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10/1/21 15:48 | 9/29/21 | EQS | Fund | CEF | Closed-End Funds | Des Pallieres Bertrand | TX | T | S | -4,426 | 2.40 | 0 | -1,844 | -84 | 345 | I | |||||||||||||||
7/17/20 18:21 | 7/16/20 | EQS | Fund | CEF | Closed-End Funds | Mvc Capital, Inc. | NY | T | S | -3,777 | 1.17 | 0 | -3,228 | -100 | 0 | D | |||||||||||||||
7/17/20 18:15 | 7/16/20 | EQS | Fund | CEF | Closed-End Funds | Tokarz Group Advisers LLC | NY | T | S | -3,777 | 1.17 | 0 | -3,228 | -100 | 0 | I | |||||||||||||||
7/17/20 18:10 | 7/16/20 | EQS | Fund | CEF | Closed-End Funds | Tokarz Michael T | NY | T | S | -3,777 | 1.17 | 0 | -3,228 | -100 | 0 | I | |||||||||||||||
8/13/19 16:48 | 8/12/19 | EQS | Fund | CEF | Closed-End Funds | Mvc Capital, Inc. | NY | T | S | -985 | 1.62 | 0 | -608 | -16 | 3,228 | D | |||||||||||||||
8/13/19 16:44 | 8/12/19 | EQS | Fund | CEF | Closed-End Funds | Tokarz Group Advisers LLC | NY | T | S | -985 | 1.62 | 0 | -608 | -16 | 3,228 | I | |||||||||||||||
8/13/19 16:42 | 8/12/19 | EQS | Fund | CEF | Closed-End Funds | Tokarz Michael T | NY | T | S | -985 | 1.62 | 0 | -608 | -16 | 3,228 | I | |||||||||||||||
7/30/19 19:05 | 7/29/19 | EQS | Fund | CEF | Closed-End Funds | Tokarz Michael T | NY | T | S | -1,034 | 1.70 | 0 | -608 | -14 | 3,836 | I | |||||||||||||||
7/30/19 19:02 | 7/29/19 | EQS | Fund | CEF | Closed-End Funds | Tokarz Group Advisers LLC | NY | T | S | -1,034 | 1.70 | 0 | -608 | -14 | 3,836 | I | |||||||||||||||
7/30/19 18:57 | 7/29/19 | EQS | Fund | CEF | Closed-End Funds | Mvc Capital, Inc. | NY | T | S | -1,034 | 1.70 | 0 | -608 | -14 | 3,836 | D | |||||||||||||||
7/26/19 21:12 | 7/24/19 | EQS | Fund | CEF | Closed-End Funds | Tokarz Michael T | NY | T | S | -2,068 | 1.70 | 0 | -1,217 | -21 | 4,445 | I | |||||||||||||||
7/26/19 21:09 | 7/24/19 | EQS | Fund | CEF | Closed-End Funds | Tokarz Group Advisers LLC | NY | T | S | -2,068 | 1.70 | 0 | -1,217 | -21 | 4,445 | I | |||||||||||||||
7/26/19 21:06 | 7/24/19 | EQS | Fund | CEF | Closed-End Funds | Mvc Capital, Inc. | NY | T | S | -2,068 | 1.70 | 0 | -1,217 | -21 | 4,445 | D | |||||||||||||||
6/7/10 16:19 | 6/4/10 | EQS | Fund | CEF | Closed-End Funds | Flanagan Gregory J | NM | D | S.m | -6 | 2.70 | 0 | -2 | -35 | 5 | D | -58 | 0 | -18 | -11 | -17 | -13 | -3 | -5 | 0 | 4 | -9 | -22 | -22 | -4 | |
6/4/10 12:46 | 4/12/10 | EQS | Fund | CEF | Closed-End Funds | Flanagan Gregory J | NM | D | S.m | -20 | 2.85 | 0 | -7 | -51 | 7 | D | -58 | 5 | -17 | -4 | -11 | -11 | -2 | -7 | -3 | 4 | -9 | -22 | -25 | -9 | |
4/14/10 13:06 | 4/13/10 | EQS | Fund | CEF | Closed-End Funds | Flanagan Gregory J | NM | D | S | -8 | 3.01 | 0 | -3 | -15 | 14 | D | -51 | 32 | -6 | -9 | 3 | 5 | 8 | 1 | -2 | 1 | 1 | -24 | -25 | -17 | |
4/12/10 11:40 | 4/8/10 | EQS | Fund | CEF | Closed-End Funds | Flanagan Gregory J | NM | D | S.m | -15 | 3.00 | 0 | -5 | -23 | 17 | D | -52 | 44 | -4 | -10 | -6 | 7 | 8 | 6 | 0 | 0 | 3 | -19 | -25 | -11 | |
10/7/09 16:56 | 10/5/09 | EQS | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | D | S | -671 | 3.26 | 0 | -206 | -58 | 152 | I | -52 | -42 | 40 | 12 | -4 | -5 | -4 | 1 | 1 | 7 | 10 | 7 | -3 | -28 | |
10/7/09 16:45 | 10/5/09 | EQS | Fund | CEF | Closed-End Funds | Denos Kenneth I | UT | D | S | -671 | 3.26 | 0 | -206 | -58 | 152 | I | -52 | -42 | 40 | 12 | -4 | -5 | -4 | 1 | 1 | 7 | 10 | 7 | -3 | -28 | |
8/4/09 15:52 | 8/3/09 | EQS | Fund | CEF | Closed-End Funds | Moore Anthony R | UT | T | S | -1,781 | 3.35 | 0 | -532 | -60 | 357 | I | -54 | -49 | -21 | 38 | 3 | 20 | 4 | 7 | 0 | -1 | -3 | 6 | 1 | -30 | |
8/4/09 15:45 | 8/3/09 | EQS | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T | S | -1,781 | 3.35 | 0 | -532 | -60 | 357 | I | -54 | -49 | -21 | 38 | 3 | 20 | 4 | 7 | 0 | -1 | -3 | 6 | 1 | -30 | |
8/4/09 15:34 | 8/3/09 | EQS | Fund | CEF | Closed-End Funds | Clayton Sharon | UT | T | S | -1,781 | 3.35 | 0 | -532 | -60 | 357 | I | -54 | -49 | -21 | 38 | 3 | 20 | 4 | 7 | 0 | -1 | -3 | 6 | 1 | -30 | |
8/4/09 14:23 | 8/3/09 | EQS | Fund | CEF | Closed-End Funds | Denos Kenneth I | UT | DT | S | -1,781 | 3.35 | 0 | -532 | -60 | 357 | I | -54 | -49 | -21 | 38 | 3 | 20 | 4 | 7 | 0 | -1 | -3 | 6 | 1 | -30 | |
5/4/09 17:07 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | T | S.a | -81 | 3.69 | 0 | -22 | -1 | 2,686 | I | -69 | -62 | -52 | -45 | -25 | 2 | 7 | 1 | 2 | 2 | 10 | 33 | 48 | 32 | |
5/4/09 16:54 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Clayton Sharon | UT | T | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,793 | I | -69 | -62 | -52 | -45 | -25 | 2 | 7 | 1 | 2 | 2 | 10 | 33 | 48 | 32 | |
5/4/09 16:46 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,793 | I | -69 | -62 | -52 | -45 | -25 | 2 | 7 | 1 | 2 | 2 | 10 | 33 | 48 | 32 | |
5/4/09 16:32 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Denos Kenneth I | UT | DOT | CEO | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,793 | I | -69 | -62 | -52 | -45 | -25 | 2 | 7 | 1 | 2 | 2 | 10 | 33 | 48 | 32 |
5/1/09 15:02 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Clayton Sharon | UT | T | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,791 | I | -68 | -61 | -51 | -43 | -26 | 5 | 12 | 0 | -2 | 1 | 8 | 35 | 46 | 30 | |
5/1/09 14:47 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | T | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,791 | I | -68 | -61 | -51 | -43 | -26 | 5 | 12 | 0 | -2 | 1 | 8 | 35 | 46 | 30 | |
5/1/09 14:30 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,791 | I | -68 | -61 | -51 | -43 | -26 | 5 | 12 | 0 | -2 | 1 | 8 | 35 | 46 | 30 | |
4/29/09 11:42 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Clayton Sharon | UT | T | S | -81 | 3.69 | 0 | -22 | -1 | 1,659 | I | -69 | -63 | -54 | -44 | -25 | 4 | 4 | 4 | 3 | 6 | 12 | 33 | 61 | 35 | |
4/29/09 11:21 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | T | S | -81 | 3.69 | 0 | -22 | -1 | 1,703 | I | -69 | -63 | -54 | -44 | -25 | 4 | 4 | 4 | 3 | 6 | 12 | 33 | 61 | 35 | |
4/28/09 12:40 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T | S | -81 | 3.69 | 0 | -22 | -1 | 1,747 | I | -68 | -62 | -52 | -41 | -21 | -6 | 6 | 9 | -3 | 1 | 9 | 36 | 59 | 33 | |
4/28/09 12:22 | 4/24/09 | EQS | Fund | CEF | Closed-End Funds | Denos Kenneth I | UT | DOT | CEO | S | -81 | 3.69 | 0 | -22 | -1 | 1,791 | I | -68 | -62 | -52 | -41 | -21 | -6 | 6 | 9 | -3 | 1 | 9 | 36 | 59 | 33 |
8/6/08 12:34 | 8/1/08 | EQS | Fund | CEF | Closed-End Funds | Clayton Sharon | UT | DT | S | -3,014 | 7.11 | 0 | -424 | -33 | 849 | I | 16 | -6 | 26 | 7 | 3 | 6 | 4 | 3 | -1 | 2 | 4 | -14 | -36 | -50 | |
8/6/08 12:33 | 8/1/08 | EQS | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | DT | S | -3,014 | 7.11 | 0 | -424 | -33 | 849 | I | 16 | -6 | 26 | 7 | 3 | 6 | 4 | 3 | -1 | 2 | 4 | -14 | -36 | -50 | |
8/6/08 12:32 | 8/1/08 | EQS | Fund | CEF | Closed-End Funds | Denos Kenneth I | UT | DOT | P,CEO | S | -3,014 | 7.11 | 0 | -424 | -33 | 849 | I | 16 | -6 | 26 | 7 | 3 | 6 | 4 | 3 | -1 | 2 | 4 | -14 | -36 | -50 |
8/6/08 12:31 | 8/1/08 | EQS | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T | S | -3,014 | 7.11 | 0 | -424 | -33 | 849 | I | 16 | -6 | 26 | 7 | 3 | 6 | 4 | 3 | -1 | 2 | 4 | -14 | -36 | -50 | |
10/2/07 11:46 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T | S.a | -1,468 | 7.74 | 0 | -190 | -13 | 1,273 | I | 25 | 9 | -11 | -10 | 4 | -1 | 1 | 1 | 1 | -2 | -14 | -16 | -8 | -12 | |
10/2/07 11:38 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Clayton Sharon | UT | DT | S.a | -1,468 | 7.74 | 0 | -190 | -13 | 1,273 | I | 25 | 9 | -11 | -10 | 4 | -1 | 1 | 1 | 1 | -2 | -14 | -16 | -8 | -12 | |
10/2/07 11:30 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | DT | S.a | -1,468 | 7.74 | 0 | -190 | -13 | 1,273 | I | 25 | 9 | -11 | -10 | 4 | -1 | 1 | 1 | 1 | -2 | -14 | -16 | -8 | -12 | |
10/2/07 11:15 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Denos Kenneth I | UT | DOT | CEO | S.a | -1,468 | 7.74 | 0 | -190 | -13 | 1,273 | I | 25 | 9 | -11 | -10 | 4 | -1 | 1 | 1 | 1 | -2 | -14 | -16 | -8 | -12 |
10/1/07 12:51 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Clayton Sharon | UT | DT | S | -2,147,484 | 1,266,360 | 0 | -190 | -13 | 1,273 | I | 25 | 8 | -10 | -13 | 7 | -2 | -1 | -1 | 1 | 0 | -12 | -17 | -8 | -9 | |
10/1/07 12:42 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | DT | S | -2,147,484 | 1,266,360 | 0 | -190 | -13 | 1,273 | I | 25 | 8 | -10 | -13 | 7 | -2 | -1 | -1 | 1 | 0 | -12 | -17 | -8 | -9 | |
10/1/07 12:35 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Denos Kenneth I | UT | DOT | CEO | S.a | -2,147,484 | 1,266,360 | 0 | -190 | -13 | 1,273 | I | 25 | 8 | -10 | -13 | 7 | -2 | -1 | -1 | 1 | 0 | -12 | -17 | -8 | -9 |
10/1/07 12:28 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T | S | -2,147,484 | 1,266,360 | 0 | -190 | -13 | 1,273 | D | 25 | 8 | -10 | -13 | 7 | -2 | -1 | -1 | 1 | 0 | -12 | -17 | -8 | -9 | |
10/1/07 12:19 | 9/27/07 | EQS | Fund | CEF | Closed-End Funds | Denos Kenneth I | UT | DOT | CEO | S | -2,147,484 | 1,266,360 | 0 | -190 | -13 | 1,273 | I | 25 | 8 | -10 | -13 | 7 | -2 | -1 | -1 | 1 | 0 | -12 | -17 | -8 | -9 |
5/25/07 15:14 | 5/23/07 | EQS | Fund | CEF | Closed-End Funds | Feinsilver Alan D | TX | D | S | -61 | 8.82 | 0 | -7 | -68 | 3 | D | 51 | 23 | 12 | 3 | -4 | -4 | -2 | -2 | -1 | 2 | -1 | -11 | -26 | -11 | |
8/18/06 17:02 | 8/17/06 | EQS | Fund | CEF | Closed-End Funds | Flanagan Gregory J | TX | D | S | -9 | 7.15 | 0 | -1 | -6 | 21 | M | 35 | 11 | -5 | -3 | 0 | 2 | 2 | 2 | 0 | 1 | 4 | 15 | 22 | 9 | |
7/5/05 14:20 | 6/30/05 | EQS | Trans | TrSv | Arrangement of Transportation | Knauss Robert L | TX | D | S.d | -55 | 8.38 | 0 | -7 | -84 | 1 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 | |
7/5/05 12:03 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Douglass Sam P | TX | DO | CEO | S.d | -1,991 | 8.38 | 0 | -238 | -34 | 451 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 |
7/5/05 12:03 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Lehmann Nolan | TX | DO | P | S.d | -1,699 | 8.38 | 0 | -203 | -45 | 246 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 |
7/5/05 12:02 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Orvieto Brad | FL | D | S.d | -18 | 8.38 | 0 | -2 | -47 | 2 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 | |
7/5/05 12:02 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Storms John W | TX | D | S.d | -55 | 8.38 | 0 | -7 | -42 | 9 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 | |
7/5/05 12:02 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Tuggle Francis D Dr | CA | D | S.d | -54 | 8.38 | 0 | -6 | -59 | 4 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 | |
7/5/05 12:01 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Petersen Gary R | TX | D | S.d | -55 | 8.38 | 0 | -7 | -74 | 2 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 | |
7/5/05 12:01 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Williams Edward E | TX | D | S.d | -55 | 8.38 | 0 | -7 | -12 | 48 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 | |
7/5/05 11:59 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Flanagan Gregory J | TX | D | S.d | -55 | 8.38 | 0 | -7 | -38 | 11 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 | |
7/5/05 11:59 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Walters James Philip | TX | O | VP,Contr | S.d | -419 | 8.38 | 0 | -50 | -100 | 0 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 |
7/5/05 11:58 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Nicodemus Harry O IV | TX | O | VP,CFO | S.d | -1,173 | 8.38 | 0 | -140 | -100 | 0 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 |
7/5/05 11:58 | 6/30/05 | EQS | Fund | CEF | Closed-End Funds | Forbes Gary L | TX | O | VP | S.d | -1,659 | 8.38 | 0 | -198 | -93 | 14 | D | 20 | 14 | 7 | 2 | 6 | -2 | -3 | -2 | 1 | 1 | 1 | 5 | 9 | 14 |
12/22/03 16:59 | 12/22/03 | EQS | Fund | CEF | Closed-End Funds | Douglass Sam P | TX | DO | CEO | S | -2 | 7.92 | 0 | 0 | 0 | 408 | D | 17 | 33 | 9 | -2 | 2 | -2 | 2 | 2 | -1 | 3 | 3 | 0 | -2 | 2 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |