BEN - Franklin Resources Inc - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
S	%ret	1	21	164	-0	-0	1	5	7	8	3
S	%wins				59	60	50	32	34	41	46

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
12/14/23 19:22	12/14/23	BEN	Financ	InvAdv	Investment Advice	Sethi Alok	CA	O	EVP,Head	S	-644	29.27	0	-22	-24	70	D
12/5/23 16:37	12/5/23	BEN	Financ	InvAdv	Investment Advice	Sethi Alok	CA	O	EVP,Head	S	-634	25.38	0	-25	-21	92	D
10/10/23 18:08	10/10/23	BEN	Financ	InvAdv	Investment Advice	Byerwalter Mariann H	CA	D		S	-144	24.01	0	-6	-36	10	I
2/1/23 15:13	2/1/23	BEN	Financ	InvAdv	Investment Advice	Sethi Alok	CA	O	EVP,Tech	S	-917	31.09	0	-30	-24	92	D
8/18/22 12:40	8/16/22	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	DO	P,CEO	S	-1,587	28.75	0	-55	-1	5,445	M
8/15/22 11:22	8/12/22	BEN	Financ	InvAdv	Investment Advice	Plafker Jed A.	CA	O	EVP	S	-556	29.02	0	-19	-13	130	D
6/16/22 13:42	6/15/22	BEN	Financ	InvAdv	Investment Advice	Byerwalter Mariann H	CA	D		S	-73	23.37	0	-3	-21	12	I
11/16/21 16:37	11/16/21	BEN	Financ	InvAdv	Investment Advice	Shaneyfelt Gwen L	CA	O	Chief Ac	S	-358	35.82	0	-10	-14	61	D
11/8/21 15:57	11/5/21	BEN	Financ	InvAdv	Investment Advice	Plafker Jed A.	CA	O	EVP	S	-778	35.86	0	-22	-16	112	D
8/19/21 19:13	8/19/21	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	DO	P,CEO	S	-1,603	30.37	0	-53	-1	4,961	M
8/11/21 15:11	8/11/21	BEN	Financ	InvAdv	Investment Advice	Shaneyfelt Gwen L	CA	O	Chief Ac	S	-168	33.51	0	-5	-8	59	D
6/16/21 07:01	6/15/21	BEN	Financ	InvAdv	Investment Advice	Byerwalter Mariann H	CA	D		S	-81	33.91	0	-2	-21	9	I
5/14/21 07:16	5/12/21	BEN	Financ	InvAdv	Investment Advice	Shaneyfelt Gwen L	CA	O	Chief Ac	S	-166	33.25	0	-5	-7	64	D
3/25/21 15:12	3/24/21	BEN	Financ	InvAdv	Investment Advice	Plafker Jed A.	CA	O	EVP	S	-596	28.67	0	-21	-12	147	D
3/19/21 12:09	3/18/21	BEN	Financ	InvAdv	Investment Advice	Shaneyfelt Gwen L	CA	O	Chief Ac	S	-152	30.32	0	-5	-7	69	D
3/3/21 12:59	3/2/21	BEN	Financ	InvAdv	Investment Advice	Sethi Alok	CA	O	Reg. S-K	S	-1,081	27.09	0	-40	-36	71	D
2/16/21 11:45	2/12/21	BEN	Financ	InvAdv	Investment Advice	Sethi Alok	CA	O	Reg. S-K	S	-276	27.64	0	-10	-8	110	D
12/16/20 18:33	12/15/20	BEN	Financ	InvAdv	Investment Advice	Byerwalter Mariann H	CA	D		S	-44	23.97	0	-2	-25	6	I
11/30/20 13:56	11/27/20	BEN	Financ	InvAdv	Investment Advice	Byerwalter Mariann H	CA	D		S	-40	22.16	0	-2	-20	7	I
8/18/20 17:21	8/17/20	BEN	Financ	InvAdv	Investment Advice	Byerwalter Mariann H	CA	D		S	-40	21.90	0	-2	-17	9	D
6/2/20 14:05	6/1/20	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,GC	S	-95	18.96	0	-5	-5	99	D
3/3/20 12:12	3/2/20	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,GC	S	-110	21.95	0	-5	-5	104	D
12/30/19 13:55	12/26/19	BEN	Financ	InvAdv	Investment Advice	Johnson Rupert H Jr	CA	DOT	Vice CB	S	-10,505	26.26	0	-400	0	103,050	D
12/2/19 19:18	12/2/19	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,GC	S	-138	27.57	0	-5	-4	109	D
9/4/19 11:50	9/3/19	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,GC	S	-130	26.01	0	-5	-5	95	D
6/5/19 12:16	6/3/19	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,Gen.	S	-350	32.04	0	-11	-9	104	D
3/4/19 17:05	3/1/19	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,GC	S	-350	32.82	0	-11	-8	115	D
12/3/18 18:50	12/3/18	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,GC	S	-350	34.26	0	-10	-8	125	D
11/27/18 17:52	11/23/18	BEN	Financ	InvAdv	Investment Advice	Johnson Rupert H Jr	CA	DOT	Vice CB	S	-16,729	32.42	0	-516	0	104,251	M
9/24/18 11:58	9/21/18	BEN	Financ	InvAdv	Investment Advice	Plafker Jed A.	CA	O	SVP	S	-158	32.85	0	-5	-8	57	D
9/5/18 13:49	9/4/18	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,GC	S	-350	31.35	0	-11	-9	119	D
12/21/17 18:36	12/21/17	BEN	Financ	InvAdv	Investment Advice	Plafker Jed A.	CA	O	Reg. S-K	S	-342	43.92	0	-8	-11	66	D
12/20/17 17:51	12/19/17	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO	S	-2,179	43.58	0	-50	-1	5,115	M
12/4/17 14:45	12/1/17	BEN	Financ	InvAdv	Investment Advice	Johnson Rupert H Jr	CA	DOT	Vice CB	S	-17,180	42.95	0	-400	0	104,766	M
10/31/17 13:30	10/30/17	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO	S	-2,434	42.83	0	-57	-1	5,110	D
6/22/17 18:55	6/22/17	BEN	Financ	InvAdv	Investment Advice	Lewis Kenneth A	CA	O	EVP,CFO	S	-763	44.51	0	-17	-11	142	D
3/16/17 18:57	3/16/17	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	O	P,COO	S	-739	43.90	33	-17	0	4,496	M	-17	19	23	8	8	0	1	1	-4	-6	-7
2/27/17 19:09	2/27/17	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO	S	-1,079	43.18	33	-25	0	5,189	M	-18	22	19	10	6	6	2	-1	-1	-2	-5
12/19/16 13:23	12/16/16	BEN	Financ	InvAdv	Investment Advice	Lewis Kenneth A	CA	O	EVP,CFO	S	-73	39.25	33	-2	-1	159	I	-25	13	18	12	16	2	-3	-2	1	3	2	6
12/9/16 16:26	12/8/16	BEN	Financ	InvAdv	Investment Advice	Lewis Kenneth A	CA	O	EVP,CFO	S	-178	41.96	33	-4	-3	161	D	-24	11	26	19	22	8	9	6	-2	-4	-1	4
11/2/16 18:16	11/1/16	BEN	Financ	InvAdv	Investment Advice	Johnson Rupert H Jr	CA	DOT	Vice CB	S	-10,095	33.65	33	-300	0	105,404	I	-37	-16	-5	-5	-5	-3	-2	-2	1	3	19	21	29
8/26/16 14:34	8/25/16	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	O	Co-P	S	-572	35.99	33	-16	0	4,460	D	-34	-8	1	-2	4	-1	0	-1	0	0	-4	10	22
8/25/16 12:19	8/24/16	BEN	Financ	InvAdv	Investment Advice	Tyle Craig Steven	CA	O	EVP,GC	S	-181	36.18	33	-5	-4	119	D	-33	-5	2	-3	5	2	1	-2	-1	1	-3	9	19
8/27/15 13:30	8/26/15	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	O	EVP,COO	S	-513	39.49	33	-13	0	4,428	M	-12	-28	-26	-22	-19	-11	-9	-2	3	-1	-7	4	-9	-8
5/20/15 12:33	5/19/15	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Inve	S	-775	51.63	33	-15	-11	121	I	-5	-4	-7	-4	0	-1	-1	-1	0	0	-1	-15	-21	-30
2/3/15 14:10	2/3/15	BEN	Financ	InvAdv	Investment Advice	Lewis Kenneth A	CA	O	EVP,CFO	S	-159	53.05	33	-3	-2	136	D	18	2	-1	-3	-6	-1	-4	0	2	1	2	0	-13	-37
12/10/14 19:13	12/10/14	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO,P	S	-1,424	56.96	33	-25	0	5,002	M	38	5	3	4	7	3	2	0	0	-5	-3	-5	-9	-30
9/4/14 14:15	9/3/14	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO,P	S	-2,838	56.77	33	-50	-1	4,855	M	49	22	6	2	-3	4	1	1	0	-2	-3	2	-3	-29
8/20/14 18:52	8/20/14	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Inve	S	-820	55.74	33	-15	-11	123	I	46	20	5	3	-4	-1	2	1	1	2	2	1	-2	-21
6/23/14 17:52	6/20/14	BEN	Financ	InvAdv	Investment Advice	Yun William Young	CA	O	EVP-Alte	S	-1,446	57.84	33	-25	-13	172	M	69	28	4	11	6	5	3	3	-1	-1	0	-4	-3	-10
12/23/13 19:26	12/20/13	BEN	Financ	InvAdv	Investment Advice	Lewis Kenneth A	CA	O	EVP,CFO	S	-527	56.68	33	-9	-7	126	I	89	31	26	11	8	1	5	3	0	1	-1	-6	2	1
12/9/13 17:33	12/6/13	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	T		S	-16,395	54.65	33	-300	0	104,237	I	73	30	9	16	0	1	-1	-1	-1	-3	2	-5	2	7
12/6/13 14:02	12/4/13	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO,P	S	-1,636	54.63	33	-30	-1	4,912	D	75	28	8	15	-1	0	-2	-3	1	-1	6	-1	5	9
11/6/13 14:18	11/4/13	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO,P	S.d	-1,360	53.74	33	-25	-1	4,942	D	62	24	-2	6	4	0	-4	-3	1	1	3	-2	3	8
10/30/13 14:36	10/28/13	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	O	EVP,COO	S.d	-1,009	54.50	33	-19	0	4,362	D	73	34	7	12	4	9	2	0	-1	-4	1	-3	-4	0
10/29/13 16:48	10/28/13	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO,P	S.d	-6,527	54.39	33	-120	-2	4,757	D	72	31	6	12	8	10	2	0	-1	-2	1	-4	-4	0
9/20/13 13:22	9/19/13	BEN	Financ	InvAdv	Investment Advice	Yun William Young	CA	O	EVP-Alte	S	-318	53.08	33	-6	-3	179	D	40	28	7	14	6	13	10	4	-1	-3	3	7	0	7
9/17/13 15:17	9/17/13	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CB,CEO,P	S	-2,528	50.56	33	-50	-1	4,766	D	41	26	2	2	0	7	9	4	1	1	2	8	5	12
5/17/13 14:25	5/16/13	BEN	Financ	InvAdv	Investment Advice	Johnson Rupert H Jr	CA	DOT	Vice CB	S	-25,065	167.10	33	-150	0	35,393	M	39	51	31	15	12	8	5	2	1	-2	-11	-14	-3	-1
5/3/13 17:16	5/2/13	BEN	Financ	InvAdv	Investment Advice	Advani Vijay Chandur	CA	O	EVP - Gl	S	-306	152.91	33	-2	-2	108	I	26	26	23	12	4	-1	1	-1	1	2	-1	-4	5	2
3/12/13 18:33	3/11/13	BEN	Financ	InvAdv	Investment Advice	Lewis Kenneth A	CA	O	EVP,CFO	S	-586	146.54	33	-4	-9	41	D	24	30	30	16	9	1	5	1	0	0	5	2	-4	8
2/15/13 16:54	2/15/13	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-2,883	144.16	33	-20	-1	1,605	M	20	27	28	14	11	7	3	3	1	-1	3	15	-1	10
12/6/12 12:30	12/5/12	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-12,839	128.39	33	-100	0	34,945	M	13	37	26	11	0	2	-1	-1	0	-1	3	15	18	28
12/5/12 18:18	12/5/12	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-2,548	127.40	33	-20	-1	1,625	I	14	37	29	12	1	1	-1	-1	0	0	3	15	18	29
11/29/12 15:30	11/28/12	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	O	EVP,COO	S	-1,512	131.48	33	-12	-1	1,456	D	20	48	22	12	2	2	3	-1	1	-1	-3	10	21	31
11/2/12 14:43	11/1/12	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S.d	-7,252	131.39	33	-55	-3	1,581	D	18	28	9	17	5	4	2	5	0	-3	0	7	22	26
11/2/12 14:40	11/1/12	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	O	EVP,COO	S.d	-431	131.34	33	-3	0	1,454	D	18	28	9	17	5	4	2	5	0	-3	0	7	22	26
9/21/12 15:54	9/20/12	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	O	EVP,COO	S.d	-376	125.36	33	-3	0	1,451	D	24	17	3	21	8	7	3	-1	0	0	4	5	24	25
9/21/12 15:49	9/20/12	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S.d	-6,250	125.00	33	-50	-3	1,531	D	24	17	3	21	8	7	3	-1	0	0	4	5	24	25
8/24/12 11:57	8/23/12	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Inve	S.d	-558	118.29	33	-5	-12	34	D	27	4	0	10	4	4	1	-1	1	-1	6	12	23	19
6/18/12 15:08	6/15/12	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Inve	S	-431	108.87	33	-4	-11	34	D	22	-9	19	-13	-7	2	2	3	-2	-4	4	18	22	38
2/6/12 17:27	2/3/12	BEN	Financ	InvAdv	Investment Advice	Lewis Kenneth A	CA	O	EVP,CFO	S.d	-627	115.22	33	-5	-13	38	D	23	-1	2	15	24	21	11	10	0	0	-1	1	-2	25
12/27/11 13:55	12/22/11	BEN	Financ	InvAdv	Investment Advice	Johnson Rupert H Jr	CA	DOT	Vice CB	S	-19,080	95.40	33	-200	-1	35,893	M	-5	-10	-21	-3	-9	-3	4	1	0	3	11	31	8	36
12/20/11 13:02	11/4/11	BEN	Financ	InvAdv	Investment Advice	Yun William Young	CA	O	EVP-Alte	S.m	-1,298	96.18	33	-14	-19	58	D	-4	-14	-24	-17	-11	1	-1	1	3	3	10	34	17	44
11/18/11 15:38	11/17/11	BEN	Financ	InvAdv	Investment Advice	Johnson Jennifer M	CA	O	EVP,COO	S.d	-1,021	100.05	33	-10	-1	1,448	D	-10	-14	-21	-10	5	-10	-9	-5	0	-8	-4	21	13	36
11/16/11 14:39	11/15/11	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S.d	-5,569	105.13	33	-53	-3	1,586	D	-4	-7	-17	-9	7	4	-2	0	-2	-9	-9	15	6	26
11/1/11 13:18	10/31/11	BEN	Financ	InvAdv	Investment Advice	Yun William Young	CA	O	EVP-Alte	S	-107	107.21	33	-1	-2	64	D	7	-8	-17	-13	-7	10	7	6	-6	1	-5	8	17	28
5/4/11 18:55	5/4/11	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S.d	-6,367	127.34	33	-50	-3	1,514	D	112	15	10	4	10	4	2	1	-2	0	-2	-4	-16	-2
2/28/11 11:30	2/24/11	BEN	Financ	InvAdv	Investment Advice	Tatlock Anne M	CA	D		S	-1,084	123.61	33	-9	-5	171	D	167	24	31	8	5	2	-4	0	1	0	-4	0	-7	-2
2/23/11 13:22	2/22/11	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-50,670	126.68	33	-400	-1	35,299	M	181	26	27	8	11	1	-2	-4	-1	-1	-5	-1	-10	-4
2/18/11 12:49	2/16/11	BEN	Financ	InvAdv	Investment Advice	Alexander Penelope S	CA	O	Vice-P,H	S	-130	130.29	33	-1	-3	31	I	173	29	32	12	18	7	2	1	1	-4	-9	-2	-15	-7
2/14/11 13:53	2/10/11	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-1,897	126.49	33	-15	-1	1,514	M	148	33	30	7	16	7	5	2	0	1	-9	-1	-10	-6
2/14/11 12:43	2/11/11	BEN	Financ	InvAdv	Investment Advice	Alexander Penelope S	CA	O	Vice-P,H	S.d	-441	128.50	33	-3	-10	32	M	148	33	30	7	16	7	5	2	0	1	-9	-1	-10	-6
2/10/11 14:29	2/10/11	BEN	Financ	InvAdv	Investment Advice	Gray Maria	CA	O	VP,Secre	S	-51	126.50	33	0	-14	3	D	155	31	26	4	14	7	4	3	1	3	-4	0	-13	-4
2/9/11 15:47	2/9/11	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Port	S.d	-525	125.18	33	-4	-12	30	D	138	31	21	4	15	7	5	4	0	3	-6	2	-9	-5
12/15/10 17:05	12/15/10	BEN	Financ	InvAdv	Investment Advice	Gibson Holly E	CA	O	VP,Corp	S	-418	117.50	33	-4	-39	6	D	106	13	24	9	-2	3	-3	-1	0	-4	2	-2	6	-17
12/3/10 14:02	12/2/10	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-1,792	119.44	33	-15	-1	1,529	D	129	14	32	19	4	0	4	5	0	-2	-5	5	4	-17
11/30/10 19:41	11/30/10	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-1,140	114.04	33	-10	-1	1,542	I	100	9	20	19	-2	-6	-1	2	3	4	-3	8	14	-17
11/4/10 11:56	11/2/10	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP,COO	S.d	-2,215	118.81	33	-19	-1	1,448	D	83	16	12	17	16	3	3	4	2	0	0	2	5	-13
9/3/10 11:46	9/2/10	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-1,509	100.58	33	-15	-1	1,512	D	0	16	-7	11	6	2	6	5	2	3	6	19	25	18
8/9/10 13:59	8/5/10	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-2,049	102.45	33	-20	-1	1,527	M	3	16	5	-2	13	13	7	0	2	-3	-2	19	20	16
3/16/10 18:06	3/15/10	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-180	107.67	33	-2	-6	28	D	22	130	14	3	7	8	2	1	2	2	12	-16	-2	10
12/15/09 13:18	12/11/09	BEN	Financ	InvAdv	Investment Advice	Tatlock Anne M	CA	D		S.m	-617	107.88	33	-6	-3	182	D	-5	83	50	8	1	-5	-1	-1	-3	0	7	7	-9	13
10/30/09 15:06	10/29/09	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Port	S.d	-1,308	105.86	33	-12	-35	23	D	-15	76	77	22	4	1	-6	-5	-3	3	0	-3	13	11
9/16/09 14:28	9/15/09	BEN	Financ	InvAdv	Investment Advice	Gibson Holly E	CA	O	VP,Corp	S.d	-48	99.41	33	0	-5	9	D	-20	13	111	39	8	4	7	2	3	3	10	8	16	12
9/15/09 16:08	9/14/09	BEN	Financ	InvAdv	Investment Advice	Gibson Holly E	CA	O	VP,Corp	S.d	-269	99.00	33	-3	-24	9	D	-18	5	116	34	9	7	10	2	3	2	6	9	13	11
9/14/09 13:03	9/10/09	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S	-30	97.27	33	0	0	1,426	D	-19	3	101	29	10	3	8	2	2	6	8	12	14	13
8/27/09 17:39	8/26/09	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S	-297	93.34	33	-3	0	1,427	D	-28	-5	92	45	29	1	4	-1	1	-2	7	20	13	7
8/25/09 18:00	8/24/09	BEN	Financ	InvAdv	Investment Advice	Ikeda Donna S	CA	O	VP - HR	S	-1,085	94.01	33	-12	-48	12	D	-28	-7	84	45	33	1	-2	1	-2	-2	6	18	11	4
8/21/09 12:36	8/19/09	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-2,031	92.33	33	-22	-1	1,539	D	-27	-5	85	54	41	5	1	4	1	0	9	24	12	10
8/20/09 14:21	8/18/09	BEN	Financ	InvAdv	Investment Advice	Ikeda Donna S	CA	O	VP - HR	S.d	-2,429	92.83	33	-26	-52	24	D	-27	-6	86	50	39	5	0	-3	1	1	12	26	14	11
8/20/09 11:36	8/19/09	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-18,426	92.13	33	-200	-1	36,634	B									3	1	12	26	14	11
8/13/09 15:36	8/12/09	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S	-21	94.61	33	0	0	1,430	D	-23	-7	77	58	31	16	3	0	1	-2	4	21	7	10
8/6/09 13:46	8/5/09	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S	-97	91.44	33	-1	0	1,430	M	-25	-12	79	48	29	27	13	4	0	2	1	16	10	16
8/4/09 15:34	8/3/09	BEN	Financ	InvAdv	Investment Advice	Yun William Young	CA	O	EVP-Alte	S	-275	91.76	33	-3	-3	101	D	-27	-8	86	44	33	31	13	14	1	1	-1	14	15	16
8/4/09 13:09	8/3/09	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Port	S	-264	91.07	33	-3	-12	22	D	-27	-8	86	44	33	31	13	14	1	1	-1	14	15	16
8/4/09 11:52	8/3/09	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-736	90.79	33	-8	-22	29	D	-27	-8	86	44	33	31	13	14	1	1	-1	14	15	16
6/15/09 18:16	6/12/09	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-752	75.24	33	-10	-1	1,564	D	-40	-25	22	56	24	23	6	-1	-3	-1	-5	31	46	28
6/11/09 11:35	6/9/09	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S	-140	75.84	33	-2	-11	15	D	-39	-24	18	72	28	24	8	3	0	-7	-13	28	40	24
6/8/09 19:34	6/5/09	BEN	Financ	InvAdv	Investment Advice	Ikeda Donna S	CA	O	VP - HR	S.d	-116	74.98	33	-2	-6	24	D	-42	-28	27	94	21	24	20	3	3	2	-9	26	46	24
5/20/09 19:14	5/19/09	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S	-129	64.55	33	-2	-10	17	D	-53	-38	17	25	12	5	-3	4	-1	0	16	50	84	73
5/20/09 11:35	5/19/09	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S	-129	64.55	33	-2	-10	17	D	-53	-38	17	25	12	5	-3	4	-2	-2	14	47	82	71
3/16/09 19:35	3/13/09	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S.d	-3,750	47.64	33	-79	-5	1,574	M	-58	-47	-49	-21	1	5	10	11	2	1	27	61	106	135
12/8/08 18:28	12/8/08	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S	-129	64.50	33	-2	-9	19	D	-44	-50	-38	-41	11	14	6	12	-5	-10	-1	-34	19	69
12/8/08 12:38	12/4/08	BEN	Financ	InvAdv	Investment Advice	Tatlock Anne M	CA	D		S	-230	59.87	33	-4	-2	205	D	-44	-50	-38	-41	11	14	6	12	6	-4	5	-28	25	75
12/1/08 13:51	11/26/08	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-29	58.59	33	-1	0	38,200	I	-41	-50	-39	-42	-9	-6	13	4	-16	2	5	-28	20	80
11/5/08 16:49	11/4/08	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S	-216	72.00	33	-3	-12	21	D	-33	-40	-25	-30	-23	14	31	13	-9	-14	-12	-18	-8	57
9/5/08 18:18	9/5/08	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-105	99.74	33	-1	-3	34	D	5	-22	13	-4	7	-1	2	-3	4	-5	-18	-41	-61	-6
9/4/08 14:32	9/4/08	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-76	104.03	33	-1	-2	36	D	9	-20	13	4	6	6	4	0	-4	-8	-17	-48	-63	-13
8/29/08 13:21	8/27/08	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-355	100.27	33	-4	-9	37	M	10	-18	13	5	14	1	7	6	-1	-5	-21	-43	-59	-10
8/21/08 18:21	8/20/08	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-39,540	98.85	33	-400	-1	38,459	M	2	-23	4	0	11	-1	-7	-6	2	2	8	-46	-49	-5
8/21/08 16:32	8/20/08	BEN	Financ	InvAdv	Investment Advice	Tatlock Anne M	CA	D		S	-990	99.75	33	-10	-5	210	D	2	-23	4	0	11	-1	-7	-6	2	2	8	-46	-49	-5
6/16/08 16:37	6/13/08	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S	-132	104.30	33	-1	-5	24	D	32	-18	-8	18	5	9	5	5	-4	-6	-22	-10	-45	-30
6/16/08 15:15	6/13/08	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-41,912	104.78	33	-400	-1	38,859	M	32	-18	-8	18	5	9	5	5	0	-6	-22	-10	-45	-30
6/11/08 14:57	6/10/08	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S	-216	103.00	33	-2	-8	26	D	18	-20	-15	8	6	0	1	-3	-4	1	-12	-4	-36	-24
6/6/08 19:11	6/4/08	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S.d	-482	101.68	33	-5	-15	28	D	21	-19	-10	17	12	2	7	5	0	3	-10	2	-38	-23
3/18/08 12:11	3/14/08	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-18,344	91.72	33	-200	0	41,659	D	-11	-22	-29	-22	-15	-11	-1	-4	7	16	16	20	0	-46
12/11/07 14:53	12/7/07	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-32	121.91	33	0	0	41,916	I	27	9	-5	-3	-6	5	-1	0	-5	-9	-13	-23	-19	-49
9/10/07 12:04	9/6/07	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-25,961	129.81	33	-200	0	42,094	D	54	28	6	-2	-3	-4	1	-5	-1	0	2	-2	-31	-16
9/5/07 17:06	8/31/07	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S.d	-655	131.04	33	-5	-1	669	D	67	36	15	0	-1	10	0	2	1	-3	-1	-7	-27	-18
8/29/07 19:25	8/28/07	BEN	Financ	InvAdv	Investment Advice	Yun William Young	NY	O	EVP-Inst	S	-128	127.76	33	-1	-1	98	D	57	30	7	-7	-12	0	-5	-5	-1	0	-3	-10	-25	-22
8/16/07 18:25	8/15/07	BEN	Financ	InvAdv	Investment Advice	Frisbie Norman Rickard Jr	CA	O	SVP,Chie	S	-85	121.27	33	-1	-6	11	D	47	29	-5	-13	-12	-8	-6	-3	6	8	2	0	-22	-17
6/19/07 19:35	6/15/07	BEN	Financ	InvAdv	Investment Advice	Frisbie Norman Rickard Jr	CA	O	SVP,Chie	S.d	-131	131.33	33	-1	-8	11	D	86	58	19	14	-1	-1	5	3	0	-2	6	-8	-17	-23
6/6/07 20:15	6/5/07	BEN	Financ	InvAdv	Investment Advice	Advani Vijay Chandur	CA	O	EVP - Gl	S	-500	133.16	33	-4	-8	44	M	84	48	26	16	3	-1	0	-2	-3	-3	3	1	-8	-22
6/5/07 14:59	6/1/07	BEN	Financ	InvAdv	Investment Advice	Yun William Young	NY	O	EVP-Inst	S	-313	136.10	33	-2	-2	98	D	91	52	30	23	5	1	2	1	-3	-6	-2	-4	-10	-26
5/31/07 20:15	5/31/07	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Port	S	-96	136.10	33	-1	-4	19	D	91	50	26	16	2	-1	0	1	-1	-4	-2	-8	-14	-28
5/31/07 19:28	5/31/07	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-681	136.24	33	-5	0	1,632	I	91	50	26	16	2	-1	0	1	-1	-4	-2	-8	-14	-28
5/30/07 17:58	5/25/07	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S	-1,522	133.55	33	-11	-2	544	D	90	52	24	16	3	0	0	0	1	-1	-1	-3	-15	-27
5/30/07 12:11	5/25/07	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	DO	CEO,P	S.d	-5,170	133.93	33	-39	-6	556	M	90	52	24	16	3	0	0	0	1	-1	-1	-2	-15	-26
5/21/07 18:07	5/21/07	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-680	136.09	33	-5	0	1,637	D	95	56	26	8	8	4	0	1	-1	-2	-2	-4	-14	-24
5/16/07 19:13	5/15/07	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-1,508	137.07	33	-11	-1	1,642	M	99	52	27	10	8	3	0	1	-2	-1	-5	-12	-14	-25
5/11/07 18:13	5/9/07	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-683	136.68	33	-5	0	1,653	D	92	44	22	8	11	3	2	-1	0	-1	-5	-10	-14	-26
5/7/07 20:08	5/3/07	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-13,366	133.66	33	-100	0	42,294	D	100	53	19	12	10	4	3	3	0	1	-1	-11	-9	-25
5/4/07 19:56	5/3/07	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-2,079	134.14	33	-16	-1	1,658	M	99	52	19	11	11	6	4	3	0	-1	1	-6	-4	-24
5/4/07 19:50	5/3/07	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S	-409	134.00	33	-3	-10	29	D	99	52	19	11	11	6	4	3	0	-1	1	-6	-4	-24
5/3/07 18:57	5/1/07	BEN	Financ	InvAdv	Investment Advice	Green Barbara J	CA	O	VP,Dep G	S.dm	-1,706	132.53	33	-13	-51	12	D	96	51	20	12	10	5	2	1	0	1	1	-7	-4	-25
5/1/07 19:52	4/30/07	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-26	1.32	33	-20	-1	1,673	D	100	42	20	12	12	4	2	0	1	3	3	1	1	-26
3/20/07 17:45	3/16/07	BEN	Financ	InvAdv	Investment Advice	Ikeda Donna S	CA	O	VP - HR	S.d	-1,622	114.60	33	-14	-40	22	D	70	15	13	4	-4	1	-1	0	3	5	14	14	6	-18
3/7/07 19:10	3/5/07	BEN	Financ	InvAdv	Investment Advice	Yun William Young	NY	O	EVP-Inst	S	-677	112.85	33	-6	-6	100	D	67	12	18	8	-2	-6	-7	0	2	1	10	17	16	-17
2/21/07 16:50	2/20/07	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-1,623	126.13	33	-13	-25	39	I	85	27	29	17	10	7	2	0	0	-8	-4	9	3	-22
2/8/07 13:11	2/6/07	BEN	Financ	InvAdv	Investment Advice	Gibson Holly E	CA	O	VP,Corp	S.d	-245	122.26	33	-2	-21	8	D	88	28	34	14	12	3	5	2	0	2	-3	11	2	-19
2/7/07 14:48	2/6/07	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-12,190	121.90	33	-100	0	42,721	D	89	28	32	11	10	2	3	1	1	1	-4	10	3	-20
2/6/07 21:17	2/5/07	BEN	Financ	InvAdv	Investment Advice	Green Barbara J	CA	O	VP,Dep G	S.d	-643	121.30	33	-5	-30	12	D	87	24	32	10	9	1	2	2	1	0	-6	11	3	-18
2/5/07 19:02	2/1/07	BEN	Financ	InvAdv	Investment Advice	Gibson Holly E	CA	O	VP,Corp	S.dm	-490	120.58	33	-4	-35	8	D	85	23	32	6	8	1	0	3	1	1	-5	12	0	-13
2/2/07 20:02	1/31/07	BEN	Financ	InvAdv	Investment Advice	Gibson Holly E	CA	O	VP,Corp	S.d	-181	119.41	33	-2	-17	8	D	86	24	34	7	7	1	3	4	0	3	-7	12	6	-11
2/2/07 19:23	2/1/07	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S.d	-303	121.12	33	-3	-7	32	D	86	24	34	7	7	1	3	4	0	3	-7	12	6	-11
2/2/07 19:10	2/1/07	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-498	121.18	33	-4	-7	52	D	86	24	34	7	7	1	3	4	0	3	-7	12	6	-11
2/1/07 20:46	1/31/07	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S.m	-2,393	119.63	33	-20	-1	1,693	I	85	20	31	8	5	1	1	1	-1	2	-6	10	4	-14
2/1/07 20:41	1/30/07	BEN	Financ	InvAdv	Investment Advice	Yun William Young	NY	O	EVP-Inst	S.d	-2,412	117.08	33	-21	-16	106	D	85	20	31	8	5	1	1	1	-1	2	-6	10	4	-14
1/3/07 19:58	12/28/06	BEN	Financ	InvAdv	Investment Advice	Ikeda Donna S	CA	O	VP - HR	S	-1	109.85	33	0	0	22	I	63	17	27	4	1	-2	-2	0	0	3	7	10	20	1
12/7/06 20:05	12/5/06	BEN	Financ	InvAdv	Investment Advice	Tatlock Anne M	NY	DO	Vice CB	S.d	-7,993	110.90	33	-72	-20	280	D	77	16	28	14	2	4	8	5	0	0	5	8	15	9
11/2/06 13:58	10/31/06	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S	-50	114.01	33	0	0	531	D	92	25	23	21	6	4	2	0	-1	0	-3	10	23	13
11/2/06 13:54	10/31/06	BEN	Financ	InvAdv	Investment Advice	Gibson Holly E	CA	O	VP,Corp	S.d	-704	114.30	33	-6	-46	7	D	92	25	23	21	6	4	2	0	-1	0	-3	10	23	13
11/2/06 12:52	10/31/06	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-11,423	114.23	33	-100	0	42,975	D	92	25	23	21	6	4	2	0	-1	0	-3	10	23	13
11/2/06 12:40	10/31/06	BEN	Financ	InvAdv	Investment Advice	Johnson Gregory E	CA	O	CEO,P	S	-2,850	114.01	33	-25	-5	506	M	92	25	23	21	6	4	2	0	-1	0	-3	10	23	13
11/1/06 16:51	10/31/06	BEN	Financ	InvAdv	Investment Advice	Johnson Rupert H Jr	CA	DOT	Vice CB	S	-11,423	114.23	33	-100	0	37,640	M	96	30	29	25	8	9	8	2	-1	0	-3	9	22	12
11/1/06 16:44	10/31/06	BEN	Financ	InvAdv	Investment Advice	Burns Harmon E	CA	DO	Vice Cha	S	-11,423	114.23	33	-100	-7	1,400	D	96	30	29	25	8	9	8	2	-1	0	-3	9	22	12
11/1/06 16:36	10/31/06	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-2,856	114.23	33	-25	-1	1,713	I	96	30	29	25	8	9	8	2	-1	0	-3	9	22	12
11/1/06 16:26	10/30/06	BEN	Financ	InvAdv	Investment Advice	Simpson Murray	CA	O	EVP	S.d	-2,898	112.57	33	-26	-46	30	D	96	30	29	25	8	9	8	2	-1	0	-3	9	22	12
11/1/06 16:20	10/30/06	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S.d	-682	113.50	33	-6	-10	54	D	96	30	29	25	8	9	8	2	-1	0	-3	9	22	12
11/1/06 16:12	10/30/06	BEN	Financ	InvAdv	Investment Advice	Advani Vijay Chandur	CA	O	EVP - Gl	S.d	-963	112.21	33	-9	-17	41	M	96	30	29	25	8	9	8	2	-1	0	-3	9	22	12
11/1/06 16:05	10/30/06	BEN	Financ	InvAdv	Investment Advice	Green Barbara J	CA	O	VP,Dep G	S.d	-567	113.30	33	-5	-30	12	D	96	30	29	25	8	9	8	2	-1	0	-3	9	22	12
9/19/06 12:20	9/15/06	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S.d	-100	104.79	33	-1	0	532	D	97	30	3	23	12	7	6	0	0	2	1	9	17	29
9/15/06 19:35	9/14/06	BEN	Financ	InvAdv	Investment Advice	Alexander Penelope S	CA	O	Vice-P,H	S	-208	104.24	33	-2	-7	28	D	97	30	2	23	13	6	6	4	-1	0	1	7	12	19
9/15/06 19:22	9/14/06	BEN	Financ	InvAdv	Investment Advice	Baio James R	CA	O	EVP,CFO,	S.d	-791	104.06	33	-8	-23	25	D	97	30	2	23	13	6	6	4	-1	0	1	7	12	19
9/15/06 19:16	9/13/06	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-270	104.84	33	-3	-4	56	D	97	30	2	23	13	6	6	4	-1	0	1	7	12	19
9/15/06 19:11	9/13/06	BEN	Financ	InvAdv	Investment Advice	Ikeda Donna S	CA	O	VP - HR	S.d	-1,048	104.79	33	-10	-32	21	D	97	30	2	23	13	6	6	4	-1	0	1	7	12	19
9/15/06 19:05	9/13/06	BEN	Financ	InvAdv	Investment Advice	Gibson Holly E	CA	O	VP,Corp	S.d	-239	105.13	33	-2	-23	8	D	97	30	2	23	13	6	6	4	-1	0	1	7	12	19
9/13/06 19:06	9/12/06	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-511	102.20	33	-5	0	1,738	I	96	25	4	27	14	7	5	5	0	0	1	7	13	19
9/11/06 14:39	9/8/06	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-498	99.51	33	-5	0	1,743	D	93	21	2	14	9	0	2	1	1	6	9	13	17	28
9/7/06 18:25	9/5/06	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-365	98.77	33	-4	0	43,075	D	88	20	0	12	17	2	2	0	1	6	10	13	22	29
9/7/06 17:49	9/5/06	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-1,904	98.63	33	-19	0	43,079	D	88	20	0	12	17	2	2	0	1	6	10	13	22	29
9/7/06 16:11	9/5/06	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-3,916	98.39	33	-40	0	43,098	D	88	20	0	12	17	2	2	0	1	6	10	13	22	29
9/7/06 13:39	9/5/06	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-2,925	98.15	33	-30	0	43,138	D	88	20	0	12	17	2	2	0	0	6	10	13	22	28
9/6/06 19:22	9/1/06	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-227	98.68	33	-2	0	43,168	D	91	22	-1	13	15	3	1	1	0	5	9	11	19	34
9/6/06 19:17	9/1/06	BEN	Financ	InvAdv	Investment Advice	Johnson Charles B	CA	DOT	CB	S	-502	98.37	33	-5	0	43,175	D	91	22	-1	13	15	3	1	1	0	5	9	11	19	34
9/1/06 16:16	8/31/06	BEN	Financ	InvAdv	Investment Advice	Woodworth Louis E	WA	D		S	-1,474	98.29	33	-15	-1	1,748	I	93	23	-4	9	17	7	1	1	1	1	8	9	18	36
9/1/06 16:03	8/31/06	BEN	Financ	InvAdv	Investment Advice	Lusk John M	CA	O	EVP-Port	S.d	-1,184	98.05	33	-12	-39	19	D	93	23	-4	9	17	7	1	1	1	1	8	9	18	36
8/28/06 16:40	8/25/06	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S.d	-351	97.00	33	-4	-1	532	D	88	21	-6	8	17	5	0	0	0	0	8	11	21	29
8/22/06 18:16	8/21/06	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S	-343	96.88	33	-4	-6	58	D	96	20	-1	11	16	7	4	0	1	0	9	12	30	37
8/22/06 18:05	8/18/06	BEN	Financ	InvAdv	Investment Advice	Burns Harmon E	CA	DO	Vice Cha	S	-15,100	98.26	33	-154	-9	1,500	M	96	20	-1	11	16	7	4	0	1	0	9	12	30	37
8/17/06 14:32	8/15/06	BEN	Financ	InvAdv	Investment Advice	Yun William Young	NY	O	EVP-Inst	S.d	-640	94.12	33	-7	-6	106	D	101	21	-1	11	15	11	5	5	1	1	8	11	30	36
8/17/06 14:27	8/15/06	BEN	Financ	InvAdv	Investment Advice	Tatlock Anne M	NY	DO	Vice CB	S.d	-1,421	94.71	33	-15	-7	216	D	101	21	-1	11	15	11	5	5	1	1	8	11	30	36
8/17/06 14:22	8/15/06	BEN	Financ	InvAdv	Investment Advice	Kratter Leslie M	CA	O	SVP,Assi	S.d	-1,640	95.54	33	-17	-22	62	D	101	21	-1	11	15	11	5	5	1	1	8	11	30	36
8/16/06 20:47	8/14/06	BEN	Financ	InvAdv	Investment Advice	Lewis Kenneth A	CA	O	VP - Ent	S.d	-439	93.44	33	-5	-30	11	D	101	17	-1	8	13	14	3	3	1	0	7	11	31	28
8/16/06 20:34	8/14/06	BEN	Financ	InvAdv	Investment Advice	Ikeda Donna S	CA	O	VP - HR	S.d	-976	94.01	33	-10	-33	21	D	101	17	-1	8	13	14	3	3	1	0	7	11	31	28
8/16/06 20:25	8/14/06	BEN	Financ	InvAdv	Investment Advice	Yun William Young	NY	O	EVP-Inst	S.d	-879	93.70	33	-9	-8	106	D	101	17	-1	8	13	14	3	3	1	0	7	11	31	28
8/16/06 20:09	8/14/06	BEN	Financ	InvAdv	Investment Advice	Tatlock Anne M	NY	DO	Vice CB	S.d	-1,002	93.26	33	-11	-5	216	D	101	17	-1	8	13	14	3	3	1	0	7	11	31	28
8/15/06 19:55	8/11/06	BEN	Financ	InvAdv	Investment Advice	Frisbie Norman Rickard Jr	CA	O	SVP,Chie	S.d	-535	92.03	33	-6	-35	11	D	99	14	-2	5	6	9	1	1	1	2	9	12	33	26
5/31/06 20:36	5/26/06	BEN	Financ	InvAdv	Investment Advice	Bolt Jennifer J	CA	O	EVP-Oper	S.d	-180	89.90	33	-2	0	532	M	81	22	-10	-14	-10	-6	1	1	1	-3	-7	9	16	54

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y