Carlson Capital, L.P. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	4	1	10	3	6	12	10	16	24	12
P	%wins				90	67	89	50	75	100	78
S	%ret	1	1	1	-1	-5	0	-11	4	0	-3
S	%wins				100	100	100	100	0		80

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/26/24 17:34	9/25/24	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital, L.P.	TX	T		S	-558	1.74	0	-321	-7	4,335	I
9/23/24 16:05	9/19/24	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital, L.P.	TX	T		S	-91	1.82	0	-50	-1	4,656	I
7/1/24 16:55	6/27/24	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital L P	TX	T		S.m	-3,510	1.42	0	-2,470	-17	11,674	I
10/26/23 19:06	10/24/23	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital L P	TX	T		P.m	234	1.56	0	150	1	14,277	I
10/12/23 17:48	10/10/23	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital L P	TX	T		P	425	1.80	0	236	3	7,026	I
10/4/23 16:05	10/2/23	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital L P	TX	T		P.m	631	1.94	0	325	2	13,505	I
9/7/23 17:02	9/5/23	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital L P	TX	T		P.m	584	1.95	0	300	2	12,830	I
8/17/23 17:41	8/15/23	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital L P	TX	T		P.m	500	2.00	0	250	2	12,260	I
8/17/23 17:29	8/15/23	TFFP	Tff Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Carlson Capital L P	TX	T		S.m	-94	0.4372	0	-216	-2	10,129	I
3/31/23 16:16	3/29/23	GLT	Glatfelter Corp	PA	BizSv	Paper	Paper Mills	Carlson Capital L P	TX	T		P.d	1,547	3.09	0	500	5	11,330	I
7/5/17 20:29	6/26/17	REGI	Renewable Energy Group, Inc.	DE	Chem	OChm	Industrial Organic Chemicals	Carlson Capital L P	TX	T		S	-834	12.83	0	-65	-2	3,835	I
5/22/17 16:27	5/18/17	SWKH	Swk Holdings Corp	DE	Financ	Loan	Miscellaneous Business Credit	Carlson Capital L P	TX	TH	See Rema	P.m	107	11.00	0	10	0	9,094	I
5/17/17 17:43	5/15/17	SWKH	Swk Holdings Corp	DE	Financ	Loan	Miscellaneous Business Credit	Carlson Capital L P	TX	TH	See Rema	P.m	337	11.10	0	30	0	9,084	I
12/8/16 11:36	12/6/16	AROCU	Archrock, Inc.		Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-4,208	13.80	0	-305	-4	6,689	I
12/6/16 10:49	12/2/16	AROCU	Archrock, Inc.		Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-5,658	13.44	0	-421	-6	6,994	I
12/2/16 10:19	11/30/16	AROCU	Archrock, Inc.		Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-5,100	13.48	0	-378	-5	7,415	I
11/29/16 11:01	11/25/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S	-1,034	13.79	0	-75	-1	7,793	I
11/25/16 09:57	11/22/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-5,125	13.54	0	-378	-5	7,868	I
11/22/16 13:22	11/18/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-4,603	13.53	0	-340	-2	16,694	I
11/18/16 12:00	11/16/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S	-2,277	12.94	0	-176	-2	8,587	I
11/16/16 12:17	11/14/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-5,795	12.83	0	-452	-5	8,763	I
10/14/16 12:42	10/12/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S	-564	12.86	0	-44	0	9,214	I
8/30/16 11:33	8/26/16	SWKH	Swk Holdings Corp	DE	Financ	Loan	Miscellaneous Business Credit	Carlson Capital L P	TX	DTH	See Rema	P.m	30	9.75	0	3	0	9,054	I
8/26/16 13:12	8/24/16	SWKH	Swk Holdings Corp	DE	Financ	Loan	Miscellaneous Business Credit	Carlson Capital L P	TX	DTH	See Rema	P.m	34	9.75	0	4	0	9,051	I
7/27/16 16:28	7/25/16	UTEK	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		S.m	-19,863	24.52	5	-810	-23	2,644	I	10	61	29	12	10	12	4	2	-1	-5	0	-11	4
2/29/16 15:29	2/25/16	AROCU	Archrock, Inc.	DE	BizSv	Lease	Equipment Rental & Leasing	Carlson Capital L P	TX	T		P.m	2,554	3.85	0	663	8	9,258	I
1/29/16 12:43	1/27/16	AROCU	Archrock, Inc.	DE	BizSv	Lease	Equipment Rental & Leasing	Carlson Capital L P	TX	T		P.m	2,454	5.55	0	442	5	8,595	I
1/27/16 16:12	1/25/16	AROCU	Archrock, Inc.	DE	BizSv	Lease	Equipment Rental & Leasing	Carlson Capital L P	TX	T		P.m	2,363	4.96	0	476	6	8,153	I
1/25/16 15:09	1/21/16	AROCU	Archrock, Inc.	DE	BizSv	Lease	Equipment Rental & Leasing	Carlson Capital L P	TX	T		P.m	3,154	5.55	0	568	8	7,677	I
12/17/15 11:52	12/15/15	SWKH	Swk Holdings Corp	DE	Financ	Loan	Miscellaneous Business Credit	Carlson Capital L P	TX	DTH	See Rema	P.m	386	11.02	0	35	0	9,047	I
11/3/15 11:47	10/30/15	UTEK	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		P.m	1,377	15.66	4	88	3	3,454	I	-34	-18	-21	-3	-6	2	9	-3	3	-1	9	26	35	34
10/30/15 11:25	10/28/15	UTEK	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		P.m	1,357	15.68	4	87	3	3,366	I	-35	-15	-24	-2	-6	-7	-2	4	1	1	7	31	42	39
10/28/15 13:09	10/26/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		P.m	495	14.99	0	33	1	3,280	I
10/15/15 11:00	10/13/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		S	-82	15.62	0	-5	0	3,246	I
10/5/15 11:41	10/1/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		S.m	-772	15.45	0	-50	-2	3,252	I
9/25/15 15:01	9/24/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		S	-1,266	15.67	0	-81	-2	3,302	I
8/4/15 11:50	8/3/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		P	1,418	15.81	0	90	3	3,382	I
8/3/15 15:35	7/31/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		P	1,242	15.98	0	78	2	3,293	I
4/28/15 15:27	4/7/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		P.m	8,079	18.46	0	438	16	3,215	I
12/5/14 20:48	12/5/14	SWKH	Swk Holdings Corp	DE	Financ	Loan	Miscellaneous Business Credit	Carlson Capital L P	TX	DTH	See Rema	P	23,894	1.37	0	17,441	24	90,120	I
8/26/14 13:28	8/18/14	SWKH	Swk Holdings Corp	DE	Financ	Loan	Miscellaneous Business Credit	Carlson Capital L P	TX	DTH	See Rema	P	76,594	1.37	0	55,908	460	68,057	I
7/10/14 21:29	6/30/14	TPH	Tri Pointe Homes, Inc.		Build	Homebld	Operative Builders	Carlson Capital L P	TX	T		P.m	17,820	15.51	33	1,149	37	4,235	I		-2	-16	-3	4	-6	3	0	-2	-1	-11	-11	3	0
5/8/13 17:14	5/6/13	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	See Rema	S.m	-10,036	34.02	0	-295	-5	5,081	I
3/21/13 18:36	3/19/13	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	(See Rem	S	-277	27.67	0	-10	0	2,811	I
3/15/13 18:21	3/13/13	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	See Rema	S.m	-8,125	28.21	0	-288	-5	5,888	I
3/12/13 21:40	3/8/13	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	See Rema	S.m	-8,738	28.01	0	-312	-5	6,447	I
12/26/12 20:33	12/21/12	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	See Rema	S.m	-6,144	23.05	0	-267	-4	6,842	I
11/29/12 20:35	11/27/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		S.m	-7,513	14.34	0	-524	-4	11,910	I
11/21/12 19:23	11/19/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		S.m	-7,372	14.31	0	-515	-3	19,272	I
11/16/12 20:21	11/14/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		S.m	-20,458	14.30	0	-1,431	-9	15,000	I
6/28/12 19:44	6/26/12	EPL	Energy Partners Ltd	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		S.m	-8,962	16.27	0	-551	-7	7,825	I
5/8/12 17:16	5/4/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P.m	848	6.70	0	126	1	16,338	I
4/11/12 21:36	4/9/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P.m	969	5.92	0	164	1	16,040	I
4/4/12 21:43	4/2/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P.m	700	6.33	0	110	1	15,826	I
3/26/12 20:57	3/22/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P	356	7.13	0	50	0	15,613	I
3/6/12 19:01	3/2/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P.m	1,131	7.54	4	150	1	15,413	I	51	-35	8	62	13	-4	-5	-1	3
1/27/12 14:51	1/25/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P	188	6.85	4	27	0	7,619	I	145	-10	-21	41	45	8	15	3	9	13	13
1/11/12 17:47	1/9/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P.m	919	6.13	4	150	1	15,063	I	76	-8	-36	20	34	26	-6	-6	0	7	29
12/30/11 16:41	12/28/11	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P	304	6.09	4	50	0	14,671	I	91	18	-33	37	26	24	33	6	1	-2	10
12/27/11 20:45	12/22/11	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P.m	1,380	5.98	4	231	2	14,553	I	98	8	-33	23	17	16	30	15	1	8	15
12/21/11 21:53	12/19/11	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		P.em	8,525	4.97	3	1,716	9	19,782	I	69	-7	-39	3	-7	4	-2	11	9	10	24
3/18/11 16:42	3/16/11	EPL	Energy Partners Ltd	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		P.m	2,903	14.52	4	200	2	8,319	I		30	47	11	-4	-5	3	7	1	15	15	-7	-18
3/4/11 11:31	3/3/11	CFW	Cano Petroleum, Inc		Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		S	-400	0.6400	0	-624	-13	4,182	I
10/20/10 17:52	10/18/10	CFW	Cano Petroleum, Inc		Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		P	366	0.4575	0	800	20	4,806	I
10/29/09 13:17	10/28/09	KANA	Kana Software Inc	DE	Tech	Softw	Prepackaged Software	Carlson Capital L P	TX	T		P	775	0.7500	0	1,033		694	I
11/5/08 15:40	11/3/08	CFW	Cano Petroleum, Inc		Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		P	57	0.5700	0	100	2	5,606	I
11/4/08 13:49	10/31/08	CFW	Cano Petroleum, Inc		Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		P	198	0.6600	0	300	6	5,506	I
11/3/08 15:58	10/30/08	CFW	Cano Petroleum, Inc		Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		P	126	0.6300	0	200	4	5,206	I
12/31/07 15:15	12/28/07	RBI	Sport Supply Group, Inc.	DE	Retail	eCom	Catalog & Mail-Order Houses	Carlson Capital L P	TX	T		P	1,238	7.89	0	157	250	220	I
12/28/07 16:39	12/26/07	RBI	Sport Supply Group, Inc.	DE	Retail	eCom	Catalog & Mail-Order Houses	Carlson Capital L P	TX	T		P.m	771	7.71	0	100	93	207	I
12/27/07 10:11	12/20/07	RBI	Sport Supply Group, Inc.	DE	Retail	eCom	Catalog & Mail-Order Houses	Carlson Capital L P	TX	T		P.m	7,060	7.39	0	956		199	I
10/4/07 15:06	10/2/07	RBI	Sport Supply Group, Inc.	DE	Retail	eCom	Catalog & Mail-Order Houses	Carlson Capital L P	TX	T		P	1	8.99	0	0	0	144	I
10/1/07 17:40	9/27/07	RBI	Sport Supply Group, Inc.	DE	Retail	eCom	Catalog & Mail-Order Houses	Carlson Capital L P	TX	T		P.m	260	8.99	0	29	25	144	I
9/27/07 14:28	9/25/07	RBI	Sport Supply Group, Inc.	DE	Retail	eCom	Catalog & Mail-Order Houses	Carlson Capital L P	TX	T		P.m	5	8.99	0	1	0	140	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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