884,937-3%-$2,244,865
2023-10-12
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale$9.43-90,021530,751-15%-$848,997
2023-10-12
BATRAAtlanta Braves Holdings, Inc.Gamco Investors, Inc. Et Al10%P - Purchase$39.65+500120,3100%+$19,825
2023-10-12
FRHCFreedom Holding Corp.Kiriaku LiudmilaVP of Compliance until 8, 18, S - Sale$85.12-3,0000-100%-$255,360
M
2023-10-10
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$88.03-26,249911,132-3%-$2,310,655
M
2023-10-10
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$88.04-26,015680,876-4%-$2,290,372
2023-10-05
MNPWestern Asset Municipal Partners Fund Inc.Morgan Stanley10%S - Sale$50,000.00-1350-100%-$6,750,000
M
2023-10-06
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$89.18-28,213706,891-4%-$2,515,953
M
2023-10-06
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$89.10-26,272937,381-3%-$2,340,903
2023-10-04
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$9.60-11,674581,665-2%-$112,077
2023-10-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale$9.60-83,333599,413-12%-$800,197
M
2023-10-04
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$86.78-26,294963,653-3%-$2,281,892
M
2023-10-04
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$86.80-26,286735,104-3%-$2,281,513
M
2023-10-02
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$86.60-26,295989,947-3%-$2,277,152
M
2023-10-02
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$86.58-26,196761,390-3%-$2,268,173
M
2023-09-28
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$87.40-26,376787,586-3%-$2,305,250
M
2023-09-28
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$87.40-26,2951,016,242-3%-$2,298,286
M
2023-09-26
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$87.11-26,286813,962-3%-$2,289,655
M
2023-09-26
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$87.09-26,2951,042,537-2%-$2,290,088
2023-09-25
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$87.80-13,188840,248-2%-$1,157,906
2023-09-25
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$87.79-13,1471,068,832-1%-$1,154,175
M
2023-09-21
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$88.94-28,234853,436-3%-$2,511,268
M
2023-09-21
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$88.85-26,2721,081,979-2%-$2,334,141
2023-09-20
DOMHDominari Holdings Inc.Wool Kyle MichaelDirP - Purchase$2.62+15,000847,847+2%+$39,271
2023-09-20
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$2.59+15,000235,506+7%+$38,899
M
2023-09-19
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$89.94-40,454881,670-4%-$3,638,534
M
2023-09-19
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$89.62-26,2951,108,251-2%-$2,356,526
D
2023-09-19
SEICSei Investments CoPeterson MichaelEVP, GCS - Sale+OE$61.29-25,0002,500-91%-$1,532,250
DM
2023-09-19
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$62.01-11,07655,399-17%-$686,786
D
2023-09-18
SCHWSchwab Charles CorpCrawford Peter B.CFOS - Sale+OE$57.31-3,79244,725-8%-$217,306
2023-09-19
DOMHDominari Holdings Inc.Wool Kyle MichaelDirP - Purchase$2.55+2,000832,8470%+$5,091
M
2023-09-15
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$91.23-52,335922,124-5%-$4,774,587
M
2023-09-15
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$91.22-26,2951,134,546-2%-$2,398,735
2023-09-13
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$2.75+2,000220,506+1%+$5,494
M
2023-09-13
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$92.50-40,739974,459-4%-$3,768,278
M
2023-09-13
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$92.51-23,0361,160,841-2%-$2,130,978
2023-09-12
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$10.85-80,000581,665-12%-$867,792
2023-09-12
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale$10.87-80,720620,772-12%-$877,071
M
2023-09-11
SEICSei Investments CoWest Alfred P JrExec COB, 10%S - Sale$60.45-132,4408,227,019-2%-$8,006,624
D
2023-09-13
VIRTVirtu Financial, Inc.Molluso JosephCo-Pres, Co-COOP - Purchase$17.17+15,000358,160+4%+$257,481
D
2023-09-13
VIRTVirtu Financial, Inc.Cifu Douglas ACEOP - Purchase$17.06+50,000895,662+6%+$853,150
M
2023-09-11
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$94.42-24,8941,183,877-2%-$2,350,423
M
2023-09-11
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$94.39-46,6701,015,198-4%-$4,405,092
2023-09-11
DOMHDominari Holdings Inc.Wool Kyle MichaelDirP - Purchase$2.82+2,000828,8470%+$5,631
D
2023-09-08
SEICSei Investments CoMcCarthy KathrynDirS - Sale+OE$60.58-10,00072,466-12%-$605,766
2023-09-05
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale$10.77-83,334682,746-11%-$897,282
2023-09-05
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$10.76-12,500661,665-2%-$134,455
M
2023-08-31
OPYOppenheimer Holdings IncBehrens EvanDirS - Sale$38.38-12,5006,000-68%-$479,775
D
2023-08-30
SEICSei Investments CoMcGonigle DennisEVP, CFOS - Sale+OE$62.22-30,000594,163-5%-$1,866,735
2023-08-29
SCHWSchwab Charles CorpMorgan Peter J. IIIMD, GCS - Sale$59.61-8,0008,160-50%-$476,872
2023-08-23
BATRAAtlanta Braves Holdings, Inc.Gamco Investors, Inc. Et Al10%P - Purchase$41.91+800119,810+1%+$33,528
2023-08-17
SCHWSchwab Charles CorpRuffel Charles A.DirP - Purchase$60.55+83327,384+3%+$50,440
2023-08-18
SFStifel Financial CorpReichert Christopher KCEO of Stifel Bank, TrustS - Sale$62.39-25,00042,225-37%-$1,559,808
M
2023-08-17
WTWisdomtree, Inc.Ziemba Peter MChief Administrative OfficerS - Sale$6.98-100,0001,038,082-9%-$697,750
2023-08-11
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale$10.68-81,548701,492-10%-$870,859
2023-08-14
MKTXMarketaxess Holdings IncConcannon Christopher RCEOP - Purchase$238.42+4,27047,166+10%+$1,018,060
2023-08-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$11.56-12,500585,467-2%-$144,559
2023-08-04
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale$11.45-83,333766,080-10%-$953,921
M
2023-08-03
JEFJefferies Financial Group Inc.Steinberg Joseph SCOB, 10%S - Sale$35.71-481,20120,797,082-2%-$17,182,919
D
2023-08-02
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$12.45-29,604849,413-3%-$368,659
D
2023-08-02
HOODRobinhood Markets, Inc.Bhatt BaijuChief Creative OfficerS - Sale+OE$12.45-29,606783,040-4%-$368,660
2023-08-01
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale$12.69-5,000703,325-1%-$63,450
2023-08-01
GSGoldman Sachs Group IncSolomon David MCOB, CEOS - Sale$356.28-4,200140,681-3%-$1,496,376

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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