Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
3/13/20 17:30 | 3/11/20 | OXSQ | Fund | CEF | Closed-End Funds | Novak Steven P | CT | D | S | -53 | 4.03 | 0 | -13 | -43 | 17 | I | |||||||||||||||
11/13/08 14:42 | 11/12/08 | TICC | Fund | CEF | Closed-End Funds | Novak Steven P | CT | D | S | -17 | 2.85 | 0 | -6 | -37 | 10 | I | -75 | -65 | -53 | -46 | -36 | -7 | -18 | -12 | 4 | 6 | 4 | 36 | 43 | 115 | |
6/8/05 16:48 | 6/2/05 | TICC | Fund | CEF | Closed-End Funds | Pankopf Tonia L | NY | D | S.m | -66 | 15.04 | 0 | -4 | -50 | 4 | D | 14 | -1 | -3 | 1 | 1 | 1 | 1 | 0 | 0 | 2 | 10 | 5 | 3 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |