| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 1 | 1 | 1 | 0 | 2 | 1 | -4 | -26 | -26 | -11 | 
| P | %wins | 100 | 100 | 100 | 0 | 0 | 0 | 50 | |||
| S | %ret | 1 | 1 | 1 | -1 | 0 | 1 | 2 | 3 | -5 | 0 | 
| S | %wins | 100 | 100 | 0 | 0 | 0 | 100 | 50 | 
| Filing Date | T Date | Ticker | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 10/29/13 12:49 | 10/25/13 | JLA | Fund | CEF | Closed-End Funds | Toft Kenneth H | OH | H | other | P | 25 | 12.37 | 0 | 2 | New | 2 | D | ||||||||||||||
| 8/25/10 16:13 | 8/23/10 | JLA | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | CEO of I | S | -81 | 13.11 | 1 | -6 | -100 | 0 | D | 9 | 15 | 4 | 11 | 6 | 0 | 0 | 0 | -1 | 0 | 1 | 2 | 3 | -5 | 
| 5/13/08 17:21 | 5/13/08 | JLA | Fund | CEF | Closed-End Funds | Amboian John P | IL | H | CEO of I | P | 100 | 16.22 | 1 | 6 | New | 6 | D | 5 | -5 | 7 | 2 | 4 | 3 | 1 | 2 | 0 | 2 | 1 | -4 | -26 | -26 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |