Carlson Capital L P - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	1	1	-1	-5	0	-11	4	0	-3
S	%wins				100	100	100	100	0		80

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m
8/17/23 17:29	8/15/23	TFFP	Tff Pharmaceuticals, Inc.	DE	Health	Drug	Pharmaceutical Preparations	Carlson Capital L P	TX	T		S.m	-94	0.4372	0	-216	-2	10,129	I
7/5/17 20:29	6/26/17	REGI	Renewable Energy Group, Inc.	DE	Chem	OChm	Industrial Organic Chemicals	Carlson Capital L P	TX	T		S	-834	12.83	0	-65	-2	3,835	I
12/8/16 11:36	12/6/16	AROCU	Archrock, Inc.		Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-4,208	13.80	0	-305	-4	6,689	I
12/6/16 10:49	12/2/16	AROCU	Archrock, Inc.		Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-5,658	13.44	0	-421	-6	6,994	I
12/2/16 10:19	11/30/16	AROCU	Archrock, Inc.		Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-5,100	13.48	0	-378	-5	7,415	I
11/29/16 11:01	11/25/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S	-1,034	13.79	0	-75	-1	7,793	I
11/25/16 09:57	11/22/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-5,125	13.54	0	-378	-5	7,868	I
11/22/16 13:22	11/18/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-4,603	13.53	0	-340	-2	16,694	I
11/18/16 12:00	11/16/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S	-2,277	12.94	0	-176	-2	8,587	I
11/16/16 12:17	11/14/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S.m	-5,795	12.83	0	-452	-5	8,763	I
10/14/16 12:42	10/12/16	AROCU	Archrock, Inc.	DE	Utility	NgDist	Natural Gas Transmission	Carlson Capital L P	TX	T		S	-564	12.86	0	-44	0	9,214	I
7/27/16 16:28	7/25/16	UTEK	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		S.m	-19,863	24.52	5	-810	-23	2,644	I	10	61	29	12	10	12	4	2	-1	-5	0	-11	4
10/15/15 11:00	10/13/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		S	-82	15.62	0	-5	0	3,246	I
10/5/15 11:41	10/1/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		S.m	-772	15.45	0	-50	-2	3,252	I
9/25/15 15:01	9/24/15	UTEKU	Ultratech Inc	DE	Machn	Mchn	Special Industry Machinery	Carlson Capital L P	TX	T		S	-1,266	15.67	0	-81	-2	3,302	I
5/8/13 17:14	5/6/13	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	See Rema	S.m	-10,036	34.02	0	-295	-5	5,081	I
3/21/13 18:36	3/19/13	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	(See Rem	S	-277	27.67	0	-10	0	2,811	I
3/15/13 18:21	3/13/13	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	See Rema	S.m	-8,125	28.21	0	-288	-5	5,888	I
3/12/13 21:40	3/8/13	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	See Rema	S.m	-8,738	28.01	0	-312	-5	6,447	I
12/26/12 20:33	12/21/12	EPL	Epl Oil & Gas, Inc.	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	DH	See Rema	S.m	-6,144	23.05	0	-267	-4	6,842	I
11/29/12 20:35	11/27/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		S.m	-7,513	14.34	0	-524	-4	11,910	I
11/21/12 19:23	11/19/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		S.m	-7,372	14.31	0	-515	-3	19,272	I
11/16/12 20:21	11/14/12	SRZ	Sunrise Senior Living Inc	DE	Health	Health	Nursing & Personal Care Facil	Carlson Capital L P	TX	T		S.m	-20,458	14.30	0	-1,431	-9	15,000	I
6/28/12 19:44	6/26/12	EPL	Energy Partners Ltd	DE	Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		S.m	-8,962	16.27	0	-551	-7	7,825	I
3/4/11 11:31	3/3/11	CFW	Cano Petroleum, Inc		Energy	OilPrd	Crude Petroleum & Natural Gas	Carlson Capital L P	TX	T		S	-400	0.6400	0	-624	-13	4,182	I

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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