Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
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100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

D
2026-04-28
SEICSei Investments CoWarner Mark AndrewIn RemarksS - Sale+OE$91.16-4,000921-81%-$364,640
D
2026-04-28
SCHWSchwab Charles CorpHerringer Frank CDirS - Sale+OE$90.60-2,520238,799-1%-$228,314
2026-04-28
BLKBlackrock, Inc.Fink LaurenceCOB, CEOS - Sale$1,050.55-33,900230,516-13%-$35,613,717
2026-04-27
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$83.92-5,83512,171-32%-$489,687
2026-04-28
IBKRInteractive Brokers Group, Inc.Harris Lawrence EDirS - Sale$76.93-26,000173,482-13%-$2,000,180
2026-04-27
BLKBlackrock, Inc.Kapito RobertPresS - Sale$1,056.60-8,739210,186-4%-$9,233,596
M
2026-04-23
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$90.25-72,90095,710,5740%-$6,579,331
2026-04-23
GSGoldman Sachs Group IncGolten Alex SCHIEF RISK OFFICERS - Sale$936.18-1,1162,578-30%-$1,044,782
A
2026-04-20
QVCGPQvc Group, Inc.Goldman Sachs Group Inc10%P - Purchase$0.55+10,0067,485-397%+$5,503
A
2026-04-20
QVCGPQvc Group, Inc.Goldman Sachs Group Inc10%S - Sale$0.51-9,9647,485-57%-$5,082
2026-04-23
SEICSei Investments CoMcCabe PhilipSee RemarksS - Sale$91.82-15,00057,623-21%-$1,377,300
D
2026-04-23
SEICSei Investments CoSharma SanjaySee Remarks*S - Sale+OE$90.12-25,00042,483-37%-$2,253,013
D
2026-04-23
SEICSei Investments CoPeterson MichaelEVPS - Sale+OE$90.00-10,00020,510-33%-$900,000
2026-04-20
QVCGPQvc Group, Inc.Goldman Sachs Group Inc10%P - Purchase$0.55+10,00610,314>999%+$5,503
2026-04-20
QVCGPQvc Group, Inc.Goldman Sachs Group Inc10%S - Sale$0.51-9,96410,314-49%-$5,082
2026-04-17
GSGoldman Sachs Group IncGolten Alex SCHIEF RISK OFFICERS - Sale$919.19-1,1153,694-23%-$1,024,895
D
2026-04-16
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$86.38-57,2612,778-95%-$4,946,061
2026-04-20
MSMorgan StanleyGrossman Eric FChief Legal, Admin OfficerS - Sale$190.75-11,118169,403-6%-$2,120,759
2026-04-15
HOODRobinhood Markets, Inc.Quirk Steven M.Chief Brokerage OfficerS - Sale$84.93-8,54053,183-14%-$725,302
2026-04-15
HOODRobinhood Markets, Inc.Verma ShivCFOS - Sale$85.86-5,43652,747-9%-$466,717
2026-04-17
MSMorgan StanleySimkowitz Daniel ACo-PresS - Sale$189.24-14,690367,607-4%-$2,779,987
2026-04-16
MSMorgan StanleySaperstein Andrew MCo-PresS - Sale$188.60-51,668282,142-15%-$9,744,322
2026-04-16
MSMorgan StanleyCrawley MandellChief Client OfficerS - Sale$188.22-16,12961,476-21%-$3,035,755
D
2026-04-15
MIAXMiami International Holdings, Inc.Gallagher Thomas P.COB, CEOS - Sale+OE$43.43-224,0252,209,238-9%-$9,729,692
D
2026-04-15
MIAXMiami International Holdings, Inc.Comly Barbara J.EVP, GC, Corporate SecretaryS - Sale+OE$43.64-29,667843,844-3%-$1,294,668
DM
2026-04-14
SCHWSchwab Charles CorpWoolway Paul VMD, Chief Banking OfficerS - Sale+OE$99.00-15,88365,593-19%-$1,572,479
D
2026-04-14
SCHWSchwab Charles CorpCraig Jonathan M.MD, Head of Retail InvestingS - Sale+OE$99.00-21,7500-100%-$2,153,326
D
2026-04-14
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale+OE$99.00-41,29760,456-41%-$4,088,523
2026-04-09
LGHLLion Group Holding LtdHrt Financial LP10%P - Purchase$0.89+1,4523,967+58%+$1,292
2026-04-10
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$0.88-39,2503,967-91%-$34,540
2026-04-10
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$171.96-10011,986-1%-$17,196
2026-04-07
SGSweetgreen, Inc.Goldman Sachs Group Inc10%P - Purchase$5.69+594,55311,900,255+5%+$3,382,595
D
2026-04-08
MIAXMiami International Holdings, Inc.Brown ShellyEVP, Chief Strategy OfficerS - Sale+OE$42.08-16,434325,047-5%-$691,543
DM
2026-04-07
MIAXMiami International Holdings, Inc.Deitzel EdwardEVP, CRO, CCO MIAX ExchangesS - Sale+OE$42.01-12,335116,221-10%-$518,221
ADM
2026-04-06
MIAXMiami International Holdings, Inc.Brown ShellyEVP, Chief Strategy OfficerS - Sale+OE$41.52-3,257325,047-1%-$135,215
M
2026-04-02
LGHLLion Group Holding LtdHrt Financial LP10%P - Purchase$0.86+56,65241,765-381%+$48,808
2026-04-06
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$0.99-6,43741,765-13%-$6,373
D
2026-04-06
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$69.83-375,0006,907-98%-$26,187,704
2026-04-06
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$69.85-5,83518,006-24%-$407,575
2026-04-06
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$69.85-10,000442,849-2%-$698,451
M
2026-04-06
MIAXMiami International Holdings, Inc.Brown ShellyEVP, Chief Strategy OfficerS - Sale$41.52-3,257324,147-1%-$135,215
2026-04-02
MIAXMiami International Holdings, Inc.Teekell Judson GrayDirS - Sale$40.00-2,70059,338-4%-$108,000
2026-04-01
IBKRInteractive Brokers Group, Inc.Conkling Lori ADirP - Purchase$68.38+252,434+1%+$1,710
2026-03-25
NMRNomura Holdings IncIshizuka MasahiroDirP - Purchase$8.05+23810,236+2%+$1,917
2026-03-25
NMRNomura Holdings IncOgawa ShojiDirP - Purchase$8.05+23858,4170%+$1,917
2026-03-25
MIAXMiami International Holdings, Inc.Teekell Judson GrayDirS - Sale$40.00-30062,0380%-$12,000
M
2026-02-25
IBKRInteractive Brokers Group, Inc.Conkling Lori ADirP - Purchase$71.88+752,409+3%+$5,391
2026-03-25
NMRNomura Holdings IncOzaki YukikoSee RemarksP - Purchase$8.05+817,5490%+$64
2026-03-23
MIAXMiami International Holdings, Inc.Brown ShellyEVP, Chief Strategy OfficerS - Sale$39.33-25,932299,197-8%-$1,019,906
2026-03-20
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$71.36-5,83523,841-20%-$416,392
D
2026-03-20
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$71.32-67,4221,798-97%-$4,808,528
2026-03-19
LGHLLion Group Holding LtdHrt Financial LP10%P - Purchase$1.10+4,12214,141+41%+$4,534
2026-03-20
LGHLLion Group Holding LtdHrt Financial LP10%S - Sale$1.05-9,40814,141-40%-$9,878
M
2026-03-19
COHNCohen & Co Inc.Pooler Joseph W. Jr.EVP, CFO, TreasurerS - Sale$16.99-6,81869,073-9%-$115,822
D
2026-03-19
MIAXMiami International Holdings, Inc.Eckert Kurt M.DirS - Sale+OE$39.00-37,917142,375-21%-$1,478,763
2026-03-19
RJFRaymond James Financial IncAllaire Bella LoykhterChief Admin OfficerS - Sale$142.34-29,55154,878-35%-$4,206,289
2026-03-16
HOODRobinhood Markets, Inc.Verma ShivCFOS - Sale$75.00-5,43858,183-9%-$407,855
D
2026-03-17
MIAXMiami International Holdings, Inc.Schafer Douglas M. JrEVP, CIOS - Sale+OE$39.74-48,000396,681-11%-$1,907,520
M
2026-03-10
SEICSei Investments CoWest Alfred P JrChairman EmeritusS - Sale$80.12-62,4476,875,783-1%-$5,003,142
2026-03-10
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$184.93-10012,086-1%-$18,493
2026-03-05
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$80.50-5,83629,676-16%-$469,822
M
2024-11-20
WTWisdomtree, Inc.Pankopf Tonia LDirP - Purchase$11.80+27734,962+1%+$3,268
D
2026-03-05
MIAXMiami International Holdings, Inc.Stahl MurrayDirP - Purchase$43.08+7,2004,633,8420%+$310,176
AD
2026-03-04
MIAXMiami International Holdings, Inc.Stahl MurrayDirP - Purchase$43.38+7,2004,626,6420%+$312,336
AD
2026-03-02
MIAXMiami International Holdings, Inc.Stahl MurrayDirS - Sale+OE$40.92-53,5784,619,442-1%-$2,192,412
2026-03-03
SCHWSchwab Charles CorpMurtagh Nigel JChief Risk OfficerS - Sale$94.61-7,20360,456-11%-$681,454
2026-03-03
SCHWSchwab Charles CorpCraig Jonathan M.MD, Head of Investor ServicesS - Sale$94.60-14,4810-100%-$1,369,897
2026-03-03
SCHWSchwab Charles CorpHoward DennisMD, Chief Tech, OPS, Data OffS - Sale$94.60-10,10810,470-49%-$956,228
2026-03-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$75.49-10,000452,849-2%-$754,903
D
2026-03-04
MIAXMiami International Holdings, Inc.Stahl MurrayDirP - Purchase$43.38+7,2004,696,6660%+$312,336
D
2026-03-02
MIAXMiami International Holdings, Inc.Stahl MurrayDirS - Sale+OE$40.92-121,0544,689,466-3%-$4,953,530
DM
2026-03-02
SCHWSchwab Charles CorpWoolway Paul VMD, Chief Banking OfficerS - Sale+OE$94.97-22,01065,593-25%-$2,090,390
2026-02-27
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale$95.30-2,03053,233-4%-$193,454
2026-02-26
SCHWSchwab Charles CorpEllis Stephen ADirS - Sale$96.57-10,72587,563-11%-$1,035,694
2026-03-02
BATRAAtlanta Braves Holdings, Inc.Gamco Investors, Inc. Et Al10%S - Sale$48.20-500130,9520%-$24,100
2026-03-02
OPYOppenheimer Holdings IncMcNamara Dennis PSecretaryS - Sale$90.67-4,67320,177-19%-$423,701
D
2026-02-25
SCHWSchwab Charles CorpHoward DennisMD, Chief Tech, OPS, Data OffS - Sale+OE$95.02-27,90310,470-73%-$2,651,343
M
2026-02-24
FRHCFreedom Holding Corp.Lukyanov Sergey*See RemarksP - Purchase$120.52+20,000152,425+15%+$2,410,320
2026-02-24
BLKBlackrock, Inc.Kushel J. RichardSenior MDS - Sale$1,083.35-2,385140,773-2%-$2,583,790
M
2025-11-28
BACQInflection Point Acquisition Corp. IVGoldman Sachs Group Inc10%S - Sale$10.82-4,8723,251,3880%-$52,707
M
2025-12-05
BACQInflection Point Acquisition Corp. IVGoldman Sachs Group Inc10%P - Purchase$10.81+4,3283,251,3880%+$46,773
2026-02-25
WTWisdomtree, Inc.Lilien R JarrettPres, COOS - Sale$16.84-30,0001,140,245-3%-$505,200
D
2026-02-25
SEICSei Investments CoWarner Mark AndrewSee RemarksS - Sale+OE$81.74-4,000921-81%-$326,960
2026-02-23
BLKBlackrock, Inc.Cohen StephenSenior MDS - Sale$1,069.56-2255,661-4%-$240,651
D
2026-02-23
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$72.30-65,6941,798-97%-$4,749,979
D
2026-02-19
VIRTVirtu Financial, Inc.Molluso JosephCo-Pres, Co-COOS - Sale+OE$38.88-200,000326,585-38%-$7,776,420
2026-02-17
HOODRobinhood Markets, Inc.Verma ShivCFOS - Sale$75.13-5,47451,771-10%-$411,274
D
2026-02-17
VIRTVirtu Financial, Inc.Cavoli StephenEVPS - Sale+OE$38.94-28,370116,191-20%-$1,104,657
2026-02-12
CMIIUColumbus Circle Capital Corp IIColumbus Circle 2 Sponsor Corp LLC10%P - Purchase$10.00+265,000265,000New+$2,650,000
2026-02-12
FRHCFreedom Holding Corp.Gamble AndrewDirS - Sale$119.39-400357-53%-$47,756
DM
2026-02-11
VIRTVirtu Financial, Inc.Cavoli StephenEVPS - Sale+OE$38.09-71,630144,561-33%-$2,728,560
2026-02-11
BLKBlackrock, Inc.Cohen StephenSenior MDS - Sale$1,073.87-2,1796,543-25%-$2,339,963
D
2026-02-11
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresS - Sale+OE$351.00-5,24059,160-8%-$1,839,213
2026-02-11
GSGoldman Sachs Group IncRogers John F.W.EVPS - Sale$959.37-15,85586,600-15%-$15,210,754
DM
2026-02-10
BLKBlackrock, Inc.Goldstein Robert L.COOS - Sale+OE$1,087.02-59,48355,620-52%-$64,658,977
M
2026-02-09
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$106.35-158,61395,759,9190%-$16,868,627
2026-02-09
HOODRobinhood Markets, Inc.Warnick JasonFormer Chief Financial OfficerS - Sale$85.09-125,000402,370-24%-$10,636,025
2026-02-09
GSGoldman Sachs Group IncColeman Denis P.CFOS - Sale$941.57-11,62333,574-26%-$10,943,892
2026-02-09
GSGoldman Sachs Group IncGolten Alex SCHIEF RISK OFFICERS - Sale$935.01-2,2924,809-32%-$2,143,045
D
2026-02-06
SCHWSchwab Charles CorpBettinger Walter WCo-COBS - Sale+OE$104.25-67,514542,925-11%-$7,038,476

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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