MVC - Mvc Capital, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	15	136	1	3	0	-1	-3	-6	-1
P	%wins				79	81	48	48	38	36	55
S	%ret	1	5	40	2	0	-2	-3	-6	-33	-7
S	%wins				8	90	95	88	90	88	76

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
10/10/19 11:05	10/8/19	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	9	8.88	0	1	1	68	D
10/1/19 18:39	9/30/19	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	18	8.97	0	2	3	67	D
9/26/19 17:41	9/24/19	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P.m	18	8.93	0	2	0	1,000	D
7/10/19 16:00	7/8/19	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	104	9.37	0	11	1	998	D
4/15/19 16:41	4/12/19	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	19	9.20	0	2	0	987	D
3/28/19 14:13	3/26/19	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	5	9.10	0	1	2	23	D
10/12/18 17:00	10/10/18	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-4,230	9.41	0	-449	-95	22	I
10/10/18 19:08	10/5/18	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.a	-622	9.43	0	-66	-12	472	I
10/9/18 16:41	10/5/18	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-622	9.43	0	-66	-12	472	I
10/5/18 17:09	10/3/18	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-95	9.51	0	-10	-2	538	I
10/3/18 16:30	10/1/18	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-181	9.59	0	-19	-3	548	I
9/27/18 17:27	9/25/18	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S	-65	9.75	0	-7	-1	566	I
9/25/18 16:32	9/21/18	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-86	9.76	0	-9	-2	551	I
7/12/18 20:00	7/10/18	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	47	9.36	0	5	1	985	D
4/16/18 16:30	4/12/18	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	39	10.06	0	4	0	980	D
4/3/18 16:14	3/29/18	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	200	9.99	0	20	2	976	D
3/29/18 14:03	3/27/18	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	100	10.01	0	10	1	956	D
3/28/18 18:19	3/27/18	MVC	Fund	CEF	Closed-End Funds	Holtsberg Warren	NY	D		P	10	10.04	0	1	14	8	D
3/28/18 13:04	3/26/18	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	10	9.98	0	1	2	65	D
3/26/18 16:33	3/22/18	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	25	10.13	0	3	0	946	D
3/21/18 17:08	3/19/18	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	25	10.12	0	3	0	944	D
3/16/18 14:31	3/14/18	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	10	10.00	0	1	2	64	D
1/23/18 16:08	1/19/18	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	106	10.55	0	10	1	941	D
6/15/17 17:00	6/13/17	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		S.m	-293	9.82	0	-30	-3	979	I
10/14/16 15:11	10/12/16	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	174	8.71	0	20	6	369	I	-7	16	18	8	5	6	3	2	-1	0	1	2	6
10/29/14 21:45	3/14/14	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P.m	229	13.18	1	17	2	1,017	I	-1	-17	-12	-10	-2	3	2	0	0	0	-1	-14	-11	-22
10/10/14 14:42	10/8/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	308	10.99	1	28	4	673	I	-7	-16	-15	-14	-14	-4	2	1	-1	1	4	-7	-10	-21
9/30/14 10:35	9/29/14	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	19	10.78	1	2	3	63	D	-8	-14	-19	-16	-15	-13	-6	-5	0	1	6	-5	-9	-20
9/30/14 10:35	9/26/14	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	434	10.86	1	40	4	931	D	-8	-14	-19	-16	-15	-13	-6	-5	0	1	6	-5	-9	-20
9/19/14 10:04	9/18/14	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	14	11.55	1	1	2	61	D	-2	-8	-16	-7	-7	-10	-7	-3	-1	-3	-3	-12	-14	-17
9/18/14 16:09	9/16/14	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	S	-18	11.77	1	-2	-6	23	D	-1	-7	-15	-6	-6	-9	-7	-3	-1	-2	-4	-13	-15	-17
9/18/14 16:09	9/16/14	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	24	11.78	1	2	9	23	D	-1	-7	-15	-6	-6	-9	-7	-3	-1	-2	-4	-13	-15	-17
9/12/14 15:26	9/11/14	MVC	Fund	CEF	Closed-End Funds	Schuenke Scott	NY	O	CFO,CCO	P	10	12.02	1	1	42	3	D	2	-2	-8	-3	-3	-5	-5	-3	-1	-5	-10	-14	-17	-21
6/27/14 17:40	6/19/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	2,214	12.54	2	177	38	645	I	2	2	-7	-9	-4	-1	-1	0	3	3	2	-12	-19	-15
6/12/14 11:34	6/10/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	298	12.42	2	24	5	468	I	9	1	-10	-10	-5	-3	-3	0	0	0	5	0	-14	-13
4/30/14 14:15	4/28/14	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	220	12.98	2	17	2	1,000	I	8	4	-6	-9	-5	-2	-2	-2	1	1	-1	-1	-12	-22
4/17/14 14:59	4/15/14	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	223	13.13	2	17	2	983	I	12	10	-2	-4	-4	-2	-1	1	0	0	-3	-3	-17	-24
4/15/14 16:09	4/11/14	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P.m	215	13.14	2	16	2	966	I	8	9	-3	-3	-6	-6	-4	-2	1	2	-1	0	-16	-23
4/2/14 12:01	3/31/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	339	13.54	2	25	6	444	I	13	13	7	2	-6	-2	-1	0	0	-2	-3	-3	-19	-27
3/24/14 14:43	3/20/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	512	13.92	1	37	10	419	I	15	14	8	3	-2	-4	-1	0	0	-3	-3	-10	-16	-27
3/18/14 10:21	3/14/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	46	13.47	1	3	1	382	I	15	11	10	0	-3	-5	-1	-1	1	1	-5	-8	-12	-28
3/14/14 18:51	3/14/14	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	20	13.40	1	2	3	60	D	11	7	7	-4	-7	-9	-5	-3	2	3	-3	-7	-10	-25
2/25/14 09:24	1/7/13	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P.a	19	12.15	1	2	3	59	D	28	21	21	8	9	4	3	1	-1	-2	-5	-12	-13	-30
1/27/14 14:41	1/24/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	355	14.20	1	25	7	379	I	25	22	13	3	2	5	6	0	0	0	2	-7	-9	-29
1/24/14 14:48	1/22/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	212	14.25	1	15	4	354	I	25	23	13	4	2	6	5	1	0	0	3	-7	-9	-29
1/22/14 13:14	1/17/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	35	13.89	1	3	1	339	I	27	22	12	4	2	7	5	2	0	1	3	-6	-8	-29
1/17/14 14:24	1/16/14	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	S	-41	13.81	1	-3	-12	23	D	26	19	11	3	-2	5	4	3	1	2	6	-4	-6	-27
1/17/14 14:24	1/16/14	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	42	13.85	1	3	15	23	D	26	19	11	3	-2	5	4	3	1	2	6	-4	-6	-27
1/17/14 12:24	1/15/14	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	495	13.78	1	36	12	337	I	26	19	11	3	-2	5	4	3	1	2	6	-4	-6	-27
9/17/13 12:41	9/13/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	2,005	12.70	1	158	20	941	I	24	7	3	3	1	2	3	1	0	2	7	9	9	-6
9/13/13 15:32	9/11/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P.m	218	12.69	1	17	2	783	I	26	4	0	1	-1	2	2	1	1	2	10	12	9	-2
8/22/13 11:22	8/21/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	82	12.30	1	7	1	766	I	22	1	-1	-3	-4	-4	-3	0	1	0	7	14	22	7
6/20/13 11:30	6/19/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	479	12.72	1	38	5	759	I	10	5	10	3	-2	-1	-1	0	-1	-2	1	3	7	2
6/17/13 14:11	6/14/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	477	12.65	1	38	6	721	I	9	6	11	-1	-3	-1	0	0	0	-1	1	2	11	2
6/13/13 15:40	6/12/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	43	12.65	1	3	1	684	I	5	6	11	-2	-1	-1	-1	-1	0	1	2	1	13	2
6/6/13 15:00	6/5/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	335	12.69	1	26	4	680	I	6	7	9	0	-2	-3	-2	0	1	0	0	1	15	7
6/3/13 15:28	5/31/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	480	12.76	1	38	6	654	I	5	7	10	1	0	-3	-2	-2	1	0	-1	-1	15	5
4/22/13 11:23	4/18/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	63	12.60	1	5	1	616	I	4	2	5	6	-1	2	1	1	0	1	2	2	11	8
4/18/13 15:36	4/17/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	173	12.52	1	14	2	611	I	2	2	3	4	-2	0	-2	-1	1	3	4	3	11	10
4/17/13 14:11	4/15/13	MVC	Fund	CEF	Closed-End Funds	Goldstein Phillip	NY	D		P	320	12.59	1	25	4	598	I	3	2	3	5	0	0	-1	0	-1	2	4	2	12	7
3/18/13 16:34	3/14/13	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		S.m	-1,513	12.93	1	-117	-28	301	I	6	4	5	12	6	3	1	0	-1	-1	0	1	3	12
1/8/13 12:47	1/7/13	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	19	12.15	2	2	3	58	D	-10	6	-2	-2	2	5	3	1	1	0	1	5	8	15
1/4/13 13:12	1/3/13	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		S	-363	12.12	1	-30	-7	418	I	-10	9	-2	-3	3	5	4	0	1	2	-1	5	5	16
1/3/13 16:30	12/31/12	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		S.m	-729	12.13	1	-60	-12	448	I	-11	8	-5	-4	1	3	2	1	1	2	0	5	5	15
1/3/13 11:40	1/2/13	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	12	12.00	1	1	5	23	D	-11	8	-5	-4	1	3	2	1	2	3	2	6	6	17
1/2/13 18:28	12/31/12	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	1,004	12.17	1	83	10	882	D	-12	9	-2	-3	4	5	4	3	2	2	2	6	6	17
6/20/12 12:43	6/19/12	MVC	Fund	CEF	Closed-End Funds	Taylor William E	NY	D		P	4	12.86	1	0	1	47	D	6	7	11	0	0	3	3	2	0	0	0	0	-7	2
6/18/12 12:07	6/14/12	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P.m	378	12.61	1	30	4	784	D	4	5	8	-1	0	2	2	1	0	4	2	1	-5	5
6/14/12 12:53	6/13/12	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	13	12.53	1	1	2	57	D	0	0	6	-3	-4	-1	1	-1	2	4	4	3	-3	7
6/14/12 12:53	6/13/12	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		S	0	12.46	1	0	0	57	D	0	0	6	-3	-4	-1	1	-1	2	4	4	3	-3	7
4/11/12 14:41	4/9/12	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	132	13.04	1	10	1	747	D	0	-2	25	9	3	0	-1	0	1	1	-1	-1	-1	2
4/11/12 12:21	4/9/12	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	65	12.96	1	5	1	508	I	0	-2	25	9	3	0	-1	0	1	1	-1	-1	-1	2
4/4/12 17:59	4/3/12	MVC	Fund	CEF	Closed-End Funds	Taylor William E	NY	D		P	13	13.20	1	1	2	47	D	3	-1	31	9	6	1	0	0	0	1	-1	-1	-1	3
3/29/12 16:10	3/27/12	MVC	Fund	CEF	Closed-End Funds	Dominianni Emilia	NY	D		P.m	66	13.12	1	5	20	30	I	3	0	22	11	6	4	0	-1	0	-1	2	-2	-1	0
1/24/12 13:05	1/20/12	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	33	12.16	0	3	0	737	D	12	-10	-5	7	5	7	2	2	0	2	1	5	4	2
1/19/12 21:03	1/17/12	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	12	11.95	1	1	5	21	D	8	-14	-6	8	1	3	2	0	1	3	1	5	7	4
1/19/12 21:00	1/17/12	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	12	12.00	1	1	2	56	D	8	-14	-6	8	1	3	2	0	1	3	1	5	7	4
3/31/11 17:02	3/29/11	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	74	13.50	1	6	1	707	D	78	5	7	-7	-2	2	5	3	0	2	2	-3	-20	-1
3/28/11 18:22	3/24/11	MVC	Fund	CEF	Closed-End Funds	Dominianni Emilia	NY	D		P	66	13.14	2	5	27	24	I	59	1	4	-8	-4	-6	3	3	2	4	4	-2	-19	3
1/3/11 14:25	12/30/10	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	4	14.75	1	0	2	20	D	45	28	16	15	11	2	-3	0	2	2	-3	-6	-9	-18
1/13/10 18:24	1/11/10	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T		DO	CB	P	245	12.23	1	20	3	678	D	-15	16	51	32	17	7	2	0	1	1	-4	20	9	27
1/11/10 17:53	1/7/10	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	6	11.90	1	1	3	20	D	-16	14	55	32	14	8	-2	-2	-1	-3	-8	14	6	26
10/8/09 12:38	10/6/09	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	224	8.97	1	25	4	643	D	-49	-22	-3	13	-1	-7	-2	2	5	6	8	39	58	51
10/1/09 16:16	9/29/09	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	9	8.76	1	1	6	19	D	-49	-40	3	4	-3	-5	-6	-4	-1	2	7	39	60	54
8/28/09 17:06	8/27/09	MVC	Fund	CEF	Closed-End Funds	Wynnefield Partners Small Cap Value LP	NY	T		S	-1,713	9.02	1	-190	-4	4,807	M	-39	-37	17	13	8	-4	2	-3	0	-3	-1	17	39	47
7/8/09 15:49	7/7/09	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W		O	MD	P	4	8.10	1	1	3	18	D	-53	-36	-25	-11	-1	-2	-4	-5	-1	2	19	9	54	67
6/12/09 21:31	6/11/09	MVC	Fund	CEF	Closed-End Funds	Seidenberg Peter Faust	NY	O	Officer	P	2	8.23	1	0	8	4	D	-54	-42	-25	4	-4	0	-3	-3	1	-1	-3	12	33	67
6/10/09 18:14	6/9/09	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P.m	8	8.22	1	1	6	17	D	-53	-43	-22	8	-2	2	2	-2	0	1	-3	9	34	63
3/31/09 20:38	3/30/09	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	8	7.98	1	1	0	602										5	12	4	4	12	77
3/31/09 20:36	3/30/09	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	4	7.76	1	1	3	16										5	12	4	4	12	77
3/31/09 14:07	3/30/09	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	8	7.82	1	1	2	51										13	20	12	12	20	85
3/30/09 17:16	3/30/09	MVC	Fund	CEF	Closed-End Funds	Seidenberg Peter Faust	NY	O	CFO	P	1	7.95	1	0	3	4										8	18	10	9	20	80
3/30/09 17:12	3/30/09	MVC	Fund	CEF	Closed-End Funds	Shapiro Jaclyn L	NY	O	VP,Secre	P	4	7.81	1	1	33	2										8	18	10	9	20	80
3/30/09 15:17	3/27/09	MVC	Fund	CEF	Closed-End Funds	Taylor William E	NY	D		P	22	8.84	1	3	7	41										1	12	4	3	14	74
3/30/09 15:15	3/27/09	MVC	Fund	CEF	Closed-End Funds	Holtsberg Warren	NY	D		P	9	8.50	1	1	17	7										1	12	4	3	14	74
3/17/09 15:01	3/13/09	MVC	Fund	CEF	Closed-End Funds	Dominianni Emilia	NY	D		P	51	8.29	1	6	25	30	B									13	12	16	4	16	75
3/17/09 13:08	3/13/09	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	16	8.13	1	2	4	50										13	12	16	4	16	75
3/17/09 11:52	3/13/09	MVC	Fund	CEF	Closed-End Funds	Seidenberg Peter Faust	NY	O	CFO	P	2	8.30	1	0	7	4										13	12	16	4	16	75
3/17/09 11:29	3/13/09	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	12	8.10	1	2	10	17										13	12	16	4	16	75
3/6/09 12:30	3/5/09	MVC	Fund	CEF	Closed-End Funds	Obus Nelson	NY	T		P	33	6.60	1	5	0	2,594	D	-57	-54	-56	-35	-38	-36	-28	-14	-3	22	42	31	38	109
1/9/09 15:58	1/8/09	MVC	Fund	CEF	Closed-End Funds	Shapiro Jaclyn L	NY	O	VP,Secre	P	3	11.00	1	0	22	2										-1	0	-8	-12	-26	14
1/8/09 16:13	1/8/09	MVC	Fund	CEF	Closed-End Funds	Schuenke Scott	NY	O	CCO	P	2	10.99	1	0	17	2										-1	-2	-6	-14	-26	15
1/5/09 15:24	1/2/09	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	44	10.95	1	4	37	15										2	0	-1	-15	-22	19
11/18/08 18:16	11/14/08	MVC	Fund	CEF	Closed-End Funds	Wynnefield Partners Small Cap Value LP	NY	T		P	106	10.57	2	10	0	5,177	M	-25	-40	-33	-32	-14	-11	-13	-5	-6	14	17	-2	-15	4
11/5/08 14:15	11/3/08	MVC	Fund	CEF	Closed-End Funds	Wynnefield Partners Small Cap Value LP	NY	T		P.m	261	12.05	3	22	1	2,579	I	-2	-23	-20	-17	-20	-4	10	0	0	-7	-17	-15	-33	-19
10/14/08 09:53	10/9/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	875	11.67	3	75	20	453	D	9	-25	-9	0	-9	-12	-7	22	4	-5	-16	-16	-27	-27
10/14/08 09:49	10/9/08	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	22	11.21	3	2	4	47	D	9	-25	-9	0	-9	-12	-7	22	4	-5	-16	-16	-27	-27
10/8/08 19:33	9/18/08	MVC	Fund	CEF	Closed-End Funds	Wynnefield Partners Small Cap Value LP	NY	T		P.m	711	12.51	2	57	1	5,114	M	-5	-35	-19	-12	-20	-15	-22	-18	2	24	10	2	-11	-14
9/22/08 13:37	9/17/08	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	140	14.00	2	10	2	589	D	24	-16	-1	5	3	2	3	3	-3	0	-17	-26	-39	-36
9/18/08 15:49	9/17/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	132	14.00	1	9	3	378	D	12	-21	-6	-4	-4	-7	-8	-6	7	8	-10	-18	-35	-29
9/17/08 21:03	9/15/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.am	448	14.50	1	31	9	369	D	20	-10	-3	0	-1	-1	2	1	7	8	-10	-19	-31	-28
9/17/08 11:35	9/15/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	158	14.48	1	11	3	349	D	20	-10	-3	0	-1	-1	2	1	-5	3	-15	-25	-36	-34
9/16/08 14:44	9/12/08	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	166	15.11	1	11	2	579	D	16	-14	0	-6	1	-3	-2	-4	4	4	-3	-21	-37	-32
9/15/08 12:55	9/12/08	MVC	Fund	CEF	Closed-End Funds	Holtsberg Warren	NY	D		P	7	14.94	1	1	9	6	D	21	-10	3	-2	5	-1	-1	2	-4	2	-10	-25	-44	-35
9/12/08 14:34	9/10/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	474	14.64	1	32	11	338	D	20	-12	-1	0	4	-2	0	-3	2	2	-16	-20	-42	-34
9/11/08 20:33	9/10/08	MVC	Fund	CEF	Closed-End Funds	Dominianni Emilia	NY	D		P	44	14.68	1	3	14	24	I	21	-10	3	2	6	-1	0	2	2	-4	-23	-22	-43	-33
6/12/08 13:52	6/12/08	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	5	14.90	1	0	1	44	D	29	-21	-12	2	-5	-2	-3	-2	0	0	-7	2	-23	-42
6/11/08 20:51	6/11/08	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	75	14.90	1	5	13	44	D	31	-21	-10	2	-6	-2	-3	-3	0	1	-8	0	-22	-42
6/11/08 17:50	6/11/08	MVC	Fund	CEF	Closed-End Funds	Seidenberg Peter Faust	NY	O	CFO	P	5	14.90	1	0	11	3	D	31	-21	-10	2	-6	-2	-3	-3	0	1	-8	0	-22	-42
3/20/08 20:24	3/12/07	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		P.m	1,181	15.83	1	75	2	3,112	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 20:21	3/5/07	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		P.am	401	15.80	1	25	1	3,037	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 20:16	2/23/07	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		P.a	6,500	16.25	1	400	15	3,012	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 20:13	1/5/07	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		P	137	13.70	1	10	0	2,612	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 20:09	5/17/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-325	12.09	1	-27	-1	2,602	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 20:06	5/16/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-45	12.05	1	-4	0	2,629	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 20:04	5/15/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-47	12.10	1	-4	0	2,632	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 20:01	5/12/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-11	12.03	1	-1	0	2,636	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:59	5/11/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-114	12.09	1	-9	0	2,637	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:56	5/10/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-5	12.08	1	0	0	2,647	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:53	5/9/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-18	12.08	1	-2	0	2,647	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:51	5/8/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-40	12.05	1	-3	0	2,649	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:44	5/5/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-32	12.18	1	-3	0	2,652	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:40	5/2/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-44	12.14	1	-4	0	2,654	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:25	5/1/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-36	12.33	1	-3	0	2,658	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:23	4/21/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.am	-169	11.98	1	-14	-1	2,661	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:20	4/20/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-161	11.99	1	-13	0	2,675	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 19:17	4/18/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-4	12.08	1	0	0	2,688	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:50	4/10/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-28	12.13	1	-2	0	2,689	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:48	4/6/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-47	12.11	1	-4	0	2,691	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:46	4/4/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-59	12.13	1	-5	0	2,695	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:43	4/3/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-2	12.23	1	0	0	2,700	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:40	3/29/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.am	-176	12.16	1	-15	-1	2,700	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:38	3/28/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-135	12.24	1	-11	0	2,715	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:35	3/27/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-129	12.37	1	-10	0	2,726	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:32	3/24/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-57	12.36	1	-5	0	2,736	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:29	3/23/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-31	12.34	1	-3	0	2,741	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:24	3/22/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-40	12.41	1	-3	0	2,743	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:18	3/21/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-187	12.27	1	-15	-1	2,746	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:06	3/20/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-33	12.23	1	-3	0	2,761	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 18:04	3/15/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-20	12.24	1	-2	0	2,764	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:43	3/10/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.am	-177	12.34	1	-14	-1	2,766	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:36	3/9/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-190	12.25	1	-16	-1	2,780	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:33	3/7/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-2	12.34	1	0	0	2,796	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:30	2/22/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-11	12.48	1	-1	0	2,796	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:27	2/21/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-6	12.48	1	-1	0	2,797	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:20	2/15/06	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		S.a	-6	12.53	1	0	0	2,797	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:17	8/12/05	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		P.a	27	10.92	1	3	0	2,798	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:13	8/10/05	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		P.am	57	10.42	1	6	0	2,795	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 17:10	7/11/05	MVC	Fund	CEF	Closed-End Funds	Cannell J Carlo	WY	T		P.a	22	10.05	1	2	0	2,790	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 16:36	3/12/07	MVC	Fund	CEF	Closed-End Funds	Cannell Capital LLC	WY	T		P.am	0	0.00	1	0		0	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 16:33	3/5/07	MVC	Fund	CEF	Closed-End Funds	Cannell Capital LLC	WY	T		P.am	0	0.00	1	0		0	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 16:30	2/23/07	MVC	Fund	CEF	Closed-End Funds	Cannell Capital LLC	WY	T		P.a	0	0.00	1	0		0	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/20/08 16:25	1/5/07	MVC	Fund	CEF	Closed-End Funds	Cannell Capital LLC	WY	T		P.a	0	0.00	1	0		0	I	36	-2	-16	-3	3	-2	4	4	2	0	-3	-4	-8	-41
3/18/08 11:27	3/17/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	93	14.67	1	6	2	301	D	27	-7	-15	-10	-2	-6	0	-1	7	10	4	7	0	-37
3/14/08 16:07	3/14/08	MVC	Fund	CEF	Closed-End Funds	Schuenke Scott	NY	O	Chief Co	P	5	15.00	1	0	33	1	D	31	0	-11	-7	-2	0	1	3	-1	5	-1	1	1	-41
2/28/08 16:16	2/27/08	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P	782	15.63	2	50	10	559	D	35	1	-5	-1	5	7	1	5	-2	-4	-1	0	-2	-44
2/27/08 16:25	2/25/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	133	15.32	2	9	3	295	D	32	-3	-7	-6	1	7	1	1	-2	-5	-1	-1	-4	-43
2/22/08 15:41	2/21/08	MVC	Fund	CEF	Closed-End Funds	Taylor William E	NY	D		P.m	151	15.10	2	10	38	37	D	31	-5	-9	-9	-3	-1	0	-2	-1	2	4	0	1	-36
2/21/08 15:37	2/19/08	MVC	Fund	CEF	Closed-End Funds	Holtsberg Warren	NY	D		P	30	15.21	2	2	57	6	D	34	-7	-7	-11	1	6	3	2	-2	1	0	-1	-1	-37
2/21/08 08:57	2/19/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	380	15.22	2	25	10	286	D	34	-7	-7	-11	1	6	3	2	-2	1	0	-1	-1	-37
2/14/08 10:47	2/12/08	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P.m	774	15.48	2	50	11	509	D	37	-4	2	-5	-1	10	7	5	-4	-5	-7	-3	-4	-33
2/11/08 15:57	2/8/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	375	15.00	2	25	11	261	D	32	-1	-5	-5	-8	8	3	5	1	3	-2	3	0	-30
2/8/08 16:48	2/6/08	MVC	Fund	CEF	Closed-End Funds	Dominianni Emilia	NY	D		P	75	14.93	2	5	32	21	I	32	-1	-9	-6	-11	7	2	2	1	1	-3	4	-4	-29
2/8/08 15:58	2/6/08	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P	362	14.76	2	25	12	236	D	32	-1	-9	-6	-11	7	2	2	0	1	-3	4	-4	-29
2/7/08 12:17	2/6/08	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	74	14.71	2	5	86	11	D	29	-2	-7	-8	-10	0	1	-4	2	8	0	5	1	-29
2/6/08 16:31	2/6/08	MVC	Fund	CEF	Closed-End Funds	Schuenke Scott	NY	O	Chief Co	P	5	14.80	2	0	50	1	D	30	-6	-9	-13	-12	-4	0	-6	2	5	-1	8	4	-28
2/6/08 16:25	2/6/08	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	103	14.76	2	7	22	39	D	30	-6	-9	-13	-12	-4	0	-6	2	5	-1	8	4	-28
2/6/08 14:32	2/6/08	MVC	Fund	CEF	Closed-End Funds	Seidenberg Peter Faust	NY	O	CFO	P	10	14.80	2	1	29	3	D	30	-6	-9	-13	-12	-4	0	-6	3	8	2	11	6	-25
2/6/08 14:10	2/6/08	MVC	Fund	CEF	Closed-End Funds	Shapiro Jaclyn L	NY	O	VP,Secre	P	3	14.76	2	0	17	1	D	30	-6	-9	-13	-12	-4	0	-6	3	8	2	11	6	-25
9/19/07 17:05	9/14/07	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	437	17.13	2	26	14	209	D	72	42	16	-6	14	14	13	7	0	-3	-4	-16	-18	-23
9/19/07 16:22	9/18/07	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	18	17.74	2	1	21	6	D	72	42	16	-6	14	14	13	7	0	-3	-4	-16	-18	-23
9/19/07 13:11	9/18/07	MVC	Fund	CEF	Closed-End Funds	Holtsberg Warren	NY	D		P	17	17.38	2	1	40	4	D	72	42	16	-6	14	14	13	7	3	0	-1	-13	-16	-21
9/19/07 13:02	9/17/07	MVC	Fund	CEF	Closed-End Funds	Dominianni Emilia	NY	D		P	34	17.04	2	2	15	16	I	72	42	16	-6	14	14	13	7	3	0	-1	-13	-16	-21
9/17/07 16:04	9/14/07	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald	NY	D		P	30	17.00	2	2	6	31	D	65	35	10	-11	7	3	5	1	7	8	7	-5	-14	-14
9/14/07 12:18	9/12/07	MVC	Fund	CEF	Closed-End Funds	Knapp Robert C	NY	D		P.m	425	16.99	2	25	16	183	D	64	34	11	-13	4	3	-1	6	1	10	8	-4	-13	-10
9/13/07 11:53	9/11/07	MVC	Fund	CEF	Closed-End Funds	Tokarz Michael T	NY	DO	CB	P.m	440	16.91	2	26	6	453	D	64	36	13	-11	7	3	3	6	0	10	7	-5	-11	-12
9/12/07 14:14	9/11/07	MVC	Fund	CEF	Closed-End Funds	Schuenke Scott	NY	O	Chief Co	P	5	16.66	2	0	84	1	D	65	34	9	-11	5	1	2	3	1	8	9	1	-12	-10
9/10/07 17:33	6/21/07	MVC	Fund	CEF	Closed-End Funds	Dominianni Emilia	NY	D		P.a	19	19.50	2	1	8	14	I	58	25	2	-14	2	-4	0	-6	5	7	16	5	-9	-3
6/25/07 16:59	6/22/07	MVC	Fund	CEF	Closed-End Funds	Shewmaker Bruce W	NY	O	MD	P	20	19.84	3	1	27	5	D	121	58	51	26	7	4	3	2	0	-3	-14	-5	-17	-24
6/25/07 14:39	6/21/07	MVC	Fund	CEF	Closed-End Funds	Dominianni Emilia	NY	D		P	19	19.50	3	1	0	13,549	I	121	58	51	26	7	4	3	2	-2	-6	-16	-7	-19	-26
6/20/07 15:08	6/18/07	MVC	Fund	CEF	Closed-End Funds	Taylor William E	NY	D		P	100	19.50	2	5	25	26	D	112	60	43	23	8	2	4	-1	0	-1	-9	-6	-18	-22
6/18/07 21:00	6/15/07	MVC	Fund	CEF	Closed-End Funds	Hellerman Gerald		D		P	90	19.49	2	5	19	29	D	112	62	45	23	5	6	1	2	0	2	-8	-11	-16	-19
6/18/07 17:14	6/18/07	MVC	Fund	CEF	Closed-End Funds	Holtsberg Warren	NY	D		P	39	19.54	2	2	400	3	D	112	62	45	23	5	6	1	2	0	2	-8	-11	-16	-19
6/18/07 15:21	6/15/07	MVC	Fund	CEF	Closed-End Funds	Shapiro Jaclyn L	NY	O	VP,Secre	P	3	19.39	2	0	15	1	D	112	62	45	23	5	6	1	2	0	2	-8	-11	-16	-19
3/13/07 18:15	3/12/07	MVC	Fund	CEF	Closed-End Funds	Cannell Capital LLC	WY	T		P.m	1,180	15.81	4	75	2	3,112	I	82	35	24	19	6	-7	0	-1	-2	2	-2	25	4	-4
3/7/07 18:33	3/5/07	MVC	Fund	CEF	Closed-End Funds	Cannell Capital LLC	WY	T		P.m	401	15.78	4	25	1	3,037	I	84	36	21	20	9	-5	-1	2	0	-1	-1	21	9	-5
3/5/07 13:28	3/1/07	MVC	Fund	CEF	Closed-End Funds	Seidenberg Peter Faust	NY	O	CFO	P	5	15.90	4	0	16	2	D	81	33	22	19	4	-6	-3	-1	-1	1	-2	24	7	-4
2/27/07 18:35	2/23/07	MVC	Fund	CEF	Closed-End Funds	Cannell Capital LLC	WY	T		P	6,500	16.25	3	400	15	3,012	I	89	36	29	18	9	4	0	-1	0	-1	0	16	7	-1
1/9/07 20:24	1/5/07	MVC	Fund	CEF	Closed-End Funds	Cannell Capital LLC	WY	T		P	137	13.69	0	10	0	2,612	I	63	32	14	5	0	0	2	3	1	6	13	13	34	14
1/4/07 15:51	1/3/07	MVC	Fund	CEF	Closed-End Funds	Seidenberg Peter Faust	NY	O	CFO	P	5	13.55	0	0	23	2	D	60	31	4	7	-4	-2	1	0	1	3	16	17	42	20

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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