AMTD - Td Ameritrade Holding Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	4	4	1	1	8	14	26	57	18
P	%wins				75	75	75	75	75	100	79
S	%ret	1	15	137	0	1	2	5	10	16	6
S	%wins				64	48	38	32	35	29	41

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/11/20 16:34	6/9/20	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-426	44.00	0	-10	-9	94	D
5/1/20 16:15	4/29/20	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-560	40.00	0	-14	-12	104	D
12/18/19 16:10	12/17/19	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC,S	S	-897	52.01	0	-17	-14	105	I
12/18/19 16:10	12/16/19	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Boyle Stephen J	NE	DO	P,CEO	S	-950	52.25	0	-18	-9	187	D
12/16/19 16:29	12/12/19	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	NE	O	EVP,Trad	S	-1,285	53.46	0	-24	-19	101	D
12/9/19 16:27	12/5/19	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC,S	S	-384	51.04	0	-8	-6	122	D
12/4/19 16:04	12/2/19	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-786	52.37	0	-15	-12	114	D
2/25/19 16:19	2/21/19	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Nally Thomas A.	NE	O	EVP,Inst	S	-1,403	56.10	0	-25	-14	158	D
8/23/18 16:26	8/21/18	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Desilva Peter J	NE	O	EVP,Reta	P	284	56.73	0	5	21	29	D
6/18/18 16:16	6/14/18	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-600	60.00	0	-10	-7	125	D
3/12/18 16:13	3/8/18	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-600	60.00	0	-10	-7	135	D
3/1/18 16:03	2/27/18	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	NE	O	EVP,Trad	S	-299	59.82	0	-5	-5	87	D
2/8/18 16:17	2/6/18	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Nally Thomas A.	NE	O	EVP,Inst	S	-968	56.13	0	-17	-10	160	D
1/29/18 17:21	1/25/18	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-553	55.28	0	-10	-6	145	D
9/20/17 17:34	9/18/17	AMTD	Financ	NtBnk	Commercial Banks	Td Luxembourg International Holdings S.A R.L.	N4	T		P	400,000	36.12	0	11,074	5	233,993	D
9/18/17 16:06	9/14/17	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-670	44.66	0	-15	-9	155	D
6/19/17 16:16	6/15/17	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-405	40.45	0	-10	-6	170	D
3/16/17 16:10	3/14/17	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-784	39.18	33	-20	-10	180	D	8	29	23	-7	-14	-9	-1	0	0	-6	-9
1/30/17 16:21	1/26/17	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-940	47.00	33	-20	-9	200	D	51	76	55	38	8	0	1	1	0	-9	-15	-17
11/28/16 16:16	11/23/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	NE	O	EVP,Trad	S	-1,055	40.57	33	-26	-23	87	D	23	14	27	27	14	22	8	3	0	3	10	-3
11/22/16 16:18	11/10/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC,S	S.a	-1,492	36.17	33	-41	-27	113	D	21	11	27	28	12	18	11	4	2	1	10	8
11/14/16 17:28	11/10/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC,S	S	-1,492	36.18	33	-41	-27	113	D	9	4	28	18	5	4	10	6	1	5	15	15
11/8/16 16:34	11/4/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-509	33.91	33	-15	-6	235	D	3	-5	19	11	6	-4	1	3	2	9	24	22	12
10/28/16 16:35	10/26/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Levitt Brian M	NE	D		P	169	33.87	33	5	331	7	D	10	0	15	13	3	-5	-6	-3	1	0	20	37	16
6/17/16 16:13	6/15/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	0	0.00	33	-10	-4	268	D	-3	-21	-16	-4	3	-7	-6	0	1	5	-1	14	48
6/7/16 16:14	6/3/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Tomczyk Fredric J	NE	DO	CEO	S	-313	31.28	33	-10	-1	758	D	9	-15	-10	2	1	11	-1	-2	-1	-6	-14	4	32
6/3/16 16:10	6/1/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Tomczyk Fredric J	NE	DO	CEO	S.m	-1,305	32.63	33	-40	-5	768	D	13	-12	-10	7	6	13	7	1	2	-2	-11	5	30
6/1/16 16:18	5/26/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Tomczyk Fredric J	NE	DO	CEO	S.m	-1,620	32.39	33	-50	-6	808	D	12	-10	-10	9	6	12	8	1	1	-3	-15	0	25
4/26/16 16:18	4/22/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Nally Thomas A.	NE	O	EVP,Inst	S	-993	31.77	33	-31	-18	141	D	1	-10	-3	12	1	2	-2	2	-1	-6	0	-5	17
3/15/16 16:18	3/11/16	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-318	31.80	33	-10	-3	278	D	-2	-15	-6	-11	14	13	2	4	-2	1	4	-4	6	28
12/9/15 16:14	12/4/15	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	NE	O	EVP,Trad	S.a	-818	36.94	33	-22	-20	89	D	29	0	-6	8	9	0	-2	0	1
12/8/15 16:19	12/4/15	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	NE	O	EVP,Trad	S	-818	36.94	33	-22	-26	63	D	32	1	-5	8	8	1	-1	-1	-2
12/3/15 16:18	12/1/15	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Bradley Thomas Jr	NE	O	EVP,reta	S	-1,340	36.52	33	-37	-10	318	D	32	8	-2	14	14	0	0	0	2	-2
12/1/15 16:15	11/27/15	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Adams Marvin W	NE	O	EVP,COO	S	-2,547	36.66	33	-69	-22	246	D	30	8	-1	10	14	-1	-1	1	0	-2
6/16/15 16:17	6/12/15	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-478	38.25	33	-13	-4	288	D	68	28	7	1	4	3	1	-1	-1	-1	-2	-12
6/5/15 16:33	6/3/15	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC,S	S	-381	38.16	33	-10	-6	149	D	73	27	11	4	6	2	3	3	-1	0	-4	-15	-4
5/18/15 16:22	5/14/15	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Prezzano Wilbur J	SC	D		S	-551	37.04	33	-15	-13	102	D	72	26	6	3	0	3	1	0	0	-1	2	-3	-3
1/16/15 16:04	1/14/15	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Cook Dan W III	NE	D		M.d	113	8.69	33	13	21	75	D	91	5	9	13	-7	-9	-2	-3	0	2	9	11	18
11/12/14 16:20	11/10/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-947	35.00	33	-27	-8	300	D	146	26	17	10	8	16	5	1	0	-1	3	3	7	7
11/3/14 16:48	10/30/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Adams Marvin W	NE	O	EVP,COO	S	-1,526	33.06	33	-46	-16	250	D	133	28	7	5	0	11	10	4	0	2	2	2	10	8
9/12/14 21:00	9/10/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Tomczyk Fredric J	NE	DO	P,CEO	S.m	-4,111	32.89	33	-125	-12	924	D	103	23	-1	10	2	0	-1	1	0	2	-7	8	14	3
9/12/14 20:44	9/10/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-3,272	32.72	33	-100	-23	327	D	103	23	-1	10	2	0	-1	1	0	2	-7	8	14	3
9/11/14 17:01	9/10/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S	-13,719	32.69	33	-420	-9	4,186	D	104	23	-2	10	1	1	-1	1	2	3	-2	12	16	5
9/10/14 17:01	9/8/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S.m	-20,149	32.63	33	-618	-12	4,606	D	107	26	-4	6	3	1	-1	0	0	1	0	12	15	3
9/9/14 17:37	9/5/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Tomczyk Fredric J	NE	DO	P,CEO	S.m	-2,445	32.60	33	-75	-7	1,049	D	109	27	-4	5	4	1	-2	-1	1	2	1	13	15	6
9/8/14 17:01	9/4/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S.m	-12,893	32.64	33	-395	-7	5,223	D	107	26	-4	7	5	2	-3	-1	0	3	3	10	16	1
9/4/14 17:01	9/2/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S.m	-13,355	32.96	33	-405	-7	5,618	D	111	31	-3	8	6	1	0	-1	0	1	2	6	13	1
9/2/14 17:01	8/28/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S.m	-5,381	33.07	33	-163	-3	6,023	D	117	31	2	9	7	2	2	-1	-1	-1	1	5	13	3
8/22/14 17:02	8/21/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S.m	-13,451	32.78	33	-410	-6	6,186	D	111	26	-1	9	6	3	1	1	2	1	3	6	11	2
8/21/14 17:01	8/19/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S.m	-22,977	32.43	33	-709	-10	6,596	D	109	25	-1	9	6	1	0	1	0	1	4	6	11	5
8/19/14 17:01	8/15/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S.m	-12,777	32.24	33	-396	-5	7,305	D	111	25	-2	8	3	2	2	0	1	4	5	9	11	13
8/15/14 17:01	8/13/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Marlene M. Ricketts 1994 Dynasty Trust	WY	T		S.m	-15,680	32.34	33	-485	-6	7,701	D	111	24	-2	9	0	4	1	-1	1	2	4	9	13	15
6/23/14 16:23	6/19/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-3,735	31.13	33	-120	-22	427	D	99	37	5	-11	1	3	4	-1	-1	0	-2	9	15	23
5/29/14 16:43	5/27/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Adams Marvin W	NE	O	EVP,COO	S	-1,168	30.40	33	-38	-10	354	D	90	31	3	-9	-2	-4	1	-1	0	0	3	11	15	27
4/29/14 18:37	4/25/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-880	32.25	33	-27	-5	547	D	87	68	18	2	-6	5	1	-1	0	0	-6	-1	-1	16
3/6/14 16:34	3/4/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,869	34.25	33	-55	-9	574	D	96	78	35	18	1	5	1	2	0	-2	-7	-12	-4	8
2/21/14 16:26	2/19/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Marshall A	A6	D		S	-898	33.41	33	-27	-22	97	D	104	74	26	17	8	5	5	2	1	-1	6	-10	-1	10
2/14/14 16:30	2/13/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S	-128,200	32.05	33	-4,000	-2	222,919	D	111	71	26	17	9	4	9	5	2	2	4	-8	0	12
2/13/14 16:05	2/11/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Peter	NE	D		S	-487	32.44	33	-15	-2	681	D	107	68	21	14	6	-2	8	4	-2	0	0	-7	-2	11
1/27/14 18:41	1/23/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-3,480	32.60	33	-107	-15	629	D	100	76	21	17	10	4	2	-5	1	0	5	4	0	10
1/27/14 18:01	1/23/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Nally Thomas A.	NE	O	EVP,inst	S	-302	33.51	33	-9	-5	157	D	100	76	21	17	10	4	2	-5	1	0	5	4	0	10
1/22/14 18:13	1/17/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-387	33.97	33	-11	-2	736	D	128	90	33	21	17	12	9	6	-2	-6	-2	-3	-9	0
1/16/14 17:47	1/14/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-690	31.51	33	-22	-3	747	D	107	81	28	19	11	5	4	3	0	3	1	-3	-5	4
1/13/14 18:24	1/9/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-527	30.96	33	-17	-2	769	D	103	76	22	20	7	2	1	1	2	6	6	-2	3	13
1/8/14 18:33	1/6/14	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-455	30.71	33	-15	-2	786	D	108	75	19	20	5	4	1	1	1	2	1	-1	2	13
1/3/14 17:26	12/31/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-803	30.53	33	-26	-3	801	D	111	81	26	18	6	5	0	1	0	1	-2	5	6	18
12/30/13 17:38	12/26/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-628	30.26	33	-21	-2	827	D	111	87	27	17	6	5	4	-1	1	1	3	13	5	21
12/24/13 14:43	12/20/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,091	30.32	33	-36	-4	848	D	112	87	31	18	7	6	4	1	0	1	5	14	3	21
12/20/13 16:05	12/18/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,916	30.29	33	-63	-7	884	D	116	86	32	17	13	6	5	3	0	-1	11	16	4	19
12/10/13 17:50	12/6/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S	-155,210	28.22	33	-5,500	-2	226,919	D	92	87	26	7	7	2	0	2	0	2	7	17	4	28
11/4/13 18:03	10/31/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Peter	NE	D		S	-502	27.34	33	-18	-2	724	D	75	81	32	1	5	2	-1	0	-1	2	5	13	15	26
9/6/13 17:47	9/4/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Peter	NE	D		S.m	-1,057	26.41	33	-40	-5	747	D	91	64	33	16	-1	2	0	4	1	4	0	10	32	26
8/2/13 18:14	5/16/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.a	-70	22.37	33	-3	0	1,419	I	60	81	44	42	17	7	2	4	0	-1	-7	0	16	19
7/22/13 16:30	7/18/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-58	26.06	33	-2	0	1,209	I	54	69	45	36	9	8	0	1	4	4	3	8	27	23
7/16/13 19:02	7/15/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-334	26.08	33	-13	-1	2,420	I	51	66	44	35	13	11	5	0	-1	1	7	4	21	24
7/12/13 16:43	7/10/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-615	26.29	33	-23	-1	2,432	I	43	63	43	26	7	8	4	-2	1	0	6	-1	23	24
7/12/13 16:30	7/5/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.am	-1,842	25.75	33	-72	-1	4,873	I	43	63	43	26	7	8	4	-2	1	0	6	-1	23	24
7/9/13 18:53	7/5/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,841	25.75	33	-71	-1	4,873	I	41	60	45	33	16	8	8	6	-1	-1	4	1	19	24
7/9/13 17:01	6/20/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.a	-204	24.13	33	-8	-1	1,329	I	41	60	45	33	16	8	8	6	-1	-1	4	1	19	24
6/27/13 17:21	6/25/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-251	24.16	33	-10	0	3,740	I	35	51	44	18	7	3	0	2	-1	1	11	8	28	32
6/27/13 16:50	6/25/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-57,874	24.00	33	-2,411	-4	51,602	M	35	51	44	18	7	3	0	2	-1	1	11	8	28	32
6/24/13 17:41	6/20/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-204	24.13	33	-8	-1	1,333	I	33	43	41	15	8	2	0	-2	1	3	15	13	32	37
6/24/13 16:40	6/20/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-35,265	24.03	33	-1,468	-3	54,108	D	33	43	41	15	8	2	0	-2	1	3	15	13	32	37
6/19/13 19:45	6/17/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S.m	-84,335	24.06	33	-3,505	-6	55,576	D	37	50	50	16	15	1	0	1	-1	-1	9	17	26	35
6/19/13 17:47	6/17/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-520	24.11	33	-22	-1	3,755	I	37	50	50	16	15	1	0	1	-1	-1	9	17	26	35
6/13/13 19:27	6/11/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-12,814	24.00	33	-534	-1	59,080	D	32	47	50	11	23	5	2	-2	-1	1	9	17	25	31
6/11/13 17:11	6/7/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-197	24.01	33	-8	0	3,776	I	31	48	53	14	22	6	0	6	0	2	11	13	25	34
6/10/13 20:57	6/7/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S.m	-58,675	24.01	33	-2,444	-4	59,614	D	31	52	54	16	23	5	1	4	-1	-2	10	11	22	34
6/4/13 16:30	5/31/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S	-4	24.00	33	0	0	1,367	I	14	44	49	20	22	5	4	-2	-2	4	6	12	28	35
6/3/13 21:09	5/30/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S.m	-9,320	24.00	33	-388	-1	62,058	D	18	40	49	23	22	7	5	-1	-1	3	6	13	28	35
5/30/13 18:27	5/28/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,186	23.17	33	-51	-1	3,785	I	21	46	56	25	25	13	4	6	-2	-6	2	7	25	31
5/16/13 14:47	5/14/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S	-325,800	21.72	33	-15,000	-6	232,419	D	13	31	49	12	14	15	7	2	0	0	5	20	30	37
5/15/13 21:03	5/13/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.m	-1,055	22.50	33	-47	-1	3,839	I	16	35	52	14	16	17	9	8	0	0	6	23	30	40
3/11/13 16:30	3/7/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Tomczyk Fredric J	NE	DO	CEO	S.m	-4,120	20.60	33	-200	-16	1,062	D	-2	19	28	33	9	4	9	5	0	0	-6	15	28	69
2/27/13 17:00	2/25/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	1,614	3.90	33	414	20	2,494	D	-4	11	17	23	5	-4	-6	-1	-1	4	7	24	42	78
2/27/13 17:00	2/25/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-7,891	19.06	33	-414	-14	2,494	D	-4	11	17	23	5	-4	-6	-1	-1	4	7	24	42	78
2/20/13 20:05	2/15/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	1,316	3.90	33	337	16	2,494	D	0	21	24	35	12	4	2	0	-3	-4	6	15	36	71
2/20/13 20:05	2/15/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-6,787	20.11	33	-337	-12	2,494	D	0	21	24	35	12	4	2	0	-3	-4	6	15	36	71
2/14/13 17:45	2/12/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	970	3.90	33	249	11	2,494	D	2	23	26	33	16	7	3	2	0	-5	4	12	35	70
2/14/13 17:45	2/12/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-5,001	20.11	33	-249	-9	2,494	D	2	23	26	33	16	7	3	2	0	-5	4	12	35	70
2/1/13 18:15	1/30/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.d	96	3.90	33	25	2	1,637	D	2	26	26	27	16	7	2	1	-2	0	-1	0	42	64
2/1/13 18:15	1/30/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.d	-475	19.29	33	-25	-1	1,637	D	2	26	26	27	16	7	2	1	-2	0	-1	0	42	64
1/31/13 16:29	1/29/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Peter	NE	D		S.m	-894	19.43	33	-46	-6	714	D	0	24	25	28	18	8	5	1	2	1	-2	-1	41	68
1/29/13 18:50	1/25/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	2,774	3.90	33	711	36	2,684	D	1	20	30	28	20	7	7	4	0	0	-2	1	39	69
1/29/13 18:50	1/25/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-13,752	19.33	33	-711	-21	2,684	D	1	20	30	28	20	7	7	4	0	0	-2	1	39	69
1/28/13 16:30	1/24/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Peacock Kerry	NE	D		P	67	19.08	33	4	New	4	D	0	17	31	26	21	7	6	1	1	3	-1	2	42	69
1/24/13 18:17	1/22/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	1,030	3.90	33	264	14	2,161	D	-4	14	23	19	17	7	2	2	2	3	4	4	44	84
1/24/13 18:17	1/22/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-5,026	19.03	33	-264	-11	2,161	D	-4	14	23	19	17	7	2	2	2	3	4	4	44	84
1/8/13 19:40	1/4/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	3,900	3.90	33	1,000	59	2,684	D	2	19	11	19	17	12	8	4	0	1	9	10	47	76
1/8/13 19:40	1/4/13	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-9,758	17.95	33	-543	-17	2,684	D	2	19	11	19	17	12	8	4	0	1	9	10	47	76
12/14/12 18:27	12/12/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	4,895	3.90	33	1,255	280	1,704	D	-8	6	1	-5	4	4	3	2	2	5	13	29	50	88
12/14/12 18:27	12/12/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-11,445	16.49	33	-694	-29	1,704	D	-8	6	1	-5	4	4	3	2	2	5	13	29	50	88
12/14/12 18:17	12/12/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC	M.d	329	3.99	33	82	120	151	D	-8	6	1	-5	4	4	3	2	2	5	13	29	50	88
12/14/12 18:17	12/12/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC	S.d	-1,361	16.51	33	-82	-35	151	D	-8	6	1	-5	4	4	3	2	2	5	13	29	50	88
12/14/12 18:15	12/12/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	M.d	60	3.99	33	15	8	206	D	-8	6	1	-5	4	4	3	2	2	5	13	29	50	88
12/14/12 18:15	12/12/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	S.d	-248	16.54	33	-15	-7	206	D	-8	6	1	-5	4	4	3	2	2	5	13	29	50	88
12/5/12 18:49	12/4/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-24,330	16.22	33	-1,500	-2	62,447	D	-9	2	0	-5	3	4	2	0	0	2	14	30	49	89
11/27/12 19:40	8/15/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Bradley Thomas Jr	NE	O	EVP,reta	P	3	16.72	33	0	0	347	D	-4	3	-6	-4	0	-3	4	2	3	2	9	25	56	95
11/7/12 16:30	11/5/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Peter	NE	D		S.m	-245	16.37	33	-15	-2	811	D	-3	-2	-10	3	2	6	7	3	-1	-2	3	28	38	81
9/10/12 16:36	9/6/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	M.d	40	3.99	33	10	6	181	D	18	26	-7	5	9	4	5	3	1	1	-8	-5	29	67
9/10/12 16:36	9/6/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	S.d	-175	17.46	33	-10	-5	181	D	18	26	-7	5	9	4	5	3	1	1	-8	-5	29	67
4/4/12 19:12	4/2/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S.m	-10,541	20.04	33	-526	-1	63,946	D	2	-6	43	26	14	1	0	3	0	-2	-5	-12	-19	5
3/30/12 18:41	3/28/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-1,814	20.05	33	-90	0	64,472	D	4	-5	34	29	11	3	-4	-5	1	-1	-5	-16	-22	5
3/22/12 18:52	3/16/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.adm	3,900	3.90	33	1,000	103	1,973	D	13	0	41	38	21	9	9	2	-1	-1	-8	-13	-18	7
3/22/12 18:52	3/16/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.adm	-20,221	20.22	33	-1,000	-34	1,973	D	13	0	41	38	21	9	9	2	-1	-1	-8	-13	-18	7
3/20/12 17:53	3/16/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	2,260	3.90	33	580	999%	620	D	11	-1	35	32	15	11	7	2	2	1	-9	-15	-16	8
3/20/12 17:53	3/16/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-11,688	20.16	33	-580	-48	620	D	11	-1	35	32	15	11	7	2	2	1	-9	-15	-16	8
3/19/12 16:30	3/15/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC	M.d	23	3.51	33	7	5	134	D	10	1	36	33	15	12	7	3	1	-1	-7	-15	-12	10
3/19/12 16:30	3/15/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC	S.d	-131	20.00	33	-7	-5	134	D	10	1	36	33	15	12	7	3	1	-1	-7	-15	-12	10
3/5/12 16:29	3/1/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	M.d	100	3.99	33	25	16	180	D	10	-16	22	15	10	9	6	3	-2	2	6	-12	-10	13
3/5/12 16:29	3/1/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	S.d	-469	18.77	33	-25	-12	180	D	10	-16	22	15	10	9	6	3	-2	2	6	-12	-10	13
3/1/12 17:28	2/28/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Peter	NE	D		P	0	17.96	33	0	0	288	I	9	-12	24	21	16	10	7	4	-1	-1	3	-10	-11	8
1/25/12 16:31	1/23/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	M.d	100	3.99	33	25	16	179	D	-4	-15	-14	8	5	8	3	2	-3	-4	6	10	-9	19
1/25/12 16:31	1/23/12	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	S.d	-433	17.30	33	-25	-12	179	D	-4	-15	-14	8	5	8	3	2	-3	-4	6	10	-9	19
11/16/11 18:38	11/14/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		M.d	0	0.00	33	77	0	63,510	D	-18	0	-19	13	13	7	0	1	-2	-5	-7	7	5	-5
10/5/11 18:45	10/3/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		M.d	0	0.00	33	1	0	63,433	D	-25	-10	-31	-24	0	1	1	-3	3	5	11	6	32	6
7/26/11 16:05	7/22/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	M.d	23	4.39	33	5	3	155	D	9	25	-2	-10	7	2	11	3	-4	-4	-23	-16	-10	-19
7/26/11 16:05	7/22/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	S.d	-102	19.66	33	-5	-3	155	D	9	25	-2	-10	7	2	11	3	-4	-4	-23	-16	-10	-19
3/30/11 17:43	3/28/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S	-28,712	20.70	33	-1,387	-2	64,827	D	59	7	27	9	-3	-6	1	-1	0	3	5	-8	-27	-3
3/8/11 16:33	3/4/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	111	22	46	24	10	7	7	4	-2	-6	-4	-13	-36	-17
3/8/11 16:33	3/4/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-674	22.46	33	-30	-5	620	D	111	22	46	24	10	7	7	4	-2	-6	-4	-13	-36	-17
3/3/11 19:17	3/1/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	91	25	48	29	3	4	-1	0	0	-2	-7	-10	-33	-16
3/3/11 19:17	3/1/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-650	21.68	33	-30	-5	620	D	91	25	48	29	3	4	-1	0	0	-2	-7	-10	-33	-16
3/1/11 18:07	2/25/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	78	3.90	33	20	3	620	D	85	26	47	27	6	5	2	4	1	5	-3	-1	-31	-14
3/1/11 18:07	2/25/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-428	21.38	33	-20	-3	620	D	85	26	47	27	6	5	2	4	1	5	-3	-1	-31	-14
2/25/11 12:19	2/24/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S	-4,248	20.90	33	-203	0	247,419	D	69	20	41	24	4	2	0	-3	3	7	-1	-1	-29	-14
2/24/11 17:57	2/22/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	67	21	39	23	6	1	-1	-2	3	3	-1	-1	-30	-14
2/24/11 17:57	2/22/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-635	21.16	33	-30	-5	620	D	67	21	39	23	6	1	-1	-2	3	3	-1	-1	-30	-14
2/24/11 13:00	2/22/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-18,888	21.06	33	-897	0	247,623	D	67	21	39	23	6	1	-1	-2	0	3	0	-1	-30	-14
2/22/11 13:30	2/17/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-159,929	21.03	33	-7,605	-3	248,519	D	71	24	39	25	11	7	5	2	-3	0	-5	-3	-36	-18
2/18/11 18:09	2/16/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	75	19	38	24	8	6	3	1	-3	0	-4	-4	-35	-19
2/18/11 18:09	2/16/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-639	21.29	33	-30	-5	620	D	75	19	38	24	8	6	3	1	-3	0	-4	-4	-35	-19
2/17/11 13:23	2/15/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-26,175	21.30	33	-1,229	0	256,125	D	70	22	34	24	11	4	2	1	0	-1	-4	-1	-29	-16
2/15/11 18:44	2/11/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	117	3.90	33	30	5	620	D	65	22	40	23	12	5	2	1	0	-1	-7	-4	-31	-18
2/15/11 18:44	2/11/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-631	21.03	33	-30	-5	620	D	65	22	40	23	12	5	2	1	0	-1	-7	-4	-31	-18
2/15/11 13:31	2/11/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Toronto Dominion Bank	A6	T		S.m	-13,359	20.98	33	-637	0	257,353	D	65	22	40	23	12	5	2	1	2	0	-6	-2	-29	-17
2/11/11 14:58	2/9/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-13,276	20.74	33	-640	0	257,990	D	62	24	35	20	11	3	0	0	1	2	1	1	-29	-18
2/9/11 16:30	2/7/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.d	39	3.90	33	10	2	620	D	54	25	26	18	9	-1	3	0	1	3	4	3	-27	-17
2/9/11 16:30	2/7/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.d	-210	21.00	33	-10	-2	620	D	54	25	26	18	9	-1	3	0	1	3	4	3	-27	-17
2/9/11 12:52	2/7/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-20,526	20.80	33	-987	0	258,630	D	54	25	26	18	9	-1	3	0	0	3	4	3	-27	-17
2/7/11 12:53	2/3/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-18,376	20.58	33	-893	0	259,617	D	64	23	27	19	10	1	3	0	0	2	8	2	-19	-15
2/3/11 14:54	2/1/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-19,034	20.70	33	-920	0	260,510	D	77	21	30	21	10	2	2	3	0	0	9	3	-12	-19
2/1/11 12:54	1/28/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-13,671	20.44	33	-669	0	261,429	D	83	13	27	20	10	3	0	1	2	2	6	7	-9	-20
1/28/11 13:46	1/26/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-16,162	20.36	33	-794	0	262,098	D	64	16	30	22	11	4	-3	1	-2	1	6	6	-10	-20
1/26/11 16:40	1/24/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-10,954	20.37	33	-538	0	262,892	D	76	14	26	21	8	7	-4	-2	2	3	4	8	-5	-16
1/25/11 18:27	1/21/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	M.d	100	3.99	33	25	23	135	D	71	13	27	23	11	9	1	-2	1	2	4	10	0	-14
1/25/11 18:27	1/21/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	S.d	-514	20.57	33	-25	-16	135	D	71	13	27	23	11	9	1	-2	1	2	4	10	0	-14
1/24/11 18:04	1/20/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Td Luxembourg International Holdings S.A R.L.	N4	T		S.m	-26,371	20.45	33	-1,290	0	263,430	D	75	13	29	22	10	7	2	-4	-2	-2	3	10	-4	-14
1/20/11 18:41	1/18/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	78	3.90	33	20	3	620	D	85	12	40	27	14	11	7	0	-1	-1	4	6	-4	-17
1/20/11 18:41	1/18/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-420	21.01	33	-20	-3	620	D	85	12	40	27	14	11	7	0	-1	-1	4	6	-4	-17
1/13/11 17:33	1/11/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC	M.dm	478	4.25	33	112		102	D	58	11	30	25	17	7	8	3	-1	-2	1	3	-14	-20
1/13/11 17:33	1/11/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC	S.dm	-2,250	20.03	33	-112	-52	102	D	58	11	30	25	17	7	8	3	-1	-2	1	3	-14	-20
1/7/11 16:37	1/5/11	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-21,535	19.46	33	-1,107	-2	66,143	D	47	5	30	21	15	5	5	5	1	6	6	8	-3	-15
1/4/11 18:38	12/31/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-13,787	19.03	33	-725	-1	67,250	D	33	-6	26	17	8	1	-1	0	2	6	11	15	5	-14
12/28/10 18:28	12/23/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S	-250	19.00	33	-13	0	67,975	D	50	-2	17	17	10	4	2	1	0	-1	7	9	-1	-17
12/21/10 18:21	12/17/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-2,957	19.00	33	-156	0	67,988	D	45	2	12	15	6	11	1	0	1	1	9	10	1	-20
12/14/10 19:43	12/10/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-3,706	18.50	33	-200	0	68,143	D	44	1	5	20	9	9	2	0	0	0	9	11	2	-13
12/9/10 20:05	11/14/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		M.d	0	0.00	33	31	0	68,344	D	48	-1	2	22	10	8	9	3	0	0	6	17	3	-10
12/9/10 20:05	12/7/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.dm	-14,828	18.54	33	-800	-1	68,344	D	48	-1	2	22	10	8	9	3	0	0	6	17	3	-10
11/5/10 16:35	11/3/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	M.d	45	7.81	33	6	4	140	D	29	-10	-4	7	7	7	4	2	-1	-2	4	18	20	-2
11/5/10 16:35	11/3/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Gerber William	NE	O	CFO	S.d	-98	17.15	33	-6	-4	140	D	29	-10	-4	7	7	7	4	2	-1	-2	4	18	20	-2
11/1/10 17:06	10/28/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC	M.d	58	7.81	33	7	9	89	D	45	-13	-16	6	5	5	2	2	0	4	-2	20	28	2
11/1/10 17:06	10/28/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Koplow Ellen L S	NE	O	EVP,GC	S.d	-126	17.00	33	-7	-8	89	D	45	-13	-16	6	5	5	2	2	0	4	-2	20	28	2
8/13/10 19:54	8/11/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	43	3.90	33	11	2	620	D	-24	-21	-8	-17	3	-1	0	-8	-2	1	1	13	36	-3
8/13/10 19:54	8/11/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-173	15.70	33	-11	-2	620	D	-24	-21	-8	-17	3	-1	0	-8	-2	1	1	13	36	-3
8/10/10 18:32	8/6/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	70	3.90	33	18	3	620	D	-16	-14	0	-12	4	11	6	5	-4	-8	-9	7	26	-8
8/10/10 18:32	8/6/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-297	16.52	33	-18	-3	620	D	-16	-14	0	-12	4	11	6	5	-4	-8	-9	7	26	-8
8/5/10 16:54	8/3/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	62	3.90	33	16	2	720	D	-20	-15	-7	-19	-4	2	-1	2	1	-3	-7	6	29	13
8/5/10 16:54	8/3/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-254	15.86	33	-16	-2	720	D	-20	-15	-7	-19	-4	2	-1	2	1	-3	-7	6	29	13
8/2/10 17:16	7/29/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-20	-15	-11	-21	-8	1	5	-2	-3	2	-10	5	25	15
8/2/10 17:16	7/29/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-238	15.89	33	-15	-2	720	D	-20	-15	-11	-21	-8	1	5	-2	-3	2	-10	5	25	15
7/28/10 17:49	7/26/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	62	3.90	33	16	2	720	D	-15	-13	-10	-18	-10	5	1	3	0	-1	-5	6	27	22
7/28/10 17:49	7/26/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-256	16.03	33	-16	-2	720	D	-15	-13	-10	-18	-10	5	1	3	0	-1	-5	6	27	22
7/23/10 17:36	7/21/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-21	-15	-16	-24	-15	3	-2	-2	2	1	0	6	31	27
7/23/10 17:36	7/21/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-232	15.48	33	-15	-2	720	D	-21	-15	-16	-24	-15	3	-2	-2	2	1	0	6	31	27
7/20/10 16:53	7/16/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-19	-11	-14	-21	-8	-3	4	1	-1	6	3	8	35	19
7/20/10 16:53	7/16/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-234	15.61	33	-15	-2	720	D	-19	-11	-14	-21	-8	-3	4	1	-1	6	3	8	35	19
7/15/10 17:13	7/13/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-7	-11	-16	-23	-14	-7	3	2	0	-4	-1	4	27	18
7/15/10 17:13	7/13/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		S.dm	-235	15.66	33	-15	-2	720	D	-7	-11	-16	-23	-14	-7	3	2	0	-4	-1	4	27	18
7/12/10 17:26	7/8/10	AMTD	Financ	FinTrd	Security Brokers, Dealers & F	Moglia Joseph H	NE	D		M.dm	59	3.90	33	15	2	720	D	-11	-10	-19	-25	-16	-11	0	2	1	1	9	6	28	23

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y