Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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S - Sale
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D - Sale to Iss
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F - Tax
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W - Inherited
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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S85+0+1-1+0

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2017-03-21
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.98+28,273810,082+4%+$451,780+2
2017-03-22
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.20+5,0001,031,9290%+$11,000+5+13
2017-03-20
FPTFederated Premier Intermediate Municipal Income FundBank of America Corp /de/10%P - Purchase$12.94+520-100%+$67300
2017-03-22
FPTFederated Premier Intermediate Municipal Income FundBank of America Corp /de/10%S - Sale$12.89-520-100%-$67000
2017-03-20
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.38+5,0001,026,9290%+$11,900-4+5
2017-03-16
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$16.00+300781,8090%+$4,800-1+2
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$2.33+10,0001,985,004+1%+$23,3420+1
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$2.36+10,0003,289,0420%+$23,6000+1
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.36+5,0001,021,9290%+$11,7910+1
D
2017-03-16
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$43.50-6,31714,002-31%-$274,809-2-8
M
2017-03-14
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$39.18-20,000180,000-10%-$783,6000-6
M
2017-03-14
WETFWisdomtree Investments, Inc.Steinberg Jonathan LCEOP - Purchase$9.14+97,9717,463,666+1%+$895,334+2-6
D
2017-03-13
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$43.01-8,90314,002-39%-$382,940-10
D
2017-03-07
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$51.13-2,5003,184,4040%-$127,8250+2
D
2017-03-08
SEICSei Investments CoMeyer StephenEVPS - Sale+OE$51.26-10,000196,448-5%-$512,6000+2
M
2017-03-07
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$42.20-5,03856,880-8%-$212,5860+2
2017-03-03
RJFRaymond James Financial IncAckart Jennifer CSVP, ControllerS - Sale$80.00-2,50019,501-11%-$200,000-10
D
2017-03-03
SEICSei Investments CoHeilig KathyVP, ControllerS - Sale+OE$51.30-22,50026,282-46%-$1,154,2500+2
2017-03-06
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$42.08-5,09861,918-8%-$214,524-1+1
D
2017-03-06
SEICSei Investments CoKlauder N JeffreyEVPS - Sale+OE$51.07-30,000134,388-18%-$1,532,1000+1
2017-03-02
RJFRaymond James Financial IncAckart Jennifer CSVP, ControllerS - Sale$79.44-2,50022,001-10%-$198,602-1-1
2017-03-01
RJFRaymond James Financial IncZank Dennis WCOOS - Sale$81.57-6,054192,272-3%-$493,815-2-3
D
2017-03-01
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$41.63-15,1343,018-83%-$630,097-2-3-6
D
2017-03-01
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$43.08-35,93056,880-39%-$1,547,832-2-3-6
2017-02-23
PJCPiper Jaffray CompaniesWinges Martin BradleyCIO, Head of Fixed IncomeS - Sale$73.50-2,00044,710-4%-$147,0000-3-13
2017-02-22
BLKBlackrock Inc.Stork RyanSenior MDS - Sale$390.00-5,15017,442-23%-$2,008,5000+1-3
2017-02-22
BLKBlackrock Inc.Fairbairn Robert WSenior MDS - Sale$390.02-1,30048,568-3%-$507,0260+1-3
D
2017-02-23
SEICSei Investments CoBlumenstein SarahDirS - Sale+OE$50.45-3,06314,425-18%-$154,528+1+10
2017-02-21
GSGoldman Sachs Group IncSalame Pablo JVice COBS - Sale$251.80-10,000185,747-5%-$2,518,0390+1-8
D
2017-02-21
GSGoldman Sachs Group IncSolomon David MPres, Co-COOS - Sale+OE$252.18-7,954200,014-4%-$2,005,8390+1-8
D
2017-02-22
SEICSei Investments CoCrudup RobertEVPS - Sale+OE$50.28-12,500367,500-3%-$628,5000+20
2017-02-17
KCGKcg Holdings, Inc.Fisher Peter R.DirP - Purchase$0.00+17,50023,370+298%+$00-3+27
D
2017-02-22
RJFRaymond James Financial IncRaney Steven MPres, CEO RJBankS - Sale+OE$79.10-2,11527,360-7%-$167,297+1-1-6
DM
2017-02-17
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$50.50-20,00035,091-36%-$1,010,000+10+1
2017-02-21
RJFRaymond James Financial IncElwyn Tashtego SPres - RJAS - Sale$79.21-4,00017,530-19%-$316,8230+1-6
D
2017-02-16
GSGoldman Sachs Group IncCohen Alan MEVP, Global Head of ComplianceS - Sale+OE$250.16-5,59967,719-8%-$1,400,649+10-7
2017-02-15
PJCPiper Jaffray CompaniesLarue R ScottCo-Head Global IB, Cap MktsS - Sale$81.51-5,00062,524-7%-$407,5300-5-11
2017-02-15
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$391.29-30016,386-2%-$117,38800-2
M
2017-02-14
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$41.58-738,000141,903,359-1%-$30,683,5390-1+3
2017-02-15
SFStifel Financial CorpPlotkin Ben AVice COBS - Sale$55.40-7,083116,226-6%-$392,3980-1-4
M
2017-02-14
GSGoldman Sachs Group IncRogers John F.W.EVP-Chief of Staff, SecretaryS - Sale$250.06-32,325120,027-21%-$8,083,19300-2
2017-02-14
MSMorgan StanleyWirth Paul CDeputy CFOS - Sale$46.03-12,481203,557-6%-$574,563-100
D
2017-02-13
GSGoldman Sachs Group IncViniar David ADirS - Sale+OE$246.93-5,954980,368-1%-$1,470,2130+10
M
2017-02-10
KCGKcg Holdings, Inc.McCarthy John AGCS - Sale$0.00-31,67421,000-60%-$00+1+18
2017-02-13
PJCPiper Jaffray CompaniesCrawshaw Christopher DHead of Asset ManagementS - Sale$79.76-10,00031,651-24%-$797,590+2-5-16
2017-02-13
PJCPiper Jaffray CompaniesEsckilsen Christine NChief of Human CapitalS - Sale$79.72-1,5005,466-22%-$119,577+2-5-16
2017-02-13
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$189.57-8,00050,576-14%-$1,516,576+1+1+1
2017-02-13
MKTXMarketaxess Holdings IncHersch Ronald MDirS - Sale$189.01-12,00034,981-26%-$2,268,084+1+1+1
2017-02-13
RJFRaymond James Financial IncJulien Jeffrey PCFO, EVP - FinS - Sale$77.75-7,75272,564-10%-$602,700+1+20
D
2017-02-13
SCHWSchwab Charles CorpGoldfarb Mark ADirS - Sale+OE$40.94-15,68821,147-43%-$642,228+1+3+5
2017-02-10
PJCPiper Jaffray CompaniesKlinefelter Jeffrey PGlobal Head of EquitiesS - Sale$77.13-4,65051,856-8%-$358,659+1-4-15
2017-02-10
PJCPiper Jaffray CompaniesCrawshaw Christopher DHead of Asset ManagementS - Sale$79.12-10,00041,651-19%-$791,190+1-4-15
AM
2016-04-24
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$30.23-1,047,300108,643,743-1%-$31,659,432+2+4+8
2017-02-09
SFStifel Financial CorpMulroy Thomas PDirS - Sale$53.47-30,000109,954-21%-$1,604,100+1+4+1
2017-02-09
SFStifel Financial CorpHimelfarb Richard JDirS - Sale$53.38-35,000134,166-21%-$1,868,300+1+4+1
D
2017-02-09
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale+OE$188.20-10,46862,167-14%-$1,970,062+2+3+3
D
2017-02-08
MSMorgan StanleyKelleher Thomas ColmPresS - Sale+OE$43.82-182,027654,782-22%-$7,976,587+1+3+3
2017-02-08
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$374.92-8,573176,596-5%-$3,214,150+1+2+1
2017-02-09
SEICSei Investments CoWest Alfred P Jr10%S - Sale$49.08-71,00011,161,282-1%-$3,484,680+1+2+6
M
2017-02-07
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$188.68-18,8291,062,844-2%-$3,552,565-1+2+2
2017-02-07
GSGoldman Sachs Group IncSolomon David MPres, Co-COOS - Sale$240.08-6,250200,014-3%-$1,500,511+2+5+5
2017-02-07
GSGoldman Sachs Group IncSalame Pablo JVice COBS - Sale$240.19-16,185195,747-8%-$3,887,397+2+5+5
2017-02-07
PJCPiper Jaffray CompaniesSchoneman Debbra L.CFOS - Sale$76.09-7,00029,445-19%-$532,6210+5-10
2017-02-06
CLMSCalamos Asset Management, Inc. /de/Mangrove Partners Master Fund, Ltd.10%P - Purchase$8.37+101,2552,767,490+4%+$847,588+1-1
2017-02-06
KCGKcg Holdings, Inc.McCarthy John AGCS - Sale$0.00-9,09352,674-15%-$0+10-4
D
2017-02-07
MKTXMarketaxess Holdings IncSteinhardt JohnDirS - Sale+OE$190.04-2,50023,096-10%-$475,1000+1+2
D
2017-02-07
MKTXMarketaxess Holdings IncGomach David GDirS - Sale+OE$189.99-5,37025,795-17%-$1,020,2180+1+2
2017-02-07
RJFRaymond James Financial IncZank Dennis WCOOS - Sale$76.98-12,500198,319-6%-$962,266-1+2+3
M
2017-02-06
SEICSei Investments CoWest Alfred P Jr10%S - Sale$48.97-50,00011,232,2820%-$2,448,500-1+2+5
D
2017-02-03
GSGoldman Sachs Group IncRogers John F.W.EVP-Chief of Staff, SecretaryS - Sale+OE$240.15-8,338152,352-5%-$2,002,3340+3+5
D
2017-02-03
GSGoldman Sachs Group IncCohen Alan MEVP, Global Head of ComplianceS - Sale+OE$239.84-2,38467,719-3%-$571,7670+3+5
D
2017-02-03
GSGoldman Sachs Group IncSmith Sarah GPrincipal Accounting OfficerS - Sale+OE$234.89-10,69146,684-19%-$2,511,2420+3+5
2017-02-03
PJCPiper Jaffray CompaniesAbraham Chad RCo-Head Global IB, Cap MktsS - Sale$75.32-13,21554,297-20%-$995,305+1+4-8
2017-02-03
PJCPiper Jaffray CompaniesWinges Martin BradleyCIO, Head of Fixed IncomeS - Sale$75.39-5,79545,061-11%-$436,879+1+4-8
2017-02-03
PJCPiper Jaffray CompaniesLarue R ScottCo-Head Global IB, Cap MktsS - Sale$75.33-15,00059,157-20%-$1,130,000+1+4-8
2017-02-03
PJCPiper Jaffray CompaniesKlinefelter Jeffrey PGlobal Head of EquitiesS - Sale$75.39-10,00056,856-15%-$753,930+1+4-8
D
2017-02-03
PJCPiper Jaffray CompaniesFairman Francis E IVHead, Public Finance ServicesS - Sale+OE$75.34-12,49652,170-19%-$941,409+1+4-8
D
2017-02-03
PJCPiper Jaffray CompaniesDuff Andrew SCOB, CEOS - Sale+OE$75.35-9,641244,247-4%-$726,475+1+4-8
2017-02-03
SEICSei Investments CoWest Alfred P Jr10%S - Sale$49.00-65,00011,282,282-1%-$3,185,0000+1+4
D
2017-01-27
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$48.90-35,00060,080-37%-$1,711,5000+1+4
M
2017-02-02
CLMSCalamos Asset Management, Inc. /de/Mangrove Partners Master Fund, Ltd.10%P - Purchase$8.40+85,2792,666,235+3%+$715,989+3-1
2017-02-03
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$377.00-5,25016,686-24%-$1,979,25000+3
2017-02-03
BLKBlackrock Inc.Shedlin GaryCFO, Senior MDS - Sale$375.00-2,41725,068-9%-$906,37500+3
2017-02-03
BLKBlackrock Inc.Comerchero Marc D.Principal Accounting OfficerS - Sale$374.64-6003,190-16%-$224,78500+3
M
2017-02-02
BLKBlackrock Inc.Fairbairn Robert WSenior MDS - Sale$373.08-4,97549,868-9%-$1,856,08600+3
2017-02-03
BLKBlackrock Inc.Goldstein Robert L.COOS - Sale$377.31-10,37449,348-17%-$3,914,19700+3
2017-02-03
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$375.00-4,68029,127-14%-$1,755,00000+3
2017-02-01
GSGoldman Sachs Group IncCooper Edith WEVP, Global Head of HCMS - Sale$230.81-2,33644,781-5%-$539,184+5+5+10
M
2017-01-31
CLMSCalamos Asset Management, Inc. /de/Mangrove Partners Master Fund, Ltd.10%P - Purchase$8.40+198,8662,580,956+8%+$1,670,893-1-2
D
2017-02-01
GHLGreenhill & Co IncWyles DavidPresS - Sale+OE$29.46-52,9520-100%-$1,559,875-1+3+4
2017-01-31
RJFRaymond James Financial IncCatanese GeorgeSVP, Chief Risk OfficerS - Sale$74.53-4,5005,708-44%-$335,397+1+3+6
2017-01-27
GSGoldman Sachs Group IncCooper Edith WEVP, Global Head of HCMS - Sale$236.75-4,18647,117-8%-$991,013-2+3+8
M
2017-01-27
CLMSCalamos Asset Management, Inc. /de/Mangrove Partners Master Fund, Ltd.10%P - Purchase$8.36+197,3052,382,090+9%+$1,650,0460+2
D
2017-01-30
RJFRaymond James Financial IncElwyn Tashtego SPres - RJAS - Sale+OE$74.03-79119,562-4%-$58,558-1+1+7
2017-01-26
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$47.00-20,000200,000-9%-$940,0000-9-15
2017-01-26
MSMorgan StanleyWirth Paul CDeputy CFOS - Sale$44.25-10,000216,038-4%-$442,541-1-3+5
M
2017-01-25
CLMSCalamos Asset Management, Inc. /de/Mangrove Partners Master Fund, Ltd.10%P - Purchase$8.35+76,6832,184,785+4%+$640,442+10
D
2017-01-26
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$42.50-6,6783,018-69%-$283,8290-3-3
D
2017-01-25
SCHWSchwab Charles CorpBettinger Walter WPres, CEOS - Sale+OE$42.31-325,000253,160-56%-$13,750,9450-2-3
D
2017-01-25
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$42.29-16,63156,746-23%-$703,3200-2-3

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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