6/13/08 12:50 | 6/12/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Toffolon John E Jr | NY | D | | P | 141 | 8.00 | 1 | 18 | 54 | 50 | M | | -54 | -20 | 10 | 12 | -3 | 0 | -4 | 2 | 2 | -8 | 5 | -14 | 7 |
6/13/08 11:47 | 6/11/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Toffolon John E Jr | NY | D | | P | 20 | 8.12 | 1 | 2 | 100 | 5 | I | | -54 | -20 | 10 | 12 | -3 | 0 | -4 | 2 | 2 | -8 | 5 | -14 | 7 |
6/13/08 11:45 | 6/11/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Toffolon John E Jr | NY | D | | P | 51 | 8.12 | 1 | 6 | 29 | 27 | D | | -54 | -20 | 10 | 12 | -3 | 0 | -4 | 2 | 2 | -8 | 5 | -14 | 7 |
6/12/08 18:25 | 6/10/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Toffolon John E Jr | NY | D | | P | 21 | 8.45 | 1 | 2 | New | 2 | I | | -50 | -29 | 12 | 20 | -5 | 2 | 2 | 2 | 3 | -4 | 4 | -11 | 1 |
6/12/08 18:14 | 6/10/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Toffolon John E Jr | NY | D | | P | 53 | 8.45 | 1 | 6 | 42 | 21 | D | | -50 | -29 | 12 | 20 | -5 | 2 | 2 | 2 | 3 | -4 | 4 | -11 | 1 |
6/2/08 17:40 | 6/2/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | White Christopher A | NY | O | VP | P | 13 | 7.75 | 1 | 2 | 3 | 52 | D | | -55 | -25 | 6 | 13 | 15 | -5 | -3 | 0 | 1 | -1 | 18 | -28 | -38 |
5/30/08 16:25 | 5/29/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Malcolm David M. | NY | DO | CEO,P | P.m | 158 | 7.89 | 1 | 20 | 10 | 226 | D | | -55 | -20 | 3 | 16 | 11 | -1 | 2 | -2 | 5 | 0 | 14 | -33 | -34 |
5/20/08 10:29 | 5/20/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy J Kevin | NY | O | GC | P | 8 | 8.17 | 1 | 1 | 6 | 17 | D | | -55 | -23 | -1 | 6 | 21 | 12 | 14 | 3 | 1 | 0 | 11 | -32 | -39 |
5/12/08 17:07 | 5/9/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Malcolm David M. | NY | DO | CEO,P | P.m | 56 | 6.95 | 1 | 8 | 4 | 206 | D | | -62 | -32 | -25 | -2 | 0 | 4 | -4 | 0 | 19 | 19 | 23 | -25 | -21 |
5/12/08 16:52 | 5/9/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | White Christopher A | NY | O | VP | P.m | 17 | 6.98 | 1 | 3 | 5 | 50 | D | | -62 | -32 | -25 | -2 | 0 | 4 | -4 | 0 | 19 | 19 | 23 | -25 | -21 |
5/12/08 13:24 | 5/9/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Fennebresque Kim S | NY | D | | S | -53 | 7.02 | 1 | -8 | -100 | 0 | I | | -62 | -32 | -25 | -2 | 0 | 4 | -4 | 0 | 19 | 20 | 23 | -25 | -21 |
5/12/08 13:11 | 5/9/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Toffolon John E Jr | NY | D | | S | -177 | 7.07 | 1 | -25 | -63 | 15 | D | | -62 | -32 | -25 | -2 | 0 | 4 | -4 | 0 | 19 | 20 | 23 | -25 | -21 |
3/7/08 13:52 | 3/6/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy J Kevin | NY | O | GC | P | 7 | 7.33 | 1 | 1 | 7 | 16 | D | | -64 | -44 | -31 | -30 | -24 | -21 | -2 | 1 | 3 | 7 | 20 | 29 | -46 |
3/7/08 13:47 | 3/5/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | White Christopher A | NY | O | VP | P.m | 29 | 6.99 | 1 | 4 | 10 | 48 | M | | -64 | -44 | -31 | -30 | -24 | -21 | -2 | 1 | 3 | 7 | 20 | 29 | -46 |
3/7/08 13:40 | 3/5/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Richards L Thomas | NY | D | | P | 15 | 7.29 | 1 | 2 | 76 | 5 | D | | -64 | -44 | -31 | -30 | -24 | -21 | -2 | 1 | 3 | 7 | 20 | 29 | -46 |
3/7/08 13:20 | 3/5/08 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Malcolm David M. | NY | DO | CEO,P | P.m | 210 | 7.01 | 1 | 30 | 18 | 198 | D | | -64 | -44 | -31 | -30 | -24 | -21 | -2 | 1 | 3 | 7 | 20 | 29 | -46 |
3/3/08 11:48 | 8/29/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Egert Mark A | NY | O | Chief Co | P | 6 | 12.01 | 1 | 1 | 4 | 12 | D | | -61 | -39 | -29 | -17 | -19 | -14 | -15 | -6 | -6 | -1 | 6 | 23 | -47 |
11/28/07 16:25 | 11/27/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Fennebresque Kim S | NY | DO | CB,CEO,P | P | 103 | 10.32 | 2 | 10 | 1 | 1,073 | D | | -40 | -44 | -16 | -21 | -7 | -5 | -1 | 2 | -5 | -2 | -28 | -26 | -53 |
11/26/07 14:06 | 11/26/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy J Kevin | NY | O | GC | P | 5 | 10.08 | 2 | 1 | 13 | 4 | D | | -37 | -41 | -22 | -22 | -3 | -5 | 4 | -3 | 4 | 3 | -14 | -21 | -52 |
11/20/07 15:29 | 11/20/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Toffolon John E Jr | NY | D | | P | 100 | 9.99 | 3 | 10 | 33 | 40 | D | | -42 | -45 | -27 | -31 | -16 | 3 | -7 | -1 | 0 | 2 | -17 | -16 | -45 |
11/20/07 11:35 | 11/20/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Pool Philip B Jr | NY | D | | P | 10 | 9.73 | 3 | 1 | 50 | 3 | D | | -42 | -45 | -27 | -31 | -16 | 3 | -7 | -1 | 0 | 2 | -17 | -16 | -45 |
11/19/07 10:54 | 11/19/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | White Christopher A | NY | O | VP | P | 12 | 9.89 | 3 | 1 | 4 | 31 | D | | -40 | -44 | -27 | -30 | -17 | 0 | -7 | -2 | -1 | 2 | -14 | -17 | -45 |
8/30/07 15:45 | 8/29/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | White Christopher A | NY | O | VP | P.m | 12 | 11.93 | 4 | 1 | 3 | 30 | D | | -11 | -36 | -31 | -31 | -3 | -12 | -7 | 0 | 5 | 13 | -13 | -39 | -25 |
8/6/07 15:05 | 8/6/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Fennebresque Kim S | NY | DO | CB,CEO,P | P | 249 | 12.46 | 4 | 20 | 2 | 1,063 | D | | -16 | -40 | -31 | -31 | -30 | -24 | -12 | 2 | 0 | 1 | -13 | -20 | -31 |
8/6/07 15:03 | 8/6/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | McCarthy J Kevin | NY | O | GC | P | 6 | 12.40 | 4 | 1 | 15 | 4 | D | | -16 | -40 | -31 | -31 | -30 | -24 | -12 | 2 | 0 | 1 | -13 | -20 | -31 |
8/3/07 11:53 | 8/2/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Toffolon John E Jr | NY | D | | P | 68 | 13.55 | 4 | 5 | 20 | 30 | D | | -12 | -36 | -25 | -27 | -25 | -20 | -17 | -6 | -6 | -5 | -10 | -25 | -37 |
8/2/07 14:40 | 8/2/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | White Christopher A | NY | O | Vice P | P | 24 | 13.75 | 4 | 2 | 6 | 29 | D | | -11 | -34 | -26 | -24 | -20 | -23 | -13 | -2 | -2 | -11 | -13 | -27 | -40 |
8/2/07 14:38 | 8/2/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Fennebresque Kim S | NY | DO | CB ,CEO, | P | 21 | 13.99 | 4 | 2 | 25 | 8 | I | | -11 | -34 | -26 | -24 | -20 | -23 | -13 | -2 | -2 | -11 | -13 | -27 | -40 |
5/11/07 10:19 | 5/10/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Richards L Thomas | NY | D | | P | 19 | 18.61 | 2 | 1 | New | 1 | D | | | 22 | -11 | 6 | 3 | 5 | -1 | 7 | -1 | -10 | -31 | -45 | -62 |
3/2/07 18:42 | 2/26/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Fennebresque Kim S | NY | DO | CB,CEO,P | P | 104 | 20.72 | 5 | 5 | 500 | 6 | I | | | 39 | 20 | -2 | -7 | -8 | -7 | 1 | 3 | -12 | -6 | -35 | -60 |
2/27/07 17:38 | 2/27/07 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Kurzweil Jeffrey | NY | D | | P | 20 | 19.84 | 4 | 1 | New | 1 | D | | | 45 | 27 | 3 | -1 | 1 | 0 | 0 | -4 | -11 | -12 | -32 | -53 |
11/28/06 17:30 | 11/27/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Kotler Steven | NY | D | | P | 80 | 15.98 | 3 | 5 | 100 | 10 | D | | | | 16 | -3 | 6 | -6 | -2 | 1 | 6 | 26 | 18 | 9 | -36 |
11/22/06 16:21 | 11/21/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Kotler Steven | | D | | P.m | 82 | 16.32 | 3 | 5 | | 2 | D | | | | 14 | 5 | 11 | 6 | -5 | 2 | 2 | 22 | 27 | 8 | -36 |
7/26/06 16:56 | 7/26/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Sg Americas Securities Holdings, Inc. | NY | T | | S | -4,800 | 16.00 | 19 | -300 | -18 | 1,383 | D | | | | | | | 0 | 2 | 0 | -3 | -9 | -3 | 29 | 1 |
7/20/06 17:40 | 7/18/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Wardell Charles Wb III | NY | D | | P | 32 | 16.00 | 32 | 2 | New | 2 | D | | | | | | | | -3 | -1 | 0 | -5 | 0 | 22 | 12 |
7/18/06 16:29 | 7/18/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Sg Americas Securities Holdings, Inc. | NY | T | | S | -179,478 | 16.00 | 33 | -11,217 | -87 | 1,683 | D | | | | | | | | | -2 | -1 | -11 | 2 | 30 | 13 |
7/18/06 16:27 | 7/18/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Fennebresque Kim S | NY | DO | CB,CEO,P | P | 16 | 16.00 | 33 | 1 | 0 | 976 | M | | | | | | | | | -2 | -1 | -11 | 2 | 30 | 13 |
7/18/06 16:27 | 7/18/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Egert Mark A | NY | O | CCO of C | P.d | 8 | 16.00 | 33 | 1 | New | 1 | D | | | | | | | | | -2 | -1 | -11 | 2 | 30 | 13 |
7/18/06 16:27 | 7/18/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | Orlowski Jean | NY | O | CIO of C | P.d | 24 | 16.00 | 33 | 2 | New | 2 | D | | | | | | | | | -2 | -1 | -11 | 2 | 30 | 13 |
7/18/06 16:26 | 7/18/06 | COWN | Financ | FinTrd | Security Brokers, Dealers & F | White Christopher A | NY | O | VP of Co | P.d | 16 | 16.00 | 33 | 1 | New | 1 | D | | | | | | | | | -2 | -1 | -11 | 2 | 30 | 13 |