Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2020-08-06
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale$583.20-36013,459-3%-$209,950
2020-08-05
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$34.11-200,000122,422,8740%-$6,822,500
2020-08-03
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.64+33,3336,765,5360%+$87,999
2020-07-31
NAVINavient CorpRemondi John FCEOP - Purchase$7.82+50,0002,684,836+2%+$390,930
D
2020-07-31
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale+OE$33.23-65,056122,622,8740%-$2,161,974
M
2020-07-28
GHLGreenhill & Co IncBok Scott LCOB, CEO, 10%P - Purchase$10.96+148,6142,105,541+8%+$1,629,188
D
2020-07-30
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale+OE$33.19-65,056122,622,8740%-$2,158,968
M
2020-07-28
GHLGreenhill & Co IncBok Scott LCOB, CEO, 10%P - Purchase$10.96+148,6142,105,541+8%+$1,629,188
D
2020-07-30
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale+OE$33.19-65,056122,622,8740%-$2,158,968
2020-07-24
BLKBlackrock Inc.Kushel J. RichardSenior MDS - Sale$574.83-4,182158,856-3%-$2,403,921
2020-07-21
MSMorgan StanleyRooney Robert PHead of Tech, Ops, ResilienceS - Sale$52.18-18,355209,542-8%-$957,843
2020-07-21
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$19.58+60095,910+1%+$11,751
2020-07-22
SCHWSchwab Charles CorpRuffel Charles A.DirP - Purchase$34.91+2,85415,620+22%+$99,633
2020-07-21
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$580.29-41,706785,261-5%-$24,201,455
2020-07-20
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$580.16-3,00022,471-12%-$1,740,472
2020-07-20
MSMorgan StanleyHotsuki KeishiChief Risk OfficerS - Sale$52.00-19,000243,666-7%-$988,000
2020-07-17
MSMorgan StanleySaperstein Andrew MHead of Wealth ManagementS - Sale$52.56-28,846119,594-19%-$1,516,195
2020-07-17
MSMorgan StanleyGrossman Eric FGCS - Sale$52.84-54,420250,835-18%-$2,875,531
2020-07-17
MSMorgan StanleyGorman James PCOB, CEOS - Sale$52.39-150,0001,197,952-11%-$7,858,067
M
2020-07-15
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$18.27+7,69495,310+9%+$140,552
2020-07-13
JEFJefferies Financial Group Inc.Friedman Brian PPresP - Purchase$16.27+5,0009,052,0530%+$81,350
2020-06-26
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.60+1,4546,732,2030%+$3,779
2020-06-19
LACQLeisure Acquisition Corp.Morgan Stanley10%S - Sale$0.00-776,2900-100%-$0
2020-06-15
VIRTVirtu Financial, Inc.Public Sector Pension Investment Board10%S - Sale$22.75-7,000,00011,669,062-37%-$159,250,000
2020-06-15
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.77+67,2706,730,749+1%+$186,338
2020-06-09
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$44.00-9,68394,113-9%-$426,052
2020-06-09
RJFRaymond James Financial IncSantelli Jonathan NEVP, GC, SecyS - Sale$81.33-1,2502,646-32%-$101,664
M
2020-06-08
GBLGamco Investors, Inc. Et AlGabelli Mario JCOB, CEO, 10%S - Sale$15.43-3,61021,728,4750%-$55,708
2020-06-05
RJFRaymond James Financial IncCarson John C Jr.PresS - Sale$82.53-10,00046,858-18%-$825,271
2020-06-05
RJFRaymond James Financial IncJulien Jeffrey PEVP - FinS - Sale$81.58-9,15049,251-16%-$746,444
D
2020-06-04
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$40.02-10,9350-100%-$437,608
2020-06-03
SFStifel Financial CorpDubinsky John PDirS - Sale$51.55-2,40016,281-13%-$123,720
2020-05-26
BLKBlackrock Inc.Meade Christopher J.GC, CLOS - Sale$526.04-2,0008,334-19%-$1,052,076
2020-05-26
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$527.53-1,50025,471-6%-$791,295
2020-05-27
BLKBlackrock Inc.Buckingham GeraldineSenior MDS - Sale$526.48-1,6007,599-17%-$842,363
D
2020-05-26
AVTRAvantor, Inc.Goldman Sachs & Co. LLC10%S - Sale+OE$15.90-13,726,41158,881,710-19%-$218,249,935
2020-05-26
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.80+575414,5870%+$1,607
M
2020-05-21
SFStifel Financial CorpDubinsky John PDirS - Sale$46.98-7,00018,681-27%-$328,880
D
2020-05-22
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Remarks, 10%P - Purchase$0.00+216,68060,308,4200%+$0
M
2020-05-19
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.73+1,750414,0120%+$4,770
D
2020-04-01
CLBCore Laboratories N VGoldman Sachs Group Inc10%P - Purchase$9.34+6764,640,9000%+$6,313
E
2020-05-15
BLKBlackrock Inc.Pnc Bancorp Inc.10%S - Sale$42.05-34,279,4300-100%-$1,441,590,128
2020-05-18
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.71+1,000412,2620%+$2,712
2020-05-15
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.66+1,500411,2620%+$3,995
2020-05-14
MKTXMarketaxess Holdings IncDelise Antonio LCFOS - Sale$501.60-2,50033,847-7%-$1,254,011
2020-05-13
VIRTVirtu Financial, Inc.Temasek Holdings (Private) Ltd10%S - Sale$23.10-5,500,00011,380,503-33%-$127,050,000
2020-05-13
NAVINavient CorpArnold FrederickDirP - Purchase$6.66+6,50035,235+23%+$43,287
2020-05-13
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.64+33,3906,663,479+1%+$88,223
M
2020-05-13
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.69+2,300409,762+1%+$6,178
D
2020-05-11
VIRTVirtu Financial, Inc.Grano Joseph C.DirS - Sale+OE$24.33-10,1330-100%-$246,575
M
2020-05-11
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.64+2,552407,462+1%+$6,730
D
2020-05-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$483.62-25,000965,908-3%-$12,090,449
2020-05-08
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$479.66-4,00034,192-10%-$1,918,636
2020-05-08
SFStifel Financial CorpDubinsky John PDirS - Sale$44.55-12,77516,281-44%-$569,126
2020-05-07
BLKBlackrock Inc.Lord RachelSenior MDS - Sale$499.31-3,0008,517-26%-$1,497,943
M
2020-05-07
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.61+4,800404,910+1%+$12,550
M
2020-05-06
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.55+6,9586,630,0890%+$17,713
2020-05-05
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale$479.44-2,00054,375-4%-$958,874
2020-05-05
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$481.13-2508,089-3%-$120,283
2020-05-06
NAVINavient CorpUnger Laura SDirP - Purchase$7.25+3,00044,082+7%+$21,750
M
2020-05-05
RJFRaymond James Financial IncCarson John C Jr.PresS - Sale$63.25-15,00056,848-21%-$948,813
M
2020-05-05
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.48+3,750400,110+1%+$9,314
2020-05-01
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$2.45+6,0006,623,1310%+$14,675
2020-05-04
NAVINavient CorpHeleen Mark LEVP, CLO, SecretaryP - Purchase$6.77+7,250297,581+2%+$49,092
2020-05-04
MKTXMarketaxess Holdings IncRoupie Christophe Pierre DanielHead of Europe, AsiaS - Sale$457.00-1,92010,914-15%-$877,440
2020-05-04
JMPJmp Group LLCWright Thomas RoweDir of EquitiesP - Purchase$2.45+1,750396,3600%+$4,284
M
2020-04-29
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$40.00-14,000103,760-12%-$560,000
2020-04-28
BLKBlackrock Inc.Goldstein Robert L.COOS - Sale$497.36-1,60040,257-4%-$795,783
M
2020-04-27
BLKBlackrock Inc.Wiedman MarkSenior MDS - Sale$500.65-1,82114,319-11%-$911,684
2020-04-28
BLKBlackrock Inc.Shedlin GaryCFO, Senior MDS - Sale$508.16-2,62514,266-16%-$1,333,923
2020-04-27
SCHWSchwab Charles CorpRuffel Charles A.DirP - Purchase$36.73+2,4609,357+36%+$90,368
2020-04-28
MSMorgan StanleyBrodsky Jeffrey SCHROS - Sale$40.57-18,174146,044-11%-$737,319
2020-04-23
IBKRInteractive Brokers Group, Inc.Uhde PhilipSee RemarksS - Sale$39.20-1,652110,496-1%-$64,758
D
2020-04-21
SCHWSchwab Charles CorpMcLin Stephen TDirS - Sale+OE$35.61-11,082164,406-6%-$394,577
2020-04-16
SIEBSiebert Financial CorpGebbia RichardMEMBER OF 10% OWNER GROUPS - Sale$5.60-748,2332,975,081-20%-$4,190,105
2020-04-16
SIEBSiebert Financial CorpGebbia DavidMEMBER OF 10% OWNER GROUPS - Sale$5.60-748,2331,071,081-41%-$4,190,105
2020-04-16
SIEBSiebert Financial CorpGebbia John M.MEMBER OF 10% OWNER GROUPS - Sale$5.60-685,1551,850,681-27%-$3,836,868
2020-04-17
MSMorgan StanleyLuczo Stephen JDirP - Purchase$38.68+19,000193,122+11%+$734,871
2020-04-16
SIEBSiebert Financial CorpGebbia Gloria EMEMBER OF 10% OWNER GROUP, 10%P - Purchase$5.60+2,181,62119,221,799+13%+$12,217,078
2020-04-16
SIEBSiebert Financial CorpGebbia Gloria EMEMBER OF 10% OWNER GROUP, 10%S - Sale$5.60-2,181,62119,221,799-10%-$12,217,078
2020-04-17
SCHWSchwab Charles CorpGoldfarb Mark ADirP - Purchase$36.17+5,53031,156+22%+$200,048
2020-04-17
BLKBlackrock Inc.Kapito RobertPresS - Sale$476.98-88,799310,275-22%-$42,355,171
D
2020-03-25
AMBAAmbarella IncGoldman Sachs Group Inc10%S - Sale+OE$47.93-3,60140,299-8%-$172,583
D
2020-04-03
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$26.05+2,66378,615+4%+$69,371
D
2020-04-01
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$25.93+5,00075,502+7%+$129,660
2020-03-25
SFStifel Financial CorpPeacock David ADirP - Purchase$40.99+1,00014,415+7%+$40,990
D
2020-03-23
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$26.00+1,83170,502+3%+$47,606
2020-03-23
SFStifel Financial CorpPeacock David ADirP - Purchase$32.47+1,00013,415+8%+$32,468
2020-03-20
PIPRPiper Sandler CompaniesCarter Timothy LCFOP - Purchase$37.67+2,0009,222+28%+$75,340
M
2020-03-19
PIPRPiper Sandler CompaniesAbraham Chad RCOB, CEOP - Purchase$35.21+2,00075,816+3%+$70,425
2020-03-19
SFStifel Financial CorpKruszewski Ronald JCEOP - Purchase$31.85+10,000865,000+1%+$318,500
2020-03-19
COWNCowen Inc.Barth Brett HDirP - Purchase$6.29+10,00091,052+12%+$62,934
2020-03-18
BATRALiberty Media CorpGamco Investors, Inc. Et Al10%P - Purchase$15.50+4,00087,616+5%+$62,000
2020-03-13
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresP - Purchase$47.04+5,00063,185+9%+$235,188
2020-03-16
FRHCFreedom Holding Corp.Tashtitov AskarPresP - Purchase$13.23+30,00077,200+64%+$396,900
2020-03-12
RJFRaymond James Financial IncGodbold Francis SVice COBP - Purchase$61.49+12,500161,273+8%+$768,583
2020-03-12
COWNCowen Inc.Barth Brett HDirP - Purchase$10.04+10,00081,052+14%+$100,390
2020-03-12
WETFWisdomtree Investments, Inc.Schwartz JeremyGlobal Head of ResearchP - Purchase$2.32+20,000692,496+3%+$46,380
D
2020-03-12
ACAssociated Capital Group, Inc.Gabelli Mario JExec COB, 10%P - Purchase$34.00+1,67168,671+2%+$56,807
2020-03-11
PIPRPiper Sandler CompaniesLarue R ScottCo-Head Global IB, Cap MktsP - Purchase$54.50+10,00078,780+15%+$545,000
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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