LEHMQ - Lehman Brothers Holdings Inc - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
2/20/09 17:18	12/30/08	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Macomber John D	NY	D		S	-3	0.0290	-117	-100	0
2/20/09 17:17	10/15/08	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Gent Sir Christopher	NY	D		S	-1	0.1050	-6	-100	0
2/20/09 17:17	9/15/08	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Akers John F	NY	D		S	-6	0.3070	-18	-100	0
1/27/09 17:18	1/23/09	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Berlind Roger S	NY	D		S	-21	0.0442	-480	-100	0	H
9/26/08 17:21	9/24/08	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Hernandez Roland A	NY	D		S	0	0.1700	-1	-100	0	I
9/26/08 17:20	9/24/08	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Ainslie Michael L	NY	D		S	-9	0.2269	-42	-100	0	M
9/25/08 17:16	9/23/08	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S	-12	0.1400	-83	-39	133	I
9/25/08 17:12	9/23/08	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Berlind Roger S	NY	D		S.m	-12	0.1470	-85	-15	480	D
9/22/08 17:49	9/18/08	LEHMQ	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S	-21	0.0735	-287	-57	216	D
9/19/08 17:53	9/17/08	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Lowitt Ian T	NY	O	CFO,Co-C	S	-3	0.1400	-21	-100	0	D
9/19/08 17:49	9/17/08	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S	-14	0.1685	-86	-91	9	M
9/17/08 17:52	9/15/08	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Kaufman Henry	NY	D		S	-1	0.2000	-5	-100	0	I
9/17/08 17:51	9/15/08	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.m	-639	0.2220	-2,878	-85	504	M
9/17/08 17:49	9/15/08	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Cruikshank Thomas H	NY	D		S	-6	0.1990	-28	-100	0	D
1/22/08 17:05	1/17/08	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Berlind Roger S	NY	D		M.d	90	18.72	5	1	565	D
1/11/08 17:08	1/9/08	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Kaufman Henry	NY	D		M.d	472	31.45	15	150	25	D
1/11/08 17:08	1/9/08	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Kaufman Henry	NY	D		S.d	-818	54.50	-15	-38	25	D
12/21/07 17:05	12/19/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Kaufman Henry	NY	D		M.d	919	21.99	42		25	D
12/21/07 17:05	12/19/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Kaufman Henry	NY	D		S.d	-2,549	61.00	-42	-63	25	D
12/4/07 17:18	11/30/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	O Meara Christopher M	NY	O	CFO	M.d	0	0.00	7	159	12	D
12/4/07 17:16	11/30/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Lowitt Ian T	NY	O	Co-CAO	M.d	0	0.00	11	114	21	D
12/4/07 17:14	11/30/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Freidheim Scott J	NY	O	Co-CAO	M.d	0	0.00	6	118	12	D
12/4/07 17:12	11/30/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	0	0.00	387	13	3,382	D
12/4/07 17:10	11/30/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	P,COO	M.d	0	0.00	265	55	751	D
12/4/07 17:08	11/30/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	0	0.00	120		99	D
9/21/07 14:34	9/19/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Macomber John D	NY	D		M.d	330	15.81	21	22	117	D
6/26/07 17:00	6/22/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Ainslie Michael L	NY	D		M.d	90	18.72	5	13	42	D
6/19/07 17:11	6/15/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	6,435	42.90	150		37	D
6/19/07 17:11	6/15/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.d	-14,787	78.95	-187	-84	37	D
6/15/07 16:58	6/13/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	21,768	27.21	800	33	3,197	D
6/15/07 16:58	6/13/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.d	-22,636	77.56	-292	-8	3,197	D
4/25/07 17:08	4/23/07	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	P,COO	S	-38,656	78.01	-496	-45	613	D
12/1/06 19:19	11/30/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Lowitt Ian T	NY	O	Co-CAO	M.d	0	0.00	28		15	D
12/1/06 19:19	11/30/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Freidheim Scott J	NY	O	Co-CAO	M.d	0	0.00	15		8	D
12/1/06 19:19	11/30/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	O Meara Christopher M	NY	O	CFO	M.d	0	0.00	13		8	D
12/1/06 19:19	11/30/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	0	0.00	131		125	D
12/1/06 19:18	11/30/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	P,COO	M.d	0	0.00	151	16	1,108	D
12/1/06 19:18	11/30/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	0	0.00	170	5	3,325	D
10/26/06 17:00	10/24/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S	-2,700	77.81	-35	-38	56	D
9/18/06 17:04	9/14/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S	-17,966	70.26	-256	-7	3,230	D
9/18/06 17:04	9/14/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S	-17,084	69.93	-244	-7	3,485	D
7/26/06 17:46	7/24/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.m	-12,917	63.10	-205	-5	3,730	D
7/26/06 17:46	7/24/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S	-12,297	62.97	-195	-5	3,934	D
7/24/06 17:17	7/20/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S	-6,294	62.94	-100	-2	4,130	D
6/21/06 17:02	6/19/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Kaufman Henry	NY	D		S	-1,547	61.89	-25	-50	25	B
4/10/06 16:58	4/6/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	O Meara Christopher M	NY	O	CFO	S	-1,198	150.44	-8	-98	0
3/23/06 17:01	3/21/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	P,COO	M.d	14,278	71.39	200	64	515
3/23/06 17:01	3/21/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	P,COO	S.d	-21,727	142.73	-152	-23	515
3/20/06 17:07	3/16/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	Chief Ad	M.dm	8,253	55.02	150		26
3/20/06 17:07	3/16/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	Chief Ad	S.dm	-15,666	143.03	-110	-81	26
3/20/06 17:07	3/16/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.dm	26,719	65.25	410	24	2,115	S
3/20/06 17:07	3/16/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.dm	-16,589	143.25	-116	-5	2,115	S
2/1/06 17:00	1/30/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	P,COO	M.d	17,049	68.19	250	94	515
2/1/06 17:00	1/30/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	P,COO	S.d	-26,289	139.00	-189	-27	515
1/13/06 16:57	1/11/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S	-6,524	135.07	-48	-51	46
1/13/06 16:57	1/11/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	10,709	71.39	150		94
1/13/06 16:57	1/11/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.d	-9,155	134.69	-68	-42	94
1/6/06 17:04	1/4/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	M.d	1,134	54.62	21		4
1/6/06 17:04	1/4/06	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	S.d	-2,079	127.51	-16	-80	4
12/16/05 16:57	12/14/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	S	-2,036	126.68	-16	-80	4	D
12/2/05 17:06	11/30/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	0	0.00	37	425	46	D
12/2/05 17:05	11/30/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	M.d	0	0.00	164	47	515	D
12/2/05 17:05	11/30/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	Chief Ad	M.d	0	0.00	30		26	D
12/2/05 16:54	11/30/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	0	0.00	283	15	2,175	D
12/2/05 16:53	11/30/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	O Meara Christopher M	NY	O	CFO	M.d	0	0.00	10		8	D
12/2/05 16:53	11/30/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	M.d	0	0.00	29		20	D
11/4/05 16:49	11/2/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Hernandez Roland A	NY	D		P	61	122.01	1	New	1	I
9/23/05 17:06	9/21/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S	-11	113.71	0	0	2,018	D
9/23/05 17:06	9/21/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	11,503	51.13	225	13	2,018	D
9/23/05 17:06	9/21/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.d	-7,754	113.52	-68	-3	2,018	D
7/22/05 17:13	7/20/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	1,278	51.13	25	999%	27	D
7/22/05 17:13	7/20/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.d	-738	106.95	-7	-20	27	D
7/21/05 16:58	7/19/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	11,503	51.13	225	13	2,018	D
7/21/05 16:58	7/19/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.d	-6,899	106.57	-65	-3	2,018	D
3/18/05 17:00	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	M.d	791	31.63	25		4	D
3/18/05 17:00	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	S.d	-1,662	94.56	-18	-81	4	D
3/18/05 17:00	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	Chief Ad	M.dm	10,831	43.33	250		9	D
3/18/05 17:00	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	Chief Ad	S.dm	-17,992	95.05	-189	-95	9	D
3/18/05 16:59	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	S	-36,325	93.36	-389	-47	432	D
3/18/05 16:59	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	M.d	34,971	56.71	617	302	821	D
3/18/05 16:59	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	S.d	-10,107	93.89	-108	-12	821	D
3/18/05 16:59	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S	-3,544	94.01	-38	-58	27	D
3/18/05 16:59	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	4,816	38.53	125		65	D
3/18/05 16:59	3/16/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.d	-8,287	94.93	-87	-57	65	D
2/15/05 16:52	2/11/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	9,488	31.63	300	17	2,018	D
2/15/05 16:52	2/11/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.d	-10,472	94.24	-111	-5	2,018	D
2/14/05 17:04	2/10/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.dm	2,721	54.42	50		27	D
2/14/05 17:04	2/10/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.dm	-4,710	94.20	-50	-65	27	D
2/9/05 17:33	2/7/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.dm	-8,531	93.32	-91	-4	2,018	D
2/9/05 17:33	2/7/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.dm	7,906	31.63	250	14	2,018	D
2/9/05 17:33	2/7/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.dm	2,332	46.64	50		27	D
2/9/05 17:33	2/7/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.dm	-4,886	93.25	-52	-66	27	D
2/1/05 17:50	1/28/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gent Sir Christopher	NY	D		P	96	89.87	1	54	3	D
1/24/05 17:05	1/20/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	7,906	31.63	250	14	2,018	D
1/24/05 17:05	1/20/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.d	-7,873	88.56	-89	-4	2,018	D
1/5/05 10:31	1/3/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	2,045	51.13	40	999%	43	D
1/5/05 10:31	1/3/05	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.d	-2,920	87.43	-33	-44	43	D
12/20/04 17:33	12/16/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	M.d	3,257	52.33	62		4	D
12/20/04 17:33	12/16/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	S.d	-5,224	87.23	-60	-94	4	D
12/20/04 17:33	12/16/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	3,068	51.13	60		43	D
12/20/04 17:33	12/16/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.d	-3,486	87.16	-40	-48	43	D
12/2/04 17:46	11/30/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	M.d	0	0.00	116	37	432	D
12/2/04 17:40	11/30/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	O Meara Christopher M	NY	O	CFO	M.d	0	0.00	4		2	D
12/2/04 17:36	11/30/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	0	0.00	39	99	78	D
12/2/04 17:26	11/30/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	Chief Ad	M.d	0	0.00	14		9	D
12/2/04 17:19	11/30/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	0	0.00	202	11	2,018	D
12/2/04 17:02	11/30/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	M.d	0	0.00	10	999%	10	D
8/26/04 16:53	8/24/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	2,372	31.63	75		43	D
8/26/04 16:53	8/24/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S.d	-1,882	72.93	-26	-38	43	D
8/26/04 16:52	8/24/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Jack Bradley H	NY	O	Office o	S	-813	73.26	-11	-5	232	D
8/26/04 16:52	8/24/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Jack Bradley H	NY	O	Office o	M.d	10,169	33.90	300		243	D
8/26/04 16:52	8/24/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Jack Bradley H	NY	O	Office o	S.d	-6,874	73.05	-94	-28	243	D
8/23/04 16:55	8/19/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	3,844	38.44	100	6	1,886	D
8/23/04 16:55	8/19/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.dm	-2,267	73.12	-31	-2	1,886	D
8/23/04 16:54	8/19/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	CFO	M.d	1,317	23.61	56		0	D
8/23/04 16:54	8/19/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	CFO	S.d	-3,124	73.00	-43	-100	0	D
8/13/04 14:11	8/11/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	S	-20,496	70.43	-291	-45	356	D
8/13/04 14:11	8/11/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	M	11,929	51.13	233	190	356	D
8/13/04 14:11	8/11/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	M.d	9,488	31.63	300	155	494	D
8/13/04 14:11	8/11/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	S.d	-11,545	71.00	-163	-25	494	D
5/21/04 16:59	5/19/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	1,410	9.00	157	9	1,886	D
5/21/04 16:59	5/19/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S.d	-5,304	75.50	-70	-4	1,886	D
3/19/04 16:57	3/17/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	M.d	1,229	35.76	34		4	D
3/19/04 16:57	3/17/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Beyman Jonathan E	NY	O	Chief of	S.d	-2,344	85.25	-28	-87	4	D
2/13/04 17:05	2/11/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	S	-6,386	86.73	-74	-63	43	D
1/21/04 16:56	1/16/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	CFO	M	858	25.75	33		0	D
1/21/04 16:56	1/16/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb David	NY	O	CFO	S	-3,072	83.65	-37	-100	0	D
1/20/04 16:55	1/15/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	M	9,488	31.63	300	536	356	D
1/20/04 16:55	1/15/04	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	S	-19,484	82.56	-236	-40	356	D
12/3/03 17:08	12/1/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Goldfrab David	NY	O	CFO	M.d	0	0.00	18		11	D
12/3/03 16:56	12/1/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	M.d	0	0.00	198	125	356	D
12/3/03 16:43	12/1/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Jack Bradley H	NY	O	COO	M.d	0	0.00	198	574	232	D
12/3/03 16:17	12/1/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Russo Thomas A	NY	O	GC	M.d	0	0.00	71	156	117	D
12/3/03 16:17	12/1/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M.d	0	0.00	334	22	1,866	D
11/20/03 16:55	11/18/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	M	3,844	38.44	100	78	228	D
11/20/03 16:55	11/18/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Gregory Joseph M	NY	O	COO	S	-6,096	73.00	-84	-27	228	D
11/10/03 16:45	11/6/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	M	14,306	20.44	700	74	1,650	D
11/10/03 16:45	11/6/03	LEH	Financ	FinTrd	Security Brokers, Dealers & F	Fuld Richard S Jr	NY	DO	CB,CEO	S	-24,242	74.07	-327	-17	1,650	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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r1y

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r7d

r3d

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