Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
General
Tickers
Insider
Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
Filing Delay
N Days Ago
Transaction Filing
P - Purchase
S - Sale
A - Grant
D - Sale to Iss
G - Gift
F - Tax
M - Option Ex
X - Option Ex
C - Cnv Deriv
W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
Industry
Insider Title   Officer
    COB
    CEO
    Pres
    COO
    CFO
    GC
    VP
  Director
  10% Own
  Other
Group by
Sort by
Max Results
Page
clear
Real-time CSV, Options, Alerts
100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Share Price

Shares Traded

Shares Owned

Own chg

Value Traded

1d ret

1w ret

1m ret

6m ret

2018-07-18
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$507.67-19,8001,086,329-2%-$10,051,885
D
2018-07-18
GSGoldman Sachs Group IncSolomon David MPres, COOS - Sale+OE$232.08-8,382222,625-4%-$1,945,314
2018-07-18
BLKBlackrock Inc.Ford William EDirP - Purchase$507.98+1,0004,400+29%+$507,983
2018-07-02
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.40+5,0002,417,5920%+$17,009
2018-06-29
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.43+5,0002,412,5920%+$17,145
2018-06-28
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.50+10,0002,407,5920%+$35,017
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.57+5,0002,397,5920%+$17,848
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.47+5,0003,564,9810%+$17,348
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.44+5,0001,199,3640%+$17,222
2018-06-25
EACQEasterly Acquisition Corp.Jefferies LLC10%S - Sale$10.30-500,0002,000,000-20%-$5,150,000
2018-06-25
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.57+5,0002,392,5920%+$17,838
E
2018-06-20
CPFHCapital Financial Holdings, IncDihle Gordon D.CEO, 10%P - Purchase$500.00+251+4%+$1,000
2018-06-19
GFFGriffon CorpGoldman Sachs Group Inc10%S - Sale$17.05-5,583,375649,296-90%-$95,224,461
M
2018-06-19
COWNCowen Inc.Cohen Peter ADirS - Sale$15.09-6,090689,505-1%-$91,903
2018-06-14
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$60.00-10,000125,000-7%-$600,000
2018-06-18
GBLGamco Investors, Inc. Et AlCaterina KieranCo-Chief Accounting OfficerS - Sale$25.24-6636,000-10%-$16,736
DM
2018-06-14
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$29.91-117,043150,000-44%-$3,500,971
D
2018-06-13
VIRTVirtu Financial, Inc.Molluso JosephEVP, CFOS - Sale+OE$30.18-88,3040-100%-$2,665,280
2018-06-13
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+16,5006,011,0140%+$83,325
D
2018-06-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$56.03-2,6290-100%-$147,297
M
2018-06-13
COWNCowen Inc.Cohen Peter ADirS - Sale$15.23-5,000695,595-1%-$76,151
D
2018-06-12
SEICSei Investments CoUjobai Joseph PExec OFFICERS - Sale+OE$66.52-20,00045,080-31%-$1,330,400
D
2018-06-13
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$30.17-82,521242,116-25%-$2,489,295
2018-06-12
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$19.93-2,64024,826-10%-$52,626
D
2018-06-12
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$29.92-99,218242,116-29%-$2,968,424
M
2018-06-08
COWNCowen Inc.Cohen Peter ADirS - Sale$15.18-4,000700,595-1%-$60,706
D
2018-06-11
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$30.33-93,334242,116-28%-$2,830,707
2018-06-06
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+5,4255,994,5140%+$27,396
2018-06-01
SCHWSchwab Charles CorpGoldfarb Mark ADirS - Sale$56.67-2,17421,190-9%-$123,209
M
2018-05-29
COWNCowen Inc.Cohen Peter ADirS - Sale$15.04-2,000704,5950%-$30,075
2018-05-30
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale$56.00-10,0004,606-68%-$560,026
D
2018-05-30
RJFRaymond James Financial IncSantelli Jonathan NEVP, GC, SecyS - Sale+OE$96.99-2,27020-99%-$220,170
2018-05-24
BNFTBenefitfocus,inc.Goldman Sachs Group Inc10%S - Sale$33.03-2,500,0003,774,735-40%-$82,575,000
M
2018-05-23
COWNCowen Inc.Cohen Peter ADirS - Sale$15.16-8,372706,595-1%-$126,892
2018-05-22
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$59.85-174,750134,691,2220%-$10,458,386
D
2018-05-22
SCHWSchwab Charles CorpBettinger Walter WPres, CEOS - Sale+OE$59.71-251,300251,643-50%-$15,006,153
D
2018-05-22
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$59.82-29,67856,916-34%-$1,775,196
2018-05-18
MKTXMarketaxess Holdings IncGomach David GDirS - Sale$204.90-7,55318,760-29%-$1,547,622
M
2018-05-21
SIEBSiebert Financial CorpCuttita Francis VDirS - Sale$9.30-4,000156,000-3%-$37,209
2018-05-21
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$59.45-210,750135,498,8120%-$12,529,003
D
2018-05-21
SCHWSchwab Charles CorpBettinger Walter WPres, CEOS - Sale+OE$59.72-113,832251,643-31%-$6,798,229
D
2018-05-21
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$60.00-10,0000-100%-$600,001
M
2018-05-17
COWNCowen Inc.Cohen Peter ADirS - Sale$15.78-9,908714,967-1%-$156,375
2018-05-21
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$546.13-16610,119-2%-$90,657
2018-05-16
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$59.13-101,970135,709,5620%-$6,029,313
D
2018-05-15
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Remarks, 10%S - Sale+OE$27.16-3,281,25069,099,837-5%-$89,118,750
M
2018-05-14
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+34,9065,989,089+1%+$176,174
M
2018-05-14
COWNCowen Inc.Cohen Peter ADirS - Sale$15.70-19,500724,875-3%-$306,163
DM
2018-05-14
GSGoldman Sachs Group IncSolomon David MPres, COOS - Sale+OE$244.40-3,497222,625-2%-$854,665
DM
2018-05-11
LTSLadenburg Thalmann Financial Services Inc.Gilinski SaulDirS - Sale+OE$3.78-42,0001,582,007-3%-$158,929
2018-05-15
VIRTVirtu Financial, Inc.Temasek Holdings (Private) Ltd10%S - Sale$27.16-3,450,00016,880,503-17%-$93,702,000
M
2018-05-09
COWNCowen Inc.Cohen Peter ADirS - Sale$15.64-19,500744,375-3%-$305,018
M
2018-05-10
GHLGreenhill & Co IncWyles DavidPresS - Sale$25.62-29,2420-100%-$749,042
M
2018-05-09
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.13+5,235990,861+1%+$53,023
M
2018-05-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$203.22-35,0001,045,702-3%-$7,112,740
2018-05-09
BLKBlackrock Inc.Ford William EDirP - Purchase$530.95+1,0003,360+42%+$530,949
2018-05-08
SFStifel Financial CorpGrady Robert EdwardDirS - Sale$60.15-5,0005,828-46%-$300,750
2018-05-09
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$57.99-300,000135,948,5320%-$17,397,150
2018-05-08
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$57.23-250,000136,248,5320%-$14,307,050
M
2018-05-04
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.23+12,143985,626+1%+$124,239
M
2018-05-04
COWNCowen Inc.Cohen Peter ADirS - Sale$15.53-19,500763,875-2%-$302,929
M
2018-05-04
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$56.65-450,000136,519,1970%-$25,491,960
2018-05-04
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$18.38-96427,466-3%-$17,714
D
2018-05-07
SCHWSchwab Charles CorpGarfield David REVP, GCS - Sale+OE$57.01-37,33018,096-67%-$2,128,068
M
2018-05-01
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.21+5,515973,483+1%+$56,321
M
2018-05-01
COWNCowen Inc.Cohen Peter ADirS - Sale$15.29-14,500783,375-2%-$221,688
D
2018-05-01
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$55.24-36,79814,606-72%-$2,032,710
D
2018-04-30
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$56.29-10014,606-1%-$5,629
D
2018-04-27
SCHWSchwab Charles CorpMurtagh Nigel JEVP - Corporate RiskS - Sale+OE$55.97-13,00032,630-28%-$727,580
M
2018-04-26
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.31+971967,9680%+$10,007
M
2018-04-26
COWNCowen Inc.Cohen Peter ADirS - Sale$15.89-19,000797,875-2%-$301,951
2018-04-25
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$55.23-165,000137,258,8670%-$9,113,396
2018-04-25
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$54.60-200,000137,223,8670%-$10,919,440
M
2018-04-23
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.29+6,901966,997+1%+$71,015
M
2018-04-23
COWNCowen Inc.Cohen Peter ADirS - Sale$15.20-16,502816,875-2%-$250,817
2018-04-24
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$55.02-262,000137,423,8670%-$14,414,888
D
2018-04-24
SCHWSchwab Charles CorpKallsen Terri REVP - Investor ServicesS - Sale+OE$55.89-36,2852,476-94%-$2,027,871
2018-04-24
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$515.84-50010,285-5%-$257,922
D
2018-04-20
SCHWSchwab Charles CorpMartinetto Joseph RSenior EVP, COOS - Sale+OE$54.80-280,685172,952-62%-$15,381,426
M
2018-04-19
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.30+4,800960,096+1%+$49,440
D
2018-04-20
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale+OE$54.79-31,38614,606-68%-$1,719,777
2018-04-23
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$54.99-250,000137,685,8670%-$13,747,475
M
2018-04-18
COWNCowen Inc.Cohen Peter ADirS - Sale$15.08-24,000833,377-3%-$361,986
M
2018-04-16
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.47+7,200955,296+1%+$75,365
2018-04-18
BLKBlackrock Inc.Comerchero Marc D.Principal Accounting OfficerS - Sale$524.84-4002,714-13%-$209,935
M
2018-04-13
COWNCowen Inc.Cohen Peter ADirS - Sale$14.81-16,500857,377-2%-$244,447
D
2018-04-16
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$52.11-2,6290-100%-$136,984
2018-04-13
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.30+5,0002,387,5920%+$16,511
2018-04-13
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.30+5,0003,559,9810%+$16,483
2018-04-13
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.28+5,0001,194,3640%+$16,400
M
2018-04-11
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.45+7,446948,096+1%+$77,778
2018-04-12
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.20+5,0002,382,5920%+$15,982
M
2018-04-10
COWNCowen Inc.Cohen Peter ADirS - Sale$14.53-12,000873,877-1%-$174,303
M
2018-04-06
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.31+7,019940,650+1%+$72,349
M
2018-04-05
COWNCowen Inc.Cohen Peter ADirS - Sale$14.20-4,000885,8770%-$56,785
2018-04-06
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.10+5,0002,377,5920%+$15,500
M
2018-04-03
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.25+6,220933,631+1%+$63,764
2018-04-02
LTSLadenburg Thalmann Financial Services Inc.Krasno Richard MDirP - Purchase$3.10+5,000353,089+1%+$15,513
2018-04-02
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.12+5,0003,554,9810%+$15,600
2018-04-02
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.09+5,0002,372,5920%+$15,473

Real-time CSV? Options? Alerts? Contact us!
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
Return to top