BSIG - Brightsphere Investment Group Plc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	5	5	0	2	4	1	15	-5	3
P	%wins				60	80	80	80	60	60	70
S	%ret	1	10	58	-0	1	3	13	10	24	9
S	%wins				81	48	47	5	3	5	31

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/24/19 16:20	6/20/19	BSIG	Financ	InvAdv	Investment Advice	Love Reginald	X0	D		M.d	0	0.00	0	7		7	D
6/24/19 16:20	6/21/19	BSIG	Financ	InvAdv	Investment Advice	Love Reginald	X0	D		S.d	-4	11.01	0	0	-5	7	D
6/24/19 16:19	6/20/19	BSIG	Financ	InvAdv	Investment Advice	Trebbi Barbara	MA	D		M.d	0	0.00	0	8	New	8	D
6/24/19 16:18	6/20/19	BSIG	Financ	InvAdv	Investment Advice	Beams Maliz E	X0	D		M.d	0	0.00	0	5	New	5	D
6/24/19 16:17	6/20/19	BSIG	Financ	InvAdv	Investment Advice	Chersi Robert J	X0	D		M.d	0	0.00	0	6	29	29	D
2/27/19 17:02	2/25/19	BSIG	Financ	InvAdv	Investment Advice	Paulson John	NY	DT		P	206,321	13.95	0	14,790	284	20,001	I
2/25/19 18:36	2/21/19	BSIG	Financ	InvAdv	Investment Advice	Hna Eagle Holdco LLC	NY	T		S.m	-317,488	13.94	0	-22,777	-100	0	D
2/20/19 16:30	2/19/19	BSIG	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	Head of	S.d	-7	13.82	0	-1	-6	8	D
2/20/19 16:29	2/19/19	BSIG	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.d	-72	13.81	0	-5	-3	200	D
2/15/19 16:22	2/14/19	BSIG	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S	-80	14.03	0	-6	-3	205	D
2/13/19 16:05	2/11/19	BSIG	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S	-53	13.36	0	-4	-2	192	D
2/13/19 16:04	2/11/19	BSIG	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	Head of	S	-5	13.42	0	0	-4	9	D
11/23/18 06:11	11/19/18	BSIG	Financ	InvAdv	Investment Advice	Hna Eagle Holdco LLC	NY	T		S	-58,862	12.80	0	-4,599	-17	22,777	D
5/21/18 16:49	5/18/18	BSIG	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	D		M.d	0	0.00	0	12	19	79	D
5/21/18 16:49	5/21/18	BSIG	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	D		S.d	-16	15.66	0	-1	-1	79	D
5/21/18 16:48	5/18/18	BSIG	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		M.d	0	0.00	0	7	29	32	D
5/21/18 16:48	5/21/18	BSIG	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		S.d	-7	15.64	0	0	-1	32	D
5/21/18 16:47	5/18/18	BSIG	Financ	InvAdv	Investment Advice	Chersi Robert J	X0	D		M.d	0	0.00	0	7	47	22	D
3/29/18 16:06	3/29/18	BSIG	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S	-187	15.61	0	-12	-16	63	D
3/20/18 17:05	3/20/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	D		S	-327	15.69	0	-21	-24	68	D
3/14/18 17:36	3/7/18	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	Head of	S.a	-8	15.10	0	-1	-5	9	D
3/12/18 16:19	3/6/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	D		M.ad	0	0.00	0	4	17	25	D
3/12/18 16:19	3/7/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	D		S.ad	-5	15.09	0	0	-1	25	D
3/12/18 16:14	3/7/18	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	DO	P,CEO	S.am	-749	15.22	0	-49	-15	289	D
3/8/18 19:41	3/8/18	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S.m	-711	15.22	0	-47	-19	204	D
3/8/18 19:40	3/7/18	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S.m	-383	15.22	0	-25	-25	75	D
3/8/18 19:40	3/7/18	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	DO	EVP,CFO	S.m	-749	15.22	0	-49	-15	289	D
3/8/18 19:40	3/7/18	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.m	-690	15.22	0	-45	-19	196	D
3/8/18 19:39	3/6/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	DO	Interim	M.d	0	0.00	0	4	17	25	D
3/8/18 19:39	3/7/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	DO	Interim	S.d	-5	15.09	0	0	-1	25	D
3/8/18 19:39	3/6/18	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		M.d	0	0.00	0	2	10	25	D
3/8/18 19:39	3/7/18	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		S.d	-1	15.07	0	0	0	25	D
3/8/18 19:39	3/7/18	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	S	-8	15.10	0	-1	-5	9	D
2/20/18 16:12	2/15/18	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		M.ad	0	0.00	0	2	11	23	D
2/20/18 16:12	2/16/18	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		S.ad	-1	15.87	0	0	0	23	D
2/20/18 16:10	2/15/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	DO	Interim	M.ad	0	0.00	0	4	21	22	D
2/20/18 16:10	2/16/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	DO	Interim	S.ad	-5	15.87	0	0	-1	22	D
2/16/18 16:28	2/16/18	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	DO	EVP,CFO	S	-79	15.87	0	-5	-2	239	D
2/16/18 16:27	2/15/18	OMAM	Financ	InvAdv	Investment Advice	Chersi Robert J	X0	D		M.d	0	0.00	0	2	17	15	D
2/16/18 16:27	2/16/18	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S	-55	15.87	0	-3	-2	148	D
2/16/18 16:27	2/16/18	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	S	-4	15.87	0	0	-2	10	D
2/16/18 16:26	2/15/18	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		M.d	0	0.00	0	2	11	23	D
2/16/18 16:26	2/16/18	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		S.d	-1	15.87	0	0	0	23	D
2/16/18 16:26	2/15/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	D		M.d	0	0.00	0	4	21	22	D
2/16/18 16:26	2/16/18	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	D		S.d	-5	15.87	0	0	-1	22	D
2/16/18 16:26	2/16/18	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S	-12	15.87	0	-1	-2	36	D
2/13/18 16:20	2/12/18	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S	-18	15.47	0	-1	-4	29	D
2/13/18 16:19	2/12/18	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S	-80	15.45	0	-5	-4	122	D
2/13/18 16:18	2/12/18	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	DO	EVP,CFO	S	-91	15.45	0	-6	-3	193	D
2/13/18 16:17	2/12/18	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	S	-5	15.49	0	0	-4	7	D
12/15/17 17:59	12/14/17	OMAM	Insur	Insur	Fire, Marine & Casualty Insur	Ritchie James Joseph	X0	D		S	-127	16.12	0	-8	-30	18	D
12/4/17 16:05	12/1/17	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S	-763	16.46	0	-46	-24	146	D
11/21/17 16:02	11/17/17	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	S	-32	15.94	0	-2	-21	7	D
11/14/17 20:01	11/10/17	OMAM	Financ	InvAdv	Investment Advice	Hna Capital (U.S.) Holding LLC	NY	T		P	251,379	15.75	0	15,961	140	27,375	I
11/14/17 18:25	11/10/17	OMAM	Financ	InvAdv	Investment Advice	Om Group (Uk) Ltd	X0	T		S	-251,379	15.75	0	-15,961	-73	6,041	D
8/17/17 17:26	8/17/17	OMAM	Financ	InvAdv	Investment Advice	Chersi Robert J	X0	D		P	101	13.48	0	8	137	13	D
8/14/17 08:47	8/10/17	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	H	Former C	S.m	-1,338	13.63	0	-98	-23	336	D
8/9/17 17:13	8/7/17	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	H	Former C	S.m	-3,892	14.21	0	-274	-39	435	D
8/7/17 16:06	8/3/17	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	H	Former C	S.m	-2,104	14.42	0	-146	-17	708	D
6/21/17 16:14	6/19/17	OMAM	Financ	InvAdv	Investment Advice	Om Group (Uk) Ltd	X0	T		S	-37,757	14.55	0	-2,595	-11	22,001	D
5/23/17 17:19	5/19/17	OMAM	Financ	InvAdv	Investment Advice	Om Group (Uk) Ltd	X0	T		S	-324,465	14.55	0	-22,300	-48	24,596	D
5/16/17 17:10	5/12/17	OMAM	Financ	InvAdv	Investment Advice	Om Group (Uk) Ltd	X0	T		S	-174,645	15.30	4	-11,415	-20	46,896	D	-20	11	18	2	-1	-2	-1	-4
4/12/17 17:48	4/10/17	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S.m	-57	15.06	6	-4	-11	30	D	-17	18	7	5	-1	5	-1	-1	-2	1	3
4/12/17 17:47	4/10/17	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.m	-308	14.98	6	-21	-14	127	D	-17	18	7	5	-1	5	-1	-1	-2	1	3
4/12/17 17:47	4/10/17	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	DO	CEO	S.m	-2,013	14.99	6	-134	-14	854	D	-17	18	7	5	-1	5	-1	-1	-2	1	3
4/12/17 17:47	4/10/17	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	O	EVP,CFO	S.m	-409	15.00	6	-27	-12	199	D	-17	18	7	5	-1	5	-1	-1	-2	1	3
4/12/17 17:46	4/10/17	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S.m	-573	14.99	6	-38	-17	193	D	-17	18	7	5	-1	5	-1	-1	-2	1	3
3/8/17 19:45	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	O	EVP,CFO	S	-82	14.86	5	-5	-2	226	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 19:45	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S	-105	14.86	5	-7	-3	231	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 19:45	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	DO	CEO	S	-373	14.86	5	-25	-2	989	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 19:45	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S	-12	14.89	5	-1	-2	34	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 19:44	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S	-57	14.86	5	-4	-3	148	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 19:44	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	S	-9	14.86	5	-1	-6	9	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 18:32	3/6/17	OMAM	Financ	InvAdv	Investment Advice	Ritchie James Joseph	X0	D		M.d	0	0.00	5	4	17	26	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 18:32	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Ritchie James Joseph	X0	D		S.d	-5	14.92	5	0	-1	26	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 18:32	3/6/17	OMAM	Financ	InvAdv	Investment Advice	Rogers John	X0	D		M.d	0	0.00	5	2	15	18	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 18:32	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Rogers John	X0	D		S.d	-1	14.92	5	0	0	18	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 18:32	3/6/17	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		M.d	0	0.00	5	2	13	21	D	-12	27	12	3	2	-2	-2	-1	0	0	0
3/8/17 18:32	3/7/17	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		S.d	0	14.78	5	0	0	21	D	-12	27	12	3	2	-2	-2	-1	0	0	0
2/15/17 17:59	2/13/17	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S.m	-19	14.96	5	-1	-3	35	D	-4	36	13	9	5	3	0	3	-2	-1	-1
2/15/17 17:59	2/13/17	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	DO	CEO	S.m	-516	14.96	5	-35	-3	1,014	D	-4	36	13	9	5	3	0	3	-2	-1	-1
2/15/17 17:59	2/13/17	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	O	EVP,CFO	S.m	-81	14.96	5	-5	-2	232	D	-4	36	13	9	5	3	0	3	-2	-1	-1
2/15/17 17:58	2/13/17	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	S.m	-5	14.96	5	0	-3	10	D	-4	36	13	9	5	3	0	3	-2	-1	-1
2/15/17 17:58	2/13/17	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.m	-61	14.96	5	-4	-3	152	D	-4	36	13	9	5	3	0	3	-2	-1	-1
2/15/17 17:57	2/13/17	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S.m	-135	14.96	5	-9	-4	238	D	-4	36	13	9	5	3	0	3	-2	-1	-1
2/8/17 16:25	2/6/17	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S	-108	14.80	5	-7	-21	28	D	-4	38	8	21	3	3	5	-1	1	4	4	8
12/19/16 21:15	12/19/16	OMAM	Financ	InvAdv	Investment Advice	Om Group (Uk) Ltd	X0	T		S	-298,538	14.25	11	-20,950	-26	58,311	D	-7	2	2	9	18	-1	-3	-1	0	-1	-1	-1
4/20/16 17:18	4/18/16	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S.m	-120	13.72	2	-9	-4	214	D		-26	-8	19	20	3	8	0	0	0	1	3	3
4/20/16 17:17	4/18/16	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S.m	-10	13.72	2	-1	-2	35	D		-26	-8	19	20	3	8	0	0	0	1	3	3
4/20/16 17:17	4/18/16	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	O	EVP,CFO	S.m	-98	13.71	2	-7	-3	203	D		-26	-8	19	20	3	8	0	0	0	1	3	3
4/20/16 17:17	4/18/16	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	DO	CEO	S.m	-403	13.72	2	-29	-3	922	D		-26	-8	19	20	3	8	0	0	0	1	3	3
4/20/16 17:17	4/18/16	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.m	-59	13.71	2	-4	-3	132	D		-26	-8	19	20	3	8	0	0	0	1	3	3
4/18/16 17:11	4/14/16	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	DO	CEO	S.m	-413	13.65	2	-30	-3	952	D		-27	-5	14	14	6	4	4	0	1	0	3	2
4/18/16 17:10	4/14/16	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	O	EVP,CFO	S.m	-88	13.65	2	-6	-3	210	D		-27	-5	14	14	6	4	4	0	1	0	3	2
4/18/16 17:10	4/14/16	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.m	-57	13.65	2	-4	-3	136	D		-27	-5	14	14	6	4	4	0	1	0	3	2
4/18/16 17:10	4/14/16	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S.m	-123	13.65	2	-9	-4	223	D		-27	-5	14	14	6	4	4	0	1	0	3	2
4/18/16 17:10	4/14/16	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S.m	-10	13.65	2	-1	-2	36	D		-27	-5	14	14	6	4	4	0	1	0	3	2
4/13/16 16:54	4/11/16	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	O	EVP,CFO	S.m	-127	13.14	2	-10	-4	217	D		-30	-12	-5	11	4	-2	2	-1	0	0	1	5
4/13/16 16:54	4/11/16	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S.m	-14	13.14	2	-1	-3	37	D		-30	-12	-5	11	4	-2	2	-1	0	0	1	5
4/13/16 16:53	4/11/16	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	DO	CEO	S.m	-596	13.14	2	-45	-4	982	D		-30	-12	-5	11	4	-2	2	-1	0	0	1	5
4/13/16 16:53	4/11/16	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S.m	-178	13.14	2	-14	-6	232	D		-30	-12	-5	11	4	-2	2	-1	0	0	1	5
4/13/16 16:53	4/11/16	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.m	-82	13.14	2	-6	-4	140	D		-30	-12	-5	11	4	-2	2	-1	0	0	1	5
3/11/16 18:17	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S.m	-5	11.68	2	0	-1	38	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/11/16 18:17	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		S.m	-1	11.68	2	0	-1	10	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/11/16 18:16	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.m	-16	11.68	2	-1	-1	147	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/11/16 18:16	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	DO	CEO	S.m	-147	11.68	2	-13	-1	1,027	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/11/16 18:16	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	S.m	-3	11.68	2	0	-3	8	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/11/16 18:16	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	O	EVP,CFO	S.m	-22	11.68	2	-2	-1	227	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/11/16 18:15	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S.m	-41	11.68	2	-4	-1	246	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/11/16 18:15	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Rogers John	X0	D		S.m	-1	11.68	2	0	-1	7	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/11/16 18:15	3/9/16	OMAM	Financ	InvAdv	Investment Advice	Ritchie James Joseph	X0	D		S.m	-2	11.68	2	0	-2	7	D		-31	-28	-23	10	3	-1	-2	-1	3	5	22	12	27
3/8/16 18:41	3/6/16	OMAM	Financ	InvAdv	Investment Advice	Ritchie James Joseph	X0	D		M.d	0	0.00	2	4	113	7	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:41	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Ritchie James Joseph	X0	D		S.dm	-2	11.87	2	0	-2	7	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:41	3/6/16	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		M.d	0	0.00	2	2	32	10	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:41	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		S.dm	-1	11.86	2	0	-1	10	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:41	3/6/16	OMAM	Financ	InvAdv	Investment Advice	Rogers John	X0	D		M.d	0	0.00	2	2	48	7	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:41	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Rogers John	X0	D		S.dm	-1	11.87	2	0	-1	7	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:28	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Gibson Linda T.	X0	O	EVP,Head	S.m	-43	11.86	2	-4	-1	249	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:27	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Riordan Aidan J	X0	O	EVP,Head	S.m	-17	11.86	2	-1	-1	148	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:27	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Belgrad Stephen	X0	O	EVP,CFO	S.m	-23	11.86	2	-2	-1	228	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:27	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	S.m	-3	11.87	2	0	-3	8	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:27	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Bain Peter L	X0	DO	CEO	S.m	-151	11.86	2	-13	-1	1,040	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
3/8/16 18:26	3/7/16	OMAM	Financ	InvAdv	Investment Advice	Hadley Christopher	X0	O	EVP, Chi	S.m	-5	11.86	2	0	-1	38	D		-31	-27	-24	5	5	4	2	2	5	13	28	17	30
11/13/15 10:46	11/11/15	OMAM	Financ	InvAdv	Investment Advice	Legg Kyle P	X0	D		P	125	16.70	3	8	New	8	D		6	-14	-6	10	6	1	-1	-2	-1	-12	-30	-15	-13
6/23/15 16:43	6/22/15	OMAM	Financ	InvAdv	Investment Advice	Om Group (Uk) Ltd	X0	T		S	-267,663	17.50	10	-15,295	-16	79,261	D			13	-1	-3	-5	-2	4	-2	-5	-4	-13	-19	-20
3/6/15 09:38	3/4/15	OMAM	Financ	InvAdv	Investment Advice	Rogers John	X0	D		P	89	17.80	3	5	New	5	D				14	8	9	2	-1	-1	1	6	9	-6	-31
11/12/14 13:59	11/10/14	OMAM	Financ	InvAdv	Investment Advice	Schneider Donald J	X0	D		P	54	15.50	4	4	New	4	D						5	3	0	2	2	4	6	24	9
10/28/14 15:50	10/24/14	OMAM	Financ	InvAdv	Investment Advice	Om Group (Uk) Ltd	X0	T		S	-31,239	14.00	16	-2,231	-2	94,556	D							6	0	2	0	5	3	34	4
10/21/14 15:52	10/15/14	OMAM	Financ	InvAdv	Investment Advice	Mahoney Daniel K.	X0	O	CAO,Cont	P	1	14.00	24	0	New	0	D							2	2	3	3	10	10	34	5
10/15/14 14:38	10/15/14	OMAM	Financ	InvAdv	Investment Advice	Om Group (Uk) Ltd	X0	T		S	-308,000	14.00	33	-22,000	-19	96,787	D								0	0	5	12	11	36	5
10/15/14 14:32	10/15/14	OMAM	Financ	InvAdv	Investment Advice	Ritchie James Joseph	X0	D		P	49	14.00	33	4	New	4	D								0	0	5	12	11	36	5

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y