DUF - Duff & Phelps Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	5	19	1	-1	-7	-27	-27	-10	-12
S	%wins				42	100	100	100	100	100	90

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
9/12/12 10:15	9/10/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Krueger Harvey M	NY	D		S.d	-2	13.25	0	0	-1	19	I
9/12/12 10:14	9/10/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Levy Sander M.	NY	D		S.d	-1,104	13.25	0	-83	-82	19	I
9/12/12 10:14	9/10/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Gottdiener Noah	NY	DO	CEO,P	S.d	-3	13.25	0	0	0	325	I
8/13/12 10:15	8/9/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Krueger Harvey M	NY	D		S.d	-43	13.25	0	-3	-15	19	I
8/13/12 10:04	8/9/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Gottdiener Noah	NY	DO	CEO,P	S.d	-54	13.25	0	-4	-1	325	I
8/13/12 09:52	8/9/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Levy Sander M.	NY	D		S.d	-23,778	13.25	0	-1,795	-99	19	I
7/26/12 17:39	7/25/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Silverman Jacob	NY	O	EVP - Co	S	-144	15.40	0	-9	-8	107	D
7/26/12 17:32	7/25/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Marschke Brett	NY	O	EVP,COO	S	-45	15.50	0	-3	-3	97	D
7/17/12 16:29	7/13/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Marschke Brett	NY	O	EVP,COO	S	-110	15.00	0	-7	-7	100	D
7/17/12 16:21	7/13/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Silverman Jacob	NY	O	EVP - Co	S	-140	15.00	0	-9	-7	117	D
6/4/12 16:39	5/31/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Lovell Jeffrey	PA	D		S	-3,867	14.25	0	-271	-13	1,841	I
6/4/12 16:34	5/31/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Belke Robert	PA	D		S	-3,867	14.25	0	-271	-13	1,841	I
4/16/12 15:56	4/12/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Puzzuoli Patrick Michael	NY	O	EVP,CFO	S	-32	16.00	0	-2	-3	57	D
4/3/12 13:26	3/30/12	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Puzzuoli Patrick Michael	NY	O	EVP,CFO	S	-35	15.61	0	-2	-4	59	D
5/3/11 16:03	5/2/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Marschke Brett	NY	O	EVP,COO	S	-231	15.34	3	-15	-17	76	D	-13	-2	10	-10	-2	-3	-1	-7	-2	-2	-6	-26	-15
4/28/11 16:12	4/26/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Forman Edward	NY	O	EVP,Gen.	S	-72	16.07	2	-4	-5	77	D	-8	5	15	-5	10	2	4	2	1	-2	-8	-22	-23
4/28/11 16:09	4/26/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Marschke Brett	NY	O	EVP,COO	S	-189	16.19	2	-12	-11	91	D	-8	5	15	-5	10	2	4	2	1	-2	-8	-22	-23
4/28/11 16:06	4/26/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Puzzuoli Patrick Michael	NY	O	EVP,CFO	S	-8	16.00	2	-1	-1	38	D	-8	5	15	-5	10	2	4	2	1	-2	-8	-22	-23
4/28/11 16:03	4/26/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Silverman Jacob	NY	O	EVP - Co	S	-344	16.27	2	-21	-18	95	D	-8	5	15	-5	10	2	4	2	1	-2	-8	-22	-23
4/5/11 16:22	4/1/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Silverman Jacob	NY	O	EVP - Co	S.m	-118	15.74	2	-8	-6	116	D	-17	-6	21	-6	-4	5	-1	0	1	-1	-5	-18	-37
4/5/11 16:19	4/1/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Puzzuoli Patrick Michael	NY	O	EVP,CFO	S.m	-63	15.72	2	-4	-9	39	D	-17	-6	21	-6	-4	5	-1	0	1	-1	-5	-18	-37
4/5/11 16:17	4/1/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Marschke Brett	NY	O	EVP,COO	S.m	-102	15.79	2	-6	-6	103	D	-17	-6	21	-6	-4	5	-1	0	1	-1	-5	-18	-37
4/5/11 16:13	4/1/11	DUF	Financ	FinTrd	Security Brokers, Dealers & F	Forman Edward	NY	O	EVP,Gen.	S.m	-200	15.87	2	-13	-13	82	D	-17	-6	21	-6	-4	5	-1	0	1	-1	-5	-18	-37
4/16/10 14:35	4/15/10	DUF	Financ	Loan	Finance Services	Creagh Gerard	NY	DO	P	S	-443	17.00	2	-26	-13	168	D	-1	-12	-10	-10	0	-2	-1	2	-1	-2	-10	-35	-17	-9
3/29/10 10:36	3/25/10	DUF	Financ	Loan	Finance Services	Marschke Brett	NY	O	EVP,COO	S	-14	17.64	3	-1	-1	68	D	-7	2	-8	-9	4	-1	-2	-2	2	0	-8	-29	-23	-6
3/29/10 10:22	3/25/10	DUF	Financ	Loan	Finance Services	Forman Edward	NY	O	EVP,Gen.	S	-13	17.64	3	-1	-1	55	D	-7	2	-8	-9	4	-1	-2	-2	2	0	-8	-29	-23	-6
3/29/10 10:14	3/25/10	DUF	Financ	Loan	Finance Services	Creagh Gerard	NY	DO	P	S	-30	17.65	3	-2	-1	194	D	-7	2	-8	-9	4	-1	-2	-2	2	0	-8	-29	-23	-6
3/23/10 13:13	3/22/10	DUF	Financ	Loan	Finance Services	Creagh Gerard	NY	DO	P	S	-30	17.53	3	-2	-1	195	D	-5	31	-7	0	12	4	4	0	0	0	-7	-31	-25	-10
3/23/10 13:09	3/22/10	DUF	Financ	Loan	Finance Services	Marschke Brett	NY	O	EVP,COO	S	-24	17.55	3	-1	-2	69	D	-5	31	-7	0	12	4	4	0	0	0	-7	-31	-25	-10
3/23/10 13:05	3/22/10	DUF	Financ	Loan	Finance Services	Forman Edward	NY	O	EVP,Gen.	S	-13	17.58	3	-1	-1	56	D	-5	31	-7	0	12	4	4	0	0	0	-7	-31	-25	-10
3/18/10 16:27	3/17/10	DUF	Financ	Loan	Finance Services	Forman Edward	NY	O	EVP,Gen.	S	-100	17.63	3	-6	-9	60	D	5	15	2	5	8	3	1	2	0	-1	-5	-35	-33	-14
3/18/10 16:23	3/17/10	DUF	Financ	Loan	Finance Services	Marschke Brett	NY	O	EVP,COO	S	-132	17.67	3	-7	-9	74	D	5	15	2	5	8	3	1	2	0	-1	-5	-35	-33	-14
3/18/10 16:18	3/17/10	DUF	Financ	Loan	Finance Services	Creagh Gerard	NY	DO	P	S	-223	17.63	3	-13	-6	206	D	5	15	2	5	8	3	1	2	0	-1	-5	-35	-33	-14

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

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+y

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Filing Date

T Date

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Industry

Owner

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