Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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P15+0+1+4+0
S50-0-0-5+0

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2017-07-20
VIRTVirtu Financial, Inc.Temasek Holdings (Private) Ltd10%P - Purchase$15.60+6,346,15518,663,837+52%+$99,000,018
D
2017-07-20
SCHWSchwab Charles CorpMartinetto Joseph RSenior EVPS - Sale+OE$42.10-115,642156,530-42%-$4,868,528
2017-07-20
MSMorgan StanleyPruzan JonathanCFOS - Sale$46.68-25,767202,071-11%-$1,202,834
D
2017-07-19
SCHWSchwab Charles CorpMartinetto Joseph RSenior EVPS - Sale+OE$42.51-89,330156,530-36%-$3,797,124
EM
2017-07-18
CPFHCapital Financial Holdings, IncDihle Gordon D.CEO, 10%P - Purchase$286.96+2349+88%+$6,600
2017-07-18
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$421.52-52215,864-3%-$220,033
D
2017-07-17
TMPSTempus Applied Solutions Holdings, Inc.Cohen Peter A10%S - Sale+OE$0.31-248,002393,750-39%-$78,071
D
2017-07-05
JMPJmp Group LLCJackson RaymondCFOS - Sale+OE$7.50-50,00096,664-34%-$375,000
D
2017-07-05
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$44.02-20014,002-1%-$8,805
D
2017-07-03
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$43.15-10,5365,367-66%-$454,659
D
2017-06-29
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$44.00-40056,882-1%-$17,600
D
2017-06-29
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$44.00-10014,002-1%-$4,400
D
2017-06-05
KCGKcg Holdings, Inc.Coleman DanielCEOS - Sale+OE$19.86-31,6431,620,694-2%-$628,430
2017-06-29
LTSLadenburg Thalmann Financial Services Inc.Frost Phillip Md Et AlDir, 10%P - Purchase$2.47+100,00067,029,6300%+$247,460
D
2017-06-20
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$53.70-25,00050,080-33%-$1,342,500
2017-06-15
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$40.45-10,000170,000-6%-$404,500
2017-06-12
SEICSei Investments CoDoran WilliamDirS - Sale$52.40-5,000681,015-1%-$262,000
2017-06-12
SEICSei Investments CoWest Alfred P Jr10%S - Sale$52.46-15,88410,886,2820%-$833,275
D
2017-06-13
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$53.56-7,50035,758-17%-$401,700
DM
2017-06-08
MKTXMarketaxess Holdings IncMcPherson Kevin MGlobal Head of SalesS - Sale+OE$201.35-9,28685,929-10%-$1,869,739
D
2017-06-09
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale+OE$200.84-5,59662,167-8%-$1,123,921
M
2017-06-08
SEICSei Investments CoWest Alfred P Jr10%S - Sale$51.92-84,11610,902,166-1%-$4,367,591
2017-06-02
BLKBlackrock Inc.Wagner SusanDirS - Sale$414.31-2,500490,686-1%-$1,035,764
2017-05-31
FBRCFbr & Co.Strome William FrederickDirP - Purchase$10.09+5,2710-100%+$53,184
2017-05-31
FBRCFbr & Co.Hynes Thomas J JrDirP - Purchase$10.09+6,8170-100%+$68,784
D
2017-05-26
RJFRaymond James Financial IncSantelli Jonathan NEVP, GC, SecyS - Sale+OE$73.30-1,8800-100%-$137,804
2017-05-26
BLKBlackrock Inc.McCombe MarkSenior MDS - Sale$405.98-50028,495-2%-$202,988
2017-05-23
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$2.25+5,0003,294,0420%+$11,247
2017-05-22
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$2.23+5,0001,990,0040%+$11,137
2017-05-19
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.15+5,0001,036,9290%+$10,750
2017-05-17
KCGKcg Holdings, Inc.Ogurtsov NickCOO, Chief Risk OfficerS - Sale$19.85-58,5490-100%-$1,162,198
D
2017-05-17
MKTXMarketaxess Holdings IncCasper Stephen PDirS - Sale+OE$184.70-23050,2340%-$42,481
DM
2017-05-15
KCGKcg Holdings, Inc.Ogurtsov NickCOO, Chief Risk OfficerS - Sale+OE$0.00-171,46158,549-75%-$0
2017-04-25
IBKRInteractive Brokers Group, Inc.Galik MilanPresS - Sale$34.52-1849,7510%-$35
D
2017-05-10
MSMorgan StanleyGorman James PCOB, CEOS - Sale+OE$42.93-212,3651,420,542-13%-$9,117,530
D
2017-05-11
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$51.60-5,0003,196,9040%-$258,0000
D
2017-05-09
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$51.16-30,00055,080-35%-$1,534,800+1
D
2017-05-05
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$51.30-15,0003,206,9040%-$769,500+1
2017-05-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$185.70-20,0001,065,844-2%-$3,713,920+1
D
2017-05-02
KCGKcg Holdings, Inc.McCarthy John AGCS - Sale+OE$19.94-26,95134,878-44%-$537,40300
2017-05-02
COWNCowen Group, Inc.Holmes John JCOOS - Sale$15.71-35,000121,256-22%-$549,710+1-4
DM
2017-05-01
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$191.20-27,0001,085,844-2%-$5,162,43400
M
2017-04-28
JMPJmp Group LLCTongue Glenn HDirP - Purchase$5.76+20,864177,297+13%+$120,075-1-2
2017-04-27
SCHWSchwab Charles CorpGoldfarb Mark ADirP - Purchase$26.97+1,8501,850New+$49,888+2+3
D
2017-04-25
KCGKcg Holdings, Inc.Tusar Gregory ASee RemarksS - Sale+OE$0.00-113,3000-100%-$000
M
2017-04-25
KCGKcg Holdings, Inc.Allison PhilipCEO of KCG Europe LimitedS - Sale$0.00-397,78165,662-86%-$000
2017-04-26
SEICSei Investments CoWest Alfred P Jr10%S - Sale$50.94-50,00010,986,2820%-$2,547,0000-1
D
2017-04-26
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$50.91-10,0003,186,9040%-$509,1500-1
D
2017-04-24
NAVINavient CorpSuitt Gilleland DianeDirS - Sale+OE$15.89-5,467105,760-5%-$86,889-2-3
2017-04-26
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$40.25-300,000141,625,3290%-$12,075,150-20
2017-04-24
KCGKcg Holdings, Inc.Ogurtsov NickCOO, Chief Risk OfficerS - Sale$0.00-104,02158,549-64%-$00+1
M
2017-04-24
SEICSei Investments CoWest Alfred P Jr10%S - Sale$50.78-125,00011,036,282-1%-$6,347,5000-1
D
2017-04-26
SCHWSchwab Charles CorpBechtle Nancy HDirS - Sale+OE$39.85-7,823215,476-4%-$311,710+1+1
D
2017-04-25
SCHWSchwab Charles CorpMcLin Stephen TDirS - Sale+OE$39.69-7,823161,687-5%-$310,518+10
DM
2017-04-21
KCGKcg Holdings, Inc.Tusar Gregory ASee RemarksS - Sale+OE$0.00-190,180109,900-63%-$00+1
D
2017-04-19
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$38.36-27,1225,367-83%-$1,040,467-1+4
2017-04-19
SCHWSchwab Charles CorpBettinger Walter WPres, CEOS - Sale$38.57-15,056271,956-5%-$580,636+1+5
M
2017-04-12
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.46+144,5421,205,752+14%+$2,234,172-1+4
M
2017-04-10
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.62+100,0001,061,210+10%+$1,562,255+2-30
M
2017-01-10
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.87+151,128961,210+19%+$2,398,62100-2
D
2017-03-09
SEICSei Investments CoWithrow WayneEVPS - Sale+OE$51.38-30,00094,518-24%-$1,541,400+1+2+1
D
2017-03-31
SEICSei Investments CoMcCarthy KathrynDirS - Sale+OE$50.44-2,500142,900-2%-$126,1000+2+1
2017-03-21
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$15.98+28,273810,082+4%+$451,780+2+1-6
2017-03-22
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.20+5,0001,031,9290%+$11,000+5+13+8
2017-03-20
FPTFederated Premier Intermediate Municipal Income FundBank of America Corp /de/10%P - Purchase$12.94+520-100%+$67300+1
2017-03-22
FPTFederated Premier Intermediate Municipal Income FundBank of America Corp /de/10%S - Sale$12.89-520-100%-$67000+1
2017-03-20
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.38+5,0001,026,9290%+$11,900-4+5+6
2017-03-16
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Viola, Vincent J., 10%P - Purchase$16.00+300781,8090%+$4,800-1+2-7
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$2.33+10,0001,985,004+1%+$23,3420+1+9
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$2.36+10,0003,289,0420%+$23,6000+1+9
2017-03-17
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$2.36+5,0001,021,9290%+$11,7910+1+9
D
2017-03-16
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$43.50-6,31714,002-31%-$274,809-2-8-14
M
2017-03-14
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$39.18-20,000180,000-10%-$783,6000-6-9
M
2017-03-14
WETFWisdomtree Investments, Inc.Steinberg Jonathan LCEOP - Purchase$9.14+97,9717,463,666+1%+$895,334+2-6-10
D
2017-03-13
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$43.01-8,90314,002-39%-$382,940-10-9
D
2017-03-07
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$51.13-2,5003,184,4040%-$127,8250+2-1
D
2017-03-08
SEICSei Investments CoMeyer StephenEVPS - Sale+OE$51.26-10,000196,448-5%-$512,6000+2-1
M
2017-03-07
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$42.20-5,03856,880-8%-$212,5860+2-5
2017-03-03
RJFRaymond James Financial IncAckart Jennifer CSVP, ControllerS - Sale$80.00-2,50019,501-11%-$200,000-10-4
D
2017-03-03
SEICSei Investments CoHeilig KathyVP, ControllerS - Sale+OE$51.30-22,50026,282-46%-$1,154,2500+2-2
2017-03-06
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale$42.08-5,09861,918-8%-$214,524-1+1-4
D
2017-03-06
SEICSei Investments CoKlauder N JeffreyEVPS - Sale+OE$51.07-30,000134,388-18%-$1,532,1000+1-2
2017-03-02
RJFRaymond James Financial IncAckart Jennifer CSVP, ControllerS - Sale$79.44-2,50022,001-10%-$198,602-1-1-4
2017-03-01
RJFRaymond James Financial IncZank Dennis WCOOS - Sale$81.57-6,054192,272-3%-$493,815-2-3-6
D
2017-03-01
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$41.63-15,1343,018-83%-$630,097-2-3-6
D
2017-03-01
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$43.08-35,93056,880-39%-$1,547,832-2-3-6
2017-02-23
PJCPiper Jaffray CompaniesWinges Martin BradleyCIO, Head of Fixed IncomeS - Sale$73.50-2,00044,710-4%-$147,0000-3-13
2017-02-22
BLKBlackrock Inc.Stork RyanSenior MDS - Sale$390.00-5,15017,442-23%-$2,008,5000+1-3
2017-02-22
BLKBlackrock Inc.Fairbairn Robert WSenior MDS - Sale$390.02-1,30048,568-3%-$507,0260+1-3
D
2017-02-23
SEICSei Investments CoBlumenstein SarahDirS - Sale+OE$50.45-3,06314,425-18%-$154,528+1+10
2017-02-21
GSGoldman Sachs Group IncSalame Pablo JVice COBS - Sale$251.80-10,000185,747-5%-$2,518,0390+1-8
D
2017-02-21
GSGoldman Sachs Group IncSolomon David MPres, Co-COOS - Sale+OE$252.18-7,954200,014-4%-$2,005,8390+1-8
D
2017-02-22
SEICSei Investments CoCrudup RobertEVPS - Sale+OE$50.28-12,500367,500-3%-$628,5000+20
2017-02-17
KCGKcg Holdings, Inc.Fisher Peter R.DirP - Purchase$0.00+17,50023,370+298%+$00-3+27
D
2017-02-22
RJFRaymond James Financial IncRaney Steven MPres, CEO RJBankS - Sale+OE$79.10-2,11527,360-7%-$167,297+1-1-6
DM
2017-02-17
SEICSei Investments CoKlauder PaulEVPS - Sale+OE$50.50-20,00035,091-36%-$1,010,000+10+1
2017-02-21
RJFRaymond James Financial IncElwyn Tashtego SPres - RJAS - Sale$79.21-4,00017,530-19%-$316,8230+1-6
D
2017-02-16
GSGoldman Sachs Group IncCohen Alan MEVP, Global Head of ComplianceS - Sale+OE$250.16-5,59967,719-8%-$1,400,649+10-7
2017-02-15
PJCPiper Jaffray CompaniesLarue R ScottCo-Head Global IB, Cap MktsS - Sale$81.51-5,00062,524-7%-$407,5300-5-11
2017-02-15
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$391.29-30016,386-2%-$117,38800-2

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AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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