Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2018-09-18
COLDAmericold Realty TrustGoldman Sachs Group Inc10%S - Sale$0.00-9,083,28014,746,324-38%-$0
2018-09-17
SFStifel Financial CorpHanser Frederick ODirector of a SubsidiaryS - Sale$54.42-10,00039,905-20%-$544,200
2018-09-12
WDRWaddell & Reed Financial IncKosloff Alan WDirS - Sale$20.42-19,61440,077-33%-$400,551
2018-09-11
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$20.53-2,64222,184-11%-$54,240
M
2018-08-23
ENLKEnlink Midstream Partners, LPGoldman Sachs Group Inc10%P - Purchase$18.74+433,421474,731>999%+$8,120,490
D
2018-09-12
SEICSei Investments CoMcGonigle DennisEVPS - Sale+OE$62.83-15,0001,169,068-1%-$942,450
D
2018-09-12
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$62.72-15,00070,293-18%-$940,800
D
2018-09-10
RJFRaymond James Financial IncCarson John C Jr.PresS - Sale+OE$92.66-5,69858,976-9%-$527,986
M
2018-09-04
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.49-29,8401,127,080-3%-$1,864,756
2018-08-31
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.19-6,8711,156,920-1%-$427,307
M
2018-08-29
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.11-24,7561,163,791-2%-$1,537,533
M
2018-08-27
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.17-54,9721,188,547-4%-$3,417,504
2018-08-20
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group Inc10%S - Sale$22.27-4686,483,6530%-$10,422
2018-08-21
GSBDGoldman Sachs Bdc, Inc.Goldman Sachs Group Inc10%P - Purchase$22.26+4686,483,6530%+$10,418
2018-08-21
AMTDTd Ameritrade Holding CorpDesilva Peter JEVP, Retail DistributionP - Purchase$56.73+5,00029,000+21%+$283,650
M
2018-08-20
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.11-28,7761,243,519-2%-$1,787,136
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.20+5,0002,422,5920%+$16,000
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.20+5,0003,569,9810%+$16,000
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.20+5,0001,204,3640%+$16,020
D
2018-08-16
SCHWSchwab Charles CorpDodds Christopher VDirS - Sale+OE$51.14-15,718467,160-3%-$803,823
2018-08-17
LTSLadenburg Thalmann Financial Services Inc.Gilinski SaulDirS - Sale$3.23-50,0001,562,007-3%-$161,670
2018-08-16
SFStifel Financial CorpNesi VictorCo-PresS - Sale$55.02-1,250190,868-1%-$68,773
2018-08-14
MKTXMarketaxess Holdings IncThemelis NicholasCIOS - Sale$186.51-12,83141,896-23%-$2,393,094
D
2018-08-13
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$59.84-1,47356,766-3%-$88,144
D
2018-08-10
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$59.80-1,50056,793-3%-$89,700
D
2018-08-09
SEICSei Investments CoUjobai Joseph PEVPS - Sale+OE$59.83-17,02772,320-19%-$1,018,725
M
2018-08-10
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.05-30,9511,272,295-2%-$1,920,446
2018-08-09
IBKRInteractive Brokers Group, Inc.Frank Thomas AjCIOS - Sale$62.02-7,8121,303,246-1%-$484,500
2018-08-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$186.70-20,0001,044,688-2%-$3,733,993
2018-08-09
GBLGamco Investors, Inc. Et AlLapointe DianeCo-Chief Accounting OfficerS - Sale$26.15-3,9969,000-31%-$104,500
2018-08-08
GHLGreenhill & Co IncCostantino Kevin MPresS - Sale$32.24-8,17515,871-34%-$263,566
DM
2018-08-03
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale+OE$189.16-23,0141,064,688-2%-$4,353,411
D
2018-08-01
SEICSei Investments CoBarr KevinEVPS - Sale+OE$59.14-25,000113,268-18%-$1,478,500
D
2018-08-01
GSGoldman Sachs Group IncSolomon David MPres, COOS - Sale+OE$237.93-8,488222,625-4%-$2,019,505
2018-08-02
BLKBlackrock Inc.Ford William EDirP - Purchase$467.92+1,0005,400+23%+$467,919
2018-07-31
VIRTVirtu Financial, Inc.Nixon JohnDirP - Purchase$20.15+5,00024,894+25%+$100,732
2018-07-24
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$52.75-190,500134,281,8370%-$10,049,275
2018-07-18
BLKBlackrock Inc.Fink LaurenceCOB, CEOS - Sale$507.67-19,8001,086,329-2%-$10,051,885
D
2018-07-18
GSGoldman Sachs Group IncSolomon David MPres, COOS - Sale+OE$232.08-8,382222,625-4%-$1,945,314
2018-07-18
BLKBlackrock Inc.Ford William EDirP - Purchase$507.98+1,0004,400+29%+$507,983
2018-07-02
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.40+5,0002,417,5920%+$17,009
2018-06-29
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.43+5,0002,412,5920%+$17,145
2018-06-28
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.50+10,0002,407,5920%+$35,017
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.57+5,0002,397,5920%+$17,848
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Zeitchick MarkEVPP - Purchase$3.47+5,0003,564,9810%+$17,348
2018-06-27
LTSLadenburg Thalmann Financial Services Inc.Malamed Adam ScottEVP, COOP - Purchase$3.44+5,0001,199,3640%+$17,222
2018-06-25
EACQEasterly Acquisition Corp.Jefferies LLC10%S - Sale$10.30-500,0002,000,000-20%-$5,150,000
2018-06-25
LTSLadenburg Thalmann Financial Services Inc.Lampen RichardPres, CEOP - Purchase$3.57+5,0002,392,5920%+$17,838
E
2018-06-20
CPFHCapital Financial Holdings, IncDihle Gordon D.CEO, 10%P - Purchase$500.00+251+4%+$1,000
2018-06-19
GFFGriffon CorpGoldman Sachs Group Inc10%S - Sale$17.05-5,583,375649,296-90%-$95,224,461
M
2018-06-19
COWNCowen Inc.Cohen Peter ADirS - Sale$15.09-6,090689,505-1%-$91,903
2018-06-14
AMTDTd Ameritrade Holding CorpMoglia Joseph HDirS - Sale$60.00-10,000125,000-7%-$600,000
2018-06-18
GBLGamco Investors, Inc. Et AlCaterina KieranCo-Chief Accounting OfficerS - Sale$25.24-6636,000-10%-$16,736
DM
2018-06-14
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$29.91-117,043150,000-44%-$3,500,971
D
2018-06-13
VIRTVirtu Financial, Inc.Molluso JosephEVP, CFOS - Sale+OE$30.18-88,3040-100%-$2,665,280
2018-06-13
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+16,5006,011,0140%+$83,325
D
2018-06-15
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$56.03-2,6290-100%-$147,297
M
2018-06-13
COWNCowen Inc.Cohen Peter ADirS - Sale$15.23-5,000695,595-1%-$76,151
D
2018-06-12
SEICSei Investments CoUjobai Joseph PExec OFFICERS - Sale+OE$66.52-20,00045,080-31%-$1,330,400
D
2018-06-13
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$30.17-82,521242,116-25%-$2,489,295
2018-06-12
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$19.93-2,64024,826-10%-$52,626
D
2018-06-12
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$29.92-99,218242,116-29%-$2,968,424
M
2018-06-08
COWNCowen Inc.Cohen Peter ADirS - Sale$15.18-4,000700,595-1%-$60,706
D
2018-06-11
VIRTVirtu Financial, Inc.Cifu Douglas ACEOS - Sale+OE$30.33-93,334242,116-28%-$2,830,707
2018-06-06
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+5,4255,994,5140%+$27,396
2018-06-01
SCHWSchwab Charles CorpGoldfarb Mark ADirS - Sale$56.67-2,17421,190-9%-$123,209
M
2018-05-29
COWNCowen Inc.Cohen Peter ADirS - Sale$15.04-2,000704,5950%-$30,075
2018-05-30
SCHWSchwab Charles CorpChandoha Marie APres - CSIMS - Sale$56.00-10,0004,606-68%-$560,026
D
2018-05-30
RJFRaymond James Financial IncSantelli Jonathan NEVP, GC, SecyS - Sale+OE$96.99-2,27020-99%-$220,170
2018-05-24
BNFTBenefitfocus,inc.Goldman Sachs Group Inc10%S - Sale$33.03-2,500,0003,774,735-40%-$82,575,000
M
2018-05-23
COWNCowen Inc.Cohen Peter ADirS - Sale$15.16-8,372706,595-1%-$126,892
2018-05-22
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$59.85-174,750134,691,2220%-$10,458,386
D
2018-05-22
SCHWSchwab Charles CorpBettinger Walter WPres, CEOS - Sale+OE$59.71-251,300251,643-50%-$15,006,153
D
2018-05-22
SCHWSchwab Charles CorpClark Bernard J.EVP - Advisor ServicesS - Sale+OE$59.82-29,67856,916-34%-$1,775,196
2018-05-18
MKTXMarketaxess Holdings IncGomach David GDirS - Sale$204.90-7,55318,760-29%-$1,547,622
M
2018-05-21
SIEBSiebert Financial CorpCuttita Francis VDirS - Sale$9.30-4,000156,000-3%-$37,209
2018-05-21
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$59.45-210,750135,498,8120%-$12,529,003
D
2018-05-21
SCHWSchwab Charles CorpBettinger Walter WPres, CEOS - Sale+OE$59.72-113,832251,643-31%-$6,798,229
D
2018-05-21
SCHWSchwab Charles CorpCraig Jonathan M.Senior EVPS - Sale+OE$60.00-10,0000-100%-$600,001
M
2018-05-17
COWNCowen Inc.Cohen Peter ADirS - Sale$15.78-9,908714,967-1%-$156,375
2018-05-21
BLKBlackrock Inc.Smith Jeff ASenior MDS - Sale$546.13-16610,119-2%-$90,657
2018-05-16
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$59.13-101,970135,709,5620%-$6,029,313
D
2018-05-15
VIRTVirtu Financial, Inc.Tjmt Holdings LLCSee Remarks, 10%S - Sale+OE$27.16-3,281,25069,099,837-5%-$89,118,750
M
2018-05-14
JMPJmp Group LLCJolson Joseph ACEO, 10%P - Purchase$5.05+34,9065,989,089+1%+$176,174
M
2018-05-14
COWNCowen Inc.Cohen Peter ADirS - Sale$15.70-19,500724,875-3%-$306,163
DM
2018-05-14
GSGoldman Sachs Group IncSolomon David MPres, COOS - Sale+OE$244.40-3,497222,625-2%-$854,665
DM
2018-05-11
LTSLadenburg Thalmann Financial Services Inc.Gilinski SaulDirS - Sale+OE$3.78-42,0001,582,007-3%-$158,929
2018-05-15
VIRTVirtu Financial, Inc.Temasek Holdings (Private) Ltd10%S - Sale$27.16-3,450,00016,880,503-17%-$93,702,000
M
2018-05-09
COWNCowen Inc.Cohen Peter ADirS - Sale$15.64-19,500744,375-3%-$305,018
M
2018-05-10
GHLGreenhill & Co IncWyles DavidPresS - Sale$25.62-29,2420-100%-$749,042
M
2018-05-09
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.13+5,235990,861+1%+$53,023
M
2018-05-08
MKTXMarketaxess Holdings IncMcVey Richard MCOB, CEOS - Sale$203.22-35,0001,045,702-3%-$7,112,740
2018-05-09
BLKBlackrock Inc.Ford William EDirP - Purchase$530.95+1,0003,360+42%+$530,949
2018-05-08
SFStifel Financial CorpGrady Robert EdwardDirS - Sale$60.15-5,0005,828-46%-$300,750
2018-05-09
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$57.99-300,000135,948,5320%-$17,397,150
2018-05-08
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$57.23-250,000136,248,5320%-$14,307,050
M
2018-05-04
HCAPHarvest Capital Credit CorpJmp Group LLC10%P - Purchase$10.23+12,143985,626+1%+$124,239
M
2018-05-04
COWNCowen Inc.Cohen Peter ADirS - Sale$15.53-19,500763,875-2%-$302,929
M
2018-05-04
SCHWSchwab Charles CorpSchwab Charles RCOB, 10%S - Sale$56.65-450,000136,519,1970%-$25,491,960
2018-05-04
WDRWaddell & Reed Financial IncRaines James MDirS - Sale$18.38-96427,466-3%-$17,714
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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