8/29/24 11:04 | 8/28/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 2 | 22.98 | 0 | 0 | 0 | 2,840 | I | | | | | | | | | | | | | | |
8/27/24 10:02 | 8/23/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 64 | 22.84 | 0 | 3 | 0 | 2,840 | I | | | | | | | | | | | | | | |
8/23/24 19:37 | 8/22/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 251 | 22.70 | 0 | 11 | 0 | 2,837 | I | | | | | | | | | | | | | | |
8/5/24 13:18 | 8/1/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 469 | 23.76 | 0 | 20 | 1 | 2,826 | I | | | | | | | | | | | | | | |
8/1/24 15:40 | 7/31/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 26 | 24.29 | 0 | 1 | 0 | 2,806 | I | | | | | | | | | | | | | | |
7/23/24 12:19 | 7/22/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 180 | 23.85 | 0 | 8 | 0 | 2,805 | I | | | | | | | | | | | | | | |
7/22/24 10:38 | 7/18/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 496 | 24.21 | 0 | 21 | 1 | 2,798 | I | | | | | | | | | | | | | | |
7/18/24 10:36 | 7/16/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 297 | 23.99 | 0 | 12 | 0 | 2,777 | I | | | | | | | | | | | | | | |
7/15/24 17:53 | 7/12/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 276 | 23.61 | 0 | 12 | 0 | 2,765 | I | | | | | | | | | | | | | | |
7/8/24 11:58 | 7/3/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 551 | 23.60 | 0 | 23 | 1 | 2,753 | I | | | | | | | | | | | | | | |
7/3/24 13:25 | 7/2/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 103 | 23.50 | 0 | 4 | 0 | 2,730 | I | | | | | | | | | | | | | | |
7/2/24 13:18 | 7/1/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 631 | 23.59 | 0 | 27 | 1 | 2,725 | I | | | | | | | | | | | | | | |
7/1/24 16:07 | 6/27/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 670 | 23.53 | 0 | 28 | 1 | 2,699 | I | | | | | | | | | | | | | | |
6/27/24 14:04 | 6/25/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 773 | 23.34 | 0 | 33 | 1 | 2,670 | I | | | | | | | | | | | | | | |
6/25/24 17:55 | 6/24/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 281 | 23.22 | 0 | 12 | 0 | 2,637 | I | | | | | | | | | | | | | | |
6/20/24 12:26 | 6/18/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 459 | 22.92 | 0 | 20 | 1 | 2,625 | I | | | | | | | | | | | | | | |
6/18/24 14:43 | 6/14/24 | PEO | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 1,113 | 22.77 | 0 | 49 | 2 | 2,605 | I | | | | | | | | | | | | | | |
5/2/24 14:49 | 5/1/24 | PEO | Fund | CEF | Closed-End Funds | Buckley Gregory W. | MD | O | E.VP | P | 25 | 23.06 | 0 | 1 | 8 | 14 | D | | | | | | | | | | | | | | |
1/29/24 14:22 | 1/29/24 | PEO | Fund | CEF | Closed-End Funds | Buckley Gregory W. | MD | O | E.VP | P | 69 | 20.50 | 0 | 3 | 35 | 13 | D | | | | | | | | | | | | | | |
1/30/23 10:16 | 1/27/23 | PEO | Fund | CEF | Closed-End Funds | Jammet Mary Chris | MD | D | | P | 30 | 22.81 | 0 | 1 | 17 | 9 | D | | | | | | | | | | | | | | |
1/30/23 09:20 | 1/27/23 | PEO | Fund | CEF | Closed-End Funds | Nelson Jane Musser | MD | D | | P | 55 | 23.13 | 0 | 2 | New | 2 | I | | | | | | | | | | | | | | |
2/4/22 13:31 | 2/2/22 | PEO | Fund | CEF | Closed-End Funds | Hook Brian Stephen | MD | O | CFO,Trea | S.a | -95 | 19.25 | 0 | -5 | -36 | 9 | M | | | | | | | | | | | | | | |
2/3/22 11:11 | 2/2/22 | PEO | Fund | CEF | Closed-End Funds | Hook Brian Stephen | MD | O | CFO,Trea | S | -95 | 19.25 | 0 | -5 | -22 | 18 | M | | | | | | | | | | | | | | |
1/24/22 14:05 | 11/22/21 | PEO | Fund | CEF | Closed-End Funds | Jammet Mary Chris | MD | D | | P.a | 50 | 16.51 | 0 | 3 | 69 | 7 | D | | | | | | | | | | | | | | |
12/23/21 10:48 | 12/22/21 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | S | -65 | 16.19 | 0 | -4 | -24 | 13 | I | | | | | | | | | | | | | | |
11/22/21 17:02 | 11/22/21 | PEO | Fund | CEF | Closed-End Funds | Jammet Mary Chris | MD | D | | P | 50 | 16.51 | 0 | 3 | 226 | 4 | D | | | | | | | | | | | | | | |
5/24/21 11:28 | 5/24/21 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 77 | 15.71 | 0 | 5 | 59 | 13 | D | | | | | | | | | | | | | | |
5/3/21 15:28 | 4/29/21 | PEO | Fund | CEF | Closed-End Funds | Kerns Janis F. | MD | O | VP,GC,CC | P | 23 | 15.40 | 0 | 2 | 75 | 3 | D | | | | | | | | | | | | | | |
5/3/21 14:31 | 4/29/21 | PEO | Fund | CEF | Closed-End Funds | Hook Brian Stephen | MD | O | CFO,Trea | S | -206 | 15.28 | 0 | -13 | -51 | 13 | D | | | | | | | | | | | | | | |
4/27/21 12:00 | 4/26/21 | PEO | Fund | CEF | Closed-End Funds | Kloppenburg Lauriann C | MD | D | | P | 67 | 14.78 | 0 | 5 | 235 | 6 | D | | | | | | | | | | | | | | |
4/26/21 11:05 | 4/22/21 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | S.m | -72 | 14.60 | 0 | -5 | -37 | 8 | D | | | | | | | | | | | | | | |
1/4/21 16:21 | 12/31/20 | PEO | Fund | CEF | Closed-End Funds | Jammet Mary Chris | MD | D | | P | 50 | 11.40 | 0 | 4 | New | 4 | D | | | | | | | | | | | | | | |
10/2/20 11:05 | 10/1/20 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 10 | 9.60 | 0 | 1 | 9 | 12 | D | | | | | | | | | | | | | | |
7/7/20 17:01 | 7/1/20 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | P.a | 23 | 11.43 | 0 | 2 | 250 | 3 | D | | | | | | | | | | | | | | |
7/6/20 12:47 | 7/2/20 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | P | 25 | 11.33 | 0 | 2 | 18 | 14 | I | | | | | | | | | | | | | | |
1/3/20 09:39 | 12/31/19 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | S | -16 | 16.52 | 0 | -1 | -7 | 12 | I | | | | | | | | | | | | | | |
12/26/19 12:41 | 12/24/19 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 49 | 16.18 | 0 | 3 | 37 | 11 | D | | | | | | | | | | | | | | |
11/4/19 11:43 | 11/1/19 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | S | -48 | 16.16 | 0 | -3 | -27 | 8 | D | | | | | | | | | | | | | | |
8/2/19 15:00 | 8/1/19 | PEO | Fund | CEF | Closed-End Funds | Dale Kenneth James | MD | D | | P | 25 | 15.98 | 0 | 2 | 19 | 10 | D | | | | | | | | | | | | | | |
11/1/18 13:04 | 11/1/18 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | S | -35 | 17.60 | 0 | -2 | -16 | 11 | D | | | | | | | | | | | | | | |
5/31/18 14:20 | 5/30/18 | PEO | Fund | CEF | Closed-End Funds | Smith Craig R | MD | D | | S | -27 | 19.81 | 0 | -1 | -8 | 16 | M | | | | | | | | | | | | | | |
1/23/18 14:58 | 1/23/18 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 43 | 21.30 | 0 | 2 | 19 | 13 | D | | | | | | | | | | | | | | |
10/19/17 09:56 | 10/18/17 | PEO | Fund | CEF | Closed-End Funds | Kloppenburg Lauriann C | MD | D | | P | 29 | 19.62 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
4/27/17 13:50 | 4/26/17 | PEO | Fund | CEF | Closed-End Funds | Stoeckle Mark E. | MD | DO | CEO | S | -172 | 19.54 | 2 | -9 | -39 | 14 | D | -14 | 6 | 4 | -5 | 1 | 0 | 0 | 1 | -1 | 0 | | | | |
1/30/17 16:03 | 1/27/17 | PEO | Fund | CEF | Closed-End Funds | Haynie James P. | MD | O | P | P | 47 | 20.41 | 2 | 2 | 13 | 19 | M | -5 | 32 | 10 | 9 | 0 | -1 | 0 | 0 | 0 | 1 | -2 | -3 | | |
1/25/17 09:35 | 1/24/17 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 10 | 20.40 | 2 | 1 | 5 | 10 | D | -8 | 42 | 9 | 8 | 0 | 0 | 0 | 1 | 1 | -2 | -3 | -4 | | |
10/24/16 17:07 | 10/20/16 | PEO | Fund | CEF | Closed-End Funds | Haynie James P. | MD | O | P | P | 53 | 19.64 | 2 | 3 | 24 | 14 | D | -19 | -2 | 5 | 1 | -2 | -1 | 0 | 1 | 0 | -1 | 3 | 8 | 4 | |
7/28/16 14:56 | 7/27/16 | PEO | Fund | CEF | Closed-End Funds | Haynie James P. | MD | O | P | S | -53 | 19.55 | 2 | -3 | -18 | 12 | D | -31 | -2 | 25 | 0 | -1 | 1 | -2 | -2 | 0 | -2 | 2 | 1 | 10 | |
2/2/16 13:21 | 2/1/16 | PEO | Fund | CEF | Closed-End Funds | Hook Brian Stephen | MD | O | CFO,Trea | P | 56 | 16.28 | 2 | 3 | 24 | 18 | M | -31 | -28 | -18 | -18 | -6 | 4 | 7 | 4 | -3 | -2 | 5 | 18 | 17 | 29 |
1/21/16 10:36 | 1/20/16 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 7 | 14.98 | 2 | 1 | 6 | 9 | D | -39 | -34 | -28 | -25 | -16 | -16 | -8 | -7 | 3 | 6 | 11 | 28 | 35 | 43 |
1/21/16 09:37 | 1/20/16 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | P | 10 | 14.62 | 2 | 1 | 7 | 10 | D | -39 | -34 | -28 | -25 | -16 | -16 | -8 | -7 | 3 | 6 | 11 | 28 | 35 | 43 |
12/16/15 15:33 | 12/15/15 | PEO | Fund | CEF | Closed-End Funds | Smith Craig R | MD | D | | S | -108 | 17.75 | 2 | -6 | -45 | 8 | D | -26 | -17 | -23 | -8 | -17 | -9 | -5 | -1 | 1 | -2 | -12 | 4 | 12 | 22 |
10/15/15 11:24 | 10/13/15 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | E.VP,Dir | S | -16 | 20.50 | 2 | -1 | -4 | 18 | D | -14 | -12 | -16 | -5 | 6 | 10 | 5 | -1 | 0 | -1 | -4 | -21 | -9 | -3 |
10/13/15 09:53 | 10/12/15 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 15 | 20.53 | 2 | 1 | 10 | 8 | D | -12 | -16 | -13 | -7 | 4 | 10 | 11 | 1 | -1 | -2 | -1 | -23 | -8 | -2 |
1/27/15 12:05 | 1/23/15 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | Dir. of | S | -51 | 23.96 | 3 | -2 | -8 | 24 | I | 7 | -1 | -18 | -6 | 8 | 5 | 5 | 2 | 0 | -1 | 3 | 2 | -16 | -33 |
1/26/15 12:46 | 1/22/15 | PEO | Fund | CEF | Closed-End Funds | Hook Brian Stephen | MD | O | CFO,Trea | P | 65 | 24.16 | 3 | 3 | 36 | 10 | I | 6 | -4 | -19 | -6 | 4 | 1 | 5 | 3 | 1 | -2 | 4 | 4 | -14 | -35 |
4/21/14 13:56 | 4/17/14 | PEO | Fund | CEF | Closed-End Funds | Stoeckle Mark E. | MD | DO | CEO | P | 19 | 28.72 | 1 | 1 | 4 | 15 | I | 32 | 26 | 10 | 7 | 4 | 3 | 3 | 3 | 1 | 1 | 1 | 9 | -9 | -8 |
10/23/13 10:28 | 10/22/13 | PEO | Fund | CEF | Closed-End Funds | Haynie James P. | MD | O | E.VP | P | 37 | 28.30 | 1 | 1 | 15 | 10 | D | 29 | 13 | 13 | 6 | 4 | 4 | 4 | 1 | -1 | 0 | 0 | 0 | 9 | 2 |
4/26/13 13:13 | 4/25/13 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | S | -4 | 25.38 | 1 | 0 | -3 | 5 | D | -4 | 9 | 2 | -2 | -3 | 0 | 3 | 3 | 0 | 1 | 5 | 7 | 11 | 22 |
2/11/13 14:59 | 2/7/13 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO | M.d | 28 | 6.42 | 2 | 4 | 4 | 118 | M | 4 | 6 | 11 | 8 | 11 | 3 | 1 | 0 | 0 | -1 | -1 | 0 | 2 | 5 |
2/11/13 11:05 | 2/8/13 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | VP,Gen'l | S | -15 | 26.43 | 2 | -1 | -5 | 11 | I | 4 | 6 | 11 | 8 | 11 | 3 | 1 | 0 | 0 | -1 | -1 | 0 | 2 | 5 |
1/9/12 11:41 | 1/6/12 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | EVP | M.d | 27 | 15.69 | 2 | 2 | 14 | 14 | M | 15 | -1 | -10 | 13 | 10 | 8 | 2 | -1 | 1 | -1 | 6 | 1 | -3 | 6 |
10/21/11 10:36 | 10/20/11 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,P,CEO | M.d | 157 | 15.14 | 2 | 10 | 29 | 46 | I | 13 | 10 | -16 | -17 | 2 | 13 | 5 | 3 | 2 | 7 | 1 | 8 | 5 | 12 |
7/21/11 11:09 | 7/20/11 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,P,CEO | S | -30 | 30.00 | 2 | -1 | -2 | 46 | I | 58 | 51 | 7 | 2 | 5 | 4 | 3 | 1 | 2 | -1 | -17 | -15 | -9 | -11 |
5/2/11 15:05 | 5/2/11 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | EVP | S | -49 | 30.88 | 1 | -2 | -11 | 13 | I | 79 | 34 | 31 | 10 | 6 | 0 | 4 | 1 | -1 | -5 | -2 | -5 | -11 | -10 |
1/24/11 10:09 | 1/11/11 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,P,CEO | M.a | 103 | 27.85 | 2 | 4 | 37 | 14 | D | 59 | 27 | 35 | 20 | 7 | 4 | 0 | -2 | 0 | 1 | 7 | 9 | 10 | -1 |
1/12/11 10:08 | 1/11/11 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,P,CEO | M.d | 142 | 19.27 | 2 | 7 | 18 | 48 | M | 60 | 21 | 37 | 20 | 11 | 5 | 3 | 3 | 1 | 2 | 4 | 7 | 6 | -3 |
3/11/10 10:34 | 3/10/10 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO,P | M.d | 141 | 16.36 | 1 | 9 | 22 | 48 | M | -19 | 52 | 13 | 5 | 5 | 4 | 3 | 0 | 0 | 1 | 3 | -14 | -8 | 31 |
7/21/09 09:14 | 7/20/09 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | S | -19 | 21.10 | 1 | -1 | -26 | 3 | | | | | | | | | | 0 | 4 | 2 | 19 | 22 | 6 |
7/20/09 10:24 | 7/17/09 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | S | -21 | 20.75 | 1 | -1 | -23 | 3 | | | | | | | | | | 2 | 5 | 2 | 22 | 23 | 6 |
7/20/09 09:11 | 7/16/09 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | VP,Gen'l | S | -20 | 29.53 | 1 | -1 | -8 | 8 | I | -35 | -37 | 6 | 8 | -8 | 1 | 8 | 5 | 2 | 5 | 2 | 22 | 23 | 6 |
6/4/09 09:50 | 6/3/09 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.d | 131 | 17.80 | 1 | 7 | 64 | 19 | M | -27 | -40 | 23 | 31 | 19 | 7 | 7 | 1 | 3 | 3 | -10 | -2 | 12 | 3 |
4/15/09 10:18 | 4/14/09 | PEO | Fund | CEF | Closed-End Funds | Smith Craig R | MD | D | | P | 38 | 19.11 | 1 | 2 | 43 | 7 | D | -33 | -44 | 15 | -2 | 16 | 1 | -1 | 2 | 0 | 0 | 10 | 5 | 30 | 39 |
2/2/09 10:12 | 1/30/09 | PEO | Fund | CEF | Closed-End Funds | Sullivan Robert Edward | MD | O | EVP | S | -19 | 19.88 | 1 | -1 | -8 | 11 | D | | | | | | | | | -1 | 6 | -17 | 0 | 11 | 23 |
1/22/09 09:42 | 1/21/09 | PEO | Fund | CEF | Closed-End Funds | Sullivan Robert Edward | MD | O | EVP | S | -3 | 19.53 | 1 | 0 | -1 | 12 | D | | | | | | | | | 0 | 4 | -10 | -6 | 6 | 26 |
1/14/09 12:08 | 7/18/08 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P.a | 38 | 38.33 | 1 | 1 | 42 | 3 | | | | | | | | | | -2 | 0 | 0 | -5 | 3 | 29 |
1/9/09 11:30 | 1/7/09 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.d | 147 | 14.18 | 1 | 10 | 192 | 16 | B | | | | | | | | | -7 | -5 | 3 | -7 | -7 | 26 |
10/20/08 10:27 | 10/16/08 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 6 | 20.19 | 2 | 0 | 8 | 4 | D | -18 | -42 | -46 | -44 | -34 | -23 | -8 | -7 | 8 | -5 | 0 | 1 | -2 | 33 |
10/15/08 09:55 | 10/14/08 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | P | 6 | 23.96 | 2 | 0 | 5 | 5 | D | -9 | -37 | -41 | -38 | -32 | -26 | -11 | 12 | -10 | -3 | -12 | -6 | -8 | 20 |
7/23/08 10:10 | 7/21/08 | PEO | Fund | CEF | Closed-End Funds | Gale Roger W | MD | D | | P | 20 | 38.92 | 3 | 1 | 30 | 2 | D | 44 | 6 | 16 | -7 | -10 | -12 | -4 | 2 | -4 | -5 | -4 | -38 | -41 | -37 |
7/21/08 11:40 | 7/18/08 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 46 | 38.31 | 3 | 1 | 50 | 4 | D | 42 | 5 | 12 | -6 | -10 | -11 | -2 | -2 | 3 | -4 | -9 | -45 | -41 | -37 |
7/17/08 09:22 | 7/16/08 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | P | 10 | 38.22 | 3 | 0 | 6 | 5 | D | 39 | 7 | 5 | -5 | -8 | -11 | -6 | -4 | -1 | -3 | -6 | -38 | -41 | -38 |
5/27/08 09:45 | 5/22/08 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | VP,Gen'l | M.d | 56 | 29.62 | 2 | 2 | 31 | 8 | M | 65 | 27 | 20 | 14 | 11 | 5 | 2 | -4 | -1 | 0 | 1 | -13 | -54 | -43 |
4/24/08 11:32 | 4/23/08 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO,P | M.d | 226 | 25.25 | 1 | 9 | 35 | 34 | M | 45 | 28 | 14 | 25 | 12 | 10 | 7 | 1 | -2 | -2 | 6 | -10 | -44 | -48 |
1/25/08 15:49 | 1/23/08 | PEO | Fund | CEF | Closed-End Funds | Smith Craig R | MD | D | | P | 46 | 32.34 | 2 | 1 | 75 | 3 | D | 21 | 19 | -4 | -5 | -7 | -12 | -9 | 1 | -1 | 1 | 9 | 17 | 6 | -33 |
1/7/08 11:17 | 1/4/08 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | VP | M.d | 76 | 24.23 | 1 | 3 | 28 | 14 | M | 45 | 34 | 7 | 4 | 6 | 0 | -1 | -1 | -1 | -2 | -10 | 0 | 8 | -36 |
1/4/08 16:27 | 1/4/08 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.d | 63 | 24.23 | 1 | 3 | 27 | 12 | M | 51 | 34 | 11 | 7 | 7 | 3 | 2 | 0 | -1 | -1 | -7 | 0 | 10 | -38 |
11/1/07 13:25 | 10/30/07 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | VP | M.d | 76 | 29.20 | 1 | 3 | 25 | 13 | M | 49 | 35 | 13 | 8 | 2 | 1 | 3 | -1 | -2 | 0 | -3 | -5 | 8 | -36 |
10/31/07 10:11 | 10/30/07 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | VP,Gen'l | M.d | 122 | 30.55 | 1 | 4 | 103 | 8 | M | 50 | 32 | 12 | 6 | 1 | 0 | 0 | -1 | 1 | 3 | -2 | -6 | 8 | -38 |
10/22/07 10:38 | 10/19/07 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.d | 248 | 27.66 | 1 | 9 | 136 | 16 | M | 49 | 38 | 14 | 2 | 7 | 0 | 0 | -3 | -2 | 2 | -3 | -10 | 12 | -35 |
10/18/07 10:47 | 10/17/07 | PEO | Fund | CEF | Closed-End Funds | Jones Maureen A | MD | O | VP,CFO,T | M.d | 181 | 30.61 | 1 | 6 | 203 | 9 | M | 52 | 41 | 19 | 4 | 7 | 4 | 4 | 2 | 1 | -3 | -5 | -10 | 8 | -44 |
7/26/07 09:05 | 7/24/07 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | VP | M.d | 89 | 29.78 | 1 | 3 | 24 | 16 | M | 47 | 33 | 24 | 10 | 5 | 2 | 0 | -1 | -3 | -3 | -7 | 2 | -4 | 2 |
7/26/07 09:05 | 7/25/07 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | VP | S.d | -12 | 39.57 | 1 | 0 | -2 | 16 | M | 47 | 33 | 24 | 10 | 5 | 2 | 0 | -1 | -3 | -3 | -7 | 2 | -4 | 2 |
4/20/07 09:35 | 4/19/07 | PEO | Fund | CEF | Closed-End Funds | Emerson Daniel E | MD | D | | S | -71 | 35.44 | 2 | -2 | -15 | 11 | D | 50 | 14 | 18 | 14 | 7 | 2 | 0 | -2 | 2 | 3 | 7 | 15 | 19 | 29 |
4/18/07 12:39 | 4/17/07 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO,P | M.d | 201 | 24.73 | 2 | 8 | 32 | 33 | M | 47 | 20 | 23 | 16 | 11 | 4 | 2 | 1 | -1 | 0 | 3 | 11 | 17 | 25 |
4/18/07 11:50 | 4/17/07 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | VP,Gen'l | M.d | 182 | 26.26 | 2 | 7 | 278 | 9 | M | 47 | 20 | 23 | 16 | 11 | 4 | 2 | 1 | -1 | 0 | 3 | 11 | 17 | 25 |
4/18/07 11:21 | 4/17/07 | PEO | Fund | CEF | Closed-End Funds | Jones Maureen A | MD | O | VP,CFO,T | M.d | 182 | 26.26 | 2 | 7 | 280 | 9 | M | 47 | 20 | 23 | 16 | 11 | 4 | 2 | 1 | -1 | 0 | 3 | 11 | 17 | 25 |
3/1/07 15:36 | 2/27/07 | PEO | Fund | CEF | Closed-End Funds | Jones Maureen A | MD | O | VP,CFO,T | M.d | 46 | 17.49 | 1 | 3 | 77 | 6 | M | 26 | 11 | 3 | 1 | 5 | 0 | 0 | -2 | 0 | 0 | 6 | 17 | 14 | 31 |
3/1/07 15:21 | 2/27/07 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | VP,Gen'l | M.d | 46 | 17.49 | 1 | 3 | 76 | 6 | M | 26 | 11 | 3 | 1 | 5 | 0 | 0 | -2 | 0 | 0 | 6 | 17 | 14 | 31 |
2/20/07 10:49 | 2/15/07 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | VP | M.d | 64 | 24.58 | 1 | 3 | 18 | 17 | M | 34 | 14 | 4 | 0 | 3 | 3 | 0 | 0 | -1 | 3 | 2 | 16 | 11 | 26 |
2/20/07 10:31 | 2/15/07 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.d | 128 | 23.05 | 1 | 6 | 66 | 14 | M | 34 | 14 | 4 | 0 | 3 | 3 | 0 | 0 | -1 | 3 | 2 | 16 | 11 | 26 |
2/12/07 10:17 | 2/9/07 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | M.d | 0 | 0.00 | 1 | 0 | 45 | 1 | D | 37 | 8 | 2 | 5 | -2 | 3 | 0 | 0 | -1 | 0 | -1 | 13 | 14 | 21 |
1/26/07 13:37 | 1/24/07 | PEO | Fund | CEF | Closed-End Funds | Jones Maureen A | MD | O | VP,CFO,T | S.a | -4 | 32.41 | 2 | 0 | -2 | 5 | I | 40 | 1 | 5 | 6 | -4 | 1 | 3 | 1 | 0 | 3 | 5 | 14 | 22 | 18 |
1/26/07 11:59 | 1/24/07 | PEO | Fund | CEF | Closed-End Funds | Jones Maureen A | MD | O | VP,CFO,T | S | -4 | 32.41 | 2 | 0 | -2 | 5 | I | 40 | 1 | 5 | 6 | -4 | 1 | 3 | 1 | 0 | 3 | 5 | 14 | 22 | 18 |
11/27/06 11:36 | 11/20/06 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.ad | 191 | 21.58 | 3 | 9 | 999% | 9 | M | 42 | 17 | 10 | 3 | 10 | 4 | -1 | 1 | -1 | 3 | 2 | 1 | 18 | 20 |
11/27/06 10:37 | 11/22/06 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | VP | M.d | 45 | 21.60 | 3 | 2 | 17 | 14 | M | 42 | 17 | 10 | 3 | 10 | 4 | -1 | 1 | -1 | 3 | 2 | 1 | 18 | 20 |
11/21/06 15:13 | 11/20/06 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.d | 45 | 10.16 | 3 | 4 | 100 | 9 | M | 44 | 19 | 11 | 2 | 11 | 5 | 0 | -2 | 2 | 1 | 4 | 3 | 16 | 24 |
7/31/06 10:43 | 7/28/06 | PEO | Fund | CEF | Closed-End Funds | Escherich Frederic A | MD | D | | P | 21 | 34.74 | 1 | 1 | New | 1 | D | 53 | 13 | 1 | 0 | 10 | 2 | 3 | 2 | 1 | 1 | 0 | 0 | 4 | 25 |
7/28/06 14:43 | 7/27/06 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO,P | M.d | 237 | 23.86 | 2 | 10 | 54 | 28 | M | 53 | 14 | 2 | 1 | 9 | 2 | 3 | 4 | 0 | 2 | 2 | 0 | 2 | 24 |
7/25/06 11:17 | 7/24/06 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | | D | | P | 10 | 33.25 | 1 | 0 | 21 | 2 | D | 48 | 11 | -6 | -5 | 7 | -3 | -3 | -1 | 2 | 5 | 6 | 0 | 8 | 33 |
5/18/06 14:26 | 5/17/06 | PEO | Fund | CEF | Closed-End Funds | Prue Nancy J F | MD | O | VP | M.d | 134 | 25.03 | 2 | 5 | | 2 | | | | | | | | | | 0 | -3 | -4 | 7 | 11 | 28 |
4/19/06 14:28 | 4/18/06 | PEO | Fund | CEF | Closed-End Funds | Smith Craig R | MD | D | | P | 14 | 34.36 | 1 | 0 | New | 0 | | | | | | | | | | 1 | 1 | -5 | -3 | -3 | 14 |
11/21/05 10:47 | 11/18/05 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO,P | M.d | 206 | 23.29 | 2 | 9 | 65 | 22 | M | 56 | 21 | 15 | -3 | -3 | -2 | -3 | -2 | 1 | 0 | 9 | 9 | 7 | 19 |
6/23/05 11:43 | 6/22/05 | PEO | Fund | CEF | Closed-End Funds | Jones Maureen A | MD | O | VP,CFO,T | M.d | 148 | 23.83 | 1 | 6 | | 2 | D | 58 | 30 | 17 | 6 | 9 | 5 | 4 | 0 | 1 | 0 | 3 | 18 | 13 | 7 |
3/11/05 11:31 | 3/10/05 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.d | 219 | 22.07 | 1 | 10 | 999% | 10 | M | 70 | 26 | 22 | 15 | 9 | 2 | -2 | -3 | 0 | 1 | -1 | -1 | 16 | 12 |
1/24/05 13:51 | 1/20/05 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | VP,Gen'l | M.ad | 137 | 21.97 | 1 | 6 | | 5 | M | 51 | 18 | 12 | 3 | 3 | 2 | 2 | -1 | 0 | 2 | 12 | 8 | 19 | 40 |
1/21/05 10:07 | 1/20/05 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | VP,Gen'l | M.d | 137 | 21.97 | 1 | 6 | | 0 | D | 51 | 17 | 11 | 2 | 3 | 1 | 1 | -1 | 1 | 3 | 11 | 8 | 18 | 39 |
12/2/04 11:25 | 12/1/04 | PEO | Fund | CEF | Closed-End Funds | Truta Joseph M | MD | O | EVP | M.d | 133 | 18.30 | 1 | 7 | | 0 | D | 53 | 31 | 18 | 11 | 3 | 5 | 1 | -2 | -2 | -3 | -1 | 15 | 10 | 21 |
9/30/04 11:08 | 9/29/04 | PEO | Fund | CEF | Closed-End Funds | Jones Maureen A | MD | O | VP,CFO,T | M.d | 161 | 22.49 | 1 | 7 | | 0 | D | 54 | 30 | 14 | 11 | 10 | 6 | 4 | 1 | 0 | 3 | -1 | 1 | 14 | 40 |
7/16/04 13:55 | 7/15/04 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | P | 3 | 24.30 | 1 | 0 | 16 | 1 | D | 34 | 29 | 7 | 5 | 5 | 1 | 0 | 0 | 0 | 0 | -1 | 7 | 11 | 32 |
6/17/04 10:27 | 4/20/04 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,P,CEO | M.ad | 185 | 17.41 | 1 | 11 | | 0 | D | 16 | 17 | 5 | 0 | -3 | 1 | 2 | 1 | 1 | 4 | 5 | 8 | 14 | 33 |
4/26/04 10:44 | 4/22/04 | PEO | Fund | CEF | Closed-End Funds | McGahran Kathleen T | MD | D | | P | 3 | 23.65 | 1 | 0 | 19 | 1 | D | 6 | 31 | 13 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | -2 | 3 | 14 | 27 |
4/21/04 12:34 | 4/20/04 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO,P | M.d | 185 | 17.41 | 1 | 11 | | 0 | D | 6 | 30 | 14 | 2 | -4 | 1 | -2 | 0 | 0 | 1 | -5 | 5 | 11 | 22 |
4/15/04 10:18 | 4/13/04 | PEO | Fund | CEF | Closed-End Funds | Hooper Lawrence L Jr | MD | O | Vice P G | M.d | 133 | 21.16 | 1 | 6 | | 0 | D | 5 | 30 | 11 | 2 | -5 | -1 | 0 | -3 | 1 | 1 | -3 | 5 | 12 | 26 |
2/6/04 13:10 | 6/20/03 | PEO | Fund | CEF | Closed-End Funds | Neff W Perry | MD | D | | S.m | -18 | 21.00 | 1 | -1 | -65 | 0 | D | 12 | 26 | 18 | 12 | 0 | 0 | -4 | -3 | 1 | 4 | 8 | 5 | 7 | 28 |
11/20/03 15:01 | 11/19/03 | PEO | Auto | AutoPt | Motor Vehicle Parts & Accesso | Bonanno Phyllis O | MD | D | | P | 11 | 21.84 | 0 | 1 | New | 1 | D | 5 | 21 | 8 | 5 | 1 | 4 | 4 | 1 | -1 | -1 | 9 | 14 | 8 | 29 |
8/21/03 09:02 | 7/31/03 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO | M.ad | 172 | 14.68 | 0 | 12 | | 0 | D | -10 | 5 | 14 | 3 | 2 | 2 | 1 | 1 | 0 | 0 | 2 | 5 | 20 | 24 |
8/4/03 14:06 | 7/31/03 | PEO | Fund | CEF | Closed-End Funds | Ober Douglas G | MD | DO | CB,CEO | M.d | 172 | 14.68 | 0 | 12 | | 0 | D | -15 | 7 | 7 | 6 | -3 | -1 | 0 | 1 | 0 | 1 | 4 | 5 | 21 | 32 |