Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
8/9/11 11:50 | 8/5/11 | DUF | Financ | FinTrd | Security Brokers, Dealers & F | Gottdiener Noah | NY | DO | CEO,P | P | 109 | 10.94 | 2 | 10 | 4 | 256 | D | -46 | -13 | -43 | -34 | -23 | -19 | -17 | -11 | 8 | 8 | 8 | 49 | 59 | |
3/14/11 13:37 | 3/10/11 | DUF | Financ | FinTrd | Security Brokers, Dealers & F | Gottdiener Noah | NY | DO | CEO,P | P.m | 80 | 15.13 | 2 | 5 | 2 | 257 | D | 9 | -11 | 33 | -2 | -10 | -12 | -4 | -1 | 1 | 1 | 4 | -14 | -33 | |
8/17/10 10:57 | 8/16/10 | DUF | Financ | Loan | Finance Services | Calamari Peter | CO | D | P | 10 | 10.21 | 2 | 1 | 11 | 10 | D | -35 | -40 | -36 | -29 | -9 | -7 | -4 | 3 | 2 | -1 | 10 | 40 | 60 | 0 | |
8/16/10 12:04 | 8/12/10 | DUF | Financ | Loan | Finance Services | Gottdiener Noah | NY | DO | CEO,P | P.m | 206 | 10.30 | 2 | 20 | 14 | 161 | D | -38 | -45 | -39 | -33 | -17 | -11 | -7 | -7 | 6 | 7 | 17 | 49 | 69 | 3 |
11/26/08 16:07 | 11/25/08 | DUF | Financ | Loan | Finance Services | Creagh Gerard | NY | DO | P | P | 2 | 9.50 | 1 | 0 | 0 | 65 | D | -45 | -41 | -46 | -34 | -36 | -8 | 14 | -5 | 21 | 59 | 17 | 27 | 54 | |
11/26/08 16:05 | 11/25/08 | DUF | Financ | Loan | Finance Services | Creagh Gerard | NY | DO | P | P | 2 | 9.50 | 1 | 0 | 0 | 65 | D | -45 | -41 | -46 | -34 | -36 | -8 | 14 | -5 | 21 | 59 | 17 | 27 | 54 | |
11/24/08 17:13 | 11/21/08 | DUF | Financ | Loan | Finance Services | Forman Edward | NY | O | EVP,Gen | P | 5 | 9.04 | 1 | 1 | 2 | 28 | D | -44 | -39 | -41 | -44 | -47 | -7 | -6 | -2 | 1 | 67 | 57 | 47 | 68 | |
11/24/08 17:09 | 11/21/08 | DUF | Financ | Loan | Finance Services | Marschke Brett | NY | O | EVP,COO | P | 8 | 9.04 | 1 | 1 | 2 | 37 | D | -44 | -39 | -41 | -44 | -47 | -7 | -6 | -2 | 1 | 67 | 57 | 47 | 68 | |
11/24/08 17:05 | 11/21/08 | DUF | Financ | Loan | Finance Services | Silverman Jacob | NY | O | EVP,CFO | P | 8 | 9.40 | 1 | 1 | 2 | 40 | D | -44 | -39 | -41 | -44 | -47 | -7 | -6 | -2 | 1 | 67 | 57 | 47 | 68 | |
11/24/08 17:00 | 11/21/08 | DUF | Financ | Loan | Finance Services | Creagh Gerard | NY | DO | P | P | 32 | 9.04 | 1 | 4 | 6 | 65 | D | -44 | -39 | -41 | -44 | -47 | -7 | -6 | -2 | 1 | 67 | 57 | 47 | 68 | |
11/24/08 16:47 | 11/21/08 | DUF | Financ | Loan | Finance Services | Gottdiener Noah | NY | DO | CEO | P | 32 | 9.04 | 1 | 4 | 5 | 72 | D | -44 | -39 | -41 | -44 | -47 | -7 | -6 | -2 | 1 | 67 | 57 | 47 | 68 | |
8/29/08 09:43 | 8/27/08 | DUF | Financ | Loan | Finance Services | Carapezzi William R Jr | NY | D | P | 46 | 18.50 | 1 | 3 | 82 | 6 | D | 26 | 18 | 21 | 17 | 14 | 9 | 7 | 3 | 6 | -37 | -33 | -11 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |