Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1/12/18 21:22 | 1/10/18 | NML | Fund | CEF | Closed-End Funds | Colish Faith | NY | H | Retired | S | -1 | 9.94 | 0 | 0 | -100 | 0 | D | ||||||||||||||
4/14/16 21:14 | 4/12/16 | NML | Fund | CEF | Closed-End Funds | Neuberger Berman LLC | NY | H | investme | S | -42 | 6.37 | 2 | -7 | -100 | 0 | D | -55 | -57 | -46 | 10 | -1 | -1 | 7 | 7 | 2 | 12 | 13 | 26 | 39 | |
7/17/15 20:36 | 7/15/15 | NML | Fund | CEF | Closed-End Funds | Trapp Peter P | NY | D | S | -16 | 15.68 | 4 | -1 | -100 | 0 | D | -10 | -18 | -6 | -13 | -8 | -4 | -6 | -3 | -4 | -8 | 4 | -9 | -56 | -38 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |