9/16/22 17:00 | 9/9/22 | SWKH | Financ | Loan | Miscellaneous Business Credit | Staggs Joe David Jr | TX | O | P | P.a | 45 | 16.53 | 0 | 3 | 16 | 20 | D | | | | | | | | | | | | | | |
9/13/22 17:26 | 9/9/22 | SWKH | Financ | Loan | Miscellaneous Business Credit | Staggs Joe David Jr | TX | O | P | P | 45 | 16.53 | 0 | 3 | 20 | 17 | D | | | | | | | | | | | | | | |
5/22/17 16:27 | 5/18/17 | SWKH | Financ | Loan | Miscellaneous Business Credit | Carlson Capital L P | TX | TH | See Rema | P.m | 107 | 11.00 | 0 | 10 | 0 | 9,094 | I | | | | | | | | | | | | | | |
5/19/17 16:57 | 5/18/17 | SWKH | Financ | Loan | Miscellaneous Business Credit | Black Winston L III | TX | O | CEO | P.m | 10 | 11.02 | 0 | 1 | 10 | 10 | D | | | | | | | | | | | | | | |
5/17/17 17:43 | 5/15/17 | SWKH | Financ | Loan | Miscellaneous Business Credit | Carlson Capital L P | TX | TH | See Rema | P.m | 337 | 11.10 | 0 | 30 | 0 | 9,084 | I | | | | | | | | | | | | | | |
8/30/16 11:33 | 8/26/16 | SWKH | Financ | Loan | Miscellaneous Business Credit | Carlson Capital L P | TX | DTH | See Rema | P.m | 30 | 9.75 | 0 | 3 | 0 | 9,054 | I | | | | | | | | | | | | | | |
8/26/16 13:12 | 8/24/16 | SWKH | Financ | Loan | Miscellaneous Business Credit | Carlson Capital L P | TX | DTH | See Rema | P.m | 34 | 9.75 | 0 | 4 | 0 | 9,051 | I | | | | | | | | | | | | | | |
1/5/16 10:08 | 11/23/15 | SWKH | Financ | Loan | Miscellaneous Business Credit | Baker Dana Blair | TX | D | | P.a | 12 | 11.80 | 0 | 1 | 22 | 6 | D | | | | | | | | | | | | | | |
12/17/15 11:52 | 12/15/15 | SWKH | Financ | Loan | Miscellaneous Business Credit | Carlson Capital L P | TX | DTH | See Rema | P.m | 386 | 11.02 | 0 | 35 | 0 | 9,047 | I | | | | | | | | | | | | | | |
11/24/15 18:12 | 11/23/15 | SWKH | Financ | Loan | Miscellaneous Business Credit | Baker Dana Blair | TX | D | | P | 12 | 11.80 | 0 | 1 | 22 | 6 | D | | | | | | | | | | | | | | |
8/27/15 20:20 | 8/25/15 | SWKH | Financ | Loan | Miscellaneous Business Credit | Black Winston L III | TX | O | MD | P.m | 4 | 1.44 | 0 | 3 | 3 | 91 | D | | | | | | | | | | | | | | |
8/20/15 21:03 | 8/18/15 | SWKH | Financ | Loan | Miscellaneous Business Credit | Pope James Brett | TX | DO | CEO | P.m | 25 | 1.48 | 0 | 17 | 5 | 380 | D | | | | | | | | | | | | | | |
12/5/14 20:48 | 12/5/14 | SWKH | Financ | Loan | Miscellaneous Business Credit | Carlson Capital L P | TX | DTH | See Rema | P | 23,894 | 1.37 | 0 | 17,441 | 24 | 90,120 | I | | | | | | | | | | | | | | |
12/1/14 13:45 | 11/26/14 | SWKH | Financ | Loan | Miscellaneous Business Credit | Weinberg Michael | TX | D | | P | 91 | 0.8600 | 0 | 105 | 35 | 410 | D | | | | | | | | | | | | | | |
12/1/14 13:45 | 11/26/14 | SWKH | Financ | Loan | Miscellaneous Business Credit | Pope James Brett | TX | DO | CEO | P | 86 | 0.8600 | 0 | 100 | 38 | 363 | D | | | | | | | | | | | | | | |
12/1/14 13:45 | 11/26/14 | SWKH | Financ | Loan | Miscellaneous Business Credit | Jacobson Charles M | PA | O | CFO | P | 1 | 0.8600 | 0 | 2 | 35 | 6 | D | | | | | | | | | | | | | | |
12/1/14 13:44 | 11/26/14 | SWKH | Financ | Loan | Miscellaneous Business Credit | Black Winston L III | TX | O | MD | P | 21 | 0.8600 | 0 | 24 | 38 | 88 | D | | | | | | | | | | | | | | |
8/26/14 13:28 | 8/18/14 | SWKH | Financ | Loan | Miscellaneous Business Credit | Carlson Capital L P | TX | DTH | See Rema | P | 76,594 | 1.37 | 0 | 55,908 | 460 | 68,057 | I | | | | | | | | | | | | | | |
5/22/13 18:19 | 5/20/13 | SWKH | Tech | Softw | Prepackaged Software | Black Winston L III | TX | DO | MD | P.m | 11 | 0.7932 | 0 | 14 | 27 | 64 | D | | | | | | | | | | | | | | |
5/21/13 13:35 | 5/17/13 | SWKH | Tech | Softw | Prepackaged Software | Pope James Brett | TX | DO | CEO | P.m | 131 | 0.7943 | 0 | 165 | 169 | 262 | D | | | | | | | | | | | | | | |
5/31/12 20:29 | 5/30/12 | SWKH | Tech | Softw | Prepackaged Software | Black Winston L III | TX | O | MD | P | 24 | 0.8390 | 0 | 29 | 135 | 50 | D | | | | | | | | | | | | | | |
5/29/12 20:15 | 5/25/12 | SWKH | Tech | Softw | Prepackaged Software | Black Winston L III | TX | O | MD | P.m | 18 | 0.8306 | 0 | 21 | New | 21 | D | | | | | | | | | | | | | | |
5/24/12 09:46 | 5/18/12 | SWKH | Tech | Softw | Prepackaged Software | Pope James Brett | TX | O | CEO | P.am | 79 | 0.8113 | 0 | 97 | New | 97 | D | | | | | | | | | | | | | | |
9/21/10 17:44 | 9/20/10 | SWKH | Tech | Softw | Prepackaged Software | Burgon Paul | UT | O | Interim | P | 8 | 0.8046 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
6/2/10 15:44 | 5/28/10 | SWKH | Tech | Softw | Prepackaged Software | Nemelka John Fritzen | UT | DO | Interim | P.m | 23 | 0.9048 | 0 | 25 | 128 | 45 | M | | | | | | | | | | | | | | |
5/25/10 16:15 | 5/21/10 | SWKH | Tech | Softw | Prepackaged Software | Burgon Paul | UT | O | Interim | P.m | 5 | 0.8558 | 0 | 6 | 151 | 10 | D | | | | | | | | | | | | | | |
12/23/09 16:42 | 12/21/09 | KANA | Tech | Softw | Prepackaged Software | Kay Technology Corp, Inc. | CA | T | | P | 1,610 | 1.15 | 0 | 1,400 | 233 | 2,000 | I | | | | | | | | | | | | | | |
12/4/09 21:42 | 12/2/09 | KANA | Tech | Softw | Prepackaged Software | Kay Technology Corp, Inc. | CA | T | | P | 570 | 0.9500 | 0 | 600 | New | 600 | I | | | | | | | | | | | | | | |
10/29/09 13:17 | 10/28/09 | KANA | Tech | Softw | Prepackaged Software | Carlson Capital L P | TX | T | | P | 775 | 0.7500 | 0 | 1,033 | | 694 | I | | | | | | | | | | | | | | |
5/17/07 06:22 | 5/16/07 | KANA | Tech | Softw | Prepackaged Software | Nightwatch Capital Management, LLC | UT | T | | P | 358 | 3.26 | 0 | 110 | 2 | 6,317 | I | | | | | | | | | | | | | | |
5/15/07 21:20 | 5/11/07 | KANA | Tech | Softw | Prepackaged Software | Nightwatch Capital Management, LLC | UT | T | | P.m | 771 | 3.21 | 0 | 240 | 4 | 6,207 | I | | | | | | | | | | | | | | |
1/3/06 13:33 | 12/30/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P | 68 | 1.30 | 0 | 52 | 1 | 5,010 | S | | | | | | | | | | | | | | |
12/21/05 16:41 | 12/20/05 | KANA | BizSv | BizSv | Business Services | Clifford William Thaddeus | CT | D | | P | 1 | 1.33 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
11/22/05 15:23 | 11/18/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P | 78 | 1.21 | 0 | 65 | 1 | 4,958 | I | | | | | | | | | | | | | | |
11/18/05 09:47 | 11/16/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 101 | 1.27 | 0 | 80 | 2 | 4,893 | I | | | | | | | | | | | | | | |
11/16/05 11:01 | 11/14/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 79 | 1.31 | 0 | 60 | 1 | 4,813 | I | | | | | | | | | | | | | | |
11/14/05 09:56 | 11/9/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 201 | 1.36 | 0 | 148 | 3 | 4,753 | I | | | | | | | | | | | | | | |
11/7/05 11:04 | 11/3/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 110 | 1.37 | 0 | 80 | 2 | 4,605 | I | | | | | | | | | | | | | | |
11/3/05 10:55 | 11/1/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 38 | 1.38 | 0 | 27 | 1 | 4,525 | I | | | | | | | | | | | | | | |
11/2/05 16:01 | 10/25/05 | KANA | BizSv | BizSv | Business Services | Nightwatch Capital Management, LLC | UT | T | | P.ad | 465 | 1.31 | 0 | 354 | | 0 | I | | | | | | | | | | | | | | |
11/1/05 10:19 | 10/28/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 113 | 1.37 | 0 | 82 | 2 | 4,498 | I | | | | | | | | | | | | | | |
10/28/05 16:20 | 10/26/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 33 | 1.38 | 0 | 24 | 1 | 4,415 | I | | | | | | | | | | | | | | |
10/27/05 18:49 | 10/25/05 | KANA | BizSv | BizSv | Business Services | Nightwatch Capital Management, LLC | UT | T | | P.d | 446 | 1.32 | 0 | 338 | 7 | 5,407 | I | | | | | | | | | | | | | | |
10/26/05 15:16 | 10/24/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | | T | | P.m | 126 | 1.37 | 0 | 93 | 2 | 4,391 | I | | | | | | | | | | | | | | |
10/24/05 11:45 | 10/20/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 21 | 1.32 | 0 | 16 | 0 | 4,299 | I | | | | | | | | | | | | | | |
10/20/05 10:58 | 10/18/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 210 | 1.28 | 0 | 164 | 4 | 4,283 | I | | | | | | | | | | | | | | |
10/18/05 14:50 | 10/14/05 | KANA | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 1,165 | 1.35 | 0 | 862 | 26 | 4,119 | I | | | | | | | | | | | | | | |
10/11/05 11:16 | 10/6/05 | KANAE | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P | 122 | 1.54 | 0 | 79 | 2 | 3,257 | I | | | | | | | | | | | | | | |
9/30/05 13:23 | 9/28/05 | KANAE | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P | 11 | 1.51 | 0 | 8 | 0 | 3,178 | I | | | | | | | | | | | | | | |
9/28/05 16:11 | 9/26/05 | KANAE | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P.m | 38 | 1.51 | 0 | 25 | 1 | 3,170 | I | | | | | | | | | | | | | | |
9/26/05 12:52 | 9/23/05 | KANAE | BizSv | BizSv | Business Services | Empire Capital Management, L.L.C. | CT | T | | P | 70 | 1.51 | 0 | 46 | 1 | 3,145 | I | | | | | | | | | | | | | | |
11/16/04 19:30 | 11/12/04 | KANA | BizSv | BizSv | Business Services | Thompson John Melvin | CA | O | EVP,CFO | P | 90 | 1.50 | 0 | 60 | New | 60 | D | | | | | | | | | | | | | | |