PSEC - Prospect Capital Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	4	31	1	3	1	11	26	51	15
P	%wins				81	84	71	97	100	100	89

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/29/24 13:01	11/26/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	24	4.72	0	5	0	1,711	D
11/27/24 16:01	11/25/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	24	4.83	0	5	0	1,706	D
11/26/24 16:01	11/22/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	24	4.72	0	5	0	1,701	D
11/26/24 16:01	11/22/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,780	4.78	0	1,000	1	77,794	D
11/25/24 16:01	11/21/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	23	4.60	0	5	0	1,696	D
11/25/24 16:01	11/21/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,640	4.64	0	1,000	1	76,794	D
11/22/24 16:01	11/20/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	23	4.65	0	5	0	1,691	D
11/22/24 16:01	11/20/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,590	4.59	0	1,000	1	75,794	D
11/21/24 16:02	11/19/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,630	4.63	0	1,000	1	74,794	D
11/21/24 16:01	11/19/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	23	4.50	0	5	0	1,686	D
11/20/24 16:01	11/18/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	22	4.46	0	5	0	1,681	D
11/20/24 16:01	11/18/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,743	4.47	0	837	1	73,774	D
11/19/24 18:37	11/15/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	906	4.40	0	206	0	72,937	D
11/19/24 16:01	11/15/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	22	4.38	0	5	0	1,676	D
11/18/24 16:01	11/14/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,370	4.37	0	1,000	1	72,731	D
11/18/24 16:01	11/14/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	22	4.33	0	5	0	1,671	D
11/14/24 16:01	11/12/24	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	65	4.29	0	15	17	107	M
9/19/24 16:01	9/17/24	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	14	5.50	0	3	5	58	D
9/18/24 16:01	9/16/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	28	5.50	0	5	0	1,666	D
9/17/24 16:01	9/13/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.44	0	5	0	1,661	D
9/16/24 16:01	9/12/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.35	0	5	0	1,656	D
9/12/24 16:01	9/10/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	505	5.29	0	95	0	71,699	D
9/12/24 16:01	9/10/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.30	0	5	0	1,651	D
9/11/24 16:02	9/9/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	2,507	5.30	0	473	1	71,604	D
9/11/24 16:01	9/9/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	27	5.33	0	5	0	1,646	D
9/10/24 16:01	9/6/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.25	0	5	0	1,641	D
9/10/24 16:01	9/6/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,945	5.26	0	750	1	71,131	D
9/9/24 16:01	9/5/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.25	0	5	0	1,636	D
9/9/24 16:01	9/5/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	1,151	5.26	0	219	0	70,381	D
9/6/24 16:01	9/4/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.27	0	5	0	1,631	D
9/6/24 16:01	9/4/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,923	5.23	0	750	1	70,162	D
9/5/24 16:01	9/3/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.23	0	5	0	1,626	D
9/5/24 16:01	9/3/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	3,878	5.17	0	750	1	69,412	D
9/4/24 16:01	8/30/24	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	26	5.20	0	5	0	1,621	D
9/4/24 16:01	8/30/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	12,935	5.17	0	2,500	4	68,662	D
6/24/24 16:03	6/20/24	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	75	22.50	0	3	275	5	D
5/15/24 17:36	5/13/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	22	5.47	0	4	0	66,100	D
5/14/24 16:01	5/10/24	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	4,377	5.48	0	799	1	66,096	D
3/13/24 16:03	3/11/24	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	27	5.44	0	5	6	84	I
12/8/23 16:01	12/6/23	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	57	5.67	0	10	1	1,616	D
12/7/23 17:04	12/5/23	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	56	5.64	0	10	1	1,606	D
12/6/23 16:01	12/4/23	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	57	5.66	0	10	1	1,596	D
12/1/23 16:03	11/29/23	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	56	5.60	0	10	1	1,586	D
11/30/23 16:01	11/28/23	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	56	5.62	0	10	1	1,576	D
11/29/23 16:01	11/27/23	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	58	5.75	0	10	1	1,566	D
11/24/23 16:01	11/21/23	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	91	5.75	0	16	1	1,556	D
11/22/23 16:01	11/20/23	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	64	5.80	0	11	1	1,540	D
11/14/23 16:01	11/10/23	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	28	5.68	0	5	7	76	I
9/14/23 16:14	9/12/23	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	995	5.99	0	166	0	73,199	D
9/13/23 16:09	9/11/23	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	18	6.00	0	3	6	55	D
9/13/23 16:09	9/11/23	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P	99	5.99	0	17	0	73,032	D
5/16/23 19:04	5/11/23	PSEC	Fund	CEF	Closed-End Funds	Barry John F	FL	DOT	CEO	P.m	1,237	6.19	0	200	0	72,969	D
3/16/23 16:18	3/14/23	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	41	6.87	0	6	10	66	D
11/15/22 16:02	11/11/22	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	32	7.51	0	4	8	59	D
9/28/22 16:05	9/26/22	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	13	6.55	0	2	4	52	D
9/9/22 16:02	9/7/22	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	19	7.35	0	3	5	53	D
9/9/22 16:01	9/7/22	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	15	7.35	0	2	4	50	D
5/14/21 16:03	5/12/21	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	16	7.78	0	2	4	48	D
9/1/20 16:28	8/28/20	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	13	5.10	0	3	6	46	D
8/20/20 16:01	3/23/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P.a	4,312	4.14	0	1,042	2	68,715	D
4/9/20 17:27	2/21/20	PSEC	Fund	CEF	Closed-End Funds	Gremp William	NY	D		P	13	6.54	0	2	7	30	D
4/6/20 16:01	3/23/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P.a	4,293	4.14	0	1,037	2	68,710	D
3/26/20 16:25	3/24/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,585	4.63	0	342	0	69,057	D
3/26/20 16:22	3/24/20	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	445	4.45	0	100	8	1,352	D
3/25/20 16:03	3/23/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	4,312	4.14	0	1,042	2	68,715	D
3/24/20 16:10	3/20/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	11,440	4.97	0	2,300	4	67,673	D
3/23/20 16:19	3/19/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	10,131	4.72	0	2,145	3	65,373	D
3/20/20 16:12	3/18/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	23,614	4.43	0	5,328	9	63,217	D
3/19/20 16:02	3/17/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	21,190	4.97	0	4,265	8	57,888	D
3/18/20 16:02	3/16/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	22,007	4.77	0	4,610	9	53,623	D
3/17/20 16:52	3/13/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	16,008	4.92	0	3,253	7	49,013	D
3/16/20 16:59	3/12/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	20,813	4.56	0	4,562	11	45,760	D
3/13/20 16:03	3/11/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	3,346	4.79	0	698	2	41,198	D
3/12/20 16:02	3/10/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,669	5.01	0	333	1	40,500	D
3/11/20 16:09	3/9/20	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	164	4.98	0	33	0	40,167	D
2/27/20 16:01	2/25/20	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	31	6.18	0	5	14	41	D
2/14/20 16:01	2/12/20	PSEC	Fund	CEF	Closed-End Funds	Gremp William	NY	D		P	7	6.54	0	1	4	28	D
12/12/19 16:10	12/10/19	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	7	6.52	0	1	2	44	D
12/11/19 16:07	12/9/19	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	21	6.54	0	3	10	36	D
11/20/19 16:09	11/8/19	PSEC	Fund	CEF	Closed-End Funds	Gremp William	NY	D		P	65	6.45	0	10	61	27	D
9/5/19 16:05	9/3/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,508	6.34	0	238	1	40,088	D
9/4/19 17:13	8/30/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,288	6.39	0	202	1	39,850	D
9/4/19 17:05	8/29/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P.a	894	6.40	0	140	0	39,649	D
9/3/19 16:08	8/29/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	894	6.40	0	140	0	39,641	D
6/19/19 16:03	6/17/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	874	6.34	0	138	0	39,487	D
6/18/19 16:01	6/14/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,474	6.32	0	233	1	39,349	D
6/17/19 16:06	6/13/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	2,608	6.38	0	409	1	39,116	D
6/7/19 16:01	6/5/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	681	6.34	0	107	0	38,707	D
6/6/19 16:04	6/4/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	400	6.29	0	63	0	38,599	D
2/13/19 16:02	2/11/19	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	639	6.39	0	100	0	38,507	D
1/3/19 16:01	12/31/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,891	6.31	0	300	1	38,062	D
12/28/18 16:02	12/26/18	PSEC	Fund	CEF	Closed-End Funds	Gremp William	NY	D		P	15	5.94	0	3	20	15	D
12/27/18 16:32	12/24/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,773	5.82	0	305	1	37,762	D
12/27/18 16:31	12/24/18	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	14	5.75	0	3	6	43	D
12/26/18 16:06	12/21/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	5,872	5.87	0	1,000	3	37,458	D
12/26/18 16:04	12/20/18	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	6	5.81	0	1	3	31	D
12/26/18 16:03	12/20/18	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	291	5.81	0	50	4	1,252	D
12/26/18 16:01	12/20/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	3,482	5.80	0	600	2	36,458	D
12/11/18 16:01	12/7/18	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	7	6.72	0	1	3	40	D
11/13/18 16:02	11/8/18	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	17	7.00	0	3	9	30	D
8/28/18 15:47	3/19/18	PSEC	Fund	CEF	Closed-End Funds	Gremp William	NY	D		P	6	6.50	0	1	9	12	D
8/27/18 16:51	12/18/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P.a	704	6.88	0	102	0	29,973	D
5/22/18 16:03	5/18/18	PSEC	Fund	CEF	Closed-End Funds	Van Dask Kristin Lea	NY	O	CFO,TREA	P	24	6.66	0	4	15	28	D
3/23/18 16:01	3/21/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	29	6.50	0	4	0	34,565	D
3/22/18 16:01	3/20/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	378	6.50	0	58	0	34,561	D
3/21/18 16:05	3/19/18	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	7	6.50	0	1	3	39	D
3/21/18 16:05	3/19/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	411	6.50	0	63	0	34,502	D
3/20/18 16:01	3/16/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	20	6.50	0	3	0	34,439	D
3/19/18 16:01	3/15/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	546	6.49	0	84	0	34,436	D
3/15/18 16:04	3/13/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	2	6.50	0	0	0	34,352	D
3/6/18 16:02	3/2/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	112	6.50	0	17	0	34,351	D
3/5/18 16:01	3/1/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,595	6.58	0	242	1	34,334	D
3/2/18 16:02	2/28/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,785	6.63	0	269	1	34,092	D
2/27/18 16:17	2/23/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	533	6.67	0	80	0	33,823	D
2/26/18 16:01	2/22/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	322	6.70	0	48	0	33,743	D
2/13/18 16:01	2/9/18	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	3,144	6.73	0	467	1	33,411	D
12/27/17 16:24	12/22/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	7,167	7.21	0	994	3	32,829	D
12/27/17 16:01	12/22/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	72	7.19	0	10	1	1,202	D
12/26/17 16:02	12/21/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	71	7.08	0	10	1	1,192	D
12/26/17 16:01	12/21/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	4,804	7.08	0	678	2	31,433	D
12/22/17 16:02	12/20/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,253	6.96	0	180	1	30,754	D
12/22/17 16:01	12/20/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	69	6.94	0	10	1	1,182	D
12/21/17 16:02	12/19/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	3,116	6.92	0	450	1	30,574	D
12/21/17 16:01	12/19/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	69	6.94	0	10	1	1,172	D
12/20/17 16:01	12/18/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	2,805	6.87	0	408	1	30,124	D
12/20/17 16:01	12/18/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	69	6.92	0	10	1	1,162	D
12/19/17 16:19	12/15/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,703	6.87	0	248	1	29,716	D
12/19/17 16:11	12/15/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	68	6.77	0	10	1	1,152	D
12/18/17 16:04	12/14/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	68	6.79	0	10	1	1,142	D
12/18/17 16:03	12/14/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	2,515	6.82	0	369	1	29,468	D
12/15/17 16:01	12/13/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	2,428	6.81	0	357	1	29,099	D
12/15/17 16:01	12/13/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	68	6.82	0	10	1	1,132	D
12/14/17 16:01	12/12/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,807	6.82	0	265	1	28,743	D
12/14/17 16:01	12/12/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	68	6.83	0	10	1	1,122	D
12/13/17 16:01	12/11/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	68	6.75	0	10	1	1,112	D
12/12/17 16:01	12/8/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	831	6.74	0	123	0	28,478	D
12/12/17 16:01	12/8/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	67	6.73	0	10	1	1,102	D
12/11/17 16:01	12/7/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	67	6.69	0	10	1	1,092	D
12/11/17 16:01	12/7/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	734	6.67	0	110	0	28,354	D
12/8/17 16:01	12/6/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	737	6.70	0	110	0	28,244	D
12/8/17 16:01	12/6/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	67	6.69	0	10	1	1,082	D
12/7/17 16:01	12/5/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	67	6.73	0	10	1	1,072	D
12/7/17 16:01	12/5/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,792	6.73	0	266	1	28,134	D
12/6/17 16:02	12/4/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	69	6.85	0	10	1	1,062	D
12/6/17 16:01	12/4/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,693	6.77	0	250	1	27,868	D
12/5/17 16:02	12/1/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	2,968	6.82	0	435	2	27,618	D
12/5/17 16:01	12/1/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	69	6.85	0	10	1	1,052	D
12/4/17 16:02	11/30/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	69	6.87	0	10	1	1,042	D
12/4/17 16:01	11/30/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,169	6.86	0	170	1	27,183	D
12/1/17 16:01	11/29/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	961	6.80	0	141	1	27,013	D
12/1/17 16:01	11/29/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	68	6.77	0	10	1	1,032	D
11/30/17 16:01	11/28/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	69	6.85	0	10	1	1,022	D
11/29/17 16:02	11/27/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	69	6.89	0	10	1	1,012	D
11/29/17 16:01	11/27/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	78	6.80	0	11	0	26,871	D
11/28/17 16:01	11/24/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,908	6.82	0	280	1	26,860	D
11/27/17 16:02	11/22/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	1,094	6.72	0	163	1	26,577	D
11/24/17 16:01	11/21/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	7,195	6.90	0	1,043	4	26,414	D
11/22/17 16:01	11/20/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DOT	CEO	P	6,948	6.98	0	996	4	25,371	D
11/16/17 16:01	11/14/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	395	6.07	0	65	7	1,002	D
11/15/17 16:09	11/13/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	387	5.96	0	65	7	937	D
11/14/17 16:14	11/10/17	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	1,673	5.71	0	293	1	24,375	M
11/14/17 16:12	11/10/17	PSEC	Fund	CEF	Closed-End Funds	Oswald Brian H	NY	O	CFO,CCO,	P	201	5.75	0	35	6	575	D
11/14/17 16:11	11/10/17	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	367	5.65	0	65	8	872	D
9/6/17 16:01	9/1/17	PSEC	Fund	CEF	Closed-End Funds	Oswald Brian H	NY	O	CFO,CCO,	P	336	6.73	0	50	10	540	D
9/1/17 16:01	8/30/17	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	7	6.75	0	1	3	38	D
5/16/17 16:01	5/12/17	PSEC	Fund	CEF	Closed-End Funds	Oswald Brian H	NY	O	CFO,CCO,	P	36	8.05	26	4	1	490	D	27	20	12	-10	-11	-14	-13	-12
5/15/17 16:04	5/11/17	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	16	8.15	26	2	6	37	D	27	20	12	-10	-11	-14	-13	-12
5/15/17 16:03	5/11/17	PSEC	Fund	CEF	Closed-End Funds	Oswald Brian H	NY	O	CFO,CCO,	P	85	8.07	26	11	2	486	D	27	20	12	-10	-11	-14	-13	-12
5/15/17 16:02	5/11/17	PSEC	Fund	CEF	Closed-End Funds	Gremp William	NY	D		P	41	8.28	26	5	109	10	D	27	20	12	-10	-11	-14	-13	-12
3/22/17 16:00	3/20/17	PSEC	Fund	CEF	Closed-End Funds	Oswald Brian H	NY	O	CFO,CCO,	P	233	9.31	25	25	6	475	D	38	44	20	13	6	-3	1	0	0	1	4
3/13/17 16:01	3/9/17	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	9	8.95	31	1	3	35	D	37	48	13	15	5	-4	-4	-4	0	2	1
12/14/16 16:00	12/14/16	PSEC	Fund	CEF	Closed-End Funds	Oswald Brian H	NY	O	CFO,CCO,	P	41	8.18	14	5	1	485	D	32	51	15	8	9	3	4	1	1	2	7	15
11/14/16 16:00	11/10/16	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	8	7.65	16	1	3	34	D	5	23	10	-5	-3	-4	4	4	1	3	7	24
9/15/16 16:01	9/13/16	PSEC	Fund	CEF	Closed-End Funds	Oswald Brian H	NY	O	CFO,CCO,	P	31	7.85	21	4	1	480	D	1	13	22	6	-5	-6	-8	-4	1	4	4	7	22
9/14/16 16:01	9/12/16	PSEC	Fund	CEF	Closed-End Funds	Oswald Brian H	NY	O	CFO,CCO,	P	8	7.85	21	1	0	476	D	0	13	22	8	-5	-7	-8	-8	1	4	4	8	25
9/6/16 16:01	9/1/16	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	17	8.40	16	2	6	33	D	8	27	23	14	4	2	2	-2	-1	-6	-5	-4	17
5/16/16 16:03	5/12/16	PSEC	Fund	CEF	Closed-End Funds	Stark Eugene S	NY	D		P	7	7.45	15	1	3	31	D	0	6	12	27	7	0	2	2	0	-1	0	14	9
3/3/16 16:01	3/1/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	109	7.25	31	15	2	807	D	-12	-2	5	3	31	29	8	6	-2	-6	-2	6	23	41
3/2/16 16:38	2/29/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	106	7.09	30	15	2	792	D	-14	-3	1	0	27	40	8	6	1	-4	-1	4	22	44
3/1/16 16:01	2/26/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	104	6.93	29	15	2	777	D	-15	-5	3	0	24	28	7	3	2	2	-1	7	23	46
2/29/16 16:01	2/25/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	105	7.00	29	15	2	762	D	-16	-7	8	-1	19	19	8	1	1	2	-1	9	24	49
2/26/16 16:01	2/24/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	103	6.89	28	15	2	747	D	-18	-10	7	-3	15	14	9	0	3	7	2	11	28	52
2/25/16 16:07	2/23/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	104	6.91	27	15	2	732	D	-19	-9	9	-1	13	17	14	3	2	8	3	12	29	54
2/24/16 16:17	2/22/16	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	7,618	6.93	27	1,100	6	21,061	D	-20	-9	4	-3	8	16	19	3	-1	4	0	10	27	53
2/24/16 16:16	2/22/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	104	6.92	27	15	2	717	D	-20	-9	4	-3	8	16	19	3	-1	4	0	10	27	53
2/23/16 16:01	2/19/16	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	7,617	6.83	27	1,115	6	19,794	D	-20	-10	4	-3	2	13	19	5	1	4	3	10	29	54
2/23/16 16:01	2/19/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	102	6.79	27	15	2	702	D	-20	-10	4	-3	2	13	19	5	1	4	3	10	29	54
2/22/16 16:01	2/18/16	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	7,544	6.77	27	1,114	6	18,679	D	-21	-11	1	-5	0	13	30	7	1	2	4	11	31	55
2/19/16 16:01	2/17/16	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	7,446	6.71	27	1,109	7	17,565	D	-22	-11	0	-5	-2	13	20	10	2	2	5	13	32	57
2/19/16 16:01	2/17/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	100	6.69	27	15	2	687	D	-22	-11	0	-5	-2	13	20	10	2	2	5	13	32	57
2/18/16 16:01	2/16/16	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	7,091	6.36	27	1,115	7	16,456	D	-24	-14	-4	-7	-6	9	10	12	0	4	7	15	34	58
2/18/16 16:01	2/16/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	95	6.30	27	15	2	672	D	-24	-14	-4	-7	-6	9	10	12	0	4	7	15	34	58
2/17/16 16:01	2/12/16	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	6,502	6.15	26	1,058	7	15,341	D	-27	-16	-8	-8	-10	4	5	10	3	6	6	19	38	62
2/17/16 16:01	2/12/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	93	6.22	26	15	2	657	D	-27	-16	-8	-8	-10	4	5	10	3	6	6	19	38	62
2/16/16 16:12	2/11/16	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	6,044	5.70	27	1,060	8	14,283	D	-29	-18	-10	-12	-10	4	2	17	3	9	8	24	41	66
2/16/16 16:02	2/11/16	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	85	5.70	27	15	2	642	D	-29	-18	-10	-12	-10	4	2	17	3	9	8	24	41	66
12/29/15 08:00	12/24/15	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	7,616	7.38	33	1,033	9	12,972	D	-19	-5	2	-1	-2	-1	6	3	0	2	-12	5	19	37
12/28/15 08:01	12/23/15	PSEC	Fund	CEF	Closed-End Funds	Eliasek M Grier	NY	DO	COO	P	355	7.10	32	50	9	627	D	-17	-3	3	-4	2	-1	13	8	-3	0	-15	2	12	31
12/28/15 08:00	12/23/15	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	7,358	7.15	32	1,029	9	11,936	D	-17	-3	3	-4	2	-1	13	8	-3	0	-15	2	12	31
12/24/15 13:20	12/22/15	PSEC	Fund	CEF	Closed-End Funds	Barry John F	NY	DO	CEO	P	7,054	6.86	31	1,029	10	10,907	D	-18	-4	0	-5	0	-2	16	9	1	-2	-13	3	16	34

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y