RAND - Rand Capital Corp - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	9	36	-0	2	3	5	10	19	6
P	%wins				58	56	58	58	77	69	63

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
11/22/24 16:30	11/20/24	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	6	16.11	0	1	28	I
3/13/24 17:00	3/12/24	RAND	Fund	CEF	Closed-End Funds	Godley Benjamin E	NY	D		P	27	13.95	2	9	25	D
3/8/24 17:00	3/6/24	RAND	Fund	CEF	Closed-End Funds	Godley Benjamin E	NY	D		P.m	14	13.96	1	5	23	D
8/18/23 16:30	8/16/23	RAND	Fund	CEF	Closed-End Funds	Godley Benjamin E	NY	D		P.m	26	12.99	2	10	22	D
8/17/23 16:15	8/15/23	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	37	13.01	3	11	28	I
6/15/23 16:30	6/13/23	RAND	Fund	CEF	Closed-End Funds	Jaroslawsky Cari L	NY	D		P	1	13.25	0	3	1	D
6/8/23 17:00	6/6/23	RAND	Fund	CEF	Closed-End Funds	Jaroslawsky Cari L	NY	D		P.m	6	13.25	0	42	1	D
6/5/23 17:46	6/1/23	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	2	12.98	0	1	25	I
5/30/23 17:30	5/25/23	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	2	13.05	0	1	25	I
5/22/23 18:47	5/18/23	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	14	12.90	1	5	25	I
5/16/23 16:30	5/12/23	RAND	Fund	CEF	Closed-End Funds	Penberthy Daniel P	NY	O	P,CEO	P.m	7	13.36	1	3	17	D
5/11/23 16:30	5/10/23	RAND	Fund	CEF	Closed-End Funds	Zak Robert M	NY	D		P	27	13.46	2	11	20	D
3/14/23 18:23	3/13/23	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	36	13.65	3	13	24	I
3/14/23 17:00	3/13/23	RAND	Fund	CEF	Closed-End Funds	Kailbourne Erland E	NY	D		P	14	13.68	1	10	11	D
12/7/22 16:59	12/5/22	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	23	14.50	2	8	21	I
11/14/22 09:43	11/9/22	RAND	Fund	CEF	Closed-End Funds	Jaroslawsky Cari L	NY	D		P.m	15	14.98	1	New	1	D
9/2/22 16:15	8/31/22	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	12	14.56	1	4	19	I
8/26/22 17:06	8/24/22	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	2	14.81	0	1	19	I
8/24/22 16:43	8/22/22	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	2	14.32	0	1	18	I
6/8/22 09:07	6/7/22	RAND	Fund	CEF	Closed-End Funds	Penberthy Daniel P	NY	O	P,CEO	P	15	15.30	1	7	16	D
5/17/22 17:22	5/16/22	RAND	Fund	CEF	Closed-End Funds	Kailbourne Erland E	NY	D		P	15	14.95	1	11	10	D
5/17/22 17:07	5/13/22	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	2	14.40	0	1	18	I
5/11/22 18:30	5/10/22	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	134	14.86	9	100	18	I
5/11/22 16:30	5/10/22	RAND	Fund	CEF	Closed-End Funds	Godley Benjamin E	NY	D		P	24	14.90	2	9	20	D
3/15/22 17:15	3/11/22	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	24	15.73	2	20	9	I
3/15/22 17:00	3/14/22	RAND	Fund	CEF	Closed-End Funds	Kailbourne Erland E	NY	D		P	16	16.46	1	13	9	D
3/14/22 17:00	3/11/22	RAND	Fund	CEF	Closed-End Funds	Zak Robert M	NY	D		P	31	15.61	2	12	18	D
12/13/21 18:50	12/10/21	RAND	Fund	CEF	Closed-End Funds	East Asset Management, LLC	FL	T		P.m	163	17.50	9	1	1,658	D
12/6/21 19:32	12/3/21	RAND	Fund	CEF	Closed-End Funds	East Asset Management, LLC	FL	T		P.m	64	17.00	4	0	1,649	D
12/3/21 16:30	12/1/21	RAND	Fund	CEF	Closed-End Funds	Kailbourne Erland E	NY	D		P	26	16.94	2	24	8	D
12/1/21 16:12	11/29/21	RAND	Fund	CEF	Closed-End Funds	East Asset Management, LLC	FL	T		P.m	47	16.75	3	0	1,645	D
11/26/21 06:08	11/22/21	RAND	Fund	CEF	Closed-End Funds	East Asset Management, LLC	FL	T		P.m	12	16.50	1	0	1,642	D
11/17/21 21:10	11/15/21	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	24	16.25	1	24	8	I
11/15/21 21:30	11/10/21	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	11	15.85	1	13	6	I
9/8/20 16:53	9/3/20	RAND	Fund	CEF	Closed-End Funds	East Asset Management, LLC	FL	T		P	29	11.21	3	0	1,642	D
9/2/20 18:00	9/2/20	RAND	Fund	CEF	Closed-End Funds	East Asset Management, LLC	FL	T		P.m	82	11.30	7	0	1,635	D
8/28/20 18:05	8/28/20	RAND	Fund	CEF	Closed-End Funds	East Asset Management, LLC	FL	T		P.m	56	11.25	5	0	1,628	D
8/24/20 17:45	8/24/20	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	26	11.38	2	290	3	I
8/19/20 18:10	8/19/20	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P.m	18	11.14	2	320	2	I
6/5/20 18:40	6/3/20	RAND	Fund	CEF	Closed-End Funds	Gusky Adam Samuel	NY	D		P	16	10.92	2	New	2	I
3/28/18 17:31	3/23/18	RAND	Fund	CEF	Closed-End Funds	Newman Reginald B II	NY	D		P.m	13	2.60	5	3	173	D
1/23/18 16:37	1/19/18	RAND	Fund	CEF	Closed-End Funds	Newman Reginald B II	NY	D		P	21	2.75	8	5	168	D
1/19/18 19:14	1/17/18	RAND	Fund	CEF	Closed-End Funds	Newman Reginald B II	NY	D		P.m	55	2.75	20	14	160	D
6/16/17 17:05	6/15/17	RAND	Fund	CEF	Closed-End Funds	Zak Robert M	NY	D		P	60	3.00	20	31	85	D
1/18/17 16:14	1/18/17	RAND	Fund	CEF	Closed-End Funds	Kailbourne Erland E	NY	D		P	11	3.19	3	9	40	D	-21	-14	-9	-7	-5	0	-1	-1	4	3	4	-3
12/14/16 17:06	12/13/16	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	CEO	P	150	3.00	50	18	322	M	-10	-13	-20	-6	-3	3	-3	-2	-2	-1	-1	-7
12/14/16 17:03	12/13/16	RAND	Fund	CEF	Closed-End Funds	Penberthy Daniel P	NY	O	EVP,CFO	P	50	3.00	17	25	84	D	-10	-13	-20	-6	-3	3	-3	-2	-2	-1	-1	-7
12/14/16 17:03	12/13/16	RAND	Fund	CEF	Closed-End Funds	Newman Reginald B II	NY	D		P	450	3.00	150	159	244	D	-10	-13	-20	-6	-3	3	-3	-2	-2	-1	-1	-7
12/14/16 17:02	12/13/16	RAND	Fund	CEF	Closed-End Funds	Kailbourne Erland E	NY	D		P	50	3.00	17	83	37	D	-10	-13	-20	-6	-3	3	-3	-2	-2	-1	-1	-7
12/14/16 17:01	12/13/16	RAND	Fund	CEF	Closed-End Funds	Kenzie Ross B	NY	D		P	39	3.00	13	13	113	D	-10	-13	-20	-6	-3	3	-3	-2	-2	-1	-1	-7
8/12/16 10:10	8/11/16	RAND	Fund	CEF	Closed-End Funds	Zak Robert M	NY	D		P	83	3.33	25	63	65	D	9	-19	-30	-23	-13	-4	-6	1	-1	6	9	0	-3
5/18/15 12:13	5/15/15	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P.m	19	3.80	5	4	124	D	27	12	21	-9	-6	-3	-2	-1	-1	1	5	5	6	11
5/12/15 10:01	5/11/15	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P	10	3.80	3	2	119	D	27	12	24	-1	-6	-4	-4	-1	0	-2	2	6	6	6
8/25/14 11:38	8/21/14	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P	16	3.10	5	4	116	D	17	8	0	-2	3	3	3	4	-1	-3	-4	9	31	18
8/20/14 14:36	8/18/14	RAND	Fund	CEF	Closed-End Funds	Utility Service Holding Co., Inc.	GA	T		P.m	1,365	3.02	452	57	1,239	D	5	5	0	-5	-5	2	1	1	2	4	0	1	30	29
7/25/14 16:18	7/23/14	RAND	Fund	CEF	Closed-End Funds	Utility Service Holding Co., Inc.	GA	T		P.m	76	3.10	24	3	787	D	17	4	-2	-9	-9	-2	-4	-1	-1	-4	2	-1	30	26
6/24/14 15:12	6/20/14	RAND	Fund	CEF	Closed-End Funds	Utility Service Holding Co., Inc.	GA	T		P	32	3.25	10	1	762	D	22	6	6	-8	-6	-2	-6	-2	2	-2	-3	-4	19	23
6/16/14 11:30	5/21/14	RAND	Fund	CEF	Closed-End Funds	Utility Service Holding Co., Inc.	GA	T		P.m	31	3.33	9	1	752	D	24	18	9	5	0	5	7	3	1	-6	-5	-8	7	16
5/19/14 17:01	5/19/14	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P	17	3.42	5	5	111	D	16	12	13	7	-5	-5	-3	-3	-2	-2	4	-9	-6	12
3/13/14 10:37	3/12/14	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P	16	3.27	5	5	106	D	2	8	9	2	-2	2	-9	-4	2	2	9	2	-2	27
3/3/14 15:15	2/27/14	RAND	Fund	CEF	Closed-End Funds	Penberthy Daniel P	NY	O	EVP	P.m	16	3.28	5	8	68	D	-1	31	14	8	10	10	10	7	3	-2	3	-1	-10	18
4/5/13 16:08	4/4/13	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P	14	2.85	5	5	101	D	0	-7	8	25	17	-4	-5	-3	-6	2	2	2	-2	14
3/8/13 10:15	3/7/13	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P	14	2.75	5	5	96	D	-12	-10	6	27	6	6	9	4	0	9	-2	4	5	19
3/4/13 16:01	3/4/13	RAND	Fund	CEF	Closed-End Funds	Penberthy Daniel P	NY	O	EVP	P	14	2.70	5	9	63	D	-15	-22	2	22	3	3	2	5	4	5	13	8	9	30
12/14/12 09:18	12/13/12	RAND	Fund	CEF	Closed-End Funds	Zak Robert M	NY	D		P	25	2.46	10	33	40	D	-28	-21	-13	-12	-3	4	5	3	2	6	13	32	24	32
11/16/12 10:28	11/15/12	RAND	Fund	CEF	Closed-End Funds	Penberthy Daniel P	NY	O	EVP	P	2	2.30	1	1	58	D	-25	-9	-13	-15	-10	10	-5	8	-1	-9	-1	9	19	19
3/1/11 13:20	2/25/11	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P.m	31	3.10	10	12	91	D	-20	-17	-2	-3	3	4	3	4	2	-3	-9	-7	-11	8
9/8/09 11:58	9/4/09	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P	3	3.42	1	1	81	D	-19	-2	0	7	12	8	7	1	2	1	1	-1	-9	-15
9/2/09 14:31	9/1/09	RAND	Fund	CEF	Closed-End Funds	Rand Jayne K	NY	D		P	3	3.42	1	1	140	D	-18	-1	3	3	14	14	9	6	0	4	7	6	1	-14
9/2/09 14:23	9/1/09	RAND	Fund	CEF	Closed-End Funds	Kailbourne Erland E	NY	D		P	34	3.42	10	100	20	D	-18	-1	3	3	14	14	9	6	0	4	7	6	1	-14
8/13/09 14:21	8/12/09	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P,CEO	P	24	3.42	7	10	80	D	-20	-6	-19	-18	-7	0	-11	2	1	10	17	24	15	-8
8/13/09 14:18	8/12/09	RAND	Fund	CEF	Closed-End Funds	Zak Robert M	NY	D		P	34	3.42	10	50	30	D	-20	-6	-19	-18	-7	0	-11	2	1	10	17	24	15	-8
8/13/09 14:15	8/12/09	RAND	Fund	CEF	Closed-End Funds	Penberthy Daniel P	NY	O	EVP,Secr	P	24	3.42	7	14	57	D	-20	-6	-19	-18	-7	0	-11	2	1	10	17	24	15	-8
8/13/09 14:12	8/12/09	RAND	Fund	CEF	Closed-End Funds	McLeese Willis S	NY	DT		P	34	3.42	10	1	810	I	-20	-6	-19	-18	-7	0	-11	2	1	10	17	24	15	-8
8/13/09 14:03	8/12/09	RAND	Fund	CEF	Closed-End Funds	Newman Reginald B II	NY	D		P	34	3.42	10	3	390	D	-20	-6	-19	-18	-7	0	-11	2	1	10	17	24	15	-8
8/13/09 13:55	8/12/09	RAND	Fund	CEF	Closed-End Funds	Kenzie Ross B	NY	D		P	34	3.42	10	10	110	D	-20	-6	-19	-18	-7	0	-11	2	1	10	17	24	15	-8
5/12/06 08:54	5/11/06	RAND	Fund	CEF	Closed-End Funds	Zak Robert M	NY	D		P	17	1.66	10	100	20										-9	-7	-16	-22	53	122
2/16/06 16:23	2/15/06	RAND	Fund	CEF	Closed-End Funds	Zak Robert M	NY	D		P	13	1.31	10	New	10										-2	-8	-14	19	1	200
2/25/04 15:54	2/24/04	RAND	Fund	CEF	Closed-End Funds	Kailbourne Erland E	NY	D		P	12	1.38	9	900	10	D	11	35	15	-3	-4	3	2	-2	-4	4	-4	-3	9	10
1/15/04 10:06	1/14/04	RAND	Fund	CEF	Closed-End Funds	Grum Allen F	NY	DO	P	P	4	1.40	3	10	27	D	1	17	13	5	1	21	-15	-4	2	1	-4	29	0	5

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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