MKTX - Marketaxess Holdings Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	15	97	0	1	1	6	12	25	7
S	%wins				63	51	31	31	26	27	38

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/9/24 16:15	12/9/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-72	240.57	0	0	-3	8	D
11/14/24 17:05	11/12/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	S.m	-13,503	270.07	0	-50	-8	564	D
9/9/24 16:15	9/6/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-259	259.39	0	-1	-2	54	D
8/16/24 16:15	8/14/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-408	241.13	0	-2	-2	68	D
8/14/24 16:15	8/13/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-216	240.01	0	-1	-9	9	D
8/9/24 16:15	8/8/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-143	231.63	0	-1	-8	7	D
6/11/24 16:15	6/7/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-100	199.48	0	-1	-1	55	D
2/16/24 17:00	2/16/24	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-443	221.26	0	-2	-3	70	D
12/11/23 16:15	12/8/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-240	260.50	0	-1	-1	69	D
11/28/23 16:15	11/27/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	S	-236	230.95	0	-1	-1	70	D
6/15/23 17:47	6/15/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-277	277.25	0	-1	-1	71	D
6/15/23 16:15	6/14/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-548	274.00	0	-2	-3	72	D
3/10/23 16:15	3/8/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-90	358.80	0	0	-3	7	D
3/7/23 16:15	3/3/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-221	366.58	0	-1	-9	6	D
2/8/23 16:29	2/7/23	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Begleiter Steven L	NY	D		S	-349	348.73	0	-1	-10	9	D
6/9/22 16:15	6/7/22	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-496	285.03	0	-2	-25	5	D
3/9/22 16:15	3/7/22	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-730	364.89	0	-2	-19	9	D
12/9/21 16:30	12/7/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-740	370.08	0	-2	-17	10	D
11/18/21 16:14	11/16/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.d	-367	391.72	0	-1	-1	71	D
9/9/21 16:15	9/7/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-923	461.54	0	-2	-15	12	D
8/23/21 16:38	8/19/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-2,569	475.90	0	-5	-7	71	D
8/17/21 16:15	8/13/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	Global H	S	-697	464.47	0	-2	-5	27	D
8/12/21 16:39	8/10/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.d	-2,383	476.53	0	-5	-7	71	D
8/12/21 16:39	8/11/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-2,977	462.70	0	-6	-32	14	D
8/12/21 16:37	8/10/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	Global H	S.d	-2,217	477.81	0	-5	-14	29	D
8/11/21 16:39	8/9/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-122	487.05	0	0	-4	6	D
8/11/21 16:38	8/9/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-6,501	484.53	0	-13	-2	764	D
6/15/21 16:45	6/14/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-3,140	448.64	0	-7	-34	14	D
6/8/21 16:30	6/7/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,780	445.00	0	-4	-23	14	D
5/27/21 16:36	5/26/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-450	465.08	0	-1	-12	7	D
5/27/21 16:31	5/26/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-1,849	462.35	0	-4	-12	29	D
5/27/21 16:28	5/25/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-2,319	463.84	0	-5	-7	71	D
5/24/21 17:00	5/24/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-46	460.02	0	0	-2	6	D
5/19/21 16:27	5/17/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-69	460.38	0	0	-2	6	D
5/13/21 19:20	5/11/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-2,696	449.26	0	-6	-8	71	D
5/7/21 16:42	5/5/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-25	468.59	0	0	0	71	D
3/17/21 16:33	3/15/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-10,376	518.80	0	-20	-3	768	D
3/8/21 16:30	3/5/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,912	478.01	0	-4	-19	18	D
3/2/21 16:30	3/1/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-1,217	575.00	0	-2	-22	7	D
2/25/21 16:30	2/24/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,365	545.95	0	-3	-8	28	D
2/8/21 16:30	2/8/21	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-143	572.32	0	0	-4	6	D
12/16/20 16:30	12/15/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-416	554.96	0	-1	-1	53	D
12/9/20 16:35	12/7/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-2,186	546.49	0	-4	-13	26	D
12/9/20 16:35	12/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-23,172	565.17	0	-41	-5	813	D
12/9/20 16:35	12/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-142	566.13	0	0	-3	8	D
11/13/20 16:15	11/12/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,356	542.31	0	-3	-7	31	D
11/12/20 16:21	11/9/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-8,695	532.15	0	-16	-2	841	D
11/12/20 16:19	11/9/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-14,139	550.98	0	-26	-3	856	D
11/5/20 16:31	11/3/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-2,270	540.59	0	-4	-11	34	D
11/5/20 16:31	11/3/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.m	-2,235	558.75	0	-4	-5	75	D
10/30/20 16:30	10/29/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-9,575	554.71	0	-17	-36	30	D
9/10/20 16:31	9/9/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,828	456.91	0	-4	-12	30	D
9/10/20 16:27	9/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-19,024	452.96	0	-42	-4	933	D
8/28/20 16:30	8/27/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-250	500.00	0	-1	-1	54	D
8/17/20 16:33	8/13/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,222	488.68	0	-3	-7	31	D
8/11/20 16:15	8/10/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-12,190	487.62	0	-25	-2	975	D
8/11/20 16:13	8/10/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-127	508.88	0	0	-3	8	D
5/15/20 16:06	5/14/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,254	501.60	0	-3	-7	34	D
5/12/20 16:11	5/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.d	-12,090	483.62	0	-25	-3	966	D
5/12/20 16:09	5/8/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,919	479.66	0	-4	-10	34	D
5/7/20 16:07	5/5/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-959	479.44	0	-2	-4	54	D
5/7/20 16:04	5/5/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	S	-120	481.13	0	0	-3	8	D
5/5/20 16:28	5/4/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	S	-877	457.00	0	-2	-15	11	D
2/18/20 16:11	2/14/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-1,027	342.42	0	-3	-4	79	D
2/14/20 16:10	2/13/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-836	334.26	0	-3	-6	37	D
2/12/20 16:18	2/10/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,368	342.01	0	-4	-9	38	D
2/12/20 16:15	2/10/20	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-8,481	339.25	0	-25	-3	953	D
11/12/19 17:29	11/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-872	348.73	0	-3	-6	42	D
11/12/19 17:27	11/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-6,971	348.56	0	-20	-2	1,028	D
11/12/19 17:24	11/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,395	348.66	0	-4	-8	47	D
9/5/19 16:15	9/3/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-403	402.82	0	-1	-2	56	I
8/9/19 16:15	8/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-955	347.39	0	-3	-5	51	D
8/9/19 16:13	8/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-7,001	350.07	0	-20	-2	1,028	D
6/10/19 17:19	6/7/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-34	337.30	0	0	0	57	D
5/10/19 16:17	5/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-5,623	281.14	0	-20	-2	990	D
5/1/19 16:18	4/29/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.m	-1,114	278.50	0	-4	-4	85	D
4/29/19 16:02	4/26/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-395	265.61	0	-1	-3	54	D
2/21/19 20:23	2/19/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,856	231.99	0	-8	-15	44	D
2/12/19 17:20	2/8/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-4,419	220.94	0	-20	-2	1,010	D
2/6/19 16:22	2/4/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-688	215.83	0	-3	-14	19	M
2/6/19 16:19	2/5/19	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		S.d	-687	215.62	0	-3	-13	22	D
11/21/18 16:31	11/20/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-542	216.89	0	-3	-3	78	D
11/13/18 17:02	11/8/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.d	-4,108	205.38	0	-20	-2	1,045	D
10/31/18 16:30	10/29/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-5,053	211.93	0	-24	-2	1,065	D
8/16/18 16:05	8/14/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-2,393	186.51	0	-13	-23	42	D
8/10/18 16:00	8/8/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-3,734	186.70	0	-20	-2	1,045	D
8/7/18 17:10	8/3/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-4,353	189.16	0	-23	-2	1,065	D
5/22/18 16:45	5/18/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S	-1,548	204.90	0	-8	-29	19	I
5/10/18 16:41	5/8/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-7,113	203.22	0	-35	-3	1,046	D
3/16/18 17:04	3/15/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S	-559	223.43	0	-3	-3	80	D
3/12/18 17:04	3/9/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,178	218.11	0	-5	-9	55	D
2/22/18 16:37	2/20/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.m	-1,605	200.67	0	-8	-16	43	D
2/9/18 16:16	2/8/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-6,671	190.61	0	-35	-3	1,088	D
2/6/18 16:06	2/5/18	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-836	197.98	0	-4	-14	26	M
11/30/17 16:06	11/29/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-392	195.84	0	-2	-4	53	D
11/17/17 16:07	11/16/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.d	-883	176.61	0	-5	-5	86	D
11/15/17 16:06	11/14/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		S.d	-735	174.00	0	-4	-15	24	D
11/9/17 16:06	11/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-6,240	178.29	0	-35	-3	1,082	D
11/3/17 16:06	11/2/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-706	176.40	0	-4	-6	62	D
8/10/17 16:07	8/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-3,973	198.63	0	-20	-2	1,095	D
6/12/17 17:48	6/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Global H	S.dm	-1,870	201.35	0	-9	-10	86	D
6/12/17 16:46	6/9/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-1,124	200.84	0	-6	-8	62	D
5/18/17 16:08	5/17/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-42	184.70	30	0	0	50	D	120	42	16	0	0	1	0	0
5/9/17 16:07	5/8/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-3,714	185.70	28	-20	-2	1,066	D	122	49	26	-2	1	2	-5	0	1
5/3/17 16:07	5/1/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-5,162	191.20	30	-27	-2	1,086	D	126	55	27	1	3	4	3	-3	0	0
2/14/17 16:28	2/13/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,517	189.57	33	-8	-14	51	D	136	76	17	19	29	20	1	1	1	1	1
2/14/17 16:27	2/13/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		S	-2,268	189.01	33	-12	-26	35	D	136	76	17	19	29	20	1	1	1	1	1
2/10/17 16:06	2/9/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-1,970	188.20	33	-10	-14	62	D	138	80	17	22	27	20	1	-1	2	3	3	1
2/9/17 16:06	2/7/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,553	188.68	33	-19	-2	1,063	D	138	76	17	23	26	21	4	-2	-1	2	2	0
2/8/17 16:09	2/7/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		S.d	-475	190.04	33	-3	-10	23	D	136	81	18	26	27	21	5	1	0	1	2	0
2/8/17 16:07	2/7/17	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-1,020	189.99	33	-5	-17	26	M	136	81	18	26	27	21	5	1	0	1	2	0
8/23/16 16:24	8/22/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.m	-1,026	165.40	33	-6	-9	65	D	191	77	44	23	10	2	2	0	0	2	5	3	19
8/22/16 16:08	8/19/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-1,668	166.79	33	-10	-14	59	D	192	74	50	24	11	3	3	2	0	1	5	4	17
8/9/16 16:17	8/8/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-4,870	162.34	33	-30	-3	1,088	D	196	67	54	27	19	6	1	0	0	2	5	-7	18
5/25/16 16:10	5/24/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S	-684	139.03	33	-5	-15	28	I	156	61	30	20	11	13	6	4	-1	0	3	18	22
5/11/16 17:06	5/9/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-47	127.69	30	0	-1	49	D	138	49	28	19	3	-1	4	2	2	2	11	26	20
5/11/16 17:06	5/9/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-10,177	127.21	30	-80	-7	1,118	D	138	49	28	19	3	-1	4	2	2	2	11	26	20
2/18/16 16:05	2/16/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-1,719	110.89	29	-16	-18	69	D	95	44	18	16	4	6	7	8	2	4	10	17	45	71
2/9/16 16:31	2/8/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-3,126	104.20	28	-30	-3	1,084	D	76	30	8	6	-5	3	-6	-7	-2	4	15	19	52	80
2/8/16 16:07	2/5/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S	-269	107.61	29	-3	-7	33	I	77	34	9	8	2	5	-2	-7	2	4	18	19	55	81
2/4/16 16:08	2/3/16	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-1,215	113.76	29	-11	-13	72	D	91	51	18	15	8	11	12	-2	-4	-5	13	10	45	69
12/8/15 16:16	12/7/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-169	112.40	28	-2	-3	44	D	80	68	34	18	19	13	7	7	-3	-4	-5	9	28	48
11/10/15 17:17	11/9/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,955	98.86	33	-40	-4	1,011	D	54	53	16	3	9	3	-3	1	1	1	10	6	30	57
8/14/15 16:04	8/13/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-476	95.18	19	-5	-12	35	D	79	69	16	9	0	-2	-2	-3	1	0	1	5	14	71
8/12/15 17:07	8/10/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,890	97.26	20	-40	-4	1,051	D	85	69	20	12	4	-2	-1	-2	-1	2	2	4	11	71
8/12/15 17:06	8/11/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-542	95.72	20	-6	-10	52	D	85	69	20	12	4	-2	-1	-2	-1	2	2	4	11	71
5/12/15 18:08	5/8/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,422	85.56	23	-40	-4	1,091	D	101	60	32	8	0	-4	0	3	0	4	1	13	16	49
3/6/15 16:17	3/5/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		S.m	-372	85.00	13	-4	-12	31	D	120	36	44	32	16	5	7	6	1	2	1	3	15	50
2/27/15 16:16	2/26/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-566	80.92	14	-7	-14	43	D	111	38	37	26	11	1	1	1	2	8	5	12	15	51
2/20/15 17:14	2/18/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-1,607	80.30	14	-20	-2	1,131	D	94	36	37	25	17	5	0	-2	1	2	12	12	25	45
2/13/15 16:25	2/12/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S	-326	81.43	13	-4	-10	34	I	121	38	45	26	14	11	8	3	-2	-3	6	8	17	35
2/11/15 16:17	2/10/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-51	80.35	14	-1	-1	44	D	117	35	41	24	12	13	6	0	1	0	6	7	19	31
2/11/15 16:17	2/10/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		S.d	-50	80.51	14	-1	-2	36	D	117	35	41	24	12	13	6	0	1	0	6	7	19	31
2/10/15 17:57	2/9/15	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.m	-799	80.56	13	-10	-12	70	D	117	32	45	22	9	11	5	3	0	-1	6	7	22	34
12/9/14 12:28	12/8/14	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-138	69.06	10	-2	-5	40	D	109	3	26	14	8	7	5	2	2	1	5	26	28	68
12/8/14 17:54	12/5/14	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-789	68.07	10	-12	-1	1,125	D	112	7	26	14	10	4	6	4	2	1	0	25	26	68
11/18/14 16:48	11/14/14	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.d	-460	65.66	13	-7	-1	1,141	D	125	-5	19	10	3	0	-3	-3	-1	1	10	26	40	62
9/8/14 17:15	9/8/14	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S	-89	59.48	12	-2	-3	42	D	86	11	-8	10	6	3	0	0	0	-1	5	13	44	61
8/22/14 16:30	8/21/14	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-633	57.58	11	-11	-16	57	D	81	12	-2	6	22	4	2	-1	3	1	4	9	39	64
8/13/14 20:25	8/12/14	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-283	56.52	13	-5	-11	38	I	76	6	-6	4	5	5	1	2	0	3	5	15	44	70
8/1/14 16:30	7/30/14	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		S.d	-110	57.05	16	-2	-4	41	D	84	10	-11	3	1	18	12	0	1	0	6	15	37	76
4/30/14 16:30	4/28/14	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Steinhardt John	NY	D		S.dm	-541	54.14	14	-10	-31	22	D	54	27	-18	-13	-15	-2	-4	-3	2	1	2	5	18	68
11/22/13 19:13	11/22/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S.d	-1,761	70.43	12	-25	-36	44	D	163	138	61	32	8	9	6	2	-3	0	-6	-16	-19	-10
11/21/13 19:20	11/19/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.dm	-1,879	68.38	12	-27	-30	64	D	159	132	56	29	5	5	3	0	0	-3	-7	-16	-22	-9
8/2/13 17:41	7/31/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Hersch Ronald M	NY	D		S.d	-520	51.99	9	-10	-24	31	D	109	74	41	24	16	5	0	1	0	0	-4	24	19	7
7/30/13 19:49	7/30/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Gomach David G	NY	D		S.d	-261	52.20	8	-5	-12	38	D	116	75	40	24	12	1	1	-3	-1	1	0	26	18	9
6/11/13 19:01	6/7/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-3,376	45.01	8	-75	-6	1,126	D	111	49	37	15	8	-1	3	5	0	3	12	19	47	20
5/20/13 18:04	5/17/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-537	45.30	11	-12	-21	44	I	118	44	60	15	22	9	5	1	-2	-4	4	13	48	20
5/20/13 18:01	5/16/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-780	45.89	11	-17	-21	64	D	118	44	60	15	22	9	5	1	-2	-4	4	13	48	20
5/10/13 19:00	5/8/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-2,177	43.80	14	-50	-4	1,201	D	104	36	40	17	18	11	4	2	0	4	4	21	51	26
3/14/13 19:31	3/12/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-608	39.24	16	-15	-1	1,250	D	87	10	36	19	4	0	-1	-3	0	0	1	19	43	65
3/14/13 19:27	3/14/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-108	39.00	16	-3	-5	56	I	87	10	36	19	4	0	-1	-3	0	0	1	19	43	65
3/13/13 19:00	3/11/13	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-483	39.51	16	-12	-17	59	I	83	11	29	21	3	-1	0	0	-2	-4	-1	17	41	65
12/14/12 21:01	12/12/12	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-1,957	32.61	5	-60	-5	1,270	D	77	14	6	8	3	6	5	-1	1	6	9	16	43	100
12/14/12 21:00	12/13/12	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.d	-1,346	32.24	5	-42	-34	79	D	77	14	6	8	3	6	5	-1	1	6	9	16	43	100
12/12/12 21:03	12/10/12	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.dm	-1,572	32.59	5	-48	-38	79	D	77	17	8	11	4	9	5	-3	0	6	8	19	48	99
6/13/12 18:57	6/11/12	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.dm	-1,502	30.25	9	-50	-42	69	D	122	38	7	-18	-12	-5	-1	-2	-5	-7	-7	-2	6	55
6/13/12 18:56	6/12/12	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-181	30.14	9	-6	-8	72	I	122	38	7	-18	-12	-5	-1	-2	-5	-7	-7	-2	6	55
5/23/12 19:31	5/21/12	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-1,247	32.08	11	-39	-3	1,330	D	132	46	17	5	-12	-5	-1	0	-2	0	-16	0	-7	38
12/9/11 21:13	12/7/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.dm	-1,545	28.65	4	-54	-7	767	D	114	52	27	-4	-7	4	1	0	1	-1	13	27	7	15
12/2/11 18:17	11/30/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Burkhardt Roger	NY	D		S.m	-175	28.79	5	-6	-29	15	D	129	55	28	-2	10	4	7	3	-3	-3	1	20	6	8
11/17/11 18:49	11/15/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Burkhardt Roger	NY	D		S	-116	29.00	6	-4	-16	21	D	123	53	32	2	3	-8	-3	-2	2	0	6	19	19	12
11/9/11 19:41	11/7/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Burkhardt Roger	NY	D		S.dm	-289	29.13	6	-10	-29	25	D	144	63	39	27	13	14	0	-4	-1	3	1	14	15	9
11/8/11 21:28	11/4/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.dm	-2,800	28.55	6	-98	-54	85	D	139	57	31	16	5	7	-4	0	-6	-6	-3	9	9	5
11/8/11 21:26	11/4/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Delise Antonio L	NY	O	CFO	S	-294	29.43	6	-10	-18	45	I	139	57	31	16	5	7	-4	0	-6	-6	-3	9	9	5
5/11/11 18:03	5/9/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Millet T Kelley	NY	DO	P	S.m	-1,232	22.05	3	-56	-17	276	D	117	40	20	7	-4	-9	-9	1	3	-2	5	16	34	50
5/6/11 18:00	5/5/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Millet T Kelley	NY	DO	P	S	-1,482	22.06	3	-67	-17	332	D	117	43	21	6	-3	-9	-10	-3	0	0	2	20	32	52
5/4/11 17:29	5/2/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Trudeau Robert	CA	D		S	-23,573	23.51	3	-1,003	-43	1,307	I	128	43	24	10	1	-7	-7	-8	-2	-1	2	17	31	52
3/9/11 16:30	3/7/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.m	-665	22.15	3	-30	-23	100	D	252	50	46	19	9	6	4	1	-3	-3	14	1	31	61
2/17/11 18:40	2/15/11	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Tcv VI L P	CA	TH	May be p	S	-24,754	20.57	2	-1,203	-34	2,310	I	175	41	43	17	7	2	1	-1	0	-1	3	-1	30	55
11/15/10 18:37	11/12/10	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S	-463	18.51	3	-25	-17	120	D	259	59	12	23	9	1	0	0	-1	2	3	18	19	56
11/12/10 19:36	11/10/10	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Rucker James N B	NY	O	See rema	S.d	-76	18.46	3	-4	-2	204	D	232	55	12	28	10	3	0	0	0	1	1	16	19	52
11/12/10 19:31	11/9/10	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-1,483	18.54	3	-80	-12	599	D	232	55	12	28	10	3	0	0	0	1	1	16	19	52
11/5/10 18:00	11/4/10	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Rucker James N B	NY	O	See Rema	S.d	-267	18.75	3	-14	-9	153	D	261	63	25	25	9	8	3	3	0	0	1	12	20	69
2/26/10 18:21	2/24/10	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Themelis Nicholas	NY	O	CIO	S.m	-228	15.17	2	-15	-9	145	D	51	90	35	15	4	14	1	-3	0	2	8	-5	2	43
11/16/07 16:02	11/14/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S.m	-277	15.69	3	-18	-2	1,007	D	29	11	-5	-12	-6	1	-1	0	-4	-5	-27	-39	-53	-68
11/16/07 16:01	11/15/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-123	15.32	3	-8	-1	999	D	29	11	-5	-12	-6	1	-1	0	-4	-5	-27	-39	-53	-68
11/16/07 16:01	11/15/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-68	15.65	3	-4	0	1,489	D	29	11	-5	-12	-6	1	-1	0	-4	-5	-27	-39	-53	-68
10/17/07 16:16	10/15/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,C.E.O	S.m	-118	14.91	3	-8	-1	1,027	D	23	39	-12	-22	-12	-3	-8	-1	1	-1	1	-34	-44	-72
10/17/07 16:15	10/16/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,C.E.O	S	-38	15.11	3	-3	0	1,519	D	23	39	-12	-22	-12	-3	-8	-1	1	-1	1	-34	-44	-72
10/17/07 16:15	10/15/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,C.E.O	S	-290	14.79	3	-20	-2	1,035	D	23	39	-12	-22	-12	-3	-8	-1	1	-1	1	-34	-44	-72
9/18/07 17:05	9/14/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-420	14.01	4	-30	-2	1,549	D	28	39	-4	-19	-18	-16	-16	-8	4	-1	-1	-20	-35	-54
8/15/07 19:45	8/14/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-87	16.46	4	-5	0	1,084	D	55	68	11	-3	-18	-17	-9	-12	13	14	-5	0	-31	-37
8/15/07 19:43	8/14/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-182	15.95	4	-11	-1	1,089	D	55	68	11	-3	-18	-17	-9	-12	13	14	-5	0	-31	-37
8/15/07 19:42	8/14/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-207	15.60	4	-13	-1	1,101	D	55	68	11	-3	-18	-17	-9	-12	13	14	-5	0	-31	-37
7/18/07 21:38	7/16/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-84	19.61	4	-4	0	1,609	I	77	95	51	16	9	7	2	1	0	-4	-20	-23	-43	-61
7/18/07 21:37	7/16/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-246	19.33	4	-13	-1	1,614	I	77	95	51	16	9	7	2	1	0	-4	-20	-23	-43	-61
7/18/07 21:36	7/16/07	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	CB,CEO	S	-246	19.04	4	-13	-1	1,626	I	77	95	51	16	9	7	2	1	0	-4	-20	-23	-43	-61
12/19/06 18:00	11/2/06	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Thees Thomas M	NY	H	Former C	S.m	-132	12.22	3	-11	-60	7	M	-13	24	31	37	12	-3	-5	-1	0	1	-7	22	24	-10
12/15/06 18:50	12/13/06	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Baillie Ian N	NY	O	Head of	S.dm	-448	14.01	4	-32	-44	40	D	-19	24	27	35	16	-6	-5	-3	-1	-2	-8	8	24	-16
3/16/06 18:17	3/14/06	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DOT	P,CEO	S	-359	11.97	3	-30	-2	1,670	B									0	2	-9	-12	-14	24
2/16/06 16:29	2/14/06	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DOT	P,CEO	S.m	-1,428	12.85	2	-111	-6	1,700	B									1	0	-6	-19	-23	12
1/19/06 18:30	1/17/06	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DOT	P,CEO	S	-21	11.59	2	-2	0	1,406	B									-1	2	13	-1	-11	14
11/16/05 17:02	11/14/05	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DOT	P,CEO	S.m	-492	12.02	1	-41	-3	1,408	D		-47	15	17	-6	-5	-3	-2	0	8	-1	13	-10	25
11/14/05 06:32	11/9/05	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Baillie Ian N	NY	O	Head of	S.dm	-360	12.00	1	-30	-75	10	D		-44	17	17	-8	-4	-1	1	-1	-1	-8	7	-16	15
10/18/05 18:01	10/14/05	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DOT	P,CEO	S.m	-743	11.95	2	-62	-4	1,449	D			-15	7	4	-13	-6	-5	8	8	1	-4	-4	-3
9/16/05 17:58	9/14/05	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DOT	P,CEO	S	-277	11.56	1	-24	-2	1,511	D			3	-3	6	2	0	-8	2	9	2	-5	1	-13
8/29/05 16:16	8/25/05	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Ziegelbaum Michael H	NY	O	Head of	S.dm	-165	11.00	1	-15	-60	10	D			-7	6	1	8	10	9	-2	-3	19	10	16	-16
8/2/05 17:20	7/29/05	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Ziegelbaum Michael H	NY	O	Head of	S.d	-4	11.00	2	0	-4	10	D			-23	-12	-5	-3	-3	-2	1	-5	4	15	20	-8
7/1/05 16:00	6/30/05	MKTX	Financ	FinTrd	Security Brokers, Dealers & F	Ziegelbaum Michael H	NY	O	Head of	S.d	-79	11.26	4	-7	-41	10	D			-34	-13	12	11	-1	-2	-2	-4	-2	26	-1	0

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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avg

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T Date

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oc

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r1y

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r7d

r3d

f1d

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f1y