ALXA - Alexza Pharmaceuticals Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	12	3	3	-12	2	-17	-16	-6
P	%wins				100	67	17	58	36	40	53
S	%ret	1	8	33	-0	-1	2	6	-1	-26	-3
S	%wins				67	39	55	45	61	85	59

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/22/16 15:12	6/21/16	ALXA	Health	Drug	Pharmaceutical Preparations	Grupo Ferrer Internacional, S.A.	U3	T		P	17,519	0.9000	0	19,466	822	21,833	I	-79	-24	-3	74	67	-4	-3	-3
3/3/16 10:16	9/28/15	ALXA	Health	Drug	Pharmaceutical Preparations	Grupo Ferrer Internacional, S.A.	U3	T		P.a	0	0.00	0	125	6	2,367	D	-92	-77	-60	-54	24	62	57	62	5	0	-2	102
9/28/15 17:10	9/28/15	ALXA	Health	Drug	Pharmaceutical Preparations	Grupo Ferrer Internacional, S.A.	U3	T		P	0	0.00	0	125	6	2,367	D	-74	-45	-34	25	17	2	-4	-3	2	11	-5	-27	-48
9/9/13 16:56	9/6/13	ALXA	Health	Drug	Pharmaceutical Preparations	Ringold Gordon	CA	D		P	48	4.77	1	10	41	34	D	-62	4	5	4	5	9	11	2	6	10	9	4	14	-34
7/30/13 17:34	7/24/13	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	P.am	179	4.48	1	40	19	246	D	-73	28	1	5	-1	6	1	1	1	16	-8	13	11	6
7/26/13 16:34	7/24/13	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	P.m	179	4.48	1	40	19	246	D	-75	23	1	4	-2	6	-1	-1	1	8	-3	17	16	11
1/22/13 12:20	1/17/13	ALXA	Health	Drug	Pharmaceutical Preparations	Lansdowne Partners Austria Gmbh	C4	T		S.m	-594	4.75	5	-125	-4	3,065	I	-67	-39	34	-11	-8	-3	-4	0	-3	-5	-5	-7	-4	10
12/31/12 13:56	12/27/12	ALXA	Health	Drug	Pharmaceutical Preparations	Lansdowne Partners Austria Gmbh	C4	T		P	350	4.85	7	72	5	1,645	I	-64	-40	20	11	22	-6	-14	-2	1	-2	-16	-10	-11	-4
12/27/12 16:27	12/26/12	ALXA	Health	Drug	Pharmaceutical Preparations	Simms Michael J	CA	O	SVP,Oper	S	-22	4.90	7	-5	-52	4	D	-61	-44	5	6	19	-1	-17	-22	0	2	-8	-9	-11	-3
12/27/12 16:19	12/26/12	ALXA	Health	Drug	Pharmaceutical Preparations	Cassella James V	CA	O	EVP,R,D,	S	-22	4.90	7	-5	-83	1	D	-61	-44	5	6	19	-1	-17	-22	0	2	-8	-9	-11	-3
8/29/12 17:39	8/27/12	ALXA	Health	Drug	Pharmaceutical Preparations	Cassella James V	CA	O	EVP,R,D,	S	-41	4.14	2	-10	-64	6	D	-84	-63	-26	26	32	53	17	13	-1	2	-4	15	-3	-3
8/29/12 17:35	8/27/12	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S	-41	4.14	2	-10	-25	30	M	-84	-63	-26	26	32	53	17	13	-1	2	-4	15	-3	-3
8/29/12 17:30	8/27/12	ALXA	Health	Drug	Pharmaceutical Preparations	Moreland Darl	CA	O	SVP,Qual	S	-41	4.14	2	-10	-84	2	D	-84	-63	-26	26	32	53	17	13	-1	2	-4	15	-3	-3
8/29/12 17:27	8/27/12	ALXA	Health	Drug	Pharmaceutical Preparations	Simms Michael J	CA	O	SVP,Oper	S	-41	4.14	2	-10	-56	8	D	-84	-63	-26	26	32	53	17	13	-1	2	-4	15	-3	-3
8/29/12 17:25	8/27/12	ALXA	Health	Drug	Pharmaceutical Preparations	Oki Mark K	CA	O	SVP,CFO,	S	-41	4.14	2	-10	-73	4	D	-84	-63	-26	26	32	53	17	13	-1	2	-4	15	-3	-3
6/8/12 16:57	6/6/12	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S	-22	0.3381	0	-66	-14	396	D	-89	-79	-67	-48	-44	-17	-11	0	-3	-26	13	32	46	30
6/8/12 16:56	6/6/12	ALXA	Health	Drug	Pharmaceutical Preparations	Cassella James V	CA	O	SVP,Rese	S	-16	0.3381	0	-46	-23	158	D	-89	-79	-67	-48	-44	-17	-11	0	-3	-26	13	32	46	30
6/8/12 16:51	6/6/12	ALXA	Health	Drug	Pharmaceutical Preparations	Oki Mark K	CA	O	VP Fin C	S	-11	0.3381	0	-32	-19	138	D	-89	-79	-67	-48	-44	-17	-11	0	-3	-26	13	32	46	30
6/8/12 16:46	6/6/12	ALXA	Health	Drug	Pharmaceutical Preparations	Simms Michael J	CA	O	SVP,Oper	S	-16	0.3381	0	-46	-20	180	D	-89	-79	-67	-48	-44	-17	-11	0	-3	-26	13	32	46	30
4/11/12 18:03	4/9/12	ALXA	Health	Drug	Pharmaceutical Preparations	Ringold Gordon	CA	D		P	54	0.5400	0	100	70	242	M	-81	-66	-52	-39	-5	-5	-5	-7	5	-2	-30	-34	-5	-18
1/20/12 13:45	1/10/12	ALXA	Health	Drug	Pharmaceutical Preparations	Occitan Capital Management Inc.	E9	TH	See rema	P.m	146	0.8142	0	179	5	3,823	I	-69	-40	-56	-39	-22	-2	-15	0	0	-9	-39	-26	-55	-43
1/20/12 13:43	12/30/11	ALXA	Health	Drug	Pharmaceutical Preparations	Occitan Capital Management Inc.	E9	TH	See rema	S.d	-16	0.8477	0	-19	-1	3,644	I	-69	-40	-56	-39	-22	-2	-15	0	0	-9	-39	-26	-55	-43
1/20/12 13:43	12/23/11	ALXA	Health	Drug	Pharmaceutical Preparations	Occitan Capital Management Inc.	E9	TH	See rema	P.dm	98	0.8531	0	115	3	3,644	I	-69	-40	-56	-39	-22	-2	-15	0	0	-9	-39	-26	-55	-43
5/7/10 16:30	5/5/10	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S.d	-35	3.50	0	-10	-19	43	D	-50	101	53	21	19	5	1	-4	1	10	-13	-29	-73	-62
5/7/10 16:30	5/5/10	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	M.d	14	1.38	0	10	30	43	D	-50	101	53	21	19	5	1	-4	1	10	-13	-29	-73	-62
12/21/09 16:45	12/16/09	ALXA	Health	Drug	Pharmaceutical Preparations	Cassella James V	CA	O	SVP,Rese	S.am	-54	2.23	0	-24	-67	12	D	-73	-39	-21	-13	-2	-7	-6	-20	3	7	16	31	31	-48
12/21/09 16:41	12/16/09	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S.am	-100	2.23	0	-45	-19	192	D	-73	-39	-21	-13	-2	-7	-6	-20	3	7	16	31	31	-48
12/21/09 16:39	12/16/09	ALXA	Health	Drug	Pharmaceutical Preparations	Simms Michael J	CA	O	SVP,Oper	S.am	-22	2.23	0	-10	-27	26	D	-73	-39	-21	-13	-2	-7	-6	-20	3	7	16	31	31	-48
12/21/09 16:38	12/16/09	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S.am	-31	2.23	0	-14	-30	33	D	-73	-39	-21	-13	-2	-7	-6	-20	3	7	16	31	31	-48
12/18/09 18:46	12/16/09	ALXA	Health	Drug	Pharmaceutical Preparations	Cassella James V	CA	O	SVP,Rese	S.m	-54	2.23	0	-24	-67	12	D	-72	-31	-14	-13	4	-3	-2	-6	9	7	25	39	41	-35
12/18/09 18:45	12/16/09	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S.m	-100	2.23	0	-45	-19	192	D	-72	-31	-14	-13	4	-3	-2	-6	9	7	25	39	41	-35
12/18/09 18:44	12/16/09	ALXA	Health	Drug	Pharmaceutical Preparations	Simms Michael J	CA	O	SVP,Oper	S.m	-22	2.23	0	-10	-27	26	D	-72	-31	-14	-13	4	-3	-2	-6	9	7	25	39	41	-35
12/18/09 18:44	12/16/09	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S.m	-31	2.23	0	-14	-30	33	D	-72	-31	-14	-13	4	-3	-2	-6	9	7	25	39	41	-35
10/6/09 16:51	10/5/09	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	P.d	150	2.32	0	65	38	237	D	-75	-42	16	2	-13	-7	0	2	4	5	-8	6	24	18
8/11/08 19:02	8/11/08	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S	-71	5.67	0	-13	-9	123	I	-18	-39	-18	-11	36	13	-6	-8	0	1	-9	-70	-59	-61
5/16/08 17:49	5/15/08	ALXA	Health	Drug	Pharmaceutical Preparations	Ringold Gordon	CA	D		P	42	5.96	0	7	7	108	I	-35	-42	-21	-10	-18	-13	-10	-4	5	1	-24	5	-62	-63
5/13/08 16:25	5/12/08	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S	-76	6.12	0	-13	-8	136	I	-31	-39	-18	-11	-18	-9	-10	-4	-7	0	-31	-1	-58	-70
4/2/08 16:36	4/1/08	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	M.d	7	1.38	0	5	129	9	D	-25	-42	-14	-10	14	8	8	5	-3	-2	-9	-45	-32	-68
4/2/08 16:36	4/1/08	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S.d	-36	7.17	0	-5	-36	9	D	-25	-42	-14	-10	14	8	8	5	-3	-2	-9	-45	-32	-68
2/12/08 16:35	2/11/08	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S	-83	6.66	0	-13	-8	145	I		-37	-31	-9	-18	-1	8	2	0	-1	6	-8	-11	-60
1/3/08 16:08	1/2/08	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S.d	-39	7.89	0	-5	-36	9	D		-31	-14	-13	8	2	1	-3	-5	-4	-17	-11	-50	-60
1/3/08 16:08	1/2/08	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	M.d	7	1.38	0	5	129	9	D		-31	-14	-13	8	2	1	-3	-5	-4	-17	-11	-50	-60
11/13/07 10:21	11/9/07	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S	-90	7.20	0	-13	-7	160	I		-6	-27	-12	-20	-9	-7	0	1	0	3	-10	-24	-67
10/3/07 13:23	10/1/07	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S.d	-43	8.59	0	-5	-41	7	D		13	-25	-1	17	15	4	0	0	4	-11	-13	-22	-49
10/3/07 13:23	10/1/07	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	M.d	7	1.38	0	5	236	7	D		13	-25	-1	17	15	4	0	0	4	-11	-13	-22	-49
8/13/07 16:30	8/9/07	ALXA	Health	Drug	Pharmaceutical Preparations	King Thomas Braxton	CA	DO	P,CEO	S.m	-114	9.15	0	-13	-7	173	I		59	-9	0	20	9	18	22	-12	-14	-11	-20	-26	-36
8/1/07 15:28	8/1/07	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S.d	-43	8.66	0	-5	-41	7	D		20	-7	-12	-8	-5	4	0	-4	-8	-13	-8	-27	-33
8/1/07 15:28	8/1/07	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	M.d	7	1.38	0	5	236	7	D		20	-7	-12	-8	-5	4	0	-4	-8	-13	-8	-27	-33
4/3/07 15:05	4/2/07	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S.d	-124	12.37	1	-10	-64	6	D		21	42	1	6	30	20	-13	4	3	-12	-25	-23	-38
4/3/07 15:05	4/2/07	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	M.d	14	1.38	1	10		6	D		21	42	1	6	30	20	-13	4	3	-12	-25	-23	-38
12/8/06 16:15	12/7/06	ALXA	Health	Drug	Pharmaceutical Preparations	Moretti August J	CA	O	SVP,CFO,	S	-17	8.30	0	-2	-26	6	D			-5	13	-1	4	2	-3	-5	28	31	7	10	0
3/9/06 20:29	3/8/06	ALXA	Health	Drug	Pharmaceutical Preparations	Pakianathan Deepika	CA	D		P.d	8	8.00	1	1	New	1										0	4	17	5	-14	11

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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