Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
6/1/15 17:06 | 5/28/15 | FIG | Financ | InvAdv | Investment Advice | Bass Daniel | NY | O | CFO | S | -272 | 7.76 | 7 | -35 | -9 | 350 | M | 24 | 23 | 7 | 3 | -6 | -3 | -2 | 1 | 0 | 1 | -7 | -20 | -27 | -31 |
5/20/15 17:06 | 5/18/15 | FIG | Financ | InvAdv | Investment Advice | Brooks David | NY | O | VP,GC,Se | S | -198 | 7.94 | 6 | -25 | -12 | 180 | D | 23 | 27 | 9 | 8 | -6 | -2 | -1 | -2 | 0 | -2 | -3 | -21 | -27 | -33 |
5/18/15 17:09 | 5/15/15 | FIG | Financ | InvAdv | Investment Advice | Konawalik John | NY | O | Principa | S.m | -160 | 7.98 | 6 | -20 | -20 | 80 | D | 23 | 30 | 14 | 7 | -2 | -3 | -1 | 0 | 0 | -3 | -4 | -18 | -28 | -34 |
3/19/14 21:53 | 3/18/14 | FIG | Financ | InvAdv | Investment Advice | Briger Peter L Jr | NY | DOT | Principa | S.d | -5,436 | 8.04 | 24 | -676 | -100 | 0 | D | 130 | 23 | 9 | -4 | 0 | -7 | -8 | 2 | 0 | -3 | -6 | -2 | -4 | 9 |
3/19/14 21:49 | 3/18/14 | FIG | Financ | InvAdv | Investment Advice | Brooks David | NY | O | VP,GC,Se | S.d | -322 | 8.04 | 24 | -40 | -20 | 160 | D | 130 | 23 | 9 | -4 | 0 | -7 | -8 | 2 | 0 | -3 | -6 | -2 | -4 | 9 |
3/19/14 21:49 | 3/18/14 | FIG | Financ | InvAdv | Investment Advice | Nardone Randal A | NY | DOT | Principa | S.d | -5,789 | 8.04 | 24 | -720 | -100 | 0 | D | 130 | 23 | 9 | -4 | 0 | -7 | -8 | 2 | 0 | -3 | -6 | -2 | -4 | 9 |
3/19/14 21:49 | 3/18/14 | FIG | Financ | InvAdv | Investment Advice | Konawalik John | NY | O | Principa | S.d | -201 | 8.04 | 24 | -25 | -31 | 55 | D | 130 | 23 | 9 | -4 | 0 | -7 | -8 | 2 | 0 | -3 | -6 | -2 | -4 | 9 |
3/19/14 21:48 | 3/18/14 | FIG | Financ | InvAdv | Investment Advice | Edens Wesley R | NY | DOT | Principa | S.d | -6,632 | 8.04 | 24 | -825 | -100 | 0 | D | 130 | 23 | 9 | -4 | 0 | -7 | -8 | 2 | 0 | -3 | -6 | -2 | -4 | 9 |
3/19/14 21:48 | 3/18/14 | FIG | Financ | InvAdv | Investment Advice | Bass Daniel | NY | O | CFO | S.d | -523 | 8.04 | 24 | -65 | -16 | 335 | D | 130 | 23 | 9 | -4 | 0 | -7 | -8 | 2 | 0 | -3 | -6 | -2 | -4 | 9 |
3/19/14 21:48 | 3/18/14 | FIG | Financ | InvAdv | Investment Advice | Novogratz Michael | NY | DOT | Principa | S.d | -2,220 | 8.04 | 24 | -276 | -100 | 0 | D | 130 | 23 | 9 | -4 | 0 | -7 | -8 | 2 | 0 | -3 | -6 | -2 | -4 | 9 |
2/13/14 10:09 | 2/13/14 | FIG | Financ | InvAdv | Investment Advice | Nomura Investment Managers U.S.A.,inc. | M0 | T | S | -363,410 | 6.00 | 14 | -60,568 | -100 | 0 | D | 99 | 47 | 1 | 3 | -7 | -8 | 0 | 1 | 6 | 4 | -1 | -12 | -1 | 3 | |
3/22/13 19:57 | 3/21/13 | FIG | Financ | InvAdv | Investment Advice | Konawalik John | NY | O | Principa | S | -169 | 6.75 | 12 | -25 | -35 | 46 | D | 33 | 72 | 52 | 57 | 23 | 4 | -2 | -2 | -2 | -1 | -2 | 7 | 25 | 26 |
12/26/12 21:49 | 12/21/12 | FIG | Financ | InvAdv | Investment Advice | Kauffman Robert I | NY | DOT | P-Europe | S.d | -7,289 | 3.50 | 4 | -2,083 | -100 | 0 | I | -23 | 31 | 41 | -6 | -7 | 0 | 1 | 0 | 3 | 8 | 23 | 56 | 54 | 109 |
11/15/10 06:07 | 11/10/10 | FIG | Financ | InvAdv | Investment Advice | Brooks David | NY | O | VP,GC,Se | S | -198 | 4.94 | 8 | -40 | -55 | 33 | D | 57 | 21 | 9 | 33 | 44 | 16 | 12 | 1 | -2 | -4 | 6 | 33 | 2 | -31 |
8/31/10 15:15 | 8/27/10 | FIG | Financ | InvAdv | Investment Advice | Bass Daniel | NY | O | CFO | S.m | -14 | 3.36 | 5 | -4 | -4 | 115 | D | -69 | -32 | -23 | -20 | -22 | -24 | -15 | -6 | 6 | 9 | 12 | 45 | 97 | 15 |
8/31/10 15:14 | 8/27/10 | FIG | Financ | InvAdv | Investment Advice | Bass Daniel | NY | O | CFO | S | -15 | 3.37 | 5 | -4 | -4 | 119 | D | -69 | -32 | -23 | -20 | -22 | -24 | -15 | -6 | 6 | 9 | 12 | 45 | 97 | 15 |
8/30/10 21:35 | 8/27/10 | FIG | Financ | InvAdv | Investment Advice | Brooks David | NY | O | VP,GC,Se | S.m | -25 | 3.36 | 5 | -7 | -9 | 73 | D | -67 | -27 | -14 | -16 | -12 | -17 | -10 | 0 | 6 | 12 | 14 | 44 | 102 | 5 |
8/30/10 21:34 | 8/27/10 | FIG | Financ | InvAdv | Investment Advice | Mudd Daniel H | NY | O | CEO | S.m | -583 | 3.38 | 5 | -173 | -23 | 571 | D | -67 | -27 | -14 | -16 | -12 | -17 | -10 | 0 | 6 | 12 | 14 | 44 | 102 | 5 |
8/30/10 21:33 | 8/27/10 | FIG | Financ | InvAdv | Investment Advice | Brown Jonathan | NY | O | Chief Ac | S | -10 | 3.40 | 5 | -3 | -6 | 44 | D | -67 | -27 | -14 | -16 | -12 | -17 | -10 | 0 | 6 | 12 | 14 | 44 | 102 | 5 |
8/27/10 17:07 | 8/26/10 | FIG | Financ | InvAdv | Investment Advice | Mudd Daniel H | NY | O | CEO | S | -143 | 3.40 | 5 | -42 | -5 | 743 | D | -66 | -30 | -17 | -19 | -14 | -20 | -15 | -6 | -9 | 2 | 6 | 39 | 93 | -6 |
8/27/10 17:06 | 8/25/10 | FIG | Financ | InvAdv | Investment Advice | Mudd Daniel H | NY | O | CEO | S.m | -376 | 3.34 | 5 | -112 | -13 | 786 | D | -66 | -30 | -17 | -19 | -14 | -20 | -15 | -6 | -9 | 2 | 6 | 39 | 93 | -6 |
8/27/10 17:06 | 8/26/10 | FIG | Financ | InvAdv | Investment Advice | Brown Jonathan | NY | O | Chief Ac | S | -3 | 3.40 | 5 | -1 | -2 | 47 | D | -66 | -30 | -17 | -19 | -14 | -20 | -15 | -6 | -9 | 2 | 6 | 39 | 93 | -6 |
8/27/10 17:05 | 8/25/10 | FIG | Financ | InvAdv | Investment Advice | Brown Jonathan | NY | O | Chief Ac | S.m | -8 | 3.34 | 5 | -2 | -5 | 48 | D | -66 | -30 | -17 | -19 | -14 | -20 | -15 | -6 | -9 | 2 | 6 | 39 | 93 | -6 |
8/27/10 17:04 | 8/26/10 | FIG | Financ | InvAdv | Investment Advice | Brooks David | NY | O | VP,GC,Se | S | -5 | 3.40 | 5 | -1 | -2 | 80 | D | -66 | -30 | -17 | -19 | -14 | -20 | -15 | -6 | -9 | 2 | 6 | 39 | 93 | -6 |
8/27/10 17:03 | 8/25/10 | FIG | Financ | InvAdv | Investment Advice | Brooks David | NY | O | VP,GC,Se | S.m | -13 | 3.34 | 5 | -4 | -4 | 82 | D | -66 | -30 | -17 | -19 | -14 | -20 | -15 | -6 | -9 | 2 | 6 | 39 | 93 | -6 |
8/27/10 17:02 | 8/26/10 | FIG | Financ | InvAdv | Investment Advice | Bass Daniel | NY | O | CFO | S | -6 | 3.40 | 5 | -2 | -1 | 124 | D | -66 | -30 | -17 | -19 | -14 | -20 | -15 | -6 | -9 | 2 | 6 | 39 | 93 | -6 |
8/27/10 17:00 | 8/25/10 | FIG | Financ | InvAdv | Investment Advice | Bass Daniel | NY | O | CFO | S.m | -16 | 3.34 | 5 | -5 | -4 | 126 | D | -66 | -30 | -17 | -19 | -14 | -20 | -15 | -6 | -9 | 2 | 6 | 39 | 93 | -6 |
8/25/10 18:43 | 8/23/10 | FIG | Financ | InvAdv | Investment Advice | Brooks David | NY | O | VP,GC,Se | S.m | -12 | 3.49 | 5 | -4 | -4 | 85 | D | -65 | -27 | -17 | -14 | -8 | -12 | -11 | -7 | -1 | -1 | 5 | 42 | 84 | -9 |
8/25/10 18:37 | 8/23/10 | FIG | Financ | InvAdv | Investment Advice | Mudd Daniel H | NY | O | CEO | S.m | -360 | 3.49 | 5 | -103 | -10 | 898 | D | -65 | -27 | -17 | -14 | -8 | -12 | -11 | -7 | -1 | -1 | 5 | 42 | 84 | -9 |
8/25/10 18:17 | 8/23/10 | FIG | Financ | InvAdv | Investment Advice | Brown Jonathan | NY | O | Chief Ac | S.m | -8 | 3.49 | 5 | -2 | -4 | 51 | D | -65 | -27 | -17 | -14 | -8 | -12 | -11 | -7 | -1 | -1 | 5 | 42 | 84 | -9 |
8/25/10 18:16 | 8/23/10 | FIG | Financ | InvAdv | Investment Advice | Bass Daniel | NY | O | CFO | S.m | -15 | 3.49 | 5 | -4 | -3 | 130 | D | -65 | -27 | -17 | -14 | -8 | -12 | -11 | -7 | -1 | -1 | 5 | 42 | 84 | -9 |
4/5/10 21:24 | 4/1/10 | FIG | Financ | InvAdv | Investment Advice | Mudd Daniel H | NY | O | CEO | S | -174 | 4.04 | 10 | -43 | -31 | 96 | D | -65 | 63 | -19 | -8 | 0 | -8 | -5 | 5 | 5 | 7 | 21 | -29 | -19 | 31 |
4/5/10 21:23 | 4/1/10 | FIG | Financ | InvAdv | Investment Advice | Brown Jonathan | NY | O | Chief Ac | S.d | -81 | 4.04 | 10 | -20 | -37 | 34 | D | -65 | 63 | -19 | -8 | 0 | -8 | -5 | 5 | 5 | 7 | 21 | -29 | -19 | 31 |
4/5/10 21:23 | 4/1/10 | FIG | Financ | InvAdv | Investment Advice | Brooks David | NY | O | VP,GC,Se | S.d | -145 | 4.04 | 10 | -36 | -38 | 58 | D | -65 | 63 | -19 | -8 | 0 | -8 | -5 | 5 | 5 | 7 | 21 | -29 | -19 | 31 |
4/5/10 21:22 | 4/1/10 | FIG | Financ | InvAdv | Investment Advice | Bass Daniel | NY | O | CFO | S.d | -267 | 4.04 | 10 | -66 | -41 | 96 | D | -65 | 63 | -19 | -8 | 0 | -8 | -5 | 5 | 5 | 7 | 21 | -29 | -19 | 31 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |