KCG - Virtu Kcg Holdings LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	6	8	3	3	10	9	1	23	8
P	%wins				88	75	88	100	57	100	85
S	%ret	1	13	116	0	0	0	-7	-4	1	-2
S	%wins				73	64	55	72	80	51	66

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/30/17 16:16	6/5/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Daniel	NY	DO	CEO	S.d	-628	19.86	0	-32	-2	1,621	D
5/19/17 17:35	5/17/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NY	O	COO,Chie	S	-1,162	19.85	33	-59	-100	0	D	48	53	51	36	11	1	0	0
5/17/17 16:16	5/15/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NY	O	COO,Chie	M.dm	0	0.00	33	171		59	D	48	53	51	36	11	1	0	0
5/17/17 16:16	5/15/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NY	O	COO,Chie	S.dm	0	0.00	33	-171	-75	59	D	48	53	51	36	11	1	0	0
5/15/17 17:41	5/12/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Chrapaty Debra J.	NY	D		M	0	0.00	33	12	294	16	D	48	53	51	36	11	1	0	0
5/15/17 17:40	5/12/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Morris John C.	NY	D		M	0	0.00	33	12	101	24	D	48	53	51	36	11	1	0	0
5/15/17 17:40	5/12/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Haldeman Charles E	NY	D		M	0	0.00	33	49	15	366	D	48	53	51	36	11	1	0	0
5/15/17 17:40	5/12/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Milde James T	NY	D		M	0	0.00	33	12	42	41	D	48	53	51	36	11	1	0	0
5/15/17 17:35	5/12/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schmitt Daniel F	NY	D		M	0	0.00	33	12	47	38	D	48	53	51	36	11	1	0	0
5/15/17 17:28	5/12/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Rampell Alastair	NY	D		M	0	0.00	33	12	294	16	D	48	53	51	36	11	1	0	0
5/15/17 17:19	5/12/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Shahon Laurie M	NY	D		M	0	0.00	33	12	51	36	D	48	53	51	36	11	1	0	0
5/4/17 16:19	5/2/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NY	O	GC	S.d	-537	19.94	33	-27	-44	35	D	48	46	56	41	9	18	1	0	0	0
4/27/17 17:27	4/25/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tusar Gregory A	NY	O	See Rema	M.d	0	0.00	33	3		0	D	52	41	43	39	17	14	12	0	0	0
4/27/17 17:27	4/25/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tusar Gregory A	NY	O	See Rema	S.d	0	0.00	33	-113	-100	0	D	52	41	43	39	17	14	12	0	0	0
4/27/17 17:21	4/25/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Allison Philip	NY	O	CEO of K	S.m	0	0.00	33	-398	-86	66	D	52	41	43	39	17	14	12	0	0	0
4/26/17 16:07	4/24/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NY	O	COO,Chie	S	0	0.00	33	-104	-64	59	D	51	46	38	34	44	13	12	0	0	1
4/25/17 16:30	4/21/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tusar Gregory A	NY	O	See Rema	M.dm	0	0.00	33	88	391	110	D	52	43	38	35	43	12	17	11	0	1
4/25/17 16:30	4/21/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tusar Gregory A	NY	O	See Rema	S.dm	0	0.00	33	-190	-63	110	D	52	43	38	35	43	12	17	11	0	1
2/22/17 16:10	2/17/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Fisher Peter R.	NY	D		P	0	0.00	6	18	298	23	D	15	36	1	7	7	3	0	1	0	-3	27
2/14/17 17:53	2/10/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NY	O	GC	S.m	0	0.00	8	-32	-60	21	D	14	37	-1	6	9	-2	2	1	0	1	18
2/8/17 16:10	2/6/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NY	O	GC	S	0	0.00	7	-9	-15	53	D	14	31	-4	14	6	5	2	1	1	0	-4	39
2/7/17 21:00	2/3/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Daniel	NJ	DO	CEO	M.m	0	0.00	7	416	30	1,816	D	14	36	-4	16	7	5	0	1	0	1	-3	39
2/7/17 20:55	2/3/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NY	O	COO,Chie	M.m	0	0.00	7	189	192	287	D	14	36	-4	16	7	5	0	1	0	1	-3	39
2/7/17 20:55	2/3/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NY	O	GC	M.m	0	0.00	7	100	308	133	D	14	36	-4	16	7	5	0	1	0	1	-3	39
2/7/17 20:54	2/3/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Primmer Ryan F	NY	O	See Rema	M.m	0	0.00	7	247	90	522	D	14	36	-4	16	7	5	0	1	0	1	-3	39
2/7/17 20:53	2/3/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Parratt Steffen	NY	O	CFO	M	0	0.00	7	38	50	115	D	14	36	-4	16	7	5	0	1	0	1	-3	39
2/7/17 20:50	2/3/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tusar Gregory A	NY	O	See Rema	M.m	0	0.00	7	163	73	386	D	14	36	-4	16	7	5	0	1	0	1	-3	39
2/7/17 20:50	2/3/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Allison Philip	NY	O	CEO of K	M.m	0	0.00	7	187	40	652	D	14	36	-4	16	7	5	0	1	0	1	-3	39
1/10/17 16:16	1/6/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Parratt Steffen	NY	O	CFO	M	0	0.00	5	28	33	113	D	12	14	-1	-12	-10	-2	2	-2	0	-1	5	29
1/6/17 16:14	1/4/17	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Blum Michael L.	NY	O	CTO	M	0	0.00	6	13	26	66	D	14	14	2	-13	-8	-2	0	2	-2	-1	4	26
12/6/16 16:10	12/3/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Chrapaty Debra J.	NY	D		M	0	0.00	7	12		12	D	23	12	1	-1	3	3	-4	1	-2	-2	-5	-3
12/6/16 16:09	12/3/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Rampell Alastair	NY	D		M	0	0.00	7	12		12	D	23	12	1	-1	3	3	-4	1	-2	-2	-5	-3
11/30/16 17:32	11/28/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Gap Coinvestments Cda, L.P.	NY	TH	*See Rem	S.d	0	0.00	8	-18,709	-100	0	D	32	12	2	0	-5	13	7	-2	-1	1	-6	-2
11/30/16 17:32	11/28/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ga-Gtco Interholdco, LLC	NY	TH	*See Rem	S.d	0	0.00	8	-18,709	-100	0	D	32	12	2	0	-5	13	7	-2	-1	1	-6	-2
11/30/16 17:29	11/28/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Kern Rene M	NY	D		S.d	0	0.00	8	-18,709	-100	14	I	32	12	2	0	-5	13	7	-2	-1	1	-6	-2
9/26/16 16:15	9/22/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Allison Philip	NJ	O	CEO of K	M	0	0.00	4	500	304	665	D	52	42	33	18	7	7	9	9	0	0	-10	-13	15
8/23/16 16:58	8/20/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tusar Gregory A	NJ	O	See Rema	M	0	0.00	8	202	107	391	D	23	35	40	9	5	-2	-2	0	0	-1	0	0	-1
8/9/16 17:03	8/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Gap Coinvestments Cda, L.P.	NY	TH	*See Rem	S	-22,275	14.85	8	-1,500	-7	18,709	D	31	47	37	10	13	4	-2	0	0	-1	-3	-16	-5
8/9/16 17:02	8/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Kern Rene M	NY	D		S	-22,275	14.85	8	-1,500	-7	18,723	I	31	47	37	10	13	4	-2	0	0	-1	-3	-16	-5
8/9/16 17:01	8/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ga-Gtco Interholdco, LLC	NY	TH	*See Rem	S	-22,275	14.85	8	-1,500	-7	18,709	D	31	47	37	10	13	4	-2	0	0	-1	-3	-16	-5
7/19/16 16:05	7/15/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Primmer Ryan F	NJ	O	See Rema	M	0	0.00	8	291	114	547	D	28	19	33	14	2	9	7	3	0	3	2	6	-5
7/7/16 16:26	7/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	M	0	0.00	9	6	4	137	D	12	8	8	11	-4	-1	0	0	2	4	13	16	4
7/7/16 16:24	7/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Daniel	NJ	DO	CEO	M	0	0.00	9	130	7	1,913	D	12	8	8	11	-4	-1	0	0	2	4	13	16	4
7/7/16 16:23	7/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ross Jonathan	NJ	O	CTO	M	0	0.00	9	15	4	435	D	12	8	8	11	-4	-1	0	0	2	4	13	16	4
7/6/16 16:24	7/1/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	M	0	0.00	9	30	27	138	D	9	7	7	10	-2	-1	-6	1	0	5	13	17	3
7/6/16 16:23	7/1/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ross Jonathan	NJ	O	CTO	M	0	0.00	9	47	12	439	D	9	7	7	10	-2	-1	-6	1	0	5	13	17	3
7/6/16 16:23	7/1/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NJ	O	COO,Chie	M	0	0.00	9	77	34	305	D	9	7	7	10	-2	-1	-6	1	0	5	13	17	3
5/16/16 16:21	5/13/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Shahon Laurie M	NJ	D		M	0	0.00	11	12	59	32	D	14	-3	1	24	7	-3	-3	-2	0	3	2	13	5
5/16/16 16:20	5/13/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schmitt Daniel F	NJ	D		M	0	0.00	11	12	55	34	D	14	-3	1	24	7	-3	-3	-2	0	3	2	13	5
5/16/16 16:16	5/13/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Haldeman Charles E	NJ	DO	Non-Exec	M	0	0.00	11	48	16	350	D	14	-3	1	24	7	-3	-3	-2	0	3	2	13	5
5/16/16 16:14	5/13/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Milde James T	NJ	D		M	0	0.00	11	12	48	37	D	14	-3	1	24	7	-3	-3	-2	0	3	2	13	5
2/9/16 16:26	2/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ross Jonathan	NJ	O	CTO	M	0	0.00	7	64	17	453	D	-3	-14	7	-16	-12	4	4	5	-4	-1	4	25	38	32
2/9/16 16:24	2/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Primmer Ryan F	NJ	O	See Rema	M	0	0.00	7	75	14	619	D	-3	-14	7	-16	-12	4	4	5	-4	-1	4	25	38	32
2/9/16 16:24	2/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NJ	O	COO,Chie	M	0	0.00	7	62	24	325	D	-3	-14	7	-16	-12	4	4	5	-4	-1	4	25	38	32
2/9/16 16:22	2/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	M	0	0.00	7	30	26	146	D	-3	-14	7	-16	-12	4	4	5	-4	-1	4	25	38	32
2/9/16 16:19	2/5/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Daniel	NJ	DO	CEO	M	0	0.00	7	168	9	1,947	D	-3	-14	7	-16	-12	4	4	5	-4	-1	4	25	38	32
2/8/16 17:27	2/4/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ross Jonathan	NJ	O	CTO	M	0	0.00	7	54	13	471	D	-5	-16	2	-19	-16	-2	-1	-1	-1	-3	3	26	39	32
2/8/16 17:23	2/4/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tusar Gregory A	NJ	O	See Rema	M	0	0.00	7	42	10	443	D	-5	-16	2	-19	-16	-2	-1	-1	-1	-3	3	26	39	32
2/8/16 17:22	2/4/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Allison Philip	NJ	O	CEO of K	M	0	0.00	7	60	8	782	D	-5	-16	2	-19	-16	-2	-1	-1	-1	-3	3	26	39	32
2/8/16 17:22	2/4/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Primmer Ryan F	NJ	O	See Rema	M	0	0.00	7	42	7	638	D	-5	-16	2	-19	-16	-2	-1	-1	-1	-3	3	26	39	32
2/8/16 17:20	2/4/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	M	0	0.00	7	27	22	151	D	-5	-16	2	-19	-16	-2	-1	-1	-1	-3	3	26	39	32
2/8/16 17:19	2/4/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Daniel	NJ	DO	CEO	M	0	0.00	7	62	3	1,990	D	-5	-16	2	-19	-16	-2	-1	-1	-1	-3	3	26	39	32
2/8/16 17:19	2/4/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NJ	O	COO,Chie	M	0	0.00	7	52	18	341	D	-5	-16	2	-19	-16	-2	-1	-1	-1	-3	3	26	39	32
1/8/16 16:53	1/6/16	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Parratt Steffen	NJ	O	CFO	M	0	0.00	4	28	83	62	D	-5	-2	-1	-3	-7	-6	-5	-5	-1	-8	-9	-1	14	16
11/6/15 17:09	11/4/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S	-24,460	12.56	6	-1,947	-99	18	I	37	18	-4	28	17	4	4	0	1	-2	-2	-16	5	-2
11/5/15 16:32	11/3/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S	0	0.00	6	-10	-1	1,965	I	36	20	-4	25	17	3	3	3	0	0	-1	-19	5	-5
11/4/15 16:30	11/2/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	S.m	0	0.00	6	-40	-31	91	D	36	22	-3	25	18	7	4	4	0	0	-1	-18	5	-3
11/3/15 16:14	10/30/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	6	-556	-22	1,976	I	48	21	-4	23	18	6	3	3	-1	0	-1	-20	4	-2
10/30/15 16:58	10/28/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	-88	0.3269	5	-270	-10	2,532	I	45	16	-8	17	15	3	0	0	3	3	3	-15	12	5
10/27/15 16:17	10/23/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	-444	2.09	5	-212	-7	2,801	I	43	16	-5	10	13	5	0	1	0	4	2	-15	13	12
10/23/15 16:34	10/21/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	5	-116	-4	3,013	I	45	18	-5	8	13	8	3	0	0	0	2	-13	8	14
10/21/15 16:23	10/19/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	4	-54	-2	3,130	I	46	17	-2	5	13	14	3	0	1	0	5	-13	8	24
10/19/15 16:07	10/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	-66	0.7060	4	-94	-3	3,184	I	47	16	0	5	12	14	3	2	0	0	1	-16	0	21
10/19/15 16:07	10/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	-66	0.7060	4	-94	-3	3,184	I	47	16	0	5	12	14	3	2	0	0	1	-16	0	21
9/24/15 16:19	9/22/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Allison Philip	NJ	O	CEO of K	M	0	0.00	6	500	473	606	D	23	8	-11	-14	9	-1	-1	2	1	0	14	11	7	32
8/24/15 16:56	8/20/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tusar Gregory A	NJ	O	See Rema	M	0	0.00	7	202	286	273	D	29	-9	-15	-20	-11	2	7	4	0	9	6	24	1	40
8/19/15 16:12	8/18/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Haldeman Charles E	NJ	DO	Non-Exec	P	520	10.40	6	50	18	325	D	25	-14	-18	-22	-13	-9	2	3	7	-1	8	22	2	40
8/12/15 18:18	8/11/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Parratt Steffen	NJ	O	CFO	P	248	9.92	5	25	59	67	D	20	-15	-23	-26	-20	-17	-7	-4	-1	2	9	29	2	49
7/16/15 17:13	7/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Primmer Ryan F	NJ	O	See Rema	M	0	0.00	6	291	181	453	D	7	5	0	-4	-11	-7	-3	-1	2	1	-15	3	-4	17
7/7/15 16:15	7/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ross Jonathan	NJ	O	CTO	M	0	0.00	8	15	4	371	D	1	2	3	-1	-8	-5	-4	0	-5	-2	-15	-6	0	7
7/7/15 16:13	7/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	M	0	0.00	8	6	5	131	D	1	2	3	-1	-8	-5	-4	0	-5	-2	-15	-6	0	7
7/7/15 16:13	7/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Daniel	NJ	DO	CEO	M	0	0.00	8	130	8	1,722	D	1	2	3	-1	-8	-5	-4	0	-5	-2	-15	-6	0	7
7/2/15 18:01	7/1/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NJ	O	See Rema	M	0	0.00	9	77	47	240	D	16	3	5	0	-6	-8	-4	-3	-1	-5	-15	-12	-1	7
7/2/15 18:01	7/1/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ross Jonathan	NJ	O	CTO	M	0	0.00	9	47	14	375	D	16	3	5	0	-6	-8	-4	-3	-1	-5	-15	-12	-1	7
7/2/15 17:59	7/1/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Allison Philip	NJ	O	CEO of K	M	0	0.00	9	500	224	723	D	16	3	5	0	-6	-8	-4	-3	-1	-5	-15	-12	-1	7
7/2/15 17:57	7/1/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	M	0	0.00	9	30	29	132	D	16	3	5	0	-6	-8	-4	-3	-1	-5	-15	-12	-1	7
6/10/15 21:20	6/8/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Kern Rene M	NY	D		S	-115,989	14.00	11	-8,285	-29	20,223	I		10	15	10	3	2	0	1	0	-4	-12	-16	-6	3
6/10/15 21:18	6/8/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Gap Coinvestments Cda, L.P.	NY	TH	*See Rem	S	-1,491	14.00	11	-106	-31	232	I		10	15	10	3	2	0	1	0	-4	-12	-16	-6	3
6/10/15 21:17	6/8/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ga-Gtco Interholdco, LLC	NY	TH	*See Rem	S	-115,989	14.00	11	-8,285	-29	20,209	D		10	15	10	3	2	0	1	0	-4	-12	-16	-6	3
6/10/15 18:58	6/8/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S	-18,740	14.00	11	-1,339	-29	3,278	M		10	15	10	3	2	0	1	0	-4	-12	-16	-6	3
6/10/15 18:56	6/8/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tierney Daniel	NJ	D		S	-29	14.00	11	-2	-10	18	D		10	15	10	3	2	0	1	0	-4	-12	-16	-6	3
6/9/15 16:29	6/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S	0	0.00	11	-114	-2	4,617	I		11	17	9	4	2	0	1	0	-4	-12	-17	-5	5
6/5/15 16:07	6/3/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S	0	0.00	11	-77	-2	4,730	I		12	21	7	3	0	-1	0	1	1	-8	-17	-3	4
6/3/15 16:09	6/1/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	11	-358	-7	4,807	I		15	23	8	7	2	2	1	0	0	-7	-14	-4	6
6/1/15 16:27	5/28/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	10	-59	-1	5,165	I		13	23	7	10	0	2	0	2	0	-7	-16	-5	4
5/28/15 16:16	5/26/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	10	-45	-1	5,224	I		12	24	7	9	0	2	2	0	-1	-5	-24	-6	2
5/26/15 16:38	5/21/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	10	-47	-1	5,269	I		13	22	6	8	-1	0	1	0	0	-3	-20	-4	-1
5/21/15 16:38	5/19/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	10	-147	-3	5,317	I		13	24	5	7	3	-1	0	1	1	-3	-22	-4	-1
5/19/15 17:05	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	8	-37	-1	5,464	I		15	23	5	8	1	-1	-1	0	2	-2	-21	-6	-2
5/15/15 16:22	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Morris John C.	NY	D		M	0	0.00	7	14	999%	14	D		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/15/15 16:21	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Haldeman Charles E	NJ	DO	Non-Exec	M	0	0.00	7	56	25	275	D		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/15/15 16:21	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Shahon Laurie M	NJ	D		M	0	0.00	7	14	114	26	D		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/15/15 16:21	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Kern Rene M		DT		M	0	0.00	7	14	0	28,508	D		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/15/15 16:19	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Tierney Daniel	NJ	D		M	0	0.00	7	14	223	20	D		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/15/15 16:18	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Milde James T	NJ	D		M	0	0.00	7	14	83	31	D		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/15/15 16:17	5/13/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	7	-101	-2	5,501	M		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/15/15 16:17	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		M	0	0.00	7	14	0	5,501	M		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/15/15 16:17	5/15/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schmitt Daniel F	NJ	D		M	0	0.00	7	14	101	28	D		17	24	5	7	2	-1	0	0	0	-2	-25	-3	-2
5/13/15 16:22	5/11/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	7	-93	-2	5,596	I		14	23	5	9	4	-1	-1	0	-1	1	-26	-3	-2
5/12/15 15:58	5/8/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	H	Former 1	S.m	-2,021	13.45	7	-150	-2	7,459	D		18	24	7	9	5	5	0	-1	-1	0	-25	-4	-1
5/11/15 16:08	5/7/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	6	-125	-2	5,689	I		22	23	7	8	8	3	0	-1	-1	0	-25	-4	0
5/8/15 13:52	5/6/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-1,589	13.46	6	-118	-2	7,609	D		20	25	8	8	9	3	0	0	-1	0	-23	-4	1
5/7/15 16:08	5/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	-99	7.65	6	-13	0	5,814	I		23	27	8	8	8	3	-1	0	0	-1	-23	-3	1
5/7/15 11:21	5/1/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	6	-200	-3	5,827	I		23	27	8	8	8	3	-1	0	0	-1	-23	-3	1
5/6/15 16:33	5/4/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-2,599	13.52	6	-192	-2	7,727	D		21	26	8	7	9	3	5	0	-1	-1	-22	-4	0
5/4/15 16:13	4/30/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-3,739	13.50	5	-277	-3	7,919	D		31	26	11	7	9	6	3	0	0	1	-21	-8	4
5/1/15 16:25	4/29/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-46	-1	6,027	I		29	19	5	3	5	1	-1	0	-1	-1	-18	-8	1
4/30/15 13:53	4/28/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-997	13.07	3	-76	-1	8,196	D		34	22	9	4	6	5	0	-2	3	3	-14	-5	4
4/28/15 16:46	4/24/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-44	-1	6,073	I		33	22	8	2	6	4	2	0	3	3	-14	-5	7
4/28/15 13:24	4/24/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-1,686	13.05	3	-129	-2	8,273	D		33	22	8	2	6	4	2	1	4	4	-13	-4	8
4/24/15 16:38	4/22/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-31	-1	6,117	I		32	22	6	4	4	6	4	-1	-2	2	-10	-5	5
4/24/15 15:58	4/22/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-704	12.86	3	-55	-1	8,402	D		32	22	6	4	4	6	4	1	-1	3	-9	-5	6
4/22/15 17:02	4/20/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-42	-1	6,148	I		29	20	6	4	4	4	2	2	3	4	-7	-2	-1
4/22/15 13:16	4/20/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-586	12.58	3	-47	-1	8,457	D		29	20	6	4	4	4	2	0	3	4	-7	-2	-1
4/20/15 16:41	4/16/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-23	0	6,190	I		26	15	6	-1	-1	-1	0	2	5	6	-4	0	0
4/20/15 13:34	4/16/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-417	12.33	3	-34	0	8,503	D		26	15	6	-1	-1	-1	0	2	6	8	-2	2	2
4/16/15 13:36	4/14/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-376	12.32	3	-31	0	8,537	D		27	24	4	0	-1	0	1	1	3	8	-4	-1	2
4/14/15 16:22	4/10/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-29	0	6,213	I		25	22	5	-3	-2	-1	0	0	1	8	-2	-2	-3
4/14/15 11:24	4/10/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-334	12.29	3	-27	0	8,568	D		25	22	5	-3	-2	-1	0	0	1	8	-3	-2	-4
4/10/15 17:23	4/8/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-29	0	6,242	I		19	22	2	-1	-1	0	0	1	2	9	-3	-1	-4
4/10/15 10:51	4/8/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-324	12.31	3	-26	0	8,595	D		19	22	2	-1	-1	0	0	-1	1	9	-4	-2	-4
4/8/15 17:06	4/6/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	4	-29	0	6,271	I		17	18	3	-3	-5	-2	-2	0	0	9	0	-3	-4
4/8/15 14:12	4/6/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-322	12.36	4	-26	0	8,621	D		17	18	3	-3	-5	-2	-2	1	1	10	1	-2	-3
4/6/15 15:29	4/2/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S	-151	12.47	4	-12	0	8,647	D		6	22	7	0	0	-1	1	-1	-2	8	0	-10	-2
4/3/15 16:30	4/1/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	4	-29	0	6,301	I		6	22	7	0	0	-1	1	-1	-1	9	1	-9	-1
4/2/15 11:34	3/31/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-462	12.34	4	-37	0	8,659	D		8	23	5	-2	-1	-1	0	0	-1	9	0	-12	-2
4/1/15 18:08	3/30/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S	0	0.00	4	-4	0	6,330	I		3	21	5	-3	-1	-3	-2	0	-1	3	-1	-12	-4
3/31/15 14:26	3/27/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-576	12.38	4	-47	-1	8,697	D		8	22	4	-3	1	-1	-1	-1	-1	6	1	-11	-4
3/27/15 17:00	3/26/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S	0	0.00	4	-15	0	6,333	I		7	22	5	-2	1	-3	-1	-1	0	4	2	-11	-6
3/27/15 14:23	3/25/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-486	12.48	4	-39	0	8,743	D		7	22	5	-2	1	-3	-1	0	0	4	2	-12	-6
3/25/15 16:55	3/23/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S	0	0.00	4	-4	0	6,348	I		4	22	7	-1	2	1	1	0	-1	4	5	-12	-5
3/25/15 14:07	3/23/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-349	12.60	4	-28	0	8,782	D		4	22	7	-1	2	1	1	-1	-3	3	3	-13	-6
3/23/15 16:48	3/19/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	4	-22	0	6,352	I		4	20	7	1	-1	2	-2	0	-1	1	2	-14	-6
3/23/15 15:14	3/19/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-606	12.52	4	-48	-1	8,810	D		4	20	7	1	-1	2	-2	0	-2	1	2	-15	-6
3/19/15 16:55	3/17/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	4	-18	0	6,374	I		4	18	9	1	0	2	1	2	0	-1	5	-7	-3
3/19/15 12:37	3/17/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-914	12.81	4	-71	-1	8,858	D		4	18	9	1	0	2	1	-1	-1	-2	3	-9	-5
3/17/15 19:13	3/13/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	4	-29	0	6,392	I		7	14	9	5	1	2	3	-3	-2	-4	0	-14	-13
3/17/15 16:00	3/13/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-876	12.55	4	-70	-1	8,929	D		7	14	9	5	1	2	3	-3	-2	-4	0	-14	-13
3/13/15 18:00	3/11/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-29	0	6,421	I		1	13	6	2	0	0	2	2	-1	-1	8	-12	-10
3/13/15 14:50	3/11/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-707	12.44	3	-57	-1	8,999	D		1	13	6	2	0	0	2	0	-1	-1	8	-13	-10
3/11/15 12:13	3/9/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-700	12.25	3	-57	-1	9,056	D		-2	9	5	2	-3	-3	-2	1	5	1	10	-7	-8
3/10/15 19:19	3/6/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-29	0	6,450	I		1	9	7	3	-2	-1	0	1	4	1	10	-9	-9
3/9/15 16:58	3/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-388	12.46	3	-31	0	9,113	D		2	7	10	3	-2	-2	-2	-1	1	-1	8	-11	-8
3/6/15 20:18	3/4/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	D		S.m	0	0.00	3	-131	-2	6,479	I		2	9	13	2	-2	0	-2	0	1	0	8	-10	-8
3/5/15 15:57	3/3/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-539	12.47	3	-43	0	9,144	D		1	6	13	3	-2	-2	-1	1	0	1	8	-11	-10
2/9/15 16:49	2/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Dibacco John	NJ	O	See Rema	M	0	0.00	4	41	34	160	D		12	11	15	5	4	5	1	2	1	-2	7	-19	-13
2/9/15 16:46	2/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ross Jonathan	NJ	O	CTO	M	0	0.00	4	64	20	389	D		12	11	15	5	4	5	1	2	1	-2	7	-19	-13
2/9/15 16:46	2/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Ogurtsov Nick	NJ	O	See Rema	M	0	0.00	4	62	31	262	D		12	11	15	5	4	5	1	2	1	-2	7	-19	-13
2/9/15 16:43	2/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Primmer Ryan F	NJ	O	See Rema	M	0	0.00	4	75	17	526	D		12	11	15	5	4	5	1	2	1	-2	7	-19	-13
2/9/15 16:42	2/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	M	0	0.00	4	30	28	137	D		12	11	15	5	4	5	1	2	1	-2	7	-19	-13
2/9/15 16:39	2/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Daniel	NJ	DO	CEO	M	0	0.00	4	168	11	1,756	D		12	11	15	5	4	5	1	2	1	-2	7	-19	-13
2/9/15 16:35	2/5/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Sohos George	NJ	O	See Rema	M	0	0.00	4	136	37	505	D		12	11	15	5	4	5	1	2	1	-2	7	-19	-13
2/5/15 19:12	2/4/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	S	-993	12.41	4	-80	-36	142	D		10	9	17	6	6	4	2	0	1	-1	8	-17	-16
2/3/15 18:52	1/31/15	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Sohos George	NJ	O	See Rema	M	0	0.00	4	115	39	407	D		9	8	11	2	3	-2	1	0	1	0	9	-16	-15
5/29/14 16:15	5/27/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Sohos George	NJ	O	See Rema	S	-834	12.10	7	-69	-13	445	D			12	0	23	6	4	1	0	-1	-4	1	-9	13
5/27/14 16:15	5/22/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Sohos George	NJ	O	See Rema	S.m	-318	11.98	6	-27	-5	514	D			17	0	23	8	5	2	-1	-2	-4	-1	-10	12
5/15/14 16:00	5/15/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schmitt Daniel F	NJ	D		P	56	11.25	5	5	51	15	D			14	-2	-3	16	3	0	2	5	7	3	-4	19
5/8/14 18:30	5/7/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Haldeman Charles E	NJ	DO	Non-Exec	P	460	10.96	5	42	23	224	D			18	2	-4	15	14	4	3	3	9	2	-3	21
3/4/14 15:16	3/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	DH	Former 1	S	-33,000	11.00	7	-3,000	-30	7,168	I			35	-2	1	2	1	-1	4	6	-2	0	-1	7
3/4/14 15:15	3/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Serenity Investments, LLC	IL	H	Former 1	S	-33,000	11.00	7	-3,000	-30	7,161	D			35	-2	1	2	1	-1	4	6	-2	0	-1	7
3/4/14 15:14	3/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S	-33,000	11.00	7	-3,000	-25	9,188	D			35	-2	1	2	1	-1	4	6	-2	0	-1	7
3/4/14 12:07	3/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Jefferies LLC	NY	T		P	66,000	11.00	7	6,000	36	22,468	D			35	-2	1	2	1	-1	4	6	-2	0	-1	7
2/28/14 18:27	2/26/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S	-1	12.00	4	0	0	12,188	D			38	3	-1	6	-1	-1	-1	2	-4	1	-1	6
2/26/14 13:18	2/24/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S	-72	12.00	4	-6	0	12,188	D			39	12	1	5	0	1	1	3	-1	2	1	6
2/20/14 06:07	2/18/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S	-4	12.00	4	0	0	12,194	D			43	17	-6	5	4	-1	0	2	4	1	1	8
2/18/14 16:44	2/13/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-475	11.85	4	-40	0	12,194	D			46	19	-1	6	8	3	-2	0	1	-3	-1	6
2/5/14 17:26	2/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Serenity Investments, LLC	IL	T		S	-4,694	11.04	4	-425	-4	10,161	D			27	19	-5	-4	-1	-1	1	5	10	-1	3	12
2/5/14 17:03	2/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	DT		S	-4,694	11.04	4	-425	-4	10,168	I			27	19	-5	-4	-1	-1	1	5	10	-1	3	12
2/4/14 18:45	2/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S	-4,694	11.04	5	-425	-3	12,234	D			22	25	-3	-6	-9	-2	-2	3	9	-2	0	10
2/4/14 13:11	2/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Daniel	NJ	DO	CEO	P	8,891	11.04	5	805	121	1,470	D			22	25	-3	-6	-9	-2	4	6	12	2	4	14
2/4/14 13:11	2/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy John A	NJ	O	GC	S	-331	11.04	5	-30	-17	142	D			22	25	-3	-6	-9	-2	4	6	12	2	4	14
2/4/14 13:10	2/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Haldeman Charles E	NJ	D		P	1,104	11.04	5	100	122	182	D			22	25	-3	-6	-9	-2	4	6	12	2	4	14
2/4/14 13:09	2/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Bisgay Steven	NJ	O	CFO	S	-276	11.04	5	-25	-6	368	D			22	25	-3	-6	-9	-2	4	6	12	2	4	14
1/28/14 17:32	1/24/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S	-8	11.82	4	-1	0	12,659	D			22	30	-3	-9	-5	-4	-3	-5	5	-14	-1	5
1/24/14 06:01	1/22/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-505	11.85	4	-43	0	12,660	D			33	39	3	-1	2	2	-5	-4	0	-18	-5	1
1/22/14 18:56	1/17/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-32	11.83	5	-3	0	12,702	D			24	36	1	-2	-3	-2	1	-3	-1	-15	-3	2
1/17/14 16:00	1/15/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-380	11.85	5	-32	0	12,705	D			9	40	5	-1	-4	2	0	-3	2	-15	-2	3
1/15/14 16:00	1/13/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-700	11.82	5	-59	0	12,737	D			6	38	0	-2	-2	-1	0	-1	-1	-18	-6	-2
1/13/14 16:05	1/9/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-1,483	11.91	5	-125	-1	12,796	D			6	41	0	7	0	-3	1	0	0	-16	-2	1
1/9/14 17:58	1/7/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-2,259	12.18	5	-185	-1	12,921	D			6	44	4	3	1	-1	0	-1	-7	-16	-5	1
1/7/14 17:52	1/3/14	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-1,458	12.22	5	-119	-1	13,106	D			6	47	17	8	3	4	-4	-6	-11	-20	-8	-4
1/3/14 06:00	12/31/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-736	11.89	5	-62	0	13,226	D			-1	39	20	4	1	2	0	0	-9	-6	0	-1
12/31/13 11:39	12/27/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-853	11.83	5	-72	-1	13,288	D			11	37	19	1	3	-1	0	4	-4	-3	1	-1
12/27/13 15:57	12/24/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-636	12.06	5	-53	0	13,360	D				36	21	7	6	2	-2	0	-5	-6	-3	-2
12/24/13 17:32	12/20/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-1,778	11.80	9	-151	-1	13,412	D				36	20	5	3	4	0	-1	-6	-3	-2	-2
12/20/13 16:15	12/18/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-1,155	11.41	9	-101	-1	13,563	D				26	11	-6	-4	-1	1	-1	-1	2	1	-1
12/18/13 16:54	12/16/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Daniel V. Tierney 2011 Trust	IL	T		S.m	-907	11.47	9	-79	-1	13,664	D				33	23	-2	1	0	-3	4	1	5	1	2
12/12/13 18:07	12/10/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Serenity Investments, LLC	IL	T		S.m	-5,551	11.50	9	-483	-4	12,044	D				40	33	14	-2	0	-1	0	0	2	4	0
12/12/13 16:15	12/10/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Schuler Stephen	NJ	DT		S.m	-5,551	11.50	9	-483	-4	12,051	I				40	33	14	-2	0	-1	0	0	2	4	0
12/10/13 18:25	12/6/13	KCG	Financ	FinTrd	Security Brokers, Dealers & F	Serenity Investments, LLC	IL	T		S.m	-7,005	11.68	8	-600	-5	12,526	D				34	38	19	-1	5	0	-2	3	6	4	2

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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avg

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T Date

Ticker

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Ind

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Owner

oSt

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Title

T

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oc

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r2y

r1y

r6m

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r7d

r3d

f1d

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f6m

f1y